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Form 8.5 (EPT/NON-RI) - Glencore International Plc

17th Apr 2012 12:15

RNS Number : 4953B
Credit Suisse Securities (Eur) Ltd
17 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

16-April-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,926,235

0.071

4,908,702

0.071

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

4,926,235

0.071

4,908,702

0.071

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

246

405.60

Ordinary shares

B

222

405.50

Ordinary shares

S

205

405.50

Ordinary shares

S

203

405.45

Ordinary shares

B

77

405.35

Ordinary shares

S

267

405.33

Ordinary shares

B

1059

405.30

Ordinary shares

S

1172

405.30

Ordinary shares

B

205

405.20

Ordinary shares

S

205

405.20

Ordinary shares

B

204

405.15

Ordinary shares

S

252

405.13

Ordinary shares

B

408

405.10

Ordinary shares

S

464

405.10

Ordinary shares

S

24

405.08

Ordinary shares

B

203

405.05

Ordinary shares

B

1402

405.00

Ordinary shares

S

3463

405.00

Ordinary shares

B

1910

404.95

Ordinary shares

S

614

404.95

Ordinary shares

B

204

404.90

Ordinary shares

S

600

404.90

Ordinary shares

S

1306

404.85

Ordinary shares

B

634

404.80

Ordinary shares

S

10439

404.80

Ordinary shares

B

614

404.75

Ordinary shares

S

6230

404.75

Ordinary shares

S

610

404.70

Ordinary shares

S

28

404.68

Ordinary shares

B

409

404.65

Ordinary shares

S

3697

404.65

Ordinary shares

S

231

404.63

Ordinary shares

B

298

404.60

Ordinary shares

S

3448

404.60

Ordinary shares

S

14255

404.55

Ordinary shares

S

252

404.53

Ordinary shares

B

842

404.50

Ordinary shares

S

7114

404.50

Ordinary shares

S

772

404.45

Ordinary shares

S

2307

404.40

Ordinary shares

S

1813

404.35

Ordinary shares

B

1394

404.30

Ordinary shares

S

3815

404.30

Ordinary shares

B

204

404.25

Ordinary shares

S

204

404.25

Ordinary shares

S

4114

404.20

Ordinary shares

B

700

404.15

Ordinary shares

S

489

404.15

Ordinary shares

B

1053

404.10

Ordinary shares

S

522

404.10

Ordinary shares

B

904

404.05

Ordinary shares

S

1422

404.05

Ordinary shares

S

220

404.03

Ordinary shares

B

2585

404.00

Ordinary shares

S

2367

404.00

Ordinary shares

B

525

403.98

Ordinary shares

B

3946

403.95

Ordinary shares

S

4332

403.95

Ordinary shares

B

204

403.90

Ordinary shares

S

2314

403.90

Ordinary shares

B

2976

403.85

Ordinary shares

S

865

403.85

Ordinary shares

B

410

403.80

Ordinary shares

S

1316

403.80

Ordinary shares

B

261

403.78

Ordinary shares

B

2215

403.75

Ordinary shares

S

692

403.75

Ordinary shares

S

2877

403.70

Ordinary shares

B

390

403.65

Ordinary shares

S

2118

403.65

Ordinary shares

B

433

403.60

Ordinary shares

S

1086

403.60

Ordinary shares

B

4030

403.59

Ordinary shares

S

4030

403.59

Ordinary shares

B

38

403.58

Ordinary shares

B

1319

403.55

Ordinary shares

S

922

403.55

Ordinary shares

B

410

403.50

Ordinary shares

S

1032

403.50

Ordinary shares

B

409

403.45

Ordinary shares

S

2314

403.45

Ordinary shares

B

959

403.40

Ordinary shares

S

608

403.40

Ordinary shares

B

1230

403.35

Ordinary shares

S

1630

403.35

Ordinary shares

B

4440

403.30

Ordinary shares

S

3285

403.30

Ordinary shares

B

638

403.25

Ordinary shares

S

1217

403.25

Ordinary shares

B

114408

403.24

Ordinary shares

S

114408

403.24

Ordinary shares

B

1350

403.20

Ordinary shares

S

3941

403.20

Ordinary shares

B

1999

403.15

Ordinary shares

S

738

403.15

Ordinary shares

B

3018

403.10

Ordinary shares

S

1706

403.10

Ordinary shares

B

339

403.08

Ordinary shares

B

914

403.05

Ordinary shares

S

4550

403.05

Ordinary shares

B

1025

403.02

Ordinary shares

S

1025

403.02

Ordinary shares

B

834

403.00

Ordinary shares

S

8627

403.00

Ordinary shares

B

1783

402.99

Ordinary shares

B

410

402.95

Ordinary shares

S

214

402.95

Ordinary shares

B

4965

402.90

Ordinary shares

S

1562

402.90

Ordinary shares

B

2882

402.85

Ordinary shares

S

561

402.85

Ordinary shares

B

4456

402.84

Ordinary shares

S

4456

402.84

Ordinary shares

B

3162

402.80

Ordinary shares

S

206

402.80

Ordinary shares

B

773

402.75

Ordinary shares

S

694

402.75

Ordinary shares

B

717

402.70

Ordinary shares

S

583

402.70

Ordinary shares

B

8434

402.65

Ordinary shares

S

9171

402.65

Ordinary shares

B

9319

402.62

Ordinary shares

S

9319

402.62

Ordinary shares

B

491

402.60

Ordinary shares

S

4160

402.60

Ordinary shares

B

2613

402.57

Ordinary shares

S

2613

402.57

Ordinary shares

B

1331

402.55

Ordinary shares

S

1405

402.55

Ordinary shares

B

83237

402.51

Ordinary shares

S

83237

402.51

Ordinary shares

B

1260

402.50

Ordinary shares

S

206

402.50

Ordinary shares

S

545

402.48

Ordinary shares

B

205

402.45

Ordinary shares

S

1348

402.45

Ordinary shares

B

206

402.40

Ordinary shares

S

2194

402.40

Ordinary shares

B

60472

402.39

Ordinary shares

S

60472

402.39

Ordinary shares

S

254

402.38

Ordinary shares

B

773

402.35

Ordinary shares

S

930

402.35

Ordinary shares

B

732

402.30

Ordinary shares

S

698

402.30

Ordinary shares

B

50627

402.27

Ordinary shares

S

50627

402.27

Ordinary shares

S

205

402.25

Ordinary shares

S

2450

402.20

Ordinary shares

B

2035

402.15

Ordinary shares

B

2723

402.10

Ordinary shares

S

770

402.10

Ordinary shares

B

815

402.05

Ordinary shares

B

13422

402.00

Ordinary shares

S

757

402.00

Ordinary shares

B

375

401.98

Ordinary shares

B

681

401.95

Ordinary shares

S

681

401.95

Ordinary shares

B

3676

401.92

Ordinary shares

S

3676

401.92

Ordinary shares

B

410

401.90

Ordinary shares

S

3986

401.90

Ordinary shares

B

412

401.85

Ordinary shares

B

7315

401.81

Ordinary shares

S

7315

401.81

Ordinary shares

B

1840

401.80

Ordinary shares

B

1181

401.75

Ordinary shares

S

207

401.75

Ordinary shares

B

998

401.70

Ordinary shares

S

601

401.70

Ordinary shares

B

1071

401.65

Ordinary shares

S

205

401.65

Ordinary shares

B

413

401.60

Ordinary shares

S

207

401.60

Ordinary shares

B

2563

401.55

Ordinary shares

S

3787

401.55

Ordinary shares

B

1627

401.50

Ordinary shares

B

1846

401.45

Ordinary shares

B

533

401.43

Ordinary shares

B

174

401.40

Ordinary shares

S

206

401.40

Ordinary shares

B

7079

401.39

Ordinary shares

S

7079

401.39

Ordinary shares

B

152

401.35

Ordinary shares

B

1949

401.30

Ordinary shares

B

570

401.28

Ordinary shares

S

570

401.28

Ordinary shares

B

965

401.25

Ordinary shares

S

1683

401.25

Ordinary shares

B

120308

401.24

Ordinary shares

S

120308

401.24

Ordinary shares

B

2574

401.20

Ordinary shares

B

466

401.15

Ordinary shares

S

2252

401.15

Ordinary shares

B

609

401.10

Ordinary shares

S

621

401.10

Ordinary shares

S

524

401.05

Ordinary shares

B

97538

401.00

Ordinary shares

S

2706

401.00

Ordinary shares

B

1114

400.95

Ordinary shares

S

2607

400.95

Ordinary shares

B

592

400.90

Ordinary shares

S

412

400.90

Ordinary shares

B

532

400.85

Ordinary shares

S

2377

400.85

Ordinary shares

B

1506

400.80

Ordinary shares

S

1371

400.80

Ordinary shares

B

912

400.75

Ordinary shares

S

473

400.75

Ordinary shares

B

81727

400.70

Ordinary shares

S

144808

400.70

Ordinary shares

B

1442

400.69

Ordinary shares

S

1442

400.69

Ordinary shares

S

1126

400.65

Ordinary shares

S

415

400.60

Ordinary shares

B

726

400.55

Ordinary shares

S

2217

400.55

Ordinary shares

S

852

400.50

Ordinary shares

B

1267

400.45

Ordinary shares

S

620

400.45

Ordinary shares

B

207

400.40

Ordinary shares

S

217

400.40

Ordinary shares

B

413

400.35

Ordinary shares

S

1913

400.35

Ordinary shares

S

500

400.30

Ordinary shares

B

7374

400.27

Ordinary shares

S

7374

400.27

Ordinary shares

S

1207

400.25

Ordinary shares

S

206

400.20

Ordinary shares

B

620

400.15

Ordinary shares

S

207

400.15

Ordinary shares

B

1156

400.10

Ordinary shares

S

380

400.10

Ordinary shares

B

12209

400.00

Ordinary shares

B

692

399.95

Ordinary shares

S

208

399.95

Ordinary shares

S

443

399.90

Ordinary shares

B

1460

399.85

Ordinary shares

B

208

399.80

Ordinary shares

S

415

399.80

Ordinary shares

S

208

399.75

Ordinary shares

B

327

399.70

Ordinary shares

B

1139

399.65

Ordinary shares

B

760

399.60

Ordinary shares

S

415

399.60

Ordinary shares

S

415

399.55

Ordinary shares

S

1018

399.50

Ordinary shares

S

401

399.45

Ordinary shares

B

10303

399.40

Ordinary shares

S

10303

399.40

Ordinary shares

S

208

399.35

Ordinary shares

B

2614

399.30

Ordinary shares

S

206

399.25

Ordinary shares

S

208

399.20

Ordinary shares

S

208

399.15

Ordinary shares

S

34

399.10

Ordinary shares

S

622

399.05

Ordinary shares

B

1272

399.00

Ordinary shares

S

416

399.00

Ordinary shares

S

581

398.95

Ordinary shares

B

816

398.90

Ordinary shares

S

290

398.90

Ordinary shares

S

167

398.88

Ordinary shares

S

1133

398.85

Ordinary shares

S

2208

398.80

Ordinary shares

S

622

398.75

Ordinary shares

B

473

398.70

Ordinary shares

S

207

398.70

Ordinary shares

B

454

398.65

Ordinary shares

S

414

398.65

Ordinary shares

S

2672

398.60

Ordinary shares

B

720

398.50

Ordinary shares

S

207

398.50

Ordinary shares

S

836

398.45

Ordinary shares

B

209

398.40

Ordinary shares

S

672

398.40

Ordinary shares

S

207

398.35

Ordinary shares

B

793

398.15

Ordinary shares

B

208

398.10

Ordinary shares

B

1445

398.00

Ordinary shares

S

7853

398.00

Ordinary shares

B

208

397.90

 

Total Purchases: 815,563

Total Sales: 839,529

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

17-April-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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