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Form 8.5 (EPT/NON-RI) - Glencore International Plc

6th Mar 2012 11:55

RNS Number : 7778Y
Credit Suisse Securities (Eur) Ltd
06 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

05-March-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,938,871

0.129

5,371,588

0.078

(2) Derivatives (other than options):

 

 

 

 

(3) Options and agreements to purchase/sell:

 

 

 

 

TOTAL:

8,938,871

0.129

5,371,588

0.078

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

532

420.20

Ordinary shares

B

380

420.15

Ordinary shares

B

912

420.10

Ordinary shares

S

4276

419.90

Ordinary shares

B

708

419.70

Ordinary shares

S

1416

419.70

Ordinary shares

S

1929

419.60

Ordinary shares

B

893

419.55

Ordinary shares

B

1494

419.50

Ordinary shares

B

380

419.45

Ordinary shares

S

1745

419.45

Ordinary shares

B

340

419.30

Ordinary shares

B

380

419.25

Ordinary shares

B

988

419.00

Ordinary shares

S

841

418.90

Ordinary shares

B

7773

418.80

Ordinary shares

S

885

418.80

Ordinary shares

S

208

418.70

Ordinary shares

B

65

418.60

Ordinary shares

B

1201

418.55

Ordinary shares

S

834

418.55

Ordinary shares

S

3181

418.45

Ordinary shares

S

929

418.40

Ordinary shares

S

226

418.35

Ordinary shares

S

1187

418.30

Ordinary shares

B

266

417.90

Ordinary shares

S

1842

417.90

Ordinary shares

B

25

417.85

Ordinary shares

S

1136

417.85

Ordinary shares

B

252

417.75

Ordinary shares

B

269

417.70

Ordinary shares

S

1622

417.70

Ordinary shares

B

259

417.65

Ordinary shares

B

244

417.63

Ordinary shares

B

2439

417.55

Ordinary shares

B

1872

417.50

Ordinary shares

S

1770

417.50

Ordinary shares

B

764

417.45

Ordinary shares

B

1554

417.41

Ordinary shares

S

1554

417.41

Ordinary shares

B

1918

417.40

Ordinary shares

B

3101

417.30

Ordinary shares

B

1295

417.29

Ordinary shares

S

1295

417.29

Ordinary shares

B

1138

417.25

Ordinary shares

B

3725

417.20

Ordinary shares

B

1314

417.15

Ordinary shares

B

2522

417.10

Ordinary shares

B

380

417.05

Ordinary shares

B

21375

417.04

Ordinary shares

S

21375

417.04

Ordinary shares

B

273

417.03

Ordinary shares

B

42

417.00

Ordinary shares

B

380

416.95

Ordinary shares

B

46

416.90

Ordinary shares

S

1056

416.90

Ordinary shares

B

3490

416.80

Ordinary shares

S

1493

416.80

Ordinary shares

B

2364

416.75

Ordinary shares

S

1032

416.75

Ordinary shares

B

656

416.70

Ordinary shares

S

200

416.70

Ordinary shares

B

2418

416.65

Ordinary shares

S

1911

416.65

Ordinary shares

B

2331

416.60

Ordinary shares

S

2866

416.60

Ordinary shares

B

2113

416.50

Ordinary shares

S

286

416.50

Ordinary shares

B

2115

416.45

Ordinary shares

S

100

416.45

Ordinary shares

B

380

416.40

Ordinary shares

S

1413

416.40

Ordinary shares

B

3620

416.35

Ordinary shares

S

1255

416.35

Ordinary shares

B

431

416.30

Ordinary shares

S

1423

416.30

Ordinary shares

S

201

416.25

Ordinary shares

B

5753

416.17

Ordinary shares

S

5753

416.17

Ordinary shares

B

712

416.15

Ordinary shares

S

380

416.15

Ordinary shares

B

2602

416.10

Ordinary shares

B

865

416.05

Ordinary shares

S

201

416.05

Ordinary shares

B

2400

416.00

Ordinary shares

S

200

416.00

Ordinary shares

S

201

415.95

Ordinary shares

S

202

415.85

Ordinary shares

B

197

415.80

Ordinary shares

S

202

415.80

Ordinary shares

B

682

415.75

Ordinary shares

B

395

415.70

Ordinary shares

B

1586

415.65

Ordinary shares

B

6981

415.62

Ordinary shares

S

6981

415.62

Ordinary shares

B

1312

415.60

Ordinary shares

B

961

415.55

Ordinary shares

S

403

415.55

Ordinary shares

B

1956

415.50

Ordinary shares

S

200

415.50

Ordinary shares

B

7677

415.45

Ordinary shares

S

200

415.45

Ordinary shares

B

2084

415.40

Ordinary shares

B

360

415.35

Ordinary shares

S

401

415.35

Ordinary shares

B

3715

415.30

Ordinary shares

S

403

415.30

Ordinary shares

B

678

415.25

Ordinary shares

S

201

415.25

Ordinary shares

B

953

415.20

Ordinary shares

S

402

415.20

Ordinary shares

B

403

415.15

Ordinary shares

B

497

415.10

Ordinary shares

B

202

415.05

Ordinary shares

B

830

415.00

Ordinary shares

S

201

414.95

Ordinary shares

B

2400

414.65

Ordinary shares

B

1092

414.60

Ordinary shares

B

535

414.30

Ordinary shares

B

857

414.25

Ordinary shares

S

131

414.25

Ordinary shares

B

202

414.20

Ordinary shares

B

404

414.15

Ordinary shares

B

202

414.10

Ordinary shares

B

2095

414.00

Ordinary shares

S

201

413.95

Ordinary shares

B

2400

413.85

Ordinary shares

B

720

413.70

Ordinary shares

B

6948

413.54

Ordinary shares

S

6948

413.54

Ordinary shares

B

2649

413.50

Ordinary shares

S

405

413.35

Ordinary shares

B

4167

413.33

Ordinary shares

S

4167

413.33

Ordinary shares

B

854

413.30

Ordinary shares

B

202

413.15

Ordinary shares

S

203

413.15

Ordinary shares

B

2024

413.10

Ordinary shares

B

203

413.05

Ordinary shares

B

1264

412.95

Ordinary shares

B

1677

412.90

Ordinary shares

B

203

412.85

Ordinary shares

B

1173

412.70

Ordinary shares

B

787

412.50

Ordinary shares

B

1366

412.45

Ordinary shares

B

152

412.40

Ordinary shares

B

380

412.35

Ordinary shares

B

912

412.30

Ordinary shares

B

2780

412.25

Ordinary shares

S

202

412.20

Ordinary shares

B

2226

412.05

Ordinary shares

B

201

412.00

Ordinary shares

B

2400

411.95

Ordinary shares

S

200

411.90

Ordinary shares

B

204

411.85

Ordinary shares

B

4835

411.70

Ordinary shares

S

203

411.65

Ordinary shares

B

3801

411.60

Ordinary shares

B

10068

411.55

Ordinary shares

B

2584

411.50

Ordinary shares

B

6620

411.45

Ordinary shares

B

4505

411.40

Ordinary shares

B

1219

411.35

Ordinary shares

B

4120

411.30

Ordinary shares

B

727

411.25

Ordinary shares

B

1531

411.20

Ordinary shares

B

6160

411.15

Ordinary shares

B

1266

411.10

Ordinary shares

B

3419

411.05

Ordinary shares

S

204

411.05

Ordinary shares

B

1851

410.95

Ordinary shares

B

2732

410.90

Ordinary shares

B

760

410.85

Ordinary shares

B

3039

410.80

Ordinary shares

B

2359

410.75

Ordinary shares

B

1282

410.70

Ordinary shares

B

2816

410.65

Ordinary shares

B

1780

410.60

Ordinary shares

B

8161

410.57

Ordinary shares

S

8161

410.57

Ordinary shares

B

9086

410.55

Ordinary shares

B

7613

410.50

Ordinary shares

B

54865

410.49

Ordinary shares

S

54865

410.49

Ordinary shares

B

5109

410.45

Ordinary shares

B

7216

410.40

Ordinary shares

B

5887

410.35

Ordinary shares

B

2916

410.30

Ordinary shares

B

3518

410.25

Ordinary shares

B

2111

410.20

Ordinary shares

B

1449

410.15

Ordinary shares

B

10765

410.10

Ordinary shares

S

694

410.10

Ordinary shares

B

20132

410.05

Ordinary shares

S

19929

410.05

Ordinary shares

B

9188

410.00

Ordinary shares

B

572

409.98

Ordinary shares

B

1929

409.95

Ordinary shares

B

5597

409.85

Ordinary shares

B

4169

409.80

Ordinary shares

B

1278

409.78

Ordinary shares

B

8574

409.75

Ordinary shares

B

3373

409.70

Ordinary shares

B

541

409.65

Ordinary shares

B

1938

409.60

Ordinary shares

B

3657

409.50

Ordinary shares

B

455

409.45

Ordinary shares

B

408

409.30

Ordinary shares

B

3671

409.25

Ordinary shares

S

408

409.25

Ordinary shares

B

700

409.20

Ordinary shares

B

120075

409.16

Ordinary shares

S

120075

409.16

Ordinary shares

B

7872

409.15

Ordinary shares

B

1311

409.13

Ordinary shares

B

34174

409.12

Ordinary shares

S

34174

409.12

Ordinary shares

B

7306

409.10

Ordinary shares

B

718

409.05

Ordinary shares

S

469

409.05

Ordinary shares

B

1462

408.95

Ordinary shares

B

3367

408.90

Ordinary shares

S

380

408.90

Ordinary shares

B

2210

408.89

Ordinary shares

S

2210

408.89

Ordinary shares

B

9566

408.85

Ordinary shares

B

66648

408.80

Ordinary shares

S

63664

408.80

Ordinary shares

B

1394

408.75

Ordinary shares

B

204

408.70

Ordinary shares

S

869

408.70

Ordinary shares

B

793

408.65

Ordinary shares

B

86354

408.63

Ordinary shares

S

86354

408.63

Ordinary shares

B

1518

408.60

Ordinary shares

B

2162

408.55

Ordinary shares

B

1859

408.50

Ordinary shares

B

1440

408.45

Ordinary shares

B

5403

408.42

Ordinary shares

S

5403

408.42

Ordinary shares

B

1838

408.40

Ordinary shares

B

9509

408.35

Ordinary shares

S

2248

408.35

Ordinary shares

B

2873

408.30

Ordinary shares

B

3066

408.25

Ordinary shares

B

6232

408.20

Ordinary shares

B

705

408.05

Ordinary shares

S

409

408.05

Ordinary shares

B

3265

408.00

Ordinary shares

S

617

408.00

Ordinary shares

B

410

407.95

Ordinary shares

S

204

407.95

Ordinary shares

B

54052

407.93

Ordinary shares

S

54052

407.93

Ordinary shares

B

1512

407.90

Ordinary shares

B

979

407.85

Ordinary shares

B

4927

407.82

Ordinary shares

S

4927

407.82

Ordinary shares

B

3998

407.80

Ordinary shares

B

1673

407.75

Ordinary shares

B

410

407.70

Ordinary shares

B

206

407.65

Ordinary shares

B

2421

407.60

Ordinary shares

B

855

407.55

Ordinary shares

B

912

407.50

Ordinary shares

B

3280

407.45

Ordinary shares

S

635

407.45

Ordinary shares

B

205

407.40

Ordinary shares

B

411

407.30

Ordinary shares

B

1328

407.25

Ordinary shares

S

880

407.25

Ordinary shares

B

833

407.20

Ordinary shares

S

205

407.05

Ordinary shares

B

689

407.00

Ordinary shares

S

205

407.00

Ordinary shares

B

8123

406.97

Ordinary shares

S

8123

406.97

Ordinary shares

B

793

406.80

Ordinary shares

B

4767

406.75

Ordinary shares

S

1001

406.40

Ordinary shares

B

685

405.95

Ordinary shares

B

903

405.70

Ordinary shares

B

414

405.40

Ordinary shares

B

206

405.35

Ordinary shares

B

206

405.30

Ordinary shares

B

650

404.25

Ordinary shares

B

13499

404.00

Ordinary shares

S

749

403.95

Ordinary shares

B

1194

403.90

Ordinary shares

B

1457

403.85

Ordinary shares

B

1297

403.80

Ordinary shares

B

9198

403.75

Ordinary shares

B

10748

403.70

Ordinary shares

B

1891

403.65

Ordinary shares

S

207

403.65

Ordinary shares

B

132626

403.63

Ordinary shares

S

198939

403.63

Ordinary shares

B

2089

403.60

Ordinary shares

S

230

403.60

Ordinary shares

B

2680

403.55

Ordinary shares

S

601

403.55

Ordinary shares

B

2429

403.50

Ordinary shares

S

853

403.50

Ordinary shares

B

9561

403.45

Ordinary shares

S

207

403.45

Ordinary shares

B

3079

403.40

Ordinary shares

B

19584

403.35

Ordinary shares

S

24048

403.35

Ordinary shares

B

5112

403.30

Ordinary shares

B

6543

403.25

Ordinary shares

S

207

403.25

Ordinary shares

B

87804

403.20

Ordinary shares

S

88538

403.20

Ordinary shares

B

5514

403.15

Ordinary shares

S

865

403.15

Ordinary shares

B

908

403.10

Ordinary shares

S

591

403.10

Ordinary shares

B

1278

403.05

Ordinary shares

S

207

403.05

Ordinary shares

B

4923

403.00

Ordinary shares

B

5650

402.95

Ordinary shares

B

1679

402.90

Ordinary shares

S

207

402.85

Ordinary shares

B

414

402.80

Ordinary shares

B

38

402.70

Ordinary shares

S

206

402.70

Ordinary shares

B

1250

402.65

Ordinary shares

S

207

402.65

Ordinary shares

B

380

402.60

Ordinary shares

B

1110

402.55

Ordinary shares

S

209

402.55

Ordinary shares

B

100000

402.52

Ordinary shares

S

100000

402.52

Ordinary shares

B

1909

402.45

Ordinary shares

S

2693

402.45

Ordinary shares

B

105102

402.40

Ordinary shares

S

207011

402.40

Ordinary shares

B

704

402.30

Ordinary shares

B

4616

402.21

Ordinary shares

S

4616

402.21

Ordinary shares

B

942

402.20

Ordinary shares

B

1583

402.18

Ordinary shares

S

1583

402.18

Ordinary shares

B

3433

402.15

Ordinary shares

B

172

402.10

Ordinary shares

B

7001

402.05

Ordinary shares

S

1091

402.05

Ordinary shares

B

8922

402.00

Ordinary shares

S

888

402.00

Ordinary shares

B

5813

401.95

Ordinary shares

B

1500

401.90

Ordinary shares

B

182469

401.85

Ordinary shares

S

179792

401.85

Ordinary shares

B

300000

401.81

Ordinary shares

B

22568

401.80

Ordinary shares

B

4094

401.75

Ordinary shares

B

51952

401.73

Ordinary shares

S

791

401.73

Ordinary shares

B

13636

401.70

Ordinary shares

S

315

401.70

Ordinary shares

B

1318

401.68

Ordinary shares

S

1318

401.68

Ordinary shares

B

3664

401.65

Ordinary shares

S

5111

401.65

Ordinary shares

B

200000

401.63

Ordinary shares

S

200000

401.63

Ordinary shares

B

2047

401.58

Ordinary shares

S

2047

401.58

Ordinary shares

B

22455

401.56

Ordinary shares

S

22455

401.56

Ordinary shares

B

6025

401.55

Ordinary shares

S

380

401.55

Ordinary shares

B

5595

401.54

Ordinary shares

B

2231

401.53

Ordinary shares

S

400000

401.51

Ordinary shares

B

14515

401.50

Ordinary shares

S

241

401.50

Ordinary shares

B

1467

401.49

Ordinary shares

B

2226

401.45

Ordinary shares

B

1173

401.43

Ordinary shares

S

1173

401.43

Ordinary shares

B

11701

401.40

Ordinary shares

S

900

401.40

Ordinary shares

B

3257

401.35

Ordinary shares

B

8137

401.30

Ordinary shares

S

1875

401.30

Ordinary shares

B

1380

401.25

Ordinary shares

B

1233

401.23

Ordinary shares

S

1233

401.23

Ordinary shares

B

8254

401.20

Ordinary shares

S

592

401.20

Ordinary shares

S

208

401.15

Ordinary shares

B

1827

401.13

Ordinary shares

S

1827

401.13

Ordinary shares

B

4879

401.10

Ordinary shares

S

625

401.10

Ordinary shares

B

418

401.05

Ordinary shares

S

209

401.05

Ordinary shares

B

1197

401.00

Ordinary shares

B

504

400.90

Ordinary shares

B

1127

400.85

Ordinary shares

B

4686

400.80

Ordinary shares

B

380

400.75

Ordinary shares

B

760

400.70

Ordinary shares

B

2226

400.65

Ordinary shares

B

208

400.50

Ordinary shares

B

208

400.45

Ordinary shares

B

1008

400.40

Ordinary shares

B

2656

400.30

Ordinary shares

B

2658

400.25

Ordinary shares

B

900

400.20

Ordinary shares

B

1844

399.83

Ordinary shares

S

226

399.80

Ordinary shares

B

5576

399.78

Ordinary shares

B

3688

399.75

Ordinary shares

B

2047

399.58

Ordinary shares

B

3623

398.70

Ordinary shares

B

545

398.65

Ordinary shares

B

366

398.55

Ordinary shares

B

4416

398.50

Ordinary shares

B

3706

398.45

Ordinary shares

B

1651

398.40

Ordinary shares

B

2177

398.35

Ordinary shares

B

315

398.20

 

Total Purchases: 2,403,046

Total Sales: 2,018,314

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

06-March-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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