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Form 8.5 (EPT/NON-RI) Glencore International Plc

23rd Mar 2012 10:40

RNS Number : 9563Z
Nomura International PLC (EPT)
23 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

22 March 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,742,415

0.083

2,923,283

0.042

(2) Derivatives (other than options):

855,783

0.012

(3) Options and agreements to purchase/sell:

 

TOTAL:

5,742,415

0.083

3,779,066

0.054

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

0

0

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

5,357

3.9900

Ordinary shares

Purchase

1,659

3.9905

Ordinary shares

Purchase

2,298

3.9915

Ordinary shares

Purchase

792

3.9920

Ordinary shares

Purchase

6,760

3.9925

Ordinary shares

Purchase

1,550

3.9930

Ordinary shares

Purchase

2,712

3.9940

Ordinary shares

Purchase

673

3.9945

Ordinary shares

Purchase

3,012

3.9950

Ordinary shares

Purchase

1,803

3.9965

Ordinary shares

Purchase

7,833

3.9970

Ordinary shares

Purchase

7,488

3.9975

Ordinary shares

Purchase

5,601

3.9980

Ordinary shares

Purchase

10,177

3.9985

Ordinary shares

Purchase

2,972

3.9990

Ordinary shares

Purchase

18,702

4.0000

Ordinary shares

Purchase

4,505

4.0005

Ordinary shares

Purchase

5,902

4.0010

Ordinary shares

Purchase

5,105

4.0015

Ordinary shares

Purchase

20,887

4.0020

Ordinary shares

Purchase

3,346

4.0025

Ordinary shares

Purchase

10,236

4.0030

Ordinary shares

Purchase

812

4.0035

Ordinary shares

Purchase

5,066

4.0040

Ordinary shares

Purchase

8,800

4.0045

Ordinary shares

Purchase

16,974

4.0050

Ordinary shares

Purchase

8,953

4.0055

Ordinary shares

Purchase

3,684

4.0060

Ordinary shares

Purchase

4,557

4.0065

Ordinary shares

Purchase

5,104

4.0070

Ordinary shares

Purchase

11,096

4.0075

Ordinary shares

Purchase

14,184

4.0080

Ordinary shares

Purchase

22,434

4.0085

Ordinary shares

Purchase

7,616

4.0090

Ordinary shares

Purchase

19,417

4.0095

Ordinary shares

Purchase

30,701

4.0100

Ordinary shares

Purchase

6,651

4.0105

Ordinary shares

Purchase

9,822

4.0110

Ordinary shares

Purchase

192

4.0115

Ordinary shares

Purchase

7,528

4.0120

Ordinary shares

Purchase

14,347

4.0125

Ordinary shares

Purchase

7,687

4.0130

Ordinary shares

Purchase

6,363

4.0135

Ordinary shares

Purchase

3,906

4.0140

Ordinary shares

Purchase

4,542

4.0145

Ordinary shares

Purchase

13,087

4.0150

Ordinary shares

Purchase

7,728

4.0155

Ordinary shares

Purchase

5,747

4.0160

Ordinary shares

Purchase

2,611

4.0165

Ordinary shares

Purchase

5,982

4.0170

Ordinary shares

Purchase

1,945

4.0175

Ordinary shares

Purchase

15,711

4.0180

Ordinary shares

Purchase

14,438

4.0185

Ordinary shares

Purchase

16,414

4.0190

Ordinary shares

Purchase

5,111

4.0195

Ordinary shares

Purchase

72,323

4.0200

Ordinary shares

Purchase

8,958

4.0205

Ordinary shares

Purchase

3,713

4.0210

Ordinary shares

Purchase

37,314

4.0215

Ordinary shares

Purchase

15,619

4.0220

Ordinary shares

Purchase

15,665

4.0225

Ordinary shares

Purchase

7,894

4.0230

Ordinary shares

Purchase

28,825

4.0235

Ordinary shares

Purchase

23,546

4.0240

Ordinary shares

Purchase

62,411

4.0245

Ordinary shares

Purchase

98,640

4.0250

Ordinary shares

Purchase

27,183

4.0255

Ordinary shares

Purchase

35,679

4.0260

Ordinary shares

Purchase

13,131

4.0265

Ordinary shares

Purchase

10,505

4.0270

Ordinary shares

Purchase

6,870

4.0275

Ordinary shares

Purchase

14,964

4.0280

Ordinary shares

Purchase

6,871

4.0285

Ordinary shares

Purchase

13,958

4.0290

Ordinary shares

Purchase

23,364

4.0295

Ordinary shares

Purchase

35,739

4.0300

Ordinary shares

Purchase

21,825

4.0305

Ordinary shares

Purchase

31,038

4.0310

Ordinary shares

Purchase

19,668

4.0315

Ordinary shares

Purchase

18,055

4.0320

Ordinary shares

Purchase

77,777

4.0322

Ordinary shares

Purchase

12,869

4.0325

Ordinary shares

Purchase

16,102

4.0330

Ordinary shares

Purchase

25,427

4.0335

Ordinary shares

Purchase

25,000

4.0338

Ordinary shares

Purchase

10,396

4.0338

Ordinary shares

Purchase

11,694

4.0340

Ordinary shares

Purchase

13,793

4.0345

Ordinary shares

Purchase

38,535

4.0350

Ordinary shares

Purchase

4,263

4.0355

Ordinary shares

Purchase

5,816

4.0360

Ordinary shares

Purchase

7,954

4.0365

Ordinary shares

Purchase

1,265

4.0370

Ordinary shares

Purchase

828

4.0375

Ordinary shares

Purchase

481

4.0380

Ordinary shares

Purchase

22,900

4.0385

Ordinary shares

Purchase

5,496

4.0390

Ordinary shares

Purchase

965

4.0415

Ordinary shares

Purchase

608

4.0420

Ordinary shares

Purchase

590

4.0430

Ordinary shares

Purchase

2,380

4.0435

Ordinary shares

Purchase

1,100

4.0450

Ordinary shares

Purchase

4,210

4.0455

Ordinary shares

Purchase

3,769

4.0515

Ordinary shares

Purchase

441

4.0525

Ordinary shares

Purchase

7,524

4.0530

Ordinary shares

Purchase

787

4.0535

Ordinary shares

Purchase

6,821

4.0540

Ordinary shares

Purchase

35,407

4.0543

Ordinary shares

Purchase

1,446

4.0545

Ordinary shares

Purchase

2,535

4.0550

Ordinary shares

Purchase

10,187

4.0555

Ordinary shares

Purchase

1,966

4.0560

Ordinary shares

Purchase

1,636

4.0565

Ordinary shares

Purchase

6,691

4.0570

Ordinary shares

Purchase

2,621

4.0635

Ordinary shares

Purchase

2,014

4.0640

Ordinary shares

Purchase

380

4.0665

Ordinary shares

Purchase

237

4.0685

Ordinary shares

Purchase

800

4.0705

Ordinary shares

Purchase

384

4.0745

Ordinary shares

Purchase

1,872

4.0750

Ordinary shares

Purchase

638

4.0760

Ordinary shares

Purchase

7,967

4.0770

Ordinary shares

Purchase

5,948

4.0775

Ordinary shares

Purchase

163

4.0785

Ordinary shares

Purchase

2,177

4.0790

Ordinary shares

Purchase

5,649

4.0800

Ordinary shares

Purchase

379

4.0825

Ordinary shares

Purchase

726

4.0850

Ordinary shares

Purchase

2,923

4.0905

Ordinary shares

Purchase

5,138

4.0930

Ordinary shares

Purchase

5,670

4.0935

Ordinary shares

Purchase

639

4.0940

Ordinary shares

Purchase

6,628

4.0945

Ordinary shares

Purchase

2,003

4.0955

Ordinary shares

Purchase

5,787

4.0960

Ordinary shares

Purchase

2,792

4.0965

Ordinary shares

Purchase

11,457

4.0970

Ordinary shares

Purchase

760

4.0975

Ordinary shares

Purchase

1,576

4.0980

Ordinary shares

Purchase

10,570

4.0985

Ordinary shares

Purchase

2,998

4.0990

Ordinary shares

Purchase

6,528

4.1000

Ordinary shares

Purchase

6,837

4.1005

Ordinary shares

Purchase

2,619

4.1010

Ordinary shares

Purchase

3,043

4.1015

Ordinary shares

Purchase

14,006

4.1020

Ordinary shares

Purchase

4,083

4.1030

Ordinary shares

Purchase

1,540

4.1035

Ordinary shares

Purchase

10,469

4.1040

Ordinary shares

Purchase

1,983

4.1045

Ordinary shares

Purchase

3,243

4.1050

Ordinary shares

Purchase

1,626

4.1055

Ordinary shares

Purchase

5,050

4.1060

Ordinary shares

Purchase

400

4.1065

Ordinary shares

Purchase

7,200

4.1070

Ordinary shares

Purchase

7,676

4.1075

Ordinary shares

Purchase

1,160

4.1080

Ordinary shares

Purchase

7,427

4.1100

Ordinary shares

Purchase

4,419

4.1115

Ordinary shares

Purchase

3,798

4.1120

Ordinary shares

Purchase

2,080

4.1125

Ordinary shares

Purchase

9,379

4.1130

Ordinary shares

Purchase

6,102

4.1140

Ordinary shares

Purchase

5,284

4.1145

Ordinary shares

Purchase

11,312

4.1150

Ordinary shares

Purchase

1,100

4.1155

Ordinary shares

Purchase

5,493

4.1195

Ordinary shares

Purchase

94,507

4.1200

Ordinary shares

Purchase

275

4.1205

Ordinary shares

Purchase

6,490

4.1215

Ordinary shares

Purchase

500

4.1220

Ordinary shares

Sale

206

3.9880

Ordinary shares

Sale

800

3.9885

Ordinary shares

Sale

403

3.9900

Ordinary shares

Sale

604

3.9910

Ordinary shares

Sale

663

3.9915

Ordinary shares

Sale

1,260

3.9920

Ordinary shares

Sale

7,923

3.9930

Ordinary shares

Sale

1,718

3.9935

Ordinary shares

Sale

602

3.9940

Ordinary shares

Sale

1,480

3.9955

Ordinary shares

Sale

2,093

3.9960

Ordinary shares

Sale

278

3.9965

Ordinary shares

Sale

3,685

3.9970

Ordinary shares

Sale

4,180

3.9975

Ordinary shares

Sale

739

3.9985

Ordinary shares

Sale

303

3.9995

Ordinary shares

Sale

27,354

4.0000

Ordinary shares

Sale

952

4.0005

Ordinary shares

Sale

12,063

4.0010

Ordinary shares

Sale

1,162

4.0015

Ordinary shares

Sale

1,276

4.0020

Ordinary shares

Sale

2,374

4.0025

Ordinary shares

Sale

5,306

4.0030

Ordinary shares

Sale

4,684

4.0035

Ordinary shares

Sale

1,062

4.0040

Ordinary shares

Sale

3,602

4.0045

Ordinary shares

Sale

5,772

4.0050

Ordinary shares

Sale

3,571

4.0055

Ordinary shares

Sale

5,524

4.0060

Ordinary shares

Sale

3,300

4.0065

Ordinary shares

Sale

4,806

4.0070

Ordinary shares

Sale

4,145

4.0075

Ordinary shares

Sale

8,238

4.0080

Ordinary shares

Sale

6,681

4.0085

Ordinary shares

Sale

5,997

4.0090

Ordinary shares

Sale

4,836

4.0095

Ordinary shares

Sale

9,261

4.0100

Ordinary shares

Sale

1,952

4.0105

Ordinary shares

Sale

5,003

4.0110

Ordinary shares

Sale

2,613

4.0115

Ordinary shares

Sale

5,229

4.0120

Ordinary shares

Sale

3,993

4.0130

Ordinary shares

Sale

2,880

4.0135

Ordinary shares

Sale

1,587

4.0140

Ordinary shares

Sale

1,131

4.0145

Ordinary shares

Sale

9,104

4.0150

Ordinary shares

Sale

1,000

4.0155

Ordinary shares

Sale

6,201

4.0160

Ordinary shares

Sale

2,406

4.0165

Ordinary shares

Sale

3,798

4.0170

Ordinary shares

Sale

400

4.0175

Ordinary shares

Sale

118,583

4.0179

Ordinary shares

Sale

8,230

4.0180

Ordinary shares

Sale

18,461

4.0185

Ordinary shares

Sale

800

4.0190

Ordinary shares

Sale

6,598

4.0195

Ordinary shares

Sale

29,039

4.0197

Ordinary shares

Sale

50,000

4.0200

Ordinary shares

Sale

41,126

4.0200

Ordinary shares

Sale

8,259

4.0205

Ordinary shares

Sale

866

4.0210

Ordinary shares

Sale

3,606

4.0215

Ordinary shares

Sale

13,359

4.0220

Ordinary shares

Sale

16,071

4.0225

Ordinary shares

Sale

2,284

4.0230

Ordinary shares

Sale

2,740

4.0235

Ordinary shares

Sale

75,633

4.0240

Ordinary shares

Sale

33,227

4.0245

Ordinary shares

Sale

27,733

4.0250

Ordinary shares

Sale

8,335

4.0255

Ordinary shares

Sale

17,190

4.0260

Ordinary shares

Sale

4,606

4.0265

Ordinary shares

Sale

1,737

4.0270

Ordinary shares

Sale

5,543

4.0275

Ordinary shares

Sale

7,320

4.0280

Ordinary shares

Sale

2,715

4.0285

Ordinary shares

Sale

5,706

4.0290

Ordinary shares

Sale

11,388

4.0295

Ordinary shares

Sale

11,321

4.0300

Ordinary shares

Sale

25,730

4.0305

Ordinary shares

Sale

16,121

4.0310

Ordinary shares

Sale

4,953

4.0315

Ordinary shares

Sale

9,989

4.0320

Ordinary shares

Sale

13,592

4.0325

Ordinary shares

Sale

25,291

4.0330

Ordinary shares

Sale

7,445

4.0335

Ordinary shares

Sale

9,075

4.0340

Ordinary shares

Sale

7,109

4.0345

Ordinary shares

Sale

35,324

4.0350

Ordinary shares

Sale

5,957

4.0355

Ordinary shares

Sale

8,692

4.0360

Ordinary shares

Sale

902

4.0365

Ordinary shares

Sale

13,138

4.0370

Ordinary shares

Sale

2,400

4.0380

Ordinary shares

Sale

3,727

4.0385

Ordinary shares

Sale

2,241

4.0390

Ordinary shares

Sale

1,540

4.0395

Ordinary shares

Sale

6,913

4.0400

Ordinary shares

Sale

3,365

4.0405

Ordinary shares

Sale

17,965

4.0410

Ordinary shares

Sale

8,490

4.0415

Ordinary shares

Sale

5,686

4.0420

Ordinary shares

Sale

17,739

4.0430

Ordinary shares

Sale

9,317

4.0435

Ordinary shares

Sale

889

4.0445

Ordinary shares

Sale

7,582

4.0450

Ordinary shares

Sale

380

4.0455

Ordinary shares

Sale

10,093

4.0460

Ordinary shares

Sale

3,932

4.0475

Ordinary shares

Sale

3,014

4.0480

Ordinary shares

Sale

2,106

4.0525

Ordinary shares

Sale

161

4.0530

Ordinary shares

Sale

2,928

4.0570

Ordinary shares

Sale

811

4.0585

Ordinary shares

Sale

200

4.0702

Ordinary shares

Sale

7,018

4.0740

Ordinary shares

Sale

1,372

4.0750

Ordinary shares

Sale

7,380

4.0765

Ordinary shares

Sale

2,285

4.0770

Ordinary shares

Sale

3,191

4.0775

Ordinary shares

Sale

1,264

4.0800

Ordinary shares

Sale

796

4.0870

Ordinary shares

Sale

380

4.0920

Ordinary shares

Sale

1,715

4.0950

Ordinary shares

Sale

1,725

4.0975

Ordinary shares

Sale

2,814

4.0980

Ordinary shares

Sale

171

4.0995

Ordinary shares

Sale

1,166

4.1000

Ordinary shares

Sale

623

4.1005

Ordinary shares

Sale

4,350

4.1010

Ordinary shares

Sale

5,188

4.1015

Ordinary shares

Sale

1,000

4.1020

Ordinary shares

Sale

995

4.1025

Ordinary shares

Sale

867

4.1035

Ordinary shares

Sale

3,100

4.1045

Ordinary shares

Sale

3,701

4.1050

Ordinary shares

Sale

2,983

4.1055

Ordinary shares

Sale

1,967

4.1060

Ordinary shares

Sale

2,781

4.1085

Ordinary shares

Sale

16,152

4.1100

Ordinary shares

Sale

4,286

4.1110

Ordinary shares

Sale

2,380

4.1115

Ordinary shares

Sale

1,241

4.1120

Ordinary shares

Sale

3,015

4.1125

Ordinary shares

Sale

900

4.1130

Ordinary shares

Sale

2,500

4.1140

Ordinary shares

Sale

2,294

4.1145

Ordinary shares

Sale

3,138

4.1150

Ordinary shares

Sale

982

4.1160

Ordinary shares

Sale

81,667

4.1200

Ordinary shares

Sale

971

4.1235

 

Total Buy - 1,788,522

Total Sell - 1,201,831

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

899,274

4.0401

Ordinary Shares

SWAP

Short

13

4.0350

Ordinary Shares

SWAP

Short

3,792

4.0306

Ordinary Shares

SWAP

Short

350,000

4.0357

Ordinary Shares

SWAP

Short

650,000

4.0357

Ordinary Shares

SWAP

Short

847,257

4.0370

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

23/03/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
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