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Form 8.5 (EPT/NON-RI) Glencore International Plc

25th Apr 2012 11:13

RNS Number : 0276C
Nomura International PLC (EPT)
25 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

24 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,133,712

0.074

2,860,178

0.041

(2) Derivatives (other than options):

1,110,532

0.016

(3) Options and agreements to purchase/sell:

 

TOTAL:

5,133,712

0.074

3,970,710

0.057

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

500,000

0.022

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

500,000

0.022

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

113

4.1020

Ordinary shares

Purchase

303

4.1025

Ordinary shares

Purchase

1,261

4.1030

Ordinary shares

Purchase

3,798

4.1040

Ordinary shares

Purchase

226

4.1045

Ordinary shares

Purchase

1,400

4.1055

Ordinary shares

Purchase

4,218

4.1075

Ordinary shares

Purchase

2,197

4.1080

Ordinary shares

Purchase

861

4.1085

Ordinary shares

Purchase

3,306

4.1090

Ordinary shares

Purchase

2,827

4.1095

Ordinary shares

Purchase

2,888

4.1100

Ordinary shares

Purchase

5,343

4.1105

Ordinary shares

Purchase

2,747

4.1110

Ordinary shares

Purchase

3,351

4.1120

Ordinary shares

Purchase

1,500

4.1125

Ordinary shares

Purchase

380

4.1135

Ordinary shares

Purchase

800

4.1140

Ordinary shares

Purchase

645

4.1145

Ordinary shares

Purchase

9,293

4.1150

Ordinary shares

Purchase

2,792

4.1155

Ordinary shares

Purchase

1,254

4.1160

Ordinary shares

Purchase

4,102

4.1165

Ordinary shares

Purchase

831

4.1168

Ordinary shares

Purchase

4,053

4.1170

Ordinary shares

Purchase

4,667

4.1175

Ordinary shares

Purchase

1,458

4.1180

Ordinary shares

Purchase

6,429

4.1190

Ordinary shares

Purchase

624

4.1195

Ordinary shares

Purchase

1,345

4.1200

Ordinary shares

Purchase

950

4.1205

Ordinary shares

Purchase

276

4.1210

Ordinary shares

Purchase

6,766

4.1220

Ordinary shares

Purchase

2,860

4.1240

Ordinary shares

Purchase

353

4.1245

Ordinary shares

Purchase

3,529

4.1270

Ordinary shares

Purchase

1,302

4.1290

Ordinary shares

Purchase

270

4.1295

Ordinary shares

Purchase

6,159

4.1300

Ordinary shares

Purchase

1,894

4.1305

Ordinary shares

Purchase

12,157

4.1310

Ordinary shares

Purchase

1,204

4.1315

Ordinary shares

Purchase

5,476

4.1319

Ordinary shares

Purchase

957

4.1320

Ordinary shares

Purchase

4,233

4.1325

Ordinary shares

Purchase

3,072

4.1330

Ordinary shares

Purchase

523

4.1335

Ordinary shares

Purchase

5,622

4.1340

Ordinary shares

Purchase

1,531

4.1350

Ordinary shares

Purchase

2,033

4.1355

Ordinary shares

Purchase

5,746

4.1360

Ordinary shares

Purchase

948

4.1365

Ordinary shares

Purchase

453

4.1375

Ordinary shares

Purchase

10,417

4.1380

Ordinary shares

Purchase

2,876

4.1385

Ordinary shares

Purchase

1,187

4.1388

Ordinary shares

Purchase

2,767

4.1390

Ordinary shares

Purchase

8,887

4.1395

Ordinary shares

Purchase

98,433

4.1400

Ordinary shares

Purchase

4,118

4.1405

Ordinary shares

Purchase

6,493

4.1410

Ordinary shares

Purchase

2,831

4.1415

Ordinary shares

Purchase

2,158

4.1420

Ordinary shares

Purchase

6,154

4.1430

Ordinary shares

Purchase

3,899

4.1435

Ordinary shares

Purchase

4,735

4.1440

Ordinary shares

Purchase

5,732

4.1445

Ordinary shares

Purchase

2,910

4.1450

Ordinary shares

Purchase

2,850

4.1455

Ordinary shares

Purchase

3,836

4.1460

Ordinary shares

Purchase

1,169

4.1465

Ordinary shares

Purchase

20,045

4.1470

Ordinary shares

Purchase

8,726

4.1480

Ordinary shares

Purchase

9,200

4.1485

Ordinary shares

Purchase

8,783

4.1490

Ordinary shares

Purchase

3,559

4.1495

Ordinary shares

Purchase

90,185

4.1500

Ordinary shares

Purchase

37,187

4.1505

Ordinary shares

Purchase

30,180

4.1510

Ordinary shares

Purchase

5,892

4.1515

Ordinary shares

Purchase

20,372

4.1520

Ordinary shares

Purchase

13,173

4.1525

Ordinary shares

Purchase

7,503

4.1530

Ordinary shares

Purchase

21,225

4.1535

Ordinary shares

Purchase

3,300

4.1540

Ordinary shares

Purchase

1,085

4.1545

Ordinary shares

Purchase

25,401

4.1550

Ordinary shares

Purchase

15,203

4.1555

Ordinary shares

Purchase

2,853

4.1560

Ordinary shares

Purchase

1,011

4.1565

Ordinary shares

Purchase

5,663

4.1570

Ordinary shares

Purchase

18,934

4.1575

Ordinary shares

Purchase

6,178

4.1580

Ordinary shares

Purchase

10,237

4.1585

Ordinary shares

Purchase

14,465

4.1590

Ordinary shares

Purchase

11,410

4.1595

Ordinary shares

Purchase

1,060

4.1600

Ordinary shares

Purchase

1,000

4.1605

Ordinary shares

Purchase

24,741

4.1610

Ordinary shares

Purchase

3,748

4.1612

Ordinary shares

Purchase

16,058

4.1615

Ordinary shares

Purchase

29,391

4.1620

Ordinary shares

Purchase

6,773

4.1625

Ordinary shares

Purchase

8,013

4.1630

Ordinary shares

Purchase

1,640

4.1635

Ordinary shares

Purchase

30,446

4.1640

Ordinary shares

Purchase

2,627

4.1645

Ordinary shares

Purchase

11,277

4.1650

Ordinary shares

Purchase

18,370

4.1655

Ordinary shares

Purchase

11,543

4.1660

Ordinary shares

Purchase

1,823

4.1670

Ordinary shares

Purchase

5,374

4.1680

Ordinary shares

Purchase

9,616

4.1685

Ordinary shares

Purchase

22,657

4.1690

Ordinary shares

Purchase

1,000

4.1695

Ordinary shares

Purchase

28,773

4.1700

Ordinary shares

Purchase

8,140

4.1705

Ordinary shares

Purchase

4,197

4.1720

Ordinary shares

Purchase

2,759

4.1725

Ordinary shares

Purchase

200

4.1726

Ordinary shares

Purchase

15,090

4.1730

Ordinary shares

Purchase

1,048

4.1745

Ordinary shares

Purchase

1,029

4.1760

Ordinary shares

Purchase

1,321

4.1765

Ordinary shares

Purchase

17,112

4.1780

Ordinary shares

Purchase

239

4.1795

Ordinary shares

Purchase

750

4.1815

Ordinary shares

Purchase

5,723

4.1820

Ordinary shares

Purchase

4,173

4.1830

Ordinary shares

Sale

316

4.1080

Ordinary shares

Sale

1,500

4.1090

Ordinary shares

Sale

2,432

4.1095

Ordinary shares

Sale

2,500

4.1100

Ordinary shares

Sale

1,780

4.1115

Ordinary shares

Sale

946

4.1120

Ordinary shares

Sale

1,389

4.1125

Ordinary shares

Sale

2,161

4.1135

Ordinary shares

Sale

1,463

4.1140

Ordinary shares

Sale

4,823

4.1145

Ordinary shares

Sale

1,620

4.1150

Ordinary shares

Sale

100

4.1154

Ordinary shares

Sale

5,083

4.1165

Ordinary shares

Sale

2,507

4.1170

Ordinary shares

Sale

2,848

4.1175

Ordinary shares

Sale

831

4.1180

Ordinary shares

Sale

1,500

4.1185

Ordinary shares

Sale

1,470

4.1190

Ordinary shares

Sale

1,603

4.1195

Ordinary shares

Sale

1,701

4.1200

Ordinary shares

Sale

2,962

4.1205

Ordinary shares

Sale

3,983

4.1210

Ordinary shares

Sale

800

4.1215

Ordinary shares

Sale

648

4.1220

Ordinary shares

Sale

1,522

4.1225

Ordinary shares

Sale

403

4.1230

Ordinary shares

Sale

181

4.1250

Ordinary shares

Sale

331

4.1285

Ordinary shares

Sale

515

4.1295

Ordinary shares

Sale

8,055

4.1300

Ordinary shares

Sale

25,216

4.1310

Ordinary shares

Sale

1,350

4.1315

Ordinary shares

Sale

65,469

4.1320

Ordinary shares

Sale

5,269

4.1325

Ordinary shares

Sale

4,306

4.1330

Ordinary shares

Sale

5,206

4.1335

Ordinary shares

Sale

2,239

4.1340

Ordinary shares

Sale

13,254

4.1345

Ordinary shares

Sale

11,656

4.1350

Ordinary shares

Sale

5,199

4.1355

Ordinary shares

Sale

1,400

4.1360

Ordinary shares

Sale

5,683

4.1365

Ordinary shares

Sale

6,693

4.1370

Ordinary shares

Sale

7,941

4.1375

Ordinary shares

Sale

13,654

4.1380

Ordinary shares

Sale

7,041

4.1385

Ordinary shares

Sale

1,681

4.1390

Ordinary shares

Sale

10,019

4.1395

Ordinary shares

Sale

1,187

4.1400

Ordinary shares

Sale

380

4.1405

Ordinary shares

Sale

11,635

4.1410

Ordinary shares

Sale

1,437

4.1415

Ordinary shares

Sale

297

4.1420

Ordinary shares

Sale

6,327

4.1425

Ordinary shares

Sale

18,029

4.1430

Ordinary shares

Sale

2,271

4.1435

Ordinary shares

Sale

22,565

4.1440

Ordinary shares

Sale

883

4.1445

Ordinary shares

Sale

7,188

4.1450

Ordinary shares

Sale

15,712

4.1455

Ordinary shares

Sale

5,015

4.1460

Ordinary shares

Sale

21,057

4.1465

Ordinary shares

Sale

12,255

4.1470

Ordinary shares

Sale

800

4.1475

Ordinary shares

Sale

25,500

4.1480

Ordinary shares

Sale

12,894

4.1485

Ordinary shares

Sale

33,079

4.1490

Ordinary shares

Sale

13,964

4.1495

Ordinary shares

Sale

105,060

4.1500

Ordinary shares

Sale

19,370

4.1505

Ordinary shares

Sale

40,828

4.1510

Ordinary shares

Sale

12,575

4.1515

Ordinary shares

Sale

3,499

4.1520

Ordinary shares

Sale

12,434

4.1525

Ordinary shares

Sale

26,118

4.1530

Ordinary shares

Sale

6,871

4.1535

Ordinary shares

Sale

14,803

4.1540

Ordinary shares

Sale

9,113

4.1545

Ordinary shares

Sale

11,146

4.1550

Ordinary shares

Sale

18,658

4.1555

Ordinary shares

Sale

23,910

4.1560

Ordinary shares

Sale

22,597

4.1565

Ordinary shares

Sale

13,567

4.1570

Ordinary shares

Sale

114,109

4.1575

Ordinary shares

Sale

23,536

4.1580

Ordinary shares

Sale

2,813

4.1585

Ordinary shares

Sale

7,814

4.1590

Ordinary shares

Sale

11,124

4.1595

Ordinary shares

Sale

3,276

4.1600

Ordinary shares

Sale

1,859

4.1605

Ordinary shares

Sale

13,418

4.1610

Ordinary shares

Sale

8,628

4.1615

Ordinary shares

Sale

10,676

4.1620

Ordinary shares

Sale

7,427

4.1625

Ordinary shares

Sale

16,719

4.1630

Ordinary shares

Sale

13,245

4.1635

Ordinary shares

Sale

8,892

4.1640

Ordinary shares

Sale

16,054

4.1645

Ordinary shares

Sale

43,894

4.1650

Ordinary shares

Sale

6,872

4.1655

Ordinary shares

Sale

11,028

4.1660

Ordinary shares

Sale

2,724

4.1665

Ordinary shares

Sale

13,015

4.1670

Ordinary shares

Sale

8,284

4.1675

Ordinary shares

Sale

6,515

4.1680

Ordinary shares

Sale

6,617

4.1685

Ordinary shares

Sale

6,119

4.1690

Ordinary shares

Sale

2,916

4.1695

Ordinary shares

Sale

8,586

4.1700

Ordinary shares

Sale

650

4.1710

Ordinary shares

Sale

1,401

4.1715

Ordinary shares

Sale

12,383

4.1720

Ordinary shares

Sale

10,986

4.1725

Ordinary shares

Sale

2,580

4.1730

Ordinary shares

Sale

8,556

4.1735

Ordinary shares

Sale

1,063

4.1745

Ordinary shares

Sale

4,168

4.1765

Ordinary shares

Sale

2,000

4.1780

Ordinary shares

Sale

4,186

4.1785

Ordinary shares

Sale

7,298

4.1790

Ordinary shares

Sale

5,659

4.1795

Ordinary shares

Sale

7,487

4.1810

Ordinary shares

Sale

865

4.1815

Ordinary shares

Sale

385

4.1820

Ordinary shares

Sale

2,986

4.1825

Ordinary shares

Sale

703

4.1835

 

Total Buy - 1,004,259

Total Sell - 1,253,789

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

821,626

4.1518

Ordinary Shares

SWAP

Long

3,071

4.1575

Ordinary Shares

SWAP

Short

978,068

4.1503

Ordinary Shares

SWAP

Short

5,264

4.1575

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

25/04/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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