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Form 8.5 (EPT/NON-RI) Glencore International Plc

22nd Feb 2012 08:10

RNS Number : 8819X
Nomura International PLC (EPT)
22 February 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

21 February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,576,402

0.052

1,499,764

0.022

(2) Derivatives (other than options):

1,454,102

0.021

(3) Options and agreements to purchase/sell:

 

TOTAL:

3,576,402

0.052

2,953,866

0.043

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

100,000

0.004

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

4,737

4.3270

Ordinary shares

Purchase

1,209

4.3275

Ordinary shares

Purchase

1,046

4.3290

Ordinary shares

Purchase

3,951

4.3295

Ordinary shares

Purchase

15,617

4.3300

Ordinary shares

Purchase

3,531

4.3305

Ordinary shares

Purchase

500

4.3310

Ordinary shares

Purchase

1,139

4.3320

Ordinary shares

Purchase

3,175

4.3325

Ordinary shares

Purchase

7,081

4.3330

Ordinary shares

Purchase

1,709

4.3340

Ordinary shares

Purchase

962

4.3355

Ordinary shares

Purchase

411

4.3360

Ordinary shares

Purchase

254

4.3365

Ordinary shares

Purchase

2,672

4.3375

Ordinary shares

Purchase

5,572

4.3380

Ordinary shares

Purchase

8,679

4.3390

Ordinary shares

Purchase

531

4.3395

Ordinary shares

Purchase

1,499

4.3400

Ordinary shares

Purchase

308

4.3405

Ordinary shares

Purchase

8,042

4.3410

Ordinary shares

Purchase

4,145

4.3415

Ordinary shares

Purchase

1,500

4.3420

Ordinary shares

Purchase

12,238

4.3430

Ordinary shares

Purchase

3,718

4.3435

Ordinary shares

Purchase

1,470

4.3440

Ordinary shares

Purchase

2,783

4.3445

Ordinary shares

Purchase

38,400

4.3448

Ordinary shares

Purchase

1,175

4.3450

Ordinary shares

Purchase

8,118

4.3455

Ordinary shares

Purchase

18,406

4.3460

Ordinary shares

Purchase

2,039

4.3465

Ordinary shares

Purchase

8,170

4.3470

Ordinary shares

Purchase

572

4.3485

Ordinary shares

Purchase

64,205

4.3490

Ordinary shares

Purchase

7,836

4.3495

Ordinary shares

Purchase

5,574

4.3500

Ordinary shares

Purchase

10,782

4.3505

Ordinary shares

Purchase

16,313

4.3510

Ordinary shares

Purchase

9,593

4.3515

Ordinary shares

Purchase

803

4.3520

Ordinary shares

Purchase

7,554

4.3525

Ordinary shares

Purchase

855

4.3530

Ordinary shares

Purchase

2,073

4.3535

Ordinary shares

Purchase

1,236

4.3545

Ordinary shares

Purchase

14,544

4.3550

Ordinary shares

Purchase

1,131

4.3555

Ordinary shares

Purchase

11,045

4.3560

Ordinary shares

Purchase

11,893

4.3565

Ordinary shares

Purchase

8,901

4.3570

Ordinary shares

Purchase

9,165

4.3575

Ordinary shares

Purchase

7,603

4.3580

Ordinary shares

Purchase

9,250

4.3585

Ordinary shares

Purchase

6,941

4.3590

Ordinary shares

Purchase

5,978

4.3595

Ordinary shares

Purchase

11,897

4.3600

Ordinary shares

Purchase

10,923

4.3605

Ordinary shares

Purchase

374

4.3610

Ordinary shares

Purchase

18,578

4.3615

Ordinary shares

Purchase

1,886

4.3620

Ordinary shares

Purchase

31,233

4.3630

Ordinary shares

Purchase

3,452

4.3635

Ordinary shares

Purchase

1,009

4.3640

Ordinary shares

Purchase

2,308

4.3645

Ordinary shares

Purchase

2,804

4.3650

Ordinary shares

Purchase

814

4.3655

Ordinary shares

Purchase

9,766

4.3660

Ordinary shares

Purchase

19,603

4.3665

Ordinary shares

Purchase

2,161

4.3675

Ordinary shares

Purchase

6,918

4.3680

Ordinary shares

Purchase

2,253

4.3685

Ordinary shares

Purchase

11,893

4.3690

Ordinary shares

Purchase

9,323

4.3695

Ordinary shares

Purchase

8,930

4.3700

Ordinary shares

Purchase

1,258

4.3705

Ordinary shares

Purchase

15,372

4.3710

Ordinary shares

Purchase

3,887

4.3715

Ordinary shares

Purchase

8,536

4.3720

Ordinary shares

Purchase

241

4.3725

Ordinary shares

Purchase

6,021

4.3730

Ordinary shares

Purchase

45,050

4.3735

Ordinary shares

Purchase

9,299

4.3740

Ordinary shares

Purchase

1,667

4.3745

Ordinary shares

Purchase

900

4.3750

Ordinary shares

Purchase

6,447

4.3755

Ordinary shares

Purchase

6,300

4.3760

Ordinary shares

Purchase

16,485

4.3765

Ordinary shares

Purchase

4,446

4.3770

Ordinary shares

Purchase

19,440

4.3775

Ordinary shares

Purchase

1,993

4.3780

Ordinary shares

Purchase

160,745

4.3780

Ordinary shares

Purchase

4,062

4.3785

Ordinary shares

Purchase

3,462

4.3790

Ordinary shares

Purchase

10,977

4.3795

Ordinary shares

Purchase

45,790

4.3800

Ordinary shares

Purchase

4,211

4.3805

Ordinary shares

Purchase

7,229

4.3810

Ordinary shares

Purchase

338

4.3815

Ordinary shares

Purchase

19,263

4.3820

Ordinary shares

Purchase

2,730

4.3822

Ordinary shares

Purchase

406,981

4.3823

Ordinary shares

Purchase

11,880

4.3825

Ordinary shares

Purchase

8,564

4.3830

Ordinary shares

Purchase

75,054

4.3835

Ordinary shares

Purchase

13,958

4.3840

Ordinary shares

Purchase

15,292

4.3845

Ordinary shares

Purchase

9,032

4.3850

Ordinary shares

Purchase

2,332

4.3855

Ordinary shares

Purchase

19,511

4.3860

Ordinary shares

Purchase

2,420

4.3865

Ordinary shares

Purchase

25,269

4.3870

Ordinary shares

Purchase

9,054

4.3875

Ordinary shares

Purchase

34,000

4.3876

Ordinary shares

Purchase

15,177

4.3880

Ordinary shares

Purchase

7,007

4.3885

Ordinary shares

Purchase

5,792

4.3890

Ordinary shares

Purchase

32,241

4.3895

Ordinary shares

Purchase

13,048

4.3900

Ordinary shares

Purchase

18,203

4.3905

Ordinary shares

Purchase

23,909

4.3910

Ordinary shares

Purchase

7,400

4.3920

Ordinary shares

Purchase

9,357

4.3925

Ordinary shares

Purchase

632

4.3930

Ordinary shares

Purchase

40,094

4.3935

Ordinary shares

Purchase

1,738

4.3940

Ordinary shares

Purchase

10,424

4.3945

Ordinary shares

Purchase

2,718

4.3950

Ordinary shares

Purchase

264

4.3955

Ordinary shares

Purchase

813

4.3960

Ordinary shares

Purchase

3,060

4.3970

Ordinary shares

Purchase

7,207

4.3975

Ordinary shares

Purchase

3,578

4.3990

Ordinary shares

Purchase

39,709

4.4000

Ordinary shares

Purchase

100

4.4005

Ordinary shares

Purchase

14,938

4.4010

Ordinary shares

Purchase

1,579

4.4015

Ordinary shares

Purchase

4,727

4.4025

Ordinary shares

Purchase

8,485

4.4040

Ordinary shares

Purchase

700

4.4041

Ordinary shares

Purchase

18,146

4.4045

Ordinary shares

Purchase

4,851

4.4050

Ordinary shares

Purchase

931

4.4055

Ordinary shares

Purchase

17,250

4.4060

Ordinary shares

Purchase

9,141

4.4065

Ordinary shares

Purchase

14,796

4.4070

Ordinary shares

Purchase

16,462

4.4085

Ordinary shares

Purchase

611

4.4090

Ordinary shares

Purchase

6,074

4.4095

Ordinary shares

Purchase

11,220

4.4100

Ordinary shares

Purchase

2,596

4.4105

Ordinary shares

Purchase

10,829

4.4115

Ordinary shares

Purchase

12,294

4.4120

Ordinary shares

Purchase

13,602

4.4125

Ordinary shares

Purchase

954

4.4135

Ordinary shares

Purchase

2,544

4.4140

Ordinary shares

Purchase

3,212

4.4145

Ordinary shares

Purchase

50,379

4.4170

Ordinary shares

Purchase

15,961

4.4175

Ordinary shares

Sale

736

4.3250

Ordinary shares

Sale

1,217

4.3270

Ordinary shares

Sale

1,134

4.3275

Ordinary shares

Sale

332

4.3285

Ordinary shares

Sale

3,592

4.3290

Ordinary shares

Sale

2,888

4.3295

Ordinary shares

Sale

2,093

4.3300

Ordinary shares

Sale

772

4.3315

Ordinary shares

Sale

324

4.3320

Ordinary shares

Sale

1,289

4.3325

Ordinary shares

Sale

1,255

4.3330

Ordinary shares

Sale

462

4.3350

Ordinary shares

Sale

734

4.3375

Ordinary shares

Sale

1,345

4.3380

Ordinary shares

Sale

1,312

4.3385

Ordinary shares

Sale

2,557

4.3395

Ordinary shares

Sale

14,172

4.3400

Ordinary shares

Sale

5,093

4.3410

Ordinary shares

Sale

734

4.3415

Ordinary shares

Sale

736

4.3425

Ordinary shares

Sale

10,597

4.3430

Ordinary shares

Sale

1,596

4.3435

Ordinary shares

Sale

1,642

4.3440

Ordinary shares

Sale

4,940

4.3445

Ordinary shares

Sale

15,697

4.3450

Ordinary shares

Sale

1,045

4.3455

Ordinary shares

Sale

5,344

4.3460

Ordinary shares

Sale

734

4.3465

Ordinary shares

Sale

3,366

4.3470

Ordinary shares

Sale

2,901

4.3480

Ordinary shares

Sale

4,441

4.3485

Ordinary shares

Sale

33,140

4.3490

Ordinary shares

Sale

13,811

4.3495

Ordinary shares

Sale

7,166

4.3500

Ordinary shares

Sale

7,821

4.3505

Ordinary shares

Sale

4,896

4.3510

Ordinary shares

Sale

3,903

4.3515

Ordinary shares

Sale

4,047

4.3520

Ordinary shares

Sale

8,692

4.3525

Ordinary shares

Sale

646

4.3530

Ordinary shares

Sale

3,690

4.3535

Ordinary shares

Sale

2,977

4.3540

Ordinary shares

Sale

4,380

4.3545

Ordinary shares

Sale

2,869

4.3550

Ordinary shares

Sale

3,448

4.3555

Ordinary shares

Sale

6,112

4.3560

Ordinary shares

Sale

14,500

4.3561

Ordinary shares

Sale

3,136

4.3565

Ordinary shares

Sale

3,241

4.3570

Ordinary shares

Sale

9,502

4.3580

Ordinary shares

Sale

12,142

4.3585

Ordinary shares

Sale

5,997

4.3590

Ordinary shares

Sale

7,671

4.3595

Ordinary shares

Sale

10,092

4.3600

Ordinary shares

Sale

6,229

4.3605

Ordinary shares

Sale

3,970

4.3610

Ordinary shares

Sale

8,776

4.3615

Ordinary shares

Sale

2,750

4.3620

Ordinary shares

Sale

2,082

4.3625

Ordinary shares

Sale

10,211

4.3630

Ordinary shares

Sale

6,228

4.3635

Ordinary shares

Sale

398

4.3640

Ordinary shares

Sale

8,800

4.3645

Ordinary shares

Sale

68,510

4.3647

Ordinary shares

Sale

716

4.3650

Ordinary shares

Sale

5,063

4.3655

Ordinary shares

Sale

2,652

4.3660

Ordinary shares

Sale

15,263

4.3665

Ordinary shares

Sale

1,460

4.3670

Ordinary shares

Sale

11,254

4.3675

Ordinary shares

Sale

9,359

4.3680

Ordinary shares

Sale

4,452

4.3685

Ordinary shares

Sale

70,135

4.3687

Ordinary shares

Sale

5,508

4.3690

Ordinary shares

Sale

12,838

4.3695

Ordinary shares

Sale

3,696

4.3700

Ordinary shares

Sale

756

4.3705

Ordinary shares

Sale

1,114

4.3710

Ordinary shares

Sale

2,915

4.3715

Ordinary shares

Sale

8,802

4.3720

Ordinary shares

Sale

2,716

4.3725

Ordinary shares

Sale

5,853

4.3730

Ordinary shares

Sale

13,598

4.3735

Ordinary shares

Sale

530

4.3740

Ordinary shares

Sale

5,972

4.3745

Ordinary shares

Sale

9,965

4.3750

Ordinary shares

Sale

4,267

4.3755

Ordinary shares

Sale

4,624

4.3760

Ordinary shares

Sale

7,452

4.3765

Ordinary shares

Sale

21,907

4.3770

Ordinary shares

Sale

16,738

4.3775

Ordinary shares

Sale

5,017

4.3780

Ordinary shares

Sale

14,204

4.3785

Ordinary shares

Sale

13,478

4.3790

Ordinary shares

Sale

584,382

4.3792

Ordinary shares

Sale

14,818

4.3795

Ordinary shares

Sale

10,678

4.3800

Ordinary shares

Sale

22,879

4.3805

Ordinary shares

Sale

5,049

4.3810

Ordinary shares

Sale

5,680

4.3815

Ordinary shares

Sale

5,335

4.3820

Ordinary shares

Sale

2,065

4.3825

Ordinary shares

Sale

11,020

4.3830

Ordinary shares

Sale

49,924

4.3835

Ordinary shares

Sale

24,205

4.3840

Ordinary shares

Sale

15,345

4.3845

Ordinary shares

Sale

8,083

4.3850

Ordinary shares

Sale

10,986

4.3855

Ordinary shares

Sale

13,330

4.3860

Ordinary shares

Sale

14,395

4.3865

Ordinary shares

Sale

10,008

4.3870

Ordinary shares

Sale

11,328

4.3875

Ordinary shares

Sale

21,910

4.3880

Ordinary shares

Sale

20,256

4.3885

Ordinary shares

Sale

7,397

4.3890

Ordinary shares

Sale

7,560

4.3895

Ordinary shares

Sale

10,104

4.3900

Ordinary shares

Sale

9,447

4.3905

Ordinary shares

Sale

9,297

4.3910

Ordinary shares

Sale

3,349

4.3915

Ordinary shares

Sale

16,394

4.3920

Ordinary shares

Sale

3,680

4.3925

Ordinary shares

Sale

583

4.3930

Ordinary shares

Sale

21,736

4.3935

Ordinary shares

Sale

5,178

4.3940

Ordinary shares

Sale

13,633

4.3945

Ordinary shares

Sale

2,807

4.3946

Ordinary shares

Sale

2,337

4.3950

Ordinary shares

Sale

6,951

4.3955

Ordinary shares

Sale

6,765

4.3960

Ordinary shares

Sale

8,084

4.3965

Ordinary shares

Sale

7,247

4.3970

Ordinary shares

Sale

10,859

4.3975

Ordinary shares

Sale

3,419

4.3980

Ordinary shares

Sale

3,899

4.3985

Ordinary shares

Sale

1,791

4.3990

Ordinary shares

Sale

4,590

4.4000

Ordinary shares

Sale

746

4.4005

Ordinary shares

Sale

16,406

4.4010

Ordinary shares

Sale

4,519

4.4015

Ordinary shares

Sale

5,406

4.4020

Ordinary shares

Sale

10,298

4.4025

Ordinary shares

Sale

15,472

4.4030

Ordinary shares

Sale

5,538

4.4035

Ordinary shares

Sale

6,412

4.4040

Ordinary shares

Sale

12,558

4.4045

Ordinary shares

Sale

18,129

4.4050

Ordinary shares

Sale

4,283

4.4055

Ordinary shares

Sale

16,936

4.4060

Ordinary shares

Sale

6,800

4.4065

Ordinary shares

Sale

12,998

4.4070

Ordinary shares

Sale

7,978

4.4075

Ordinary shares

Sale

3,659

4.4080

Ordinary shares

Sale

6,303

4.4085

Ordinary shares

Sale

247

4.4090

Ordinary shares

Sale

2,937

4.4095

Ordinary shares

Sale

10,789

4.4100

Ordinary shares

Sale

3,067

4.4105

Ordinary shares

Sale

10,175

4.4110

Ordinary shares

Sale

6,589

4.4115

Ordinary shares

Sale

4,210

4.4120

Ordinary shares

Sale

2,620

4.4125

Ordinary shares

Sale

1,513

4.4130

Ordinary shares

Sale

3,592

4.4135

Ordinary shares

Sale

380

4.4145

Ordinary shares

Sale

21,726

4.4170

Ordinary shares

Sale

1,862

4.4185

Ordinary shares

Sale

5,758

4.4190

 

 

Total Buy - 2,069,008

Total Sell - 1,927,906

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Reducing short

3,630

4.3250 - 4.4190

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

22/02/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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