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Form 8.5 (EPT/NON-RI) - Glencore International Plc

24th Apr 2012 12:01

RNS Number : 9505B
Credit Suisse Securities (Eur) Ltd
24 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

23-April-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,891,411

0.071

4,983,174

0.072

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

4,891,411

0.071

4,983,174

0.072

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

1658

416.60

Ordinary shares

B

250

416.50

Ordinary shares

S

721

416.40

Ordinary shares

B

1210

416.30

Ordinary shares

S

230

416.30

Ordinary shares

B

1035

416.25

Ordinary shares

S

2079

416.25

Ordinary shares

B

1838

416.20

Ordinary shares

S

299

416.20

Ordinary shares

S

1126

416.15

Ordinary shares

B

4313

416.10

Ordinary shares

S

3511

416.10

Ordinary shares

S

2186

416.05

Ordinary shares

B

3276

416.00

Ordinary shares

S

84730

416.00

Ordinary shares

B

244

415.95

Ordinary shares

S

11117

415.95

Ordinary shares

S

776

415.85

Ordinary shares

B

1476

415.70

Ordinary shares

S

877

415.70

Ordinary shares

B

661

415.65

Ordinary shares

B

1992

415.60

Ordinary shares

S

408

415.60

Ordinary shares

B

314

415.55

Ordinary shares

S

1781

415.55

Ordinary shares

B

2078

415.50

Ordinary shares

S

5339

415.50

Ordinary shares

B

643

415.45

Ordinary shares

S

1040

415.45

Ordinary shares

B

10640

415.44

Ordinary shares

S

10640

415.44

Ordinary shares

B

1287

415.40

Ordinary shares

S

4222

415.40

Ordinary shares

B

827

415.35

Ordinary shares

S

59

415.35

Ordinary shares

B

278

415.30

Ordinary shares

S

299

415.30

Ordinary shares

B

882

415.25

Ordinary shares

S

1617

415.25

Ordinary shares

B

8375

415.20

Ordinary shares

S

13880

415.20

Ordinary shares

B

198

415.15

Ordinary shares

S

933

415.15

Ordinary shares

S

2345

415.10

Ordinary shares

B

197

415.05

Ordinary shares

S

1275

415.05

Ordinary shares

B

398

415.00

Ordinary shares

S

1519

415.00

Ordinary shares

B

594

414.95

Ordinary shares

S

2553

414.95

Ordinary shares

B

1300

414.90

Ordinary shares

S

3487

414.90

Ordinary shares

B

10183

414.85

Ordinary shares

S

14460

414.85

Ordinary shares

B

1406

414.80

Ordinary shares

S

1791

414.80

Ordinary shares

B

637

414.75

Ordinary shares

S

1545

414.75

Ordinary shares

B

577

414.70

Ordinary shares

S

4506

414.70

Ordinary shares

B

1448

414.65

Ordinary shares

S

4495

414.65

Ordinary shares

B

1568

414.60

Ordinary shares

S

2787

414.60

Ordinary shares

B

2934

414.55

Ordinary shares

S

4475

414.55

Ordinary shares

B

10150

414.50

Ordinary shares

S

1292

414.50

Ordinary shares

B

2978

414.45

Ordinary shares

S

1580

414.45

Ordinary shares

B

3666

414.40

Ordinary shares

S

2126

414.40

Ordinary shares

B

1673

414.35

Ordinary shares

S

2097

414.35

Ordinary shares

B

4888

414.30

Ordinary shares

S

6571

414.30

Ordinary shares

B

596

414.25

Ordinary shares

S

1641

414.25

Ordinary shares

B

155876

414.24

Ordinary shares

S

155876

414.24

Ordinary shares

B

3060

414.20

Ordinary shares

S

1272

414.20

Ordinary shares

B

4091

414.15

Ordinary shares

S

1227

414.15

Ordinary shares

B

2933

414.10

Ordinary shares

S

993

414.10

Ordinary shares

B

4831

414.09

Ordinary shares

S

4831

414.09

Ordinary shares

B

2678

414.05

Ordinary shares

S

2031

414.05

Ordinary shares

B

13614

414.00

Ordinary shares

S

1117

414.00

Ordinary shares

B

7766

413.95

Ordinary shares

S

7833

413.95

Ordinary shares

B

79630

413.94

Ordinary shares

S

79630

413.94

Ordinary shares

B

3081

413.90

Ordinary shares

S

1392

413.90

Ordinary shares

B

1500

413.85

Ordinary shares

S

1723

413.85

Ordinary shares

B

9299

413.80

Ordinary shares

S

747

413.80

Ordinary shares

S

61

413.78

Ordinary shares

B

1689

413.75

Ordinary shares

S

908

413.75

Ordinary shares

S

58

413.73

Ordinary shares

B

1788

413.70

Ordinary shares

S

198

413.70

Ordinary shares

B

645

413.65

Ordinary shares

S

199

413.65

Ordinary shares

B

597

413.60

Ordinary shares

B

1640

413.55

Ordinary shares

S

4303

413.55

Ordinary shares

S

199

413.50

Ordinary shares

B

1999

413.45

Ordinary shares

B

198

413.40

Ordinary shares

S

198

413.40

Ordinary shares

B

982

413.35

Ordinary shares

S

199

413.35

Ordinary shares

B

274

413.30

Ordinary shares

B

599

413.20

Ordinary shares

S

5705

413.20

Ordinary shares

B

678

413.15

Ordinary shares

S

401

413.15

Ordinary shares

B

1000

413.10

Ordinary shares

S

796

413.10

Ordinary shares

S

397

413.05

Ordinary shares

B

399

413.00

Ordinary shares

S

409

413.00

Ordinary shares

B

157670

412.97

Ordinary shares

S

157670

412.97

Ordinary shares

B

397

412.95

Ordinary shares

B

1500

412.90

Ordinary shares

B

1500

412.80

Ordinary shares

S

199

412.80

Ordinary shares

B

1115

412.75

Ordinary shares

S

571

412.75

Ordinary shares

B

5445

412.70

Ordinary shares

S

729

412.70

Ordinary shares

B

1580

412.65

Ordinary shares

S

498

412.65

Ordinary shares

B

5845

412.60

Ordinary shares

B

74142

412.57

Ordinary shares

S

74142

412.57

Ordinary shares

B

1872

412.55

Ordinary shares

B

76091

412.53

Ordinary shares

S

76091

412.53

Ordinary shares

B

2295

412.50

Ordinary shares

S

1530

412.50

Ordinary shares

B

399

412.45

Ordinary shares

S

769

412.45

Ordinary shares

B

3095

412.40

Ordinary shares

B

1992

412.35

Ordinary shares

S

654

412.35

Ordinary shares

S

684

412.30

Ordinary shares

B

7144

412.28

Ordinary shares

S

5344

412.28

Ordinary shares

B

1109

412.25

Ordinary shares

B

1100

412.20

Ordinary shares

B

1964

412.15

Ordinary shares

B

3090

412.10

Ordinary shares

B

9462

412.05

Ordinary shares

S

7362

412.05

Ordinary shares

B

1724

412.00

Ordinary shares

S

52

412.00

Ordinary shares

B

2400

411.95

Ordinary shares

S

399

411.95

Ordinary shares

B

4446

411.90

Ordinary shares

S

787

411.80

Ordinary shares

B

3282

411.77

Ordinary shares

S

22867

411.75

Ordinary shares

S

199

411.70

Ordinary shares

S

613

411.65

Ordinary shares

B

200

411.60

Ordinary shares

S

199

411.60

Ordinary shares

S

400

411.55

Ordinary shares

B

741

411.50

Ordinary shares

B

399

411.45

Ordinary shares

B

2423

411.40

Ordinary shares

S

2655

411.40

Ordinary shares

B

63688

411.37

Ordinary shares

S

63688

411.37

Ordinary shares

B

399

411.35

Ordinary shares

B

1000

411.30

Ordinary shares

B

201

411.25

Ordinary shares

B

1399

411.20

Ordinary shares

B

201

411.15

Ordinary shares

S

705

411.15

Ordinary shares

B

200

411.10

Ordinary shares

B

399

411.05

Ordinary shares

B

200

411.00

Ordinary shares

B

199

410.95

Ordinary shares

S

750

410.75

Ordinary shares

S

103

410.70

Ordinary shares

B

2018

410.62

Ordinary shares

S

2018

410.62

Ordinary shares

S

200

410.60

Ordinary shares

S

200

410.55

Ordinary shares

S

826

410.50

Ordinary shares

S

503

410.40

Ordinary shares

S

399

410.30

Ordinary shares

B

1979

410.05

Ordinary shares

B

401

410.00

Ordinary shares

S

675

410.00

Ordinary shares

B

1230

409.95

Ordinary shares

S

4650

409.95

Ordinary shares

B

1710

409.90

Ordinary shares

S

1439

409.90

Ordinary shares

B

400

409.85

Ordinary shares

S

510

409.85

Ordinary shares

B

329

409.83

Ordinary shares

B

7184

409.80

Ordinary shares

S

6497

409.80

Ordinary shares

B

200

409.75

Ordinary shares

S

2026

409.75

Ordinary shares

B

1623

409.70

Ordinary shares

S

200

409.70

Ordinary shares

B

60141

409.68

Ordinary shares

S

60141

409.68

Ordinary shares

B

400

409.65

Ordinary shares

B

804

409.60

Ordinary shares

S

885

409.60

Ordinary shares

B

3796

409.55

Ordinary shares

S

1134

409.55

Ordinary shares

B

400

409.50

Ordinary shares

B

602

409.45

Ordinary shares

S

3106

409.45

Ordinary shares

B

1202

409.43

Ordinary shares

B

1988

409.40

Ordinary shares

S

401

409.40

Ordinary shares

B

414

409.35

Ordinary shares

S

900

409.35

Ordinary shares

B

20455

409.30

Ordinary shares

S

402

409.30

Ordinary shares

B

802

409.25

Ordinary shares

S

676

409.25

Ordinary shares

S

649

409.20

Ordinary shares

B

2173

409.15

Ordinary shares

S

1102

409.15

Ordinary shares

B

6371

409.10

Ordinary shares

S

806

409.10

Ordinary shares

B

1762

409.05

Ordinary shares

S

822

409.05

Ordinary shares

B

1230

409.00

Ordinary shares

S

14422

409.00

Ordinary shares

B

401

408.95

Ordinary shares

S

402

408.95

Ordinary shares

B

576

408.93

Ordinary shares

B

260

408.90

Ordinary shares

S

348

408.90

Ordinary shares

B

402

408.85

Ordinary shares

S

315

408.85

Ordinary shares

B

552

408.83

Ordinary shares

B

1443

408.80

Ordinary shares

S

201

408.80

Ordinary shares

B

982

408.75

Ordinary shares

B

226

408.70

Ordinary shares

B

2733

408.65

Ordinary shares

B

604

408.60

Ordinary shares

S

636

408.60

Ordinary shares

B

490853

408.55

Ordinary shares

S

237597

408.55

Ordinary shares

B

94326

408.50

Ordinary shares

S

91930

408.50

Ordinary shares

S

184

408.45

Ordinary shares

B

2444

408.40

Ordinary shares

S

201

408.40

Ordinary shares

B

474

408.35

Ordinary shares

B

241

408.33

Ordinary shares

B

604

408.30

Ordinary shares

B

2568

408.25

Ordinary shares

B

649

408.20

Ordinary shares

S

599

408.20

Ordinary shares

B

1603

408.15

Ordinary shares

S

415

408.15

Ordinary shares

B

953

408.10

Ordinary shares

S

201

408.10

Ordinary shares

B

401

408.05

Ordinary shares

B

787

407.95

Ordinary shares

B

144

407.85

Ordinary shares

S

202

407.85

Ordinary shares

S

400

407.80

Ordinary shares

S

201

407.70

Ordinary shares

B

367

407.65

Ordinary shares

S

201

407.65

Ordinary shares

B

244

407.55

Ordinary shares

B

201

407.50

Ordinary shares

S

201

407.45

Ordinary shares

B

925

407.30

Ordinary shares

S

202

407.30

Ordinary shares

B

1008

407.25

Ordinary shares

S

232

407.25

Ordinary shares

B

411

407.20

Ordinary shares

S

604

407.20

Ordinary shares

B

1656

407.15

Ordinary shares

S

203

407.15

Ordinary shares

B

2604

407.10

Ordinary shares

S

203

407.10

Ordinary shares

B

1656

407.05

Ordinary shares

B

1538

407.00

Ordinary shares

S

202

407.00

Ordinary shares

B

2127

406.95

Ordinary shares

B

380

406.90

Ordinary shares

B

3973

406.85

Ordinary shares

B

1692

406.80

Ordinary shares

B

12190

406.75

Ordinary shares

B

201

406.70

Ordinary shares

B

3280

406.60

 

Total Purchases: 1,590,116

Total Sales: 1,342,247

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

24-April-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAELLASNAEFF

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