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Form 8.5 (EPT/NON-RI) - Glencore International plc

27th Mar 2012 12:09

RNS Number : 1778A
Credit Suisse Securities (Eur) Ltd
27 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

26-March-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

6,945,597

0.100

4,997,955

0.072

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

6,945,597

0.100

4,997,955

0.072

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

1070

409.70

Ordinary shares

S

1918

409.70

Ordinary shares

B

48

408.03

Ordinary shares

S

24

408.03

Ordinary shares

B

7500

408.00

Ordinary shares

B

800

407.95

Ordinary shares

S

616

407.75

Ordinary shares

B

815

407.55

Ordinary shares

S

600

407.00

Ordinary shares

S

1193

406.85

Ordinary shares

B

2206

406.80

Ordinary shares

S

4412

406.80

Ordinary shares

S

576

406.40

Ordinary shares

S

5818

406.30

Ordinary shares

S

659

406.25

Ordinary shares

S

215

406.20

Ordinary shares

S

908

406.15

Ordinary shares

S

685

406.05

Ordinary shares

S

5107

406.00

Ordinary shares

S

1353

405.80

Ordinary shares

S

206

405.70

Ordinary shares

S

654

405.65

Ordinary shares

S

338

405.60

Ordinary shares

B

1397

405.35

Ordinary shares

S

1593

405.25

Ordinary shares

B

207

405.20

Ordinary shares

S

300

405.20

Ordinary shares

S

500

405.15

Ordinary shares

S

262

405.13

Ordinary shares

S

262

405.10

Ordinary shares

S

4449

405.05

Ordinary shares

S

3892

405.00

Ordinary shares

B

3242

404.95

Ordinary shares

S

1021

404.95

Ordinary shares

S

414

404.90

Ordinary shares

B

1752

404.85

Ordinary shares

S

1709

404.85

Ordinary shares

B

1371

404.80

Ordinary shares

S

5365

404.80

Ordinary shares

B

417

404.75

Ordinary shares

S

3455

404.75

Ordinary shares

B

1898

404.70

Ordinary shares

S

1765

404.70

Ordinary shares

B

970

404.65

Ordinary shares

S

5737

404.65

Ordinary shares

S

611

404.63

Ordinary shares

B

380

404.60

Ordinary shares

S

1761

404.60

Ordinary shares

B

583

404.55

Ordinary shares

S

2424

404.55

Ordinary shares

B

284

404.53

Ordinary shares

S

284

404.53

Ordinary shares

B

214

404.50

Ordinary shares

S

2864

404.50

Ordinary shares

B

743

404.45

Ordinary shares

S

2617

404.45

Ordinary shares

B

457

404.40

Ordinary shares

S

1825

404.40

Ordinary shares

B

231

404.35

Ordinary shares

S

4359

404.35

Ordinary shares

B

720

404.30

Ordinary shares

S

1386

404.30

Ordinary shares

B

1307

404.25

Ordinary shares

S

716

404.25

Ordinary shares

B

2081

404.21

Ordinary shares

S

2081

404.21

Ordinary shares

S

1662

404.20

Ordinary shares

B

517

404.15

Ordinary shares

S

207

404.15

Ordinary shares

B

1479

404.10

Ordinary shares

S

442

404.10

Ordinary shares

B

5821

404.05

Ordinary shares

S

3847

404.05

Ordinary shares

B

2320

404.00

Ordinary shares

S

4351

404.00

Ordinary shares

B

448

403.95

Ordinary shares

S

726

403.95

Ordinary shares

S

138

403.93

Ordinary shares

B

416

403.90

Ordinary shares

S

605

403.90

Ordinary shares

B

6380

403.85

Ordinary shares

S

3491

403.85

Ordinary shares

S

267

403.83

Ordinary shares

B

207

403.80

Ordinary shares

S

1345

403.80

Ordinary shares

S

528

403.78

Ordinary shares

B

207

403.75

Ordinary shares

S

1003

403.75

Ordinary shares

S

213

403.73

Ordinary shares

S

236

403.68

Ordinary shares

B

1299

403.65

Ordinary shares

B

2303

403.60

Ordinary shares

S

1709

403.60

Ordinary shares

B

716

403.55

Ordinary shares

S

385

403.53

Ordinary shares

B

9603

403.50

Ordinary shares

S

234

403.50

Ordinary shares

B

2500

403.45

Ordinary shares

S

997

403.45

Ordinary shares

S

292

403.43

Ordinary shares

B

1317

403.40

Ordinary shares

S

215

403.40

Ordinary shares

B

6121

403.35

Ordinary shares

S

209

403.35

Ordinary shares

B

3068

403.30

Ordinary shares

S

391

403.30

Ordinary shares

B

797

403.25

Ordinary shares

S

208

403.25

Ordinary shares

S

207

403.23

Ordinary shares

B

17985

403.20

Ordinary shares

S

17465

403.20

Ordinary shares

B

877

403.15

Ordinary shares

B

1913

403.10

Ordinary shares

S

209

403.10

Ordinary shares

B

941

403.05

Ordinary shares

S

1099

403.05

Ordinary shares

B

600

403.00

Ordinary shares

S

496

402.95

Ordinary shares

B

171

402.90

Ordinary shares

B

800

402.80

Ordinary shares

B

5093

402.75

Ordinary shares

B

45797

402.74

Ordinary shares

S

45797

402.74

Ordinary shares

B

642

402.70

Ordinary shares

B

8263

402.57

Ordinary shares

S

8263

402.57

Ordinary shares

B

160

402.55

Ordinary shares

B

23033

402.45

Ordinary shares

S

569

402.33

Ordinary shares

B

71284

402.31

Ordinary shares

S

71284

402.31

Ordinary shares

B

417

402.30

Ordinary shares

B

208

402.25

Ordinary shares

S

209

402.25

Ordinary shares

S

235

402.20

Ordinary shares

B

120906

402.16

Ordinary shares

S

120906

402.16

Ordinary shares

S

177

402.05

Ordinary shares

B

25370

402.04

Ordinary shares

S

25370

402.04

Ordinary shares

B

800

402.00

Ordinary shares

S

402

402.00

Ordinary shares

B

994

401.95

Ordinary shares

B

45594

401.94

Ordinary shares

S

45594

401.94

Ordinary shares

S

208

401.90

Ordinary shares

B

14235

401.81

Ordinary shares

S

14235

401.81

Ordinary shares

B

14073

401.80

Ordinary shares

S

14691

401.80

Ordinary shares

B

625

401.75

Ordinary shares

B

95978

401.70

Ordinary shares

S

120097

401.70

Ordinary shares

B

21199

401.66

Ordinary shares

S

21199

401.66

Ordinary shares

S

418

401.65

Ordinary shares

B

229

401.60

Ordinary shares

B

63299

401.56

Ordinary shares

S

63299

401.56

Ordinary shares

B

2955

401.55

Ordinary shares

S

600

401.55

Ordinary shares

B

6602

401.50

Ordinary shares

S

5664

401.50

Ordinary shares

B

2174

401.46

Ordinary shares

S

4348

401.46

Ordinary shares

B

2174

401.45

Ordinary shares

B

2413

401.40

Ordinary shares

B

4241

401.35

Ordinary shares

S

645

401.35

Ordinary shares

B

2721

401.30

Ordinary shares

S

2142

401.30

Ordinary shares

B

1768

401.25

Ordinary shares

S

1814

401.25

Ordinary shares

B

669

401.20

Ordinary shares

S

2864

401.20

Ordinary shares

B

6349

401.16

Ordinary shares

S

6349

401.16

Ordinary shares

B

3587

401.15

Ordinary shares

S

3157

401.15

Ordinary shares

B

5720

401.10

Ordinary shares

S

1631

401.10

Ordinary shares

B

890

401.05

Ordinary shares

S

2617

401.05

Ordinary shares

B

2311

401.01

Ordinary shares

S

2311

401.01

Ordinary shares

B

6717

401.00

Ordinary shares

S

4833

401.00

Ordinary shares

S

327

400.98

Ordinary shares

B

1804

400.95

Ordinary shares

S

1733

400.95

Ordinary shares

S

241

400.93

Ordinary shares

B

2713

400.90

Ordinary shares

S

1607

400.90

Ordinary shares

S

354

400.88

Ordinary shares

B

1174

400.85

Ordinary shares

S

819

400.85

Ordinary shares

B

728

400.80

Ordinary shares

S

4042

400.80

Ordinary shares

S

771

400.78

Ordinary shares

B

974

400.75

Ordinary shares

S

2277

400.75

Ordinary shares

B

2256

400.70

Ordinary shares

S

5128

400.70

Ordinary shares

S

228

400.68

Ordinary shares

B

1952

400.65

Ordinary shares

S

2004

400.65

Ordinary shares

S

216

400.63

Ordinary shares

B

1121

400.60

Ordinary shares

S

4501

400.60

Ordinary shares

S

218

400.58

Ordinary shares

B

2019

400.55

Ordinary shares

S

7121

400.55

Ordinary shares

B

9630

400.50

Ordinary shares

S

11937

400.50

Ordinary shares

B

415

400.45

Ordinary shares

S

1644

400.45

Ordinary shares

S

348

400.43

Ordinary shares

B

4649

400.40

Ordinary shares

S

731

400.40

Ordinary shares

B

2496

400.35

Ordinary shares

S

1018

400.35

Ordinary shares

S

664

400.33

Ordinary shares

B

3659

400.30

Ordinary shares

S

2655

400.30

Ordinary shares

S

367

400.28

Ordinary shares

B

4003

400.25

Ordinary shares

S

4244

400.25

Ordinary shares

B

5189

400.20

Ordinary shares

S

1044

400.20

Ordinary shares

B

338

400.15

Ordinary shares

S

815

400.15

Ordinary shares

B

2025

400.10

Ordinary shares

S

5550

400.10

Ordinary shares

B

3708

400.09

Ordinary shares

S

3708

400.09

Ordinary shares

B

4524

400.05

Ordinary shares

S

1370

400.05

Ordinary shares

B

7804

400.00

Ordinary shares

S

16464

400.00

Ordinary shares

B

597

399.95

Ordinary shares

S

1917

399.95

Ordinary shares

B

4163

399.90

Ordinary shares

S

10023

399.90

Ordinary shares

S

8119

399.85

Ordinary shares

B

1022

399.80

Ordinary shares

S

5322

399.80

Ordinary shares

B

912

399.75

Ordinary shares

S

820

399.75

Ordinary shares

B

3288

399.70

Ordinary shares

S

1446

399.70

Ordinary shares

S

5169

399.65

Ordinary shares

S

1782

399.60

Ordinary shares

S

545

399.55

Ordinary shares

B

1

399.50

Ordinary shares

S

2085

399.50

Ordinary shares

S

419

399.45

Ordinary shares

S

786

399.40

Ordinary shares

S

500

399.35

Ordinary shares

S

211

399.30

Ordinary shares

S

867

399.25

Ordinary shares

S

420

399.20

Ordinary shares

S

723

399.15

Ordinary shares

B

1957

399.10

Ordinary shares

S

209

399.10

Ordinary shares

S

237

399.05

Ordinary shares

B

6446

399.00

Ordinary shares

S

444

399.00

Ordinary shares

B

210

398.95

Ordinary shares

S

961

398.95

Ordinary shares

B

837

398.92

Ordinary shares

S

837

398.92

Ordinary shares

B

515

398.88

Ordinary shares

B

1

398.85

Ordinary shares

S

210

398.85

Ordinary shares

B

222

398.80

Ordinary shares

B

4265

398.70

Ordinary shares

S

567

398.70

Ordinary shares

S

246

398.60

Ordinary shares

B

362

398.55

Ordinary shares

S

560

398.55

Ordinary shares

S

211

398.40

Ordinary shares

B

421

398.35

Ordinary shares

S

742

398.30

Ordinary shares

B

60461

398.16

Ordinary shares

S

60461

398.16

Ordinary shares

B

421

398.15

Ordinary shares

S

211

398.15

Ordinary shares

B

212

398.05

Ordinary shares

S

211

398.05

 

Total Purchases: 858,483

Total Sales: 903,446

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

27-March-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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