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Form 8.5 (EPT/NON-RI) - Glencore International Plc

29th Feb 2012 12:06

RNS Number : 3813Y
Credit Suisse Securities (Eur) Ltd
29 February 2012
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

28-February-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

10,784,942

0.156

5,248,992

0.076

(2) Derivatives (other than options):

 

 

 

 

(3) Options and agreements to purchase/sell:

 

 

 

 

TOTAL:

10,784,942

0.156

5,248,992

0.076

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

1073

439.25

Ordinary shares

S

500

439.25

Ordinary shares

B

8120

439.20

Ordinary shares

B

20891

439.15

Ordinary shares

B

3273

439.10

Ordinary shares

B

698

439.05

Ordinary shares

S

194

439.05

Ordinary shares

B

982

439.03

Ordinary shares

B

2335

439.00

Ordinary shares

B

982

438.98

Ordinary shares

B

9998

438.95

Ordinary shares

S

225

438.95

Ordinary shares

B

14342

438.90

Ordinary shares

B

303

438.88

Ordinary shares

B

10227

438.85

Ordinary shares

B

6243

438.80

Ordinary shares

B

13735

438.75

Ordinary shares

S

193

438.75

Ordinary shares

B

8365

438.70

Ordinary shares

S

380

438.70

Ordinary shares

B

2623

438.65

Ordinary shares

S

2874

438.65

Ordinary shares

B

22163

438.60

Ordinary shares

S

388

438.60

Ordinary shares

B

1781

438.55

Ordinary shares

B

5411

438.50

Ordinary shares

B

1311

438.45

Ordinary shares

S

54654

438.45

Ordinary shares

B

1271

438.40

Ordinary shares

B

26933

438.39

Ordinary shares

S

26933

438.39

Ordinary shares

B

264538

438.35

Ordinary shares

S

351226

438.35

Ordinary shares

B

11355

438.30

Ordinary shares

S

1217

438.30

Ordinary shares

B

9918

438.25

Ordinary shares

S

582

438.25

Ordinary shares

B

10403

438.20

Ordinary shares

S

2300

438.20

Ordinary shares

B

12536

438.15

Ordinary shares

S

1374

438.15

Ordinary shares

B

1053

438.13

Ordinary shares

B

2619

438.10

Ordinary shares

S

2326

438.10

Ordinary shares

B

96359

438.05

Ordinary shares

S

86286

438.05

Ordinary shares

B

16884

438.00

Ordinary shares

S

7587

438.00

Ordinary shares

B

6023

437.95

Ordinary shares

S

593

437.95

Ordinary shares

B

548

437.93

Ordinary shares

B

10609

437.90

Ordinary shares

S

1256

437.90

Ordinary shares

B

6398

437.85

Ordinary shares

S

391

437.85

Ordinary shares

B

4744

437.80

Ordinary shares

S

4376

437.80

Ordinary shares

B

5577

437.75

Ordinary shares

S

2304

437.75

Ordinary shares

B

559

437.73

Ordinary shares

B

2948

437.70

Ordinary shares

S

713

437.70

Ordinary shares

B

494

437.68

Ordinary shares

B

5703

437.65

Ordinary shares

S

2321

437.65

Ordinary shares

B

17165

437.60

Ordinary shares

S

6422

437.60

Ordinary shares

B

10081

437.55

Ordinary shares

S

1712

437.55

Ordinary shares

B

13141

437.50

Ordinary shares

S

2239

437.50

Ordinary shares

B

107

437.48

Ordinary shares

B

9923

437.45

Ordinary shares

S

969

437.45

Ordinary shares

B

527

437.43

Ordinary shares

B

20142

437.40

Ordinary shares

S

1012

437.40

Ordinary shares

B

9882

437.35

Ordinary shares

S

194

437.35

Ordinary shares

B

11490

437.34

Ordinary shares

S

11490

437.34

Ordinary shares

B

3508

437.30

Ordinary shares

S

1584

437.30

Ordinary shares

B

17649

437.25

Ordinary shares

S

1746

437.25

Ordinary shares

B

459

437.23

Ordinary shares

B

19927

437.20

Ordinary shares

S

3704

437.20

Ordinary shares

B

34685

437.15

Ordinary shares

S

386

437.15

Ordinary shares

B

679

437.13

Ordinary shares

B

15616

437.10

Ordinary shares

S

1592

437.10

Ordinary shares

B

8293

437.05

Ordinary shares

S

387

437.05

Ordinary shares

B

18555

437.00

Ordinary shares

S

4439

437.00

Ordinary shares

B

4920

436.96

Ordinary shares

S

4920

436.96

Ordinary shares

B

4633

436.95

Ordinary shares

S

1846

436.95

Ordinary shares

B

23813

436.90

Ordinary shares

S

2664

436.90

Ordinary shares

B

86791

436.88

Ordinary shares

S

86791

436.88

Ordinary shares

B

20528

436.85

Ordinary shares

S

194

436.85

Ordinary shares

B

196446

436.81

Ordinary shares

S

196446

436.81

Ordinary shares

B

15872

436.80

Ordinary shares

S

3135

436.80

Ordinary shares

B

9563

436.78

Ordinary shares

S

7717

436.78

Ordinary shares

B

54953

436.76

Ordinary shares

S

54953

436.76

Ordinary shares

B

19352

436.75

Ordinary shares

S

1019

436.75

Ordinary shares

B

90115

436.70

Ordinary shares

S

121681

436.70

Ordinary shares

B

690

436.68

Ordinary shares

B

37277

436.65

Ordinary shares

S

10900

436.65

Ordinary shares

B

1961

436.64

Ordinary shares

S

1961

436.64

Ordinary shares

B

1694

436.61

Ordinary shares

S

1694

436.61

Ordinary shares

B

7580

436.60

Ordinary shares

S

1204

436.60

Ordinary shares

B

587241

436.59

Ordinary shares

S

587241

436.59

Ordinary shares

B

17352

436.55

Ordinary shares

S

1176

436.55

Ordinary shares

B

112886

436.51

Ordinary shares

S

112886

436.51

Ordinary shares

B

38414

436.50

Ordinary shares

S

575

436.50

Ordinary shares

B

58298

436.48

Ordinary shares

B

24486

436.45

Ordinary shares

S

2611

436.45

Ordinary shares

B

16571

436.40

Ordinary shares

S

2325

436.40

Ordinary shares

B

55141

436.39

Ordinary shares

S

55141

436.39

Ordinary shares

B

19398

436.36

Ordinary shares

S

19398

436.36

Ordinary shares

B

24759

436.35

Ordinary shares

S

7842

436.35

Ordinary shares

B

86651

436.34

Ordinary shares

S

86651

436.34

Ordinary shares

B

95916

436.33

Ordinary shares

S

95916

436.33

Ordinary shares

B

96740

436.30

Ordinary shares

S

62396

436.30

Ordinary shares

B

16018

436.25

Ordinary shares

S

1190

436.25

Ordinary shares

S

625

436.23

Ordinary shares

B

34482

436.20

Ordinary shares

B

10791

436.15

Ordinary shares

S

2064

436.15

Ordinary shares

B

7123

436.10

Ordinary shares

S

2194

436.10

Ordinary shares

B

17063

436.05

Ordinary shares

B

13783

436.00

Ordinary shares

S

221

436.00

Ordinary shares

B

68499

435.96

Ordinary shares

S

68499

435.96

Ordinary shares

B

24861

435.95

Ordinary shares

S

195

435.95

Ordinary shares

B

9502

435.92

Ordinary shares

S

9502

435.92

Ordinary shares

B

3407

435.90

Ordinary shares

B

13428

435.85

Ordinary shares

S

995

435.85

Ordinary shares

B

6004

435.80

Ordinary shares

S

1424

435.80

Ordinary shares

B

5823

435.75

Ordinary shares

S

1016

435.75

Ordinary shares

B

5392

435.72

Ordinary shares

S

5392

435.72

Ordinary shares

B

5376

435.70

Ordinary shares

S

2187

435.70

Ordinary shares

B

308

435.68

Ordinary shares

S

154

435.68

Ordinary shares

B

9361

435.65

Ordinary shares

B

52426

435.60

Ordinary shares

B

3047

435.57

Ordinary shares

S

3047

435.57

Ordinary shares

B

18084

435.55

Ordinary shares

S

427

435.55

Ordinary shares

B

3100

435.53

Ordinary shares

S

3100

435.53

Ordinary shares

B

3273

435.50

Ordinary shares

B

1453

435.45

Ordinary shares

B

3771

435.40

Ordinary shares

S

393

435.40

Ordinary shares

B

12317

435.39

Ordinary shares

S

12317

435.39

Ordinary shares

B

5721

435.35

Ordinary shares

B

17316

435.34

Ordinary shares

S

17316

435.34

Ordinary shares

B

3106

435.30

Ordinary shares

B

11257

435.25

Ordinary shares

S

43

435.25

Ordinary shares

B

71221

435.23

Ordinary shares

S

71221

435.23

Ordinary shares

B

2343

435.20

Ordinary shares

B

4906

435.15

Ordinary shares

B

2264

435.11

Ordinary shares

S

2264

435.11

Ordinary shares

B

18904

435.10

Ordinary shares

S

2404

435.10

Ordinary shares

B

506

435.08

Ordinary shares

B

46854

435.05

Ordinary shares

S

3344

435.05

Ordinary shares

B

17650

435.00

Ordinary shares

S

22158

435.00

Ordinary shares

B

9476

434.99

Ordinary shares

S

9476

434.99

Ordinary shares

B

13822

434.95

Ordinary shares

B

21661

434.90

Ordinary shares

S

2207

434.90

Ordinary shares

B

913

434.88

Ordinary shares

B

34055

434.85

Ordinary shares

S

758

434.85

Ordinary shares

B

407

434.83

Ordinary shares

B

2963

434.80

Ordinary shares

S

196

434.80

Ordinary shares

B

2231

434.78

Ordinary shares

B

11436

434.75

Ordinary shares

S

2777

434.75

Ordinary shares

B

331

434.73

Ordinary shares

B

17806

434.70

Ordinary shares

S

582

434.70

Ordinary shares

B

1598

434.65

Ordinary shares

S

20

434.65

Ordinary shares

B

8269

434.60

Ordinary shares

S

3206

434.60

Ordinary shares

B

14113

434.55

Ordinary shares

B

19448

434.50

Ordinary shares

S

196

434.50

Ordinary shares

B

4349

434.45

Ordinary shares

B

950

434.40

Ordinary shares

B

615

434.35

Ordinary shares

B

646

434.30

Ordinary shares

B

1363

434.25

Ordinary shares

S

320

434.25

Ordinary shares

B

8296

434.20

Ordinary shares

S

196

434.20

Ordinary shares

B

1117

434.15

Ordinary shares

S

195

434.15

Ordinary shares

B

3147

434.10

Ordinary shares

B

115000

434.07

Ordinary shares

B

3260

434.05

Ordinary shares

B

331

434.03

Ordinary shares

S

194

434.00

Ordinary shares

B

1217

433.95

Ordinary shares

B

701

433.90

Ordinary shares

S

195

433.90

Ordinary shares

B

3374

433.85

Ordinary shares

S

403

433.85

Ordinary shares

B

8444

433.80

Ordinary shares

S

390

433.80

Ordinary shares

B

14856

433.75

Ordinary shares

B

2403

433.70

Ordinary shares

S

308

433.70

Ordinary shares

B

1594

433.65

Ordinary shares

S

3250

433.65

Ordinary shares

B

858

433.60

Ordinary shares

S

2251

433.60

Ordinary shares

B

7248

433.55

Ordinary shares

S

304

433.55

Ordinary shares

B

184

433.50

Ordinary shares

S

242

433.50

Ordinary shares

B

9063

433.45

Ordinary shares

B

4199

433.40

Ordinary shares

B

1120

433.35

Ordinary shares

S

1850

433.15

Ordinary shares

B

200

432.95

Ordinary shares

B

2138

432.90

Ordinary shares

B

3948

432.85

Ordinary shares

S

1974

432.85

Ordinary shares

S

2184

432.80

 

Total Purchases: 3,564,088

Total Sales: 2,387,718

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

29-Feb-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAAANAELAEFF

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