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Form 8.5 (EPT/NON-RI) - Glencore International Plc

2nd Mar 2012 12:03

RNS Number : 5962Y
Credit Suisse Securities (Eur) Ltd
02 March 2012
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

01-March-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

9,104,084

0.132

5,645,259

0.082

(2) Derivatives (other than options):

 

 

 

 

(3) Options and agreements to purchase/sell:

 

 

 

 

TOTAL:

9,104,084

0.132

5,645,259

0.082

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

1560

432.75

Ordinary shares

S

3201

432.50

Ordinary shares

S

1320

432.45

Ordinary shares

S

194

432.35

Ordinary shares

S

2506

432.30

Ordinary shares

S

1237

432.25

Ordinary shares

S

4704

432.20

Ordinary shares

S

1123

432.10

Ordinary shares

S

1380

432.05

Ordinary shares

S

6691

432.00

Ordinary shares

S

1373

431.95

Ordinary shares

S

4728

431.90

Ordinary shares

S

11935

431.85

Ordinary shares

S

193

431.75

Ordinary shares

S

2000

431.73

Ordinary shares

B

1338

431.70

Ordinary shares

S

4062

431.70

Ordinary shares

S

6428

431.65

Ordinary shares

S

3752

431.60

Ordinary shares

S

2315

431.58

Ordinary shares

B

232

431.55

Ordinary shares

S

3414

431.55

Ordinary shares

S

8425

431.50

Ordinary shares

S

1989

431.45

Ordinary shares

S

9834

431.40

Ordinary shares

B

195

431.35

Ordinary shares

S

15086

431.35

Ordinary shares

B

2138

431.30

Ordinary shares

S

14905

431.30

Ordinary shares

S

7728

431.25

Ordinary shares

S

7011

431.20

Ordinary shares

B

884

431.15

Ordinary shares

S

9273

431.15

Ordinary shares

B

1153

431.10

Ordinary shares

S

1641

431.10

Ordinary shares

S

6432

431.05

Ordinary shares

S

12145

431.00

Ordinary shares

B

2590

430.95

Ordinary shares

S

11868

430.95

Ordinary shares

B

215

430.90

Ordinary shares

S

15861

430.90

Ordinary shares

S

1401

430.88

Ordinary shares

B

2117

430.85

Ordinary shares

S

8009

430.85

Ordinary shares

B

973

430.80

Ordinary shares

S

13045

430.80

Ordinary shares

B

4184

430.75

Ordinary shares

S

20611

430.75

Ordinary shares

B

16841

430.72

Ordinary shares

S

16841

430.72

Ordinary shares

B

1139

430.70

Ordinary shares

S

26382

430.70

Ordinary shares

B

550

430.68

Ordinary shares

S

550

430.68

Ordinary shares

S

35786

430.65

Ordinary shares

B

2886

430.60

Ordinary shares

S

17864

430.60

Ordinary shares

B

1517

430.55

Ordinary shares

S

10582

430.55

Ordinary shares

B

983

430.50

Ordinary shares

S

43288

430.50

Ordinary shares

B

172

430.48

Ordinary shares

S

2669

430.48

Ordinary shares

B

2162

430.45

Ordinary shares

S

66474

430.45

Ordinary shares

B

2065

430.40

Ordinary shares

S

12496

430.40

Ordinary shares

S

3238

430.39

Ordinary shares

S

1058

430.38

Ordinary shares

B

3160

430.35

Ordinary shares

S

17657

430.35

Ordinary shares

B

1245

430.33

Ordinary shares

S

1245

430.33

Ordinary shares

B

553

430.30

Ordinary shares

S

17941

430.30

Ordinary shares

B

3826

430.25

Ordinary shares

S

52250

430.25

Ordinary shares

S

29214

430.20

Ordinary shares

S

819

430.18

Ordinary shares

B

6120

430.15

Ordinary shares

S

41858

430.15

Ordinary shares

B

942

430.13

Ordinary shares

S

942

430.13

Ordinary shares

B

1808

430.10

Ordinary shares

S

30192

430.10

Ordinary shares

S

785

430.08

Ordinary shares

B

2562

430.05

Ordinary shares

S

31202

430.05

Ordinary shares

B

3977

430.00

Ordinary shares

S

44665

430.00

Ordinary shares

B

194

429.95

Ordinary shares

S

28728

429.95

Ordinary shares

B

391

429.90

Ordinary shares

S

32387

429.90

Ordinary shares

B

1172

429.85

Ordinary shares

S

48485

429.85

Ordinary shares

B

974

429.80

Ordinary shares

S

59380

429.80

Ordinary shares

B

2765

429.78

Ordinary shares

S

2765

429.78

Ordinary shares

B

1962

429.75

Ordinary shares

S

6660

429.75

Ordinary shares

B

12510

429.74

Ordinary shares

S

12510

429.74

Ordinary shares

S

2000

429.73

Ordinary shares

B

3805

429.70

Ordinary shares

S

9519

429.70

Ordinary shares

B

976

429.65

Ordinary shares

S

12031

429.65

Ordinary shares

B

129416

429.62

Ordinary shares

S

129416

429.62

Ordinary shares

B

949

429.60

Ordinary shares

S

12487

429.60

Ordinary shares

B

336542

429.56

Ordinary shares

S

336542

429.56

Ordinary shares

B

85

429.55

Ordinary shares

S

11399

429.55

Ordinary shares

B

98461

429.54

Ordinary shares

S

98461

429.54

Ordinary shares

B

72237

429.53

Ordinary shares

S

72237

429.53

Ordinary shares

B

9088

429.50

Ordinary shares

S

4398

429.50

Ordinary shares

B

195

429.45

Ordinary shares

S

12556

429.45

Ordinary shares

B

586624

429.43

Ordinary shares

S

586624

429.43

Ordinary shares

B

590

429.40

Ordinary shares

S

2500

429.40

Ordinary shares

B

2136

429.36

Ordinary shares

S

2136

429.36

Ordinary shares

B

6407

429.35

Ordinary shares

S

9189

429.35

Ordinary shares

B

3992

429.30

Ordinary shares

S

2129

429.30

Ordinary shares

B

95648

429.28

Ordinary shares

S

95648

429.28

Ordinary shares

B

80522

429.25

Ordinary shares

S

89425

429.25

Ordinary shares

B

5436

429.20

Ordinary shares

S

7876

429.20

Ordinary shares

B

2107

429.15

Ordinary shares

S

2714

429.15

Ordinary shares

B

1367

429.10

Ordinary shares

S

966

429.10

Ordinary shares

B

123863

429.06

Ordinary shares

S

123863

429.06

Ordinary shares

B

1339

429.05

Ordinary shares

S

8646

429.05

Ordinary shares

B

27273

429.03

Ordinary shares

S

29778

429.03

Ordinary shares

B

19377

429.00

Ordinary shares

S

16081

429.00

Ordinary shares

S

16124

428.95

Ordinary shares

S

4955

428.94

Ordinary shares

B

3129

428.90

Ordinary shares

S

20484

428.90

Ordinary shares

B

260

428.88

Ordinary shares

S

260

428.88

Ordinary shares

B

996

428.85

Ordinary shares

S

24924

428.85

Ordinary shares

B

90613

428.83

Ordinary shares

S

90613

428.83

Ordinary shares

B

380

428.80

Ordinary shares

S

34237

428.80

Ordinary shares

S

749

428.78

Ordinary shares

B

392

428.75

Ordinary shares

S

17123

428.75

Ordinary shares

B

394

428.70

Ordinary shares

S

5296

428.70

Ordinary shares

B

434553

428.65

Ordinary shares

S

436133

428.65

Ordinary shares

S

588

428.63

Ordinary shares

B

3109

428.60

Ordinary shares

S

20406

428.60

Ordinary shares

B

96418

428.57

Ordinary shares

S

96418

428.57

Ordinary shares

B

3873

428.56

Ordinary shares

S

3873

428.56

Ordinary shares

B

1370

428.55

Ordinary shares

S

3674

428.55

Ordinary shares

B

20899

428.52

Ordinary shares

S

20899

428.52

Ordinary shares

B

26692

428.50

Ordinary shares

S

49726

428.50

Ordinary shares

B

222

428.45

Ordinary shares

S

9330

428.45

Ordinary shares

B

579

428.42

Ordinary shares

S

579

428.42

Ordinary shares

B

20842

428.40

Ordinary shares

S

17132

428.40

Ordinary shares

B

8394

428.39

Ordinary shares

S

8394

428.39

Ordinary shares

B

6519

428.35

Ordinary shares

S

20518

428.35

Ordinary shares

B

1199

428.30

Ordinary shares

S

196

428.30

Ordinary shares

B

805

428.28

Ordinary shares

B

2557

428.25

Ordinary shares

S

20170

428.25

Ordinary shares

B

475

428.23

Ordinary shares

B

13721

428.20

Ordinary shares

S

41677

428.20

Ordinary shares

B

1066

428.19

Ordinary shares

S

1066

428.19

Ordinary shares

B

1303

428.15

Ordinary shares

S

2901

428.15

Ordinary shares

B

1649

428.10

Ordinary shares

S

25828

428.10

Ordinary shares

S

9139

428.07

Ordinary shares

B

5427

428.05

Ordinary shares

S

8114

428.05

Ordinary shares

B

67589

428.03

Ordinary shares

S

67589

428.03

Ordinary shares

B

10154

428.02

Ordinary shares

S

10154

428.02

Ordinary shares

B

1304

428.00

Ordinary shares

S

35744

428.00

Ordinary shares

B

2545

427.95

Ordinary shares

S

30751

427.95

Ordinary shares

B

2316

427.90

Ordinary shares

S

39223

427.90

Ordinary shares

B

752

427.85

Ordinary shares

S

2439

427.85

Ordinary shares

B

1314

427.80

Ordinary shares

S

2440

427.80

Ordinary shares

B

31553

427.79

Ordinary shares

S

31553

427.79

Ordinary shares

B

22101

427.78

Ordinary shares

S

22101

427.78

Ordinary shares

B

9418

427.75

Ordinary shares

B

3594

427.70

Ordinary shares

B

31553

427.66

Ordinary shares

S

31553

427.66

Ordinary shares

B

392

427.65

Ordinary shares

S

7931

427.65

Ordinary shares

S

157

427.60

Ordinary shares

B

8153

427.55

Ordinary shares

S

872

427.55

Ordinary shares

S

6816

427.50

Ordinary shares

S

2160

427.48

Ordinary shares

B

7654

427.46

Ordinary shares

S

7654

427.46

Ordinary shares

B

83

427.45

Ordinary shares

S

5772

427.45

Ordinary shares

B

21135

427.40

Ordinary shares

S

697

427.40

Ordinary shares

B

3927

427.35

Ordinary shares

S

1033

427.35

Ordinary shares

B

8397

427.30

Ordinary shares

S

18464

427.30

Ordinary shares

B

53031

427.28

Ordinary shares

S

55177

427.28

Ordinary shares

B

375

427.25

Ordinary shares

S

6887

427.25

Ordinary shares

B

4080

427.20

Ordinary shares

S

18149

427.20

Ordinary shares

B

71271

427.15

Ordinary shares

S

21072

427.15

Ordinary shares

B

1494

427.14

Ordinary shares

S

1494

427.14

Ordinary shares

B

1905

427.10

Ordinary shares

S

10406

427.10

Ordinary shares

S

3146

427.08

Ordinary shares

B

1032

427.06

Ordinary shares

S

1032

427.06

Ordinary shares

B

1703

427.05

Ordinary shares

S

900

427.05

Ordinary shares

B

21272

427.00

Ordinary shares

S

29035

427.00

Ordinary shares

B

1712

426.99

Ordinary shares

S

1712

426.99

Ordinary shares

B

687

426.98

Ordinary shares

S

687

426.98

Ordinary shares

S

18969

426.97

Ordinary shares

B

9122

426.95

Ordinary shares

S

26252

426.95

Ordinary shares

B

2505

426.90

Ordinary shares

S

10220

426.90

Ordinary shares

B

58291

426.89

Ordinary shares

S

58291

426.89

Ordinary shares

B

1271

426.88

Ordinary shares

S

1271

426.88

Ordinary shares

B

1177

426.85

Ordinary shares

S

17526

426.85

Ordinary shares

B

7800

426.80

Ordinary shares

S

10444

426.80

Ordinary shares

B

2356

426.75

Ordinary shares

S

11941

426.75

Ordinary shares

B

393

426.70

Ordinary shares

S

5824

426.70

Ordinary shares

B

5840

426.65

Ordinary shares

S

6799

426.65

Ordinary shares

B

196

426.60

Ordinary shares

S

3047

426.60

Ordinary shares

B

416

426.55

Ordinary shares

S

3090

426.55

Ordinary shares

S

22980

426.50

Ordinary shares

S

8990

426.45

Ordinary shares

S

466

426.40

Ordinary shares

B

197

426.35

Ordinary shares

S

2842

426.35

Ordinary shares

B

198

426.30

Ordinary shares

S

823

426.30

Ordinary shares

B

704

426.28

Ordinary shares

S

704

426.28

Ordinary shares

S

423

426.25

Ordinary shares

B

374

426.23

Ordinary shares

S

374

426.23

Ordinary shares

S

1170

426.20

Ordinary shares

S

11539

426.15

Ordinary shares

S

499

426.10

Ordinary shares

S

575

426.05

Ordinary shares

S

8911

425.90

Ordinary shares

S

512

425.80

Ordinary shares

S

1089

425.75

Ordinary shares

B

167

425.70

Ordinary shares

S

3622

425.70

Ordinary shares

S

3042

425.65

Ordinary shares

S

1368

425.40

Ordinary shares

B

1044

425.20

Ordinary shares

B

816

425.10

Ordinary shares

B

1261

425.05

Ordinary shares

B

198

425.00

Ordinary shares

B

1417

424.85

Ordinary shares

S

197

424.85

Ordinary shares

S

1055

424.80

Ordinary shares

B

757

424.70

Ordinary shares

S

12572

424.70

Ordinary shares

B

224

424.65

Ordinary shares

B

203

424.60

Ordinary shares

B

4945

424.55

Ordinary shares

B

931

424.45

Ordinary shares

S

612

424.45

Ordinary shares

B

880

424.40

Ordinary shares

B

2738

424.30

Ordinary shares

B

1391

424.20

Ordinary shares

B

1469

424.15

Ordinary shares

B

197

424.10

Ordinary shares

B

198

424.05

Ordinary shares

B

231

423.65

 

Total Purchases: 2,819,313

Total Sales: 4,011,177

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

02-March-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAFDAESKAEFF

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