Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.5 (EPT/NON-RI) - Glencore International plc

3rd May 2012 12:03

RNS Number : 6788C
Credit Suisse Securities (Eur) Ltd
03 May 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

2-May-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,507,633

0.080

4,536,380

0.066

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

5,507,633

0.080

4,536,380

0.066

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

S

500

435.40

Ordinary shares

B

570

435.25

Ordinary shares

S

1120

435.25

Ordinary shares

B

14999

435.00

Ordinary shares

S

853

435.00

Ordinary shares

B

1181

434.97

Ordinary shares

S

1181

434.97

Ordinary shares

B

337

434.90

Ordinary shares

S

1267

434.90

Ordinary shares

S

187

434.85

Ordinary shares

B

5345

434.81

Ordinary shares

S

5345

434.81

Ordinary shares

B

15206

434.80

Ordinary shares

S

14567

434.80

Ordinary shares

B

1932

434.70

Ordinary shares

S

188

434.70

Ordinary shares

B

3037

434.65

Ordinary shares

S

1979

434.65

Ordinary shares

S

7041

434.60

Ordinary shares

S

1807

434.55

Ordinary shares

B

662

434.50

Ordinary shares

S

187

434.50

Ordinary shares

S

530

434.45

Ordinary shares

B

188

434.40

Ordinary shares

S

1151

434.40

Ordinary shares

S

3347

434.35

Ordinary shares

S

945

434.30

Ordinary shares

B

5378

434.25

Ordinary shares

S

3226

434.25

Ordinary shares

S

128

434.23

Ordinary shares

B

188

434.20

Ordinary shares

S

3889

434.20

Ordinary shares

B

378

434.15

Ordinary shares

S

5459

434.15

Ordinary shares

B

376

434.10

Ordinary shares

S

2321

434.10

Ordinary shares

B

1132

434.05

Ordinary shares

S

3373

434.05

Ordinary shares

B

3909

434.00

Ordinary shares

S

2657

434.00

Ordinary shares

B

1121

433.95

Ordinary shares

S

2293

433.95

Ordinary shares

B

750

433.90

Ordinary shares

S

4407

433.90

Ordinary shares

B

378

433.85

Ordinary shares

S

5047

433.85

Ordinary shares

S

1568

433.80

Ordinary shares

B

377

433.75

Ordinary shares

S

8470

433.75

Ordinary shares

B

189

433.70

Ordinary shares

S

1696

433.70

Ordinary shares

S

1880

433.65

Ordinary shares

B

4857

433.61

Ordinary shares

S

4857

433.61

Ordinary shares

B

620

433.60

Ordinary shares

S

1332

433.60

Ordinary shares

B

188

433.55

Ordinary shares

S

1710

433.55

Ordinary shares

B

5670

433.50

Ordinary shares

S

4347

433.50

Ordinary shares

B

378

433.45

Ordinary shares

S

3241

433.45

Ordinary shares

B

809

433.43

Ordinary shares

B

1884

433.40

Ordinary shares

S

1454

433.40

Ordinary shares

B

747

433.35

Ordinary shares

S

3413

433.35

Ordinary shares

B

1388

433.30

Ordinary shares

S

2496

433.30

Ordinary shares

B

2642

433.25

Ordinary shares

S

3267

433.25

Ordinary shares

B

4860

433.20

Ordinary shares

S

2523

433.20

Ordinary shares

B

1136

433.15

Ordinary shares

S

1320

433.15

Ordinary shares

B

3033

433.10

Ordinary shares

S

565

433.10

Ordinary shares

B

1461

433.05

Ordinary shares

S

1132

433.05

Ordinary shares

B

20534

433.00

Ordinary shares

S

2772

433.00

Ordinary shares

B

947

432.95

Ordinary shares

S

3944

432.95

Ordinary shares

B

5486

432.90

Ordinary shares

S

1124

432.90

Ordinary shares

B

4894

432.85

Ordinary shares

S

3109

432.85

Ordinary shares

B

1134

432.80

Ordinary shares

S

570

432.80

Ordinary shares

B

648

432.78

Ordinary shares

B

16906

432.76

Ordinary shares

S

16906

432.76

Ordinary shares

B

1909

432.75

Ordinary shares

S

3478

432.75

Ordinary shares

B

204

432.73

Ordinary shares

B

1256

432.70

Ordinary shares

S

1500

432.70

Ordinary shares

B

627

432.65

Ordinary shares

S

1693

432.65

Ordinary shares

B

70018

432.63

Ordinary shares

S

70018

432.63

Ordinary shares

B

549

432.60

Ordinary shares

S

1960

432.60

Ordinary shares

B

1789

432.55

Ordinary shares

S

1304

432.55

Ordinary shares

B

406

432.50

Ordinary shares

S

8002

432.50

Ordinary shares

B

899

432.45

Ordinary shares

S

400

432.45

Ordinary shares

B

967

432.40

Ordinary shares

S

2250

432.40

Ordinary shares

B

530

432.35

Ordinary shares

S

524

432.35

Ordinary shares

S

885

432.30

Ordinary shares

B

190

432.20

Ordinary shares

S

522

432.20

Ordinary shares

S

1176

432.15

Ordinary shares

B

5234

432.14

Ordinary shares

S

5234

432.14

Ordinary shares

B

288

432.13

Ordinary shares

S

475

432.13

Ordinary shares

B

1977

432.10

Ordinary shares

S

681

432.10

Ordinary shares

B

946

432.05

Ordinary shares

S

1137

432.05

Ordinary shares

B

7825

432.00

Ordinary shares

S

2141

432.00

Ordinary shares

B

8494

431.95

Ordinary shares

S

7871

431.95

Ordinary shares

B

10816

431.93

Ordinary shares

S

11243

431.93

Ordinary shares

B

3991

431.90

Ordinary shares

S

4879

431.90

Ordinary shares

B

1640

431.85

Ordinary shares

S

1400

431.85

Ordinary shares

B

603

431.80

Ordinary shares

B

379

431.75

Ordinary shares

S

2554

431.75

Ordinary shares

B

1708

431.70

Ordinary shares

S

1116

431.70

Ordinary shares

S

433

431.68

Ordinary shares

S

896

431.65

Ordinary shares

B

540

431.63

Ordinary shares

B

1933

431.60

Ordinary shares

S

3285

431.60

Ordinary shares

B

6196

431.55

Ordinary shares

S

5228

431.55

Ordinary shares

B

2223

431.50

Ordinary shares

S

4840

431.50

Ordinary shares

B

218

431.45

Ordinary shares

S

2228

431.45

Ordinary shares

B

1998

431.42

Ordinary shares

S

1998

431.42

Ordinary shares

B

4105

431.41

Ordinary shares

S

4105

431.41

Ordinary shares

B

2964

431.40

Ordinary shares

S

5408

431.40

Ordinary shares

B

1122

431.35

Ordinary shares

S

2979

431.35

Ordinary shares

B

3541

431.30

Ordinary shares

S

14924

431.30

Ordinary shares

B

2074

431.25

Ordinary shares

S

3058

431.25

Ordinary shares

B

818

431.20

Ordinary shares

S

4572

431.20

Ordinary shares

S

434

431.18

Ordinary shares

B

7610

431.15

Ordinary shares

S

5669

431.15

Ordinary shares

B

189

431.10

Ordinary shares

S

6832

431.10

Ordinary shares

B

647

431.08

Ordinary shares

B

769

431.05

Ordinary shares

B

494

431.03

Ordinary shares

B

5892

431.00

Ordinary shares

S

5177

431.00

Ordinary shares

B

93025

430.99

Ordinary shares

S

93025

430.99

Ordinary shares

B

189

430.95

Ordinary shares

S

2246

430.95

Ordinary shares

S

3731

430.90

Ordinary shares

B

367

430.88

Ordinary shares

B

379

430.85

Ordinary shares

S

2824

430.85

Ordinary shares

B

766

430.83

Ordinary shares

B

14760

430.80

Ordinary shares

S

13940

430.80

Ordinary shares

B

99746

430.76

Ordinary shares

S

99746

430.76

Ordinary shares

B

189

430.75

Ordinary shares

S

718

430.75

Ordinary shares

B

244

430.70

Ordinary shares

S

542

430.65

Ordinary shares

B

81

430.60

Ordinary shares

S

2145

430.60

Ordinary shares

S

200

430.55

Ordinary shares

S

10481

430.50

Ordinary shares

S

674

430.45

Ordinary shares

B

189

430.40

Ordinary shares

S

1736

430.40

Ordinary shares

S

1978

430.35

Ordinary shares

B

21861

430.30

Ordinary shares

B

1000

430.25

Ordinary shares

S

2085

430.25

Ordinary shares

S

4233

430.20

Ordinary shares

S

905

430.15

Ordinary shares

S

2607

430.10

Ordinary shares

S

42

430.05

Ordinary shares

B

854

430.00

Ordinary shares

S

750

430.00

Ordinary shares

S

270

429.90

Ordinary shares

B

8908

429.84

Ordinary shares

S

8908

429.84

Ordinary shares

S

39

429.80

Ordinary shares

B

789

429.75

Ordinary shares

S

760

429.75

Ordinary shares

B

190

429.70

Ordinary shares

S

3581

429.70

Ordinary shares

B

380

429.65

Ordinary shares

S

3762

429.65

Ordinary shares

S

7001

429.60

Ordinary shares

S

1170

429.55

Ordinary shares

B

415

429.53

Ordinary shares

S

2420

429.50

Ordinary shares

B

207823

429.47

Ordinary shares

S

207823

429.47

Ordinary shares

S

1815

429.45

Ordinary shares

B

108532

429.43

Ordinary shares

S

108532

429.43

Ordinary shares

S

5678

429.40

Ordinary shares

S

952

429.35

Ordinary shares

S

499

429.30

Ordinary shares

B

380

429.25

Ordinary shares

S

4764

429.25

Ordinary shares

S

4942

429.20

Ordinary shares

S

5284

429.15

Ordinary shares

B

192

429.10

Ordinary shares

S

7894

429.10

Ordinary shares

B

572

429.05

Ordinary shares

S

2357

429.05

Ordinary shares

S

5632

429.00

Ordinary shares

S

3199

428.95

Ordinary shares

S

429

428.90

Ordinary shares

S

1314

428.85

Ordinary shares

B

381

428.80

Ordinary shares

S

2165

428.80

Ordinary shares

B

582

428.75

Ordinary shares

S

2280

428.75

Ordinary shares

S

223

428.70

Ordinary shares

S

1197

428.65

Ordinary shares

S

760

428.60

Ordinary shares

B

1256

428.55

Ordinary shares

S

3100

428.55

Ordinary shares

B

1328

428.50

Ordinary shares

S

2099

428.50

Ordinary shares

B

191

428.45

Ordinary shares

S

2939

428.45

Ordinary shares

B

41533

428.43

Ordinary shares

S

41533

428.43

Ordinary shares

S

9766

428.40

Ordinary shares

B

525

428.35

Ordinary shares

S

2076

428.35

Ordinary shares

B

1243

428.30

Ordinary shares

S

1059

428.30

Ordinary shares

B

103989

428.26

Ordinary shares

S

103989

428.26

Ordinary shares

S

382

428.25

Ordinary shares

B

191

428.20

Ordinary shares

S

1782

428.20

Ordinary shares

B

5047

428.15

Ordinary shares

S

5306

428.15

Ordinary shares

B

730

428.13

Ordinary shares

B

945

428.10

Ordinary shares

S

6842

428.10

Ordinary shares

B

192

428.05

Ordinary shares

S

1216

428.05

Ordinary shares

B

504

428.00

Ordinary shares

S

1693

428.00

Ordinary shares

S

3904

427.95

Ordinary shares

S

3174

427.90

Ordinary shares

S

1479

427.85

Ordinary shares

B

191

427.80

Ordinary shares

B

727

427.75

Ordinary shares

B

144

427.70

Ordinary shares

S

1645

427.70

Ordinary shares

B

55

427.65

Ordinary shares

S

343

427.65

Ordinary shares

B

574

427.60

Ordinary shares

S

4523

427.60

Ordinary shares

B

575

427.55

Ordinary shares

S

1603

427.55

Ordinary shares

S

1155

427.50

Ordinary shares

S

2966

427.45

Ordinary shares

S

4726

427.40

Ordinary shares

S

1365

427.30

Ordinary shares

B

7537

427.25

Ordinary shares

S

8192

427.25

Ordinary shares

B

191

427.20

Ordinary shares

S

3393

427.20

Ordinary shares

B

507

427.15

Ordinary shares

S

2939

427.15

Ordinary shares

B

191

427.10

Ordinary shares

S

1786

427.10

Ordinary shares

S

4072

427.08

Ordinary shares

B

960

427.05

Ordinary shares

S

2782

427.05

Ordinary shares

B

191

427.00

Ordinary shares

S

11794

427.00

Ordinary shares

S

2574

426.95

Ordinary shares

S

2733

426.90

Ordinary shares

B

129

426.85

Ordinary shares

S

1764

426.85

Ordinary shares

S

968

426.80

Ordinary shares

S

2642

426.75

Ordinary shares

S

2057

426.70

Ordinary shares

B

1622

426.65

Ordinary shares

S

383

426.65

Ordinary shares

S

1156

426.60

Ordinary shares

S

2715

426.50

Ordinary shares

S

5234

426.45

Ordinary shares

B

408

426.40

Ordinary shares

B

385

426.35

Ordinary shares

S

1952

426.35

Ordinary shares

B

191

426.30

Ordinary shares

S

191

426.30

Ordinary shares

B

191

426.25

Ordinary shares

S

3289

426.25

Ordinary shares

B

382

426.20

Ordinary shares

S

6860

426.20

Ordinary shares

B

191

426.15

Ordinary shares

S

192

426.15

Ordinary shares

B

961

426.10

Ordinary shares

B

797

426.05

Ordinary shares

B

3687

426.00

Ordinary shares

S

1426

426.00

Ordinary shares

B

3835

425.95

Ordinary shares

B

577

425.90

Ordinary shares

S

1462

425.90

Ordinary shares

B

192

425.85

Ordinary shares

S

840

425.85

Ordinary shares

B

1942

425.80

Ordinary shares

S

2474

425.80

Ordinary shares

B

2760

425.75

Ordinary shares

B

1356

425.70

Ordinary shares

S

3954

425.70

Ordinary shares

B

201348

425.65

Ordinary shares

S

308556

425.65

Ordinary shares

B

40241

425.63

Ordinary shares

S

40241

425.63

Ordinary shares

B

1740

425.60

Ordinary shares

S

579

425.60

Ordinary shares

B

3016

425.55

Ordinary shares

S

2354

425.55

Ordinary shares

B

2603

425.50

Ordinary shares

S

3557

425.50

Ordinary shares

B

2852

425.45

Ordinary shares

S

4361

425.45

Ordinary shares

B

1347

425.40

Ordinary shares

S

8726

425.40

Ordinary shares

B

2028

425.35

Ordinary shares

S

1557

425.35

Ordinary shares

B

404

425.30

Ordinary shares

S

1263

425.30

Ordinary shares

B

1596

425.25

Ordinary shares

S

3422

425.25

Ordinary shares

B

384

425.20

Ordinary shares

S

11024

425.20

Ordinary shares

B

2617

425.15

Ordinary shares

S

4800

425.15

Ordinary shares

B

2989

425.10

Ordinary shares

S

5855

425.10

Ordinary shares

B

2487

425.05

Ordinary shares

S

193

425.05

Ordinary shares

B

431

425.00

Ordinary shares

S

8392

425.00

Ordinary shares

B

192

424.95

Ordinary shares

S

3172

424.95

Ordinary shares

B

384

424.90

Ordinary shares

S

1750

424.90

Ordinary shares

B

193

424.85

Ordinary shares

S

728

424.85

Ordinary shares

S

494

424.80

Ordinary shares

S

779

424.75

Ordinary shares

B

144

424.70

Ordinary shares

S

386

424.70

Ordinary shares

B

386

424.65

Ordinary shares

S

192

424.65

Ordinary shares

S

192

424.40

Ordinary shares

B

362

424.30

Ordinary shares

B

192

424.15

Ordinary shares

S

193

424.10

Ordinary shares

S

1225

423.90

Ordinary shares

B

7025

1,181.65

 

Total Purchases: 1,331,311

Total Sales: 1,697,938

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

3-May-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAFSDEEFAEFF

Related Shares:

Glencore
FTSE 100 Latest
Value8,820.61
Change14.08