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Form 8.5 (EPT/NON-RI) Glencore International Plc

24th Apr 2012 11:39

RNS Number : 9435B
Nomura International PLC (EPT)
24 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

23 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,397,015

0.078

2,873,951

0.042

(2) Derivatives (other than options):

951,897

0.014

(3) Options and agreements to purchase/sell:

 

TOTAL:

5,397,015

0.078

3,825,848

0.056

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

500,000

0.022

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

500,000

0.022

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

2,415

4.0660

Ordinary shares

Purchase

1,543

4.0670

Ordinary shares

Purchase

19,285

4.0675

Ordinary shares

Purchase

7,570

4.0690

Ordinary shares

Purchase

600

4.0695

Ordinary shares

Purchase

25,306

4.0700

Ordinary shares

Purchase

3,126

4.0710

Ordinary shares

Purchase

29,308

4.0715

Ordinary shares

Purchase

11,402

4.0720

Ordinary shares

Purchase

1,300

4.0730

Ordinary shares

Purchase

1,774

4.0735

Ordinary shares

Purchase

14,262

4.0740

Ordinary shares

Purchase

13,097

4.0750

Ordinary shares

Purchase

900

4.0765

Ordinary shares

Purchase

3,984

4.0770

Ordinary shares

Purchase

6,665

4.0775

Ordinary shares

Purchase

4,521

4.0780

Ordinary shares

Purchase

1,220

4.0795

Ordinary shares

Purchase

2,862

4.0800

Ordinary shares

Purchase

2,040

4.0805

Ordinary shares

Purchase

11,772

4.0810

Ordinary shares

Purchase

5,111

4.0815

Ordinary shares

Purchase

7,413

4.0825

Ordinary shares

Purchase

463

4.0835

Ordinary shares

Purchase

3,681

4.0843

Ordinary shares

Purchase

3,771

4.0845

Ordinary shares

Purchase

100

4.0846

Ordinary shares

Purchase

81,965

4.0850

Ordinary shares

Purchase

74,838

4.0855

Ordinary shares

Purchase

33,970

4.0860

Ordinary shares

Purchase

23,420

4.0865

Ordinary shares

Purchase

1,310

4.0875

Ordinary shares

Purchase

723

4.0880

Ordinary shares

Purchase

1,274

4.0885

Ordinary shares

Purchase

3,611

4.0890

Ordinary shares

Purchase

1,942

4.0895

Ordinary shares

Purchase

10,500

4.0900

Ordinary shares

Purchase

732

4.0905

Ordinary shares

Purchase

31,956

4.0910

Ordinary shares

Purchase

1,015

4.0914

Ordinary shares

Purchase

51,366

4.0915

Ordinary shares

Purchase

20,156

4.0920

Ordinary shares

Purchase

19,995

4.0925

Ordinary shares

Purchase

17,097

4.0930

Ordinary shares

Purchase

11,968

4.0935

Ordinary shares

Purchase

22,329

4.0940

Ordinary shares

Purchase

96,134

4.0945

Ordinary shares

Purchase

17,578

4.0950

Ordinary shares

Purchase

10,139

4.0955

Ordinary shares

Purchase

2,867

4.0960

Ordinary shares

Purchase

1,457

4.0965

Ordinary shares

Purchase

8,027

4.0970

Ordinary shares

Purchase

16,066

4.0975

Ordinary shares

Purchase

4,419

4.0980

Ordinary shares

Purchase

2,583

4.0985

Ordinary shares

Purchase

7,431

4.0990

Ordinary shares

Purchase

94,841

4.0995

Ordinary shares

Purchase

8,103

4.1000

Ordinary shares

Purchase

11,517

4.1005

Ordinary shares

Purchase

327

4.1015

Ordinary shares

Purchase

3,350

4.1020

Ordinary shares

Purchase

1,354

4.1040

Ordinary shares

Purchase

1,956

4.1060

Ordinary shares

Purchase

980

4.1075

Ordinary shares

Purchase

7,477

4.1080

Ordinary shares

Purchase

591

4.1105

Ordinary shares

Purchase

1,148

4.1110

Ordinary shares

Purchase

1,756

4.1130

Ordinary shares

Purchase

9,712

4.1140

Ordinary shares

Purchase

696

4.1145

Ordinary shares

Purchase

2,946

4.1150

Ordinary shares

Purchase

900

4.1170

Ordinary shares

Purchase

6,487

4.1175

Ordinary shares

Purchase

3,066

4.1180

Ordinary shares

Purchase

4,289

4.1185

Ordinary shares

Purchase

7,057

4.1190

Ordinary shares

Purchase

37,267

4.1195

Ordinary shares

Purchase

47,592

4.1200

Ordinary shares

Purchase

28,261

4.1205

Ordinary shares

Purchase

7,815

4.1210

Ordinary shares

Purchase

13,304

4.1215

Ordinary shares

Purchase

12,625

4.1220

Ordinary shares

Purchase

2,402

4.1225

Ordinary shares

Purchase

36,884

4.1228

Ordinary shares

Purchase

1,206

4.1235

Ordinary shares

Purchase

15,789

4.1238

Ordinary shares

Purchase

1,790

4.1245

Ordinary shares

Purchase

10,787

4.1250

Ordinary shares

Purchase

14,630

4.1255

Ordinary shares

Purchase

9,864

4.1260

Ordinary shares

Purchase

926

4.1265

Ordinary shares

Purchase

2,838

4.1270

Ordinary shares

Purchase

4,291

4.1280

Ordinary shares

Purchase

1,880

4.1285

Ordinary shares

Purchase

2,982

4.1290

Ordinary shares

Purchase

2,152

4.1295

Ordinary shares

Purchase

8,170

4.1300

Ordinary shares

Purchase

837

4.1305

Ordinary shares

Purchase

4,489

4.1310

Ordinary shares

Purchase

1,161

4.1315

Ordinary shares

Purchase

278,500

4.1320

Ordinary shares

Purchase

250

4.1330

Ordinary shares

Purchase

1,847

4.1335

Ordinary shares

Purchase

5,599

4.1340

Ordinary shares

Purchase

1,936

4.1345

Ordinary shares

Purchase

2,605

4.1350

Ordinary shares

Purchase

5,071

4.1355

Ordinary shares

Purchase

8,949

4.1360

Ordinary shares

Purchase

17,373

4.1365

Ordinary shares

Purchase

2,608

4.1370

Ordinary shares

Purchase

12,737

4.1375

Ordinary shares

Purchase

7,621

4.1380

Ordinary shares

Purchase

13,630

4.1385

Ordinary shares

Purchase

8,946

4.1390

Ordinary shares

Purchase

45,432

4.1395

Ordinary shares

Purchase

56,334

4.1400

Ordinary shares

Purchase

18,783

4.1405

Ordinary shares

Purchase

3,822

4.1410

Ordinary shares

Purchase

84,534

4.1415

Ordinary shares

Purchase

25,693

4.1420

Ordinary shares

Purchase

32,168

4.1425

Ordinary shares

Purchase

19,607

4.1430

Ordinary shares

Purchase

5,718

4.1435

Ordinary shares

Purchase

2,691

4.1440

Ordinary shares

Purchase

6,631

4.1445

Ordinary shares

Purchase

46,300

4.1450

Ordinary shares

Purchase

6,824

4.1455

Ordinary shares

Purchase

2,632

4.1460

Ordinary shares

Purchase

767

4.1465

Ordinary shares

Purchase

3,462

4.1470

Ordinary shares

Purchase

2,726

4.1475

Ordinary shares

Purchase

7,718

4.1480

Ordinary shares

Purchase

753

4.1485

Ordinary shares

Purchase

1,172

4.1490

Ordinary shares

Purchase

4,976

4.1495

Ordinary shares

Purchase

16,610

4.1500

Ordinary shares

Purchase

2,452

4.1510

Ordinary shares

Purchase

1,815

4.1515

Ordinary shares

Purchase

7,882

4.1520

Ordinary shares

Purchase

1,650

4.1535

Ordinary shares

Purchase

3,278

4.1540

Ordinary shares

Purchase

918

4.1545

Ordinary shares

Purchase

955

4.1555

Ordinary shares

Purchase

210

4.1560

Ordinary shares

Purchase

2,267

4.1565

Ordinary shares

Purchase

8,383

4.1570

Ordinary shares

Purchase

625

4.1575

Ordinary shares

Purchase

444

4.1580

Ordinary shares

Purchase

11,294

4.1595

Ordinary shares

Purchase

24,220

4.1600

Ordinary shares

Purchase

764

4.1605

Ordinary shares

Purchase

1,634

4.1610

Ordinary shares

Purchase

2,000

4.1620

Ordinary shares

Sale

450

4.0675

Ordinary shares

Sale

8,658

4.0680

Ordinary shares

Sale

1,378

4.0685

Ordinary shares

Sale

6,386

4.0690

Ordinary shares

Sale

2,221

4.0700

Ordinary shares

Sale

14,463

4.0705

Ordinary shares

Sale

27,291

4.0710

Ordinary shares

Sale

3,918

4.0715

Ordinary shares

Sale

3,716

4.0720

Ordinary shares

Sale

3,686

4.0730

Ordinary shares

Sale

1,501

4.0735

Ordinary shares

Sale

2,738

4.0740

Ordinary shares

Sale

566

4.0745

Ordinary shares

Sale

1,201

4.0750

Ordinary shares

Sale

1,298

4.0755

Ordinary shares

Sale

4,087

4.0760

Ordinary shares

Sale

3,422

4.0765

Ordinary shares

Sale

688

4.0770

Ordinary shares

Sale

2,100

4.0775

Ordinary shares

Sale

6,208

4.0780

Ordinary shares

Sale

380

4.0785

Ordinary shares

Sale

3,513

4.0790

Ordinary shares

Sale

3,145

4.0795

Ordinary shares

Sale

1,459

4.0800

Ordinary shares

Sale

10,705

4.0805

Ordinary shares

Sale

4,218

4.0810

Ordinary shares

Sale

4,192

4.0815

Ordinary shares

Sale

1,486

4.0820

Ordinary shares

Sale

8,144

4.0825

Ordinary shares

Sale

6,740

4.0830

Ordinary shares

Sale

600

4.0835

Ordinary shares

Sale

1,303

4.0840

Ordinary shares

Sale

11,356

4.0845

Ordinary shares

Sale

2,580

4.0850

Ordinary shares

Sale

5,224

4.0855

Ordinary shares

Sale

2,167

4.0860

Ordinary shares

Sale

2,637

4.0865

Ordinary shares

Sale

720

4.0870

Ordinary shares

Sale

1,056

4.0875

Ordinary shares

Sale

1,847

4.0880

Ordinary shares

Sale

1,702

4.0885

Ordinary shares

Sale

3,780

4.0890

Ordinary shares

Sale

6,991

4.0895

Ordinary shares

Sale

6,317

4.0900

Ordinary shares

Sale

11,164

4.0910

Ordinary shares

Sale

68,965

4.0915

Ordinary shares

Sale

9,802

4.0920

Ordinary shares

Sale

12,750

4.0923

Ordinary shares

Sale

10,924

4.0925

Ordinary shares

Sale

10,237

4.0930

Ordinary shares

Sale

7,951

4.0935

Ordinary shares

Sale

4,797

4.0940

Ordinary shares

Sale

73,764

4.0945

Ordinary shares

Sale

2,370

4.0950

Ordinary shares

Sale

700

4.0955

Ordinary shares

Sale

2,755

4.0965

Ordinary shares

Sale

855

4.0970

Ordinary shares

Sale

6,001

4.0975

Ordinary shares

Sale

2,423

4.0980

Ordinary shares

Sale

700

4.0990

Ordinary shares

Sale

56,515

4.0995

Ordinary shares

Sale

6,459

4.1000

Ordinary shares

Sale

839

4.1005

Ordinary shares

Sale

1,065

4.1010

Ordinary shares

Sale

3,752

4.1015

Ordinary shares

Sale

982

4.1020

Ordinary shares

Sale

4,140

4.1025

Ordinary shares

Sale

1,300

4.1030

Ordinary shares

Sale

1,626

4.1040

Ordinary shares

Sale

326

4.1050

Ordinary shares

Sale

750

4.1090

Ordinary shares

Sale

2,254

4.1095

Ordinary shares

Sale

5,952

4.1100

Ordinary shares

Sale

750

4.1110

Ordinary shares

Sale

675

4.1115

Ordinary shares

Sale

2,621

4.1130

Ordinary shares

Sale

2,247

4.1175

Ordinary shares

Sale

1,059

4.1185

Ordinary shares

Sale

23,183

4.1195

Ordinary shares

Sale

14,397

4.1200

Ordinary shares

Sale

22,763

4.1205

Ordinary shares

Sale

2,124

4.1210

Ordinary shares

Sale

1,745

4.1215

Ordinary shares

Sale

1,420

4.1225

Ordinary shares

Sale

2,640

4.1230

Ordinary shares

Sale

199

4.1235

Ordinary shares

Sale

2,868

4.1240

Ordinary shares

Sale

8,703

4.1245

Ordinary shares

Sale

3,816

4.1250

Ordinary shares

Sale

7,706

4.1255

Ordinary shares

Sale

1,187

4.1260

Ordinary shares

Sale

928

4.1265

Ordinary shares

Sale

202

4.1275

Ordinary shares

Sale

4,039

4.1285

Ordinary shares

Sale

344,843

4.1294

Ordinary shares

Sale

1,500

4.1305

Ordinary shares

Sale

19,654

4.1320

Ordinary shares

Sale

1,500

4.1330

Ordinary shares

Sale

380

4.1335

Ordinary shares

Sale

5,000

4.1345

Ordinary shares

Sale

2,988

4.1350

Ordinary shares

Sale

3,559

4.1355

Ordinary shares

Sale

105

4.1360

Ordinary shares

Sale

4,644

4.1365

Ordinary shares

Sale

1,450

4.1370

Ordinary shares

Sale

10,892

4.1375

Ordinary shares

Sale

3,088

4.1380

Ordinary shares

Sale

459

4.1385

Ordinary shares

Sale

13,802

4.1390

Ordinary shares

Sale

18,660

4.1395

Ordinary shares

Sale

28,948

4.1400

Ordinary shares

Sale

6,863

4.1405

Ordinary shares

Sale

13,850

4.1410

Ordinary shares

Sale

71,939

4.1415

Ordinary shares

Sale

10,561

4.1420

Ordinary shares

Sale

24,951

4.1425

Ordinary shares

Sale

11,377

4.1430

Ordinary shares

Sale

7,566

4.1435

Ordinary shares

Sale

5,631

4.1440

Ordinary shares

Sale

13,594

4.1445

Ordinary shares

Sale

3,587

4.1450

Ordinary shares

Sale

16,661

4.1455

Ordinary shares

Sale

4,441

4.1460

Ordinary shares

Sale

14,795

4.1465

Ordinary shares

Sale

859

4.1470

Ordinary shares

Sale

2,010

4.1480

Ordinary shares

Sale

1,301

4.1485

Ordinary shares

Sale

3,258

4.1495

Ordinary shares

Sale

52,213

4.1500

Ordinary shares

Sale

5,306

4.1505

Ordinary shares

Sale

9,874

4.1510

Ordinary shares

Sale

2,630

4.1515

Ordinary shares

Sale

13,491

4.1520

Ordinary shares

Sale

4,561

4.1525

Ordinary shares

Sale

538

4.1535

Ordinary shares

Sale

1,200

4.1540

Ordinary shares

Sale

268

4.1545

Ordinary shares

Sale

2,400

4.1550

Ordinary shares

Sale

2,662

4.1560

Ordinary shares

Sale

5,232

4.1570

Ordinary shares

Sale

175

4.1575

Ordinary shares

Sale

7,747

4.1600

Ordinary shares

Sale

1,058

4.1620

Ordinary shares

Sale

1,106

4.1625

Ordinary shares

Sale

1,358

4.1635

Ordinary shares

Sale

214

4.1640

 

Total Buy - 2,034,670

Total Sell - 1,392,377

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

Convertible Bond

Buy

3,000,000

130.37

Convertible Bond

Sale

2,500,000

130.45

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

772

4.0855

Ordinary Shares

SWAP

Long

951,188

4.1137

Ordinary Shares

SWAP

Short

815,575

4.1192

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

24/04/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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