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Form 8.5 (EPT/NON-RI) - Glencore International Plc

16th Apr 2012 12:16

RNS Number : 4092B
Credit Suisse Securities (Eur) Ltd
16 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

13-April-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,072,222

0.073

5,030,724

0.073

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

5,072,222

0.073

5,030,724

0.073

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

S

33241

409.50

Ordinary shares

S

2510

409.40

Ordinary shares

S

404

409.30

Ordinary shares

S

311

409.25

Ordinary shares

S

220

409.20

Ordinary shares

S

1065

409.15

Ordinary shares

B

203

409.10

Ordinary shares

S

1613

409.05

Ordinary shares

S

2706

409.00

Ordinary shares

S

1384

408.95

Ordinary shares

S

3734

408.90

Ordinary shares

S

354

408.85

Ordinary shares

S

5310

408.75

Ordinary shares

S

281

408.65

Ordinary shares

S

202

408.60

Ordinary shares

B

203

408.55

Ordinary shares

B

203

408.50

Ordinary shares

S

1093

408.35

Ordinary shares

S

2527

408.30

Ordinary shares

S

957

408.25

Ordinary shares

S

1523

408.20

Ordinary shares

B

240

408.18

Ordinary shares

B

203

408.15

Ordinary shares

S

346

408.15

Ordinary shares

B

202

408.10

Ordinary shares

S

41

408.10

Ordinary shares

B

825

408.05

Ordinary shares

S

2873

408.00

Ordinary shares

S

1453

407.95

Ordinary shares

S

3957

407.90

Ordinary shares

S

3392

407.85

Ordinary shares

S

5245

407.80

Ordinary shares

B

64969

407.76

Ordinary shares

S

64969

407.76

Ordinary shares

B

1729

407.75

Ordinary shares

S

6180

407.75

Ordinary shares

S

3057

407.70

Ordinary shares

B

500

407.65

Ordinary shares

S

1764

407.65

Ordinary shares

B

2800

407.62

Ordinary shares

S

2800

407.62

Ordinary shares

B

203

407.60

Ordinary shares

S

4325

407.60

Ordinary shares

B

380

407.55

Ordinary shares

S

2524

407.55

Ordinary shares

B

2777

407.50

Ordinary shares

S

6139

407.50

Ordinary shares

B

483

407.45

Ordinary shares

S

5367

407.45

Ordinary shares

S

203

407.40

Ordinary shares

S

236

407.38

Ordinary shares

S

2016

407.35

Ordinary shares

B

204

407.30

Ordinary shares

S

2568

407.30

Ordinary shares

B

522

407.28

Ordinary shares

S

2017

407.25

Ordinary shares

S

5518

407.20

Ordinary shares

B

4434

407.15

Ordinary shares

S

13304

407.15

Ordinary shares

B

203

407.10

Ordinary shares

S

4122

407.10

Ordinary shares

B

313

407.05

Ordinary shares

S

5999

407.05

Ordinary shares

S

5765

407.00

Ordinary shares

S

5170

406.95

Ordinary shares

S

4133

406.90

Ordinary shares

S

5699

406.85

Ordinary shares

B

1704

406.80

Ordinary shares

S

2143

406.80

Ordinary shares

S

734

406.78

Ordinary shares

B

2489

406.75

Ordinary shares

S

3442

406.75

Ordinary shares

S

2080

406.73

Ordinary shares

B

7304

406.71

Ordinary shares

S

7304

406.71

Ordinary shares

S

6957

406.70

Ordinary shares

S

3902

406.65

Ordinary shares

S

3097

406.60

Ordinary shares

B

1547

406.55

Ordinary shares

S

817

406.55

Ordinary shares

S

250

406.53

Ordinary shares

S

17071

406.50

Ordinary shares

B

1509

406.45

Ordinary shares

S

1488

406.45

Ordinary shares

B

169

406.40

Ordinary shares

S

1479

406.40

Ordinary shares

B

1621

406.35

Ordinary shares

S

6677

406.35

Ordinary shares

B

1190

406.30

Ordinary shares

S

5999

406.30

Ordinary shares

B

2056

406.25

Ordinary shares

S

8502

406.25

Ordinary shares

B

1023

406.20

Ordinary shares

S

3958

406.20

Ordinary shares

B

5960

406.15

Ordinary shares

S

10794

406.15

Ordinary shares

B

284

406.13

Ordinary shares

B

500

406.10

Ordinary shares

S

6508

406.10

Ordinary shares

B

1840

406.05

Ordinary shares

S

1856

406.05

Ordinary shares

B

304

406.03

Ordinary shares

B

3984

406.00

Ordinary shares

S

3272

406.00

Ordinary shares

B

1135

405.95

Ordinary shares

S

4510

405.95

Ordinary shares

B

460

405.90

Ordinary shares

S

5929

405.90

Ordinary shares

B

211

405.88

Ordinary shares

B

3264

405.85

Ordinary shares

S

9830

405.85

Ordinary shares

B

2456

405.80

Ordinary shares

S

4056

405.80

Ordinary shares

B

4912

405.75

Ordinary shares

S

6604

405.75

Ordinary shares

B

2484

405.70

Ordinary shares

S

8399

405.70

Ordinary shares

S

5081

405.65

Ordinary shares

B

5168

405.61

Ordinary shares

S

5168

405.61

Ordinary shares

S

1999

405.60

Ordinary shares

B

541

405.58

Ordinary shares

S

2765

405.55

Ordinary shares

B

1269

405.53

Ordinary shares

S

5533

405.50

Ordinary shares

B

1289

405.45

Ordinary shares

S

4127

405.45

Ordinary shares

B

1448

405.40

Ordinary shares

S

3413

405.40

Ordinary shares

B

1048

405.35

Ordinary shares

S

625

405.35

Ordinary shares

B

704

405.30

Ordinary shares

S

2919

405.30

Ordinary shares

B

408

405.25

Ordinary shares

S

3804

405.25

Ordinary shares

B

21004

405.24

Ordinary shares

S

21004

405.24

Ordinary shares

B

127422

405.21

Ordinary shares

S

127422

405.21

Ordinary shares

S

816

405.20

Ordinary shares

B

408

405.15

Ordinary shares

S

901

405.15

Ordinary shares

B

521

405.10

Ordinary shares

S

5072

405.10

Ordinary shares

S

1225

405.05

Ordinary shares

S

2544

405.00

Ordinary shares

B

205

404.95

Ordinary shares

B

54789

404.93

Ordinary shares

S

54789

404.93

Ordinary shares

S

5114

404.90

Ordinary shares

B

205

404.85

Ordinary shares

S

1536

404.85

Ordinary shares

B

3957

404.84

Ordinary shares

S

3957

404.84

Ordinary shares

S

1174

404.83

Ordinary shares

B

408

404.80

Ordinary shares

S

1303

404.80

Ordinary shares

B

1018

404.75

Ordinary shares

S

965

404.75

Ordinary shares

S

2171

404.70

Ordinary shares

S

234

404.68

Ordinary shares

B

446

404.65

Ordinary shares

S

1886

404.65

Ordinary shares

S

268

404.63

Ordinary shares

B

620

404.60

Ordinary shares

S

985

404.60

Ordinary shares

B

2138

404.55

Ordinary shares

S

4078

404.55

Ordinary shares

B

468

404.50

Ordinary shares

S

2159

404.50

Ordinary shares

B

17712

404.49

Ordinary shares

S

17712

404.49

Ordinary shares

S

1158

404.45

Ordinary shares

B

205

404.40

Ordinary shares

S

1108

404.40

Ordinary shares

B

370

404.38

Ordinary shares

B

205

404.35

Ordinary shares

S

675

404.35

Ordinary shares

B

292

404.33

Ordinary shares

B

205

404.30

Ordinary shares

S

215

404.30

Ordinary shares

B

104519

404.29

Ordinary shares

S

104519

404.29

Ordinary shares

B

827

404.25

Ordinary shares

S

242

404.25

Ordinary shares

B

858

404.23

Ordinary shares

B

700

404.15

Ordinary shares

S

615

404.15

Ordinary shares

B

210

404.13

Ordinary shares

S

1767

404.10

Ordinary shares

B

1024

404.05

Ordinary shares

B

559

404.00

Ordinary shares

S

411

404.00

Ordinary shares

B

342

403.95

Ordinary shares

S

628

403.95

Ordinary shares

B

130766

403.93

Ordinary shares

S

130766

403.93

Ordinary shares

B

342

403.90

Ordinary shares

S

492

403.90

Ordinary shares

S

206

403.85

Ordinary shares

B

205

403.80

Ordinary shares

B

1568

403.76

Ordinary shares

S

1568

403.76

Ordinary shares

B

703

403.75

Ordinary shares

S

2701

403.75

Ordinary shares

S

1483

403.70

Ordinary shares

S

686

403.55

Ordinary shares

S

3773

403.35

Ordinary shares

B

472

403.15

Ordinary shares

B

700

403.10

Ordinary shares

S

3199

403.10

Ordinary shares

S

2038

403.05

Ordinary shares

B

92

403.03

Ordinary shares

B

361

403.00

Ordinary shares

S

234

403.00

Ordinary shares

S

411

402.95

Ordinary shares

B

903

402.93

Ordinary shares

B

22372

402.85

Ordinary shares

S

22578

402.85

Ordinary shares

B

8910

402.84

Ordinary shares

S

8910

402.84

Ordinary shares

S

1386

402.80

Ordinary shares

B

361

402.78

Ordinary shares

S

5111

402.75

Ordinary shares

B

534

402.60

Ordinary shares

B

1324

402.55

Ordinary shares

B

310

402.50

Ordinary shares

S

1080

402.50

Ordinary shares

B

1722

402.45

Ordinary shares

B

254

402.38

Ordinary shares

S

1500

402.30

Ordinary shares

B

3

402.28

Ordinary shares

S

412

402.25

Ordinary shares

B

2097

402.20

Ordinary shares

S

2000

402.20

Ordinary shares

B

205

402.15

Ordinary shares

B

227

402.13

Ordinary shares

B

205

402.10

Ordinary shares

S

205

402.10

Ordinary shares

B

1215

402.05

Ordinary shares

S

3047

402.05

Ordinary shares

B

1209

402.00

Ordinary shares

S

206

402.00

Ordinary shares

B

221

401.98

Ordinary shares

B

547

401.95

Ordinary shares

B

931

401.88

Ordinary shares

B

152

401.85

Ordinary shares

B

17818

401.84

Ordinary shares

S

17818

401.84

Ordinary shares

B

242

401.83

Ordinary shares

B

2662

401.80

Ordinary shares

S

720

401.80

Ordinary shares

B

279

401.75

Ordinary shares

S

1116

401.75

Ordinary shares

B

532

401.73

Ordinary shares

B

538

401.70

Ordinary shares

S

636

401.70

Ordinary shares

B

206

401.65

Ordinary shares

S

660

401.60

Ordinary shares

B

266

401.55

Ordinary shares

S

836

401.55

Ordinary shares

S

1047

401.50

Ordinary shares

S

412

401.45

Ordinary shares

B

804

401.40

Ordinary shares

S

852

401.40

Ordinary shares

B

412

401.35

Ordinary shares

S

2299

401.35

Ordinary shares

B

206

401.30

Ordinary shares

S

1331

401.30

Ordinary shares

B

44946

401.27

Ordinary shares

S

29964

401.27

Ordinary shares

B

31276

401.26

Ordinary shares

S

31276

401.26

Ordinary shares

S

4113

401.25

Ordinary shares

B

14632

401.23

Ordinary shares

S

14632

401.23

Ordinary shares

S

791

401.20

Ordinary shares

S

1030

401.15

Ordinary shares

S

4111

401.05

Ordinary shares

B

320

401.03

Ordinary shares

S

5519

401.00

Ordinary shares

S

4131

400.95

Ordinary shares

B

235

400.93

Ordinary shares

B

302

400.90

Ordinary shares

S

5673

400.90

Ordinary shares

B

1002

400.85

Ordinary shares

S

1083

400.85

Ordinary shares

S

2746

400.80

Ordinary shares

B

2342

400.75

Ordinary shares

S

2120

400.75

Ordinary shares

S

776

400.70

Ordinary shares

S

76

400.65

Ordinary shares

S

1921

400.60

Ordinary shares

S

7991

400.55

Ordinary shares

S

3774

400.50

Ordinary shares

B

379

400.45

Ordinary shares

S

3075

400.45

Ordinary shares

B

207

400.40

Ordinary shares

S

2257

400.40

Ordinary shares

S

8329

400.35

Ordinary shares

S

4212

400.30

Ordinary shares

S

3208

400.25

Ordinary shares

B

18156

400.23

Ordinary shares

S

18156

400.23

Ordinary shares

S

1000

400.20

Ordinary shares

S

2006

400.15

Ordinary shares

S

6167

400.10

Ordinary shares

S

2113

400.05

Ordinary shares

S

415

400.00

Ordinary shares

B

207

399.95

Ordinary shares

S

4525

399.95

Ordinary shares

S

337

399.90

Ordinary shares

S

2359

399.85

Ordinary shares

B

114996

399.80

Ordinary shares

S

77945

399.80

Ordinary shares

S

2214

399.75

Ordinary shares

B

105191

399.74

Ordinary shares

S

105191

399.74

Ordinary shares

B

700

399.70

Ordinary shares

S

416

399.70

Ordinary shares

B

208

399.65

Ordinary shares

S

6017

399.65

Ordinary shares

S

7810

399.60

Ordinary shares

B

1912

399.55

Ordinary shares

S

1323

399.55

Ordinary shares

B

3562

399.50

Ordinary shares

S

3611

399.50

Ordinary shares

B

377

399.48

Ordinary shares

B

414

399.45

Ordinary shares

S

8074

399.45

Ordinary shares

B

659

399.40

Ordinary shares

S

1848

399.40

Ordinary shares

B

480

399.38

Ordinary shares

B

2037

399.35

Ordinary shares

B

233

399.30

Ordinary shares

S

2079

399.30

Ordinary shares

S

3228

399.25

Ordinary shares

B

361

399.23

Ordinary shares

B

851

399.20

Ordinary shares

S

2594

399.20

Ordinary shares

S

1311

399.15

Ordinary shares

B

2818

399.10

Ordinary shares

S

6148

399.10

Ordinary shares

B

417

399.05

Ordinary shares

S

207

399.05

Ordinary shares

B

533

398.95

Ordinary shares

S

4521

398.90

Ordinary shares

B

74

398.88

Ordinary shares

S

380

398.85

Ordinary shares

S

6154

398.80

Ordinary shares

B

207

398.75

Ordinary shares

B

208

398.40

Ordinary shares

B

415

398.35

Ordinary shares

S

1334

398.35

Ordinary shares

B

333

398.30

Ordinary shares

B

582

398.25

 

Total Purchases: 1,037,962

Total Sales: 1,416,372

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

16-April-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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