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Form 8.5 (EPT/NON-RI) Glencore International Plc

4th May 2012 11:23

RNS Number : 7619C
Nomura International PLC (EPT)
04 May 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

03 May 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,889,384

0.056

3,203,898

0.046

(2) Derivatives (other than options):

1,030,214

0.015

(3) Options and agreements to purchase/sell:

 

TOTAL:

3,889,384

0.056

4,234,112

0.061

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,500,000

0.196

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,500,000

0.196

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

6,573

4.2420

Ordinary shares

Purchase

599

4.2430

Ordinary shares

Purchase

945

4.2460

Ordinary shares

Purchase

1,410

4.2475

Ordinary shares

Purchase

163

4.2480

Ordinary shares

Purchase

1,500

4.2490

Ordinary shares

Purchase

976

4.2495

Ordinary shares

Purchase

67,443

4.2500

Ordinary shares

Purchase

300

4.2505

Ordinary shares

Purchase

19,995

4.2510

Ordinary shares

Purchase

2,665

4.2515

Ordinary shares

Purchase

9,729

4.2525

Ordinary shares

Purchase

8,737

4.2535

Ordinary shares

Purchase

6,301

4.2540

Ordinary shares

Purchase

662

4.2550

Ordinary shares

Purchase

588

4.2555

Ordinary shares

Purchase

870

4.2560

Ordinary shares

Purchase

1,458

4.2570

Ordinary shares

Purchase

2,485

4.2575

Ordinary shares

Purchase

699

4.2585

Ordinary shares

Purchase

4,114

4.2590

Ordinary shares

Purchase

50

4.2600

Ordinary shares

Purchase

5,719

4.2605

Ordinary shares

Purchase

2,018

4.2610

Ordinary shares

Purchase

5,539

4.2615

Ordinary shares

Purchase

928

4.2620

Ordinary shares

Purchase

1,066

4.2625

Ordinary shares

Purchase

14,273

4.2630

Ordinary shares

Purchase

15,229

4.2635

Ordinary shares

Purchase

17,338

4.2640

Ordinary shares

Purchase

10,257

4.2645

Ordinary shares

Purchase

2,377

4.2650

Ordinary shares

Purchase

8,909

4.2655

Ordinary shares

Purchase

5,377

4.2660

Ordinary shares

Purchase

4,816

4.2665

Ordinary shares

Purchase

4,073

4.2670

Ordinary shares

Purchase

5,485

4.2675

Ordinary shares

Purchase

6,392

4.2680

Ordinary shares

Purchase

6,070

4.2685

Ordinary shares

Purchase

347

4.2690

Ordinary shares

Purchase

100

4.2691

Ordinary shares

Purchase

2,623

4.2695

Ordinary shares

Purchase

137,673

4.2700

Ordinary shares

Purchase

7,659

4.2705

Ordinary shares

Purchase

35,000

4.2709

Ordinary shares

Purchase

7,831

4.2710

Ordinary shares

Purchase

9,956

4.2715

Ordinary shares

Purchase

5,065

4.2720

Ordinary shares

Purchase

14,317

4.2725

Ordinary shares

Purchase

3,946

4.2730

Ordinary shares

Purchase

6,976

4.2735

Ordinary shares

Purchase

50,333

4.2740

Ordinary shares

Purchase

5,410

4.2750

Ordinary shares

Purchase

7,290

4.2755

Ordinary shares

Purchase

6,505

4.2760

Ordinary shares

Purchase

2,494

4.2761

Ordinary shares

Purchase

3,511

4.2765

Ordinary shares

Purchase

14,411

4.2770

Ordinary shares

Purchase

7,111

4.2775

Ordinary shares

Purchase

2,772

4.2780

Ordinary shares

Purchase

28,464

4.2785

Ordinary shares

Purchase

11,006

4.2790

Ordinary shares

Purchase

3,780

4.2795

Ordinary shares

Purchase

1,937

4.2800

Ordinary shares

Purchase

1,004

4.2805

Ordinary shares

Purchase

1,301

4.2810

Ordinary shares

Purchase

5,301

4.2815

Ordinary shares

Purchase

5,474

4.2820

Ordinary shares

Purchase

9,659

4.2825

Ordinary shares

Purchase

3,131

4.2830

Ordinary shares

Purchase

1,580

4.2835

Ordinary shares

Purchase

11,386

4.2840

Ordinary shares

Purchase

5,277

4.2845

Ordinary shares

Purchase

5,334

4.2850

Ordinary shares

Purchase

613

4.2860

Ordinary shares

Purchase

2,669

4.2870

Ordinary shares

Purchase

2,283

4.2885

Ordinary shares

Purchase

753

4.2890

Ordinary shares

Purchase

344

4.2900

Ordinary shares

Purchase

1,500

4.2910

Ordinary shares

Purchase

1,148

4.2935

Ordinary shares

Purchase

380

4.2945

Ordinary shares

Purchase

349

4.2965

Ordinary shares

Purchase

376

4.2990

Ordinary shares

Purchase

775

4.3025

Ordinary shares

Purchase

181

4.3045

Ordinary shares

Purchase

2,626

4.3050

Ordinary shares

Purchase

157

4.3085

Ordinary shares

Purchase

229,895

4.3587

Ordinary shares

Sale

356

4.2410

Ordinary shares

Sale

5,386

4.2420

Ordinary shares

Sale

202

4.2450

Ordinary shares

Sale

400

4.2455

Ordinary shares

Sale

1,000

4.2460

Ordinary shares

Sale

2,914

4.2475

Ordinary shares

Sale

10,984

4.2480

Ordinary shares

Sale

2,004

4.2485

Ordinary shares

Sale

6,705

4.2490

Ordinary shares

Sale

5,433

4.2495

Ordinary shares

Sale

7,435

4.2500

Ordinary shares

Sale

4,916

4.2505

Ordinary shares

Sale

14,408

4.2510

Ordinary shares

Sale

5,141

4.2515

Ordinary shares

Sale

1,797

4.2520

Ordinary shares

Sale

684

4.2525

Ordinary shares

Sale

1,461

4.2530

Ordinary shares

Sale

6,801

4.2535

Ordinary shares

Sale

170

4.2545

Ordinary shares

Sale

3,365

4.2555

Ordinary shares

Sale

1,123

4.2560

Ordinary shares

Sale

3,995

4.2570

Ordinary shares

Sale

363

4.2575

Ordinary shares

Sale

21,699

4.2580

Ordinary shares

Sale

1,221

4.2590

Ordinary shares

Sale

2,921

4.2595

Ordinary shares

Sale

7,534

4.2600

Ordinary shares

Sale

1,372

4.2605

Ordinary shares

Sale

133

4.2610

Ordinary shares

Sale

418

4.2615

Ordinary shares

Sale

841

4.2620

Ordinary shares

Sale

2,727

4.2625

Ordinary shares

Sale

18,222

4.2630

Ordinary shares

Sale

3,719

4.2635

Ordinary shares

Sale

126,649

4.2640

Ordinary shares

Sale

12,478

4.2645

Ordinary shares

Sale

8,214

4.2650

Ordinary shares

Sale

6,483

4.2655

Ordinary shares

Sale

6,534

4.2660

Ordinary shares

Sale

8,660

4.2665

Ordinary shares

Sale

15,297

4.2670

Ordinary shares

Sale

3,777

4.2675

Ordinary shares

Sale

16,722

4.2680

Ordinary shares

Sale

3,239

4.2685

Ordinary shares

Sale

4,706

4.2690

Ordinary shares

Sale

26,867

4.2695

Ordinary shares

Sale

18,346

4.2700

Ordinary shares

Sale

12,139

4.2705

Ordinary shares

Sale

16,007

4.2710

Ordinary shares

Sale

3,171

4.2715

Ordinary shares

Sale

7,703

4.2720

Ordinary shares

Sale

5,632

4.2725

Ordinary shares

Sale

16,177

4.2730

Ordinary shares

Sale

22,654

4.2735

Ordinary shares

Sale

9,985

4.2740

Ordinary shares

Sale

11,587

4.2745

Ordinary shares

Sale

13,750

4.2750

Ordinary shares

Sale

28,229

4.2755

Ordinary shares

Sale

17,516

4.2760

Ordinary shares

Sale

23,327

4.2763

Ordinary shares

Sale

10,812

4.2765

Ordinary shares

Sale

23,137

4.2770

Ordinary shares

Sale

2,742

4.2775

Ordinary shares

Sale

9,094

4.2780

Ordinary shares

Sale

151,924

4.2785

Ordinary shares

Sale

20,110

4.2790

Ordinary shares

Sale

13,558

4.2795

Ordinary shares

Sale

25,081

4.2800

Ordinary shares

Sale

6,152

4.2805

Ordinary shares

Sale

5,877

4.2810

Ordinary shares

Sale

6,954

4.2815

Ordinary shares

Sale

22,307

4.2820

Ordinary shares

Sale

12,239

4.2825

Ordinary shares

Sale

44,560

4.2826

Ordinary shares

Sale

2,835

4.2830

Ordinary shares

Sale

5,680

4.2835

Ordinary shares

Sale

20,739

4.2840

Ordinary shares

Sale

9,715

4.2845

Ordinary shares

Sale

3,400

4.2850

Ordinary shares

Sale

5,068

4.2855

Ordinary shares

Sale

7,594

4.2860

Ordinary shares

Sale

1,159

4.2865

Ordinary shares

Sale

3,811

4.2870

Ordinary shares

Sale

3,869

4.2875

Ordinary shares

Sale

752

4.2880

Ordinary shares

Sale

2,667

4.2885

Ordinary shares

Sale

3,079

4.2890

Ordinary shares

Sale

4,862

4.2895

Ordinary shares

Sale

4,487

4.2900

Ordinary shares

Sale

559

4.2905

Ordinary shares

Sale

5,157

4.2910

Ordinary shares

Sale

1,984

4.2915

Ordinary shares

Sale

3,128

4.2920

Ordinary shares

Sale

867

4.2925

Ordinary shares

Sale

2,266

4.2930

Ordinary shares

Sale

570

4.2940

Ordinary shares

Sale

3,652

4.2965

Ordinary shares

Sale

2,400

4.3000

Ordinary shares

Sale

8,533

4.3005

Ordinary shares

Sale

13,529

4.3025

Ordinary shares

Sale

3,287

4.3040

Ordinary shares

Sale

300

4.3050

Ordinary shares

Sale

4,524

4.3055

Ordinary shares

Sale

4,572

4.3060

Ordinary shares

Sale

1,822

4.3100

Ordinary shares

Sale

71,646

4.3537

Ordinary shares

Sale

503,902

4.3586

 

Total Buy - 924,141

Total Sell - 1,660,661

 

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

Convertible Bond

Purchase

5,000,000

135.500

Convertible Bond

Purchase

4,500,000

137.900

Convertible Bond

Sale

2,000,000

135.675

Convertible Bond

Sale

4,500,000

137.900

 

 

 

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

135

4.2640

Ordinary Shares

SWAP

Long

488,294

4.2726

Ordinary Shares

SWAP

Long

5,300

4.2757

Ordinary Shares

SWAP

Short

2,891

4.2640

Ordinary Shares

SWAP

Short

478,581

4.2697

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

04/05/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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