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Form 8.5 (EPT/NON-RI) - Glencore International Plc

28th Mar 2012 12:02

RNS Number : 2619A
Credit Suisse Securities (Eur) Ltd
28 March 2012
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

27-March-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

6,747,249

0.097

4,954,501

0.072

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

6,747,249

0.097

4,954,501

0.072

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

S

26

408.83

Ordinary shares

S

380

408.80

Ordinary shares

S

431

408.70

Ordinary shares

S

411

408.40

Ordinary shares

B

206

408.35

Ordinary shares

S

1138

408.25

Ordinary shares

B

2582

408.20

Ordinary shares

B

206

408.15

Ordinary shares

S

350

408.10

Ordinary shares

B

618

408.00

Ordinary shares

B

206

407.95

Ordinary shares

S

205

407.95

Ordinary shares

B

1593

407.80

Ordinary shares

S

3566

407.80

Ordinary shares

B

208

407.75

Ordinary shares

S

413

407.75

Ordinary shares

S

205

407.70

Ordinary shares

S

792

407.65

Ordinary shares

S

515

407.60

Ordinary shares

S

205

407.55

Ordinary shares

B

592

407.50

Ordinary shares

S

987

407.50

Ordinary shares

S

1833

407.45

Ordinary shares

S

702

407.40

Ordinary shares

S

380

407.35

Ordinary shares

S

371

407.30

Ordinary shares

B

662

407.25

Ordinary shares

S

787

407.25

Ordinary shares

S

251

407.20

Ordinary shares

S

259

407.15

Ordinary shares

S

116

407.10

Ordinary shares

B

904

407.05

Ordinary shares

S

1372

407.05

Ordinary shares

B

1550

407.00

Ordinary shares

S

1125

407.00

Ordinary shares

S

434

406.95

Ordinary shares

S

652

406.90

Ordinary shares

S

206

406.85

Ordinary shares

S

1181

406.80

Ordinary shares

S

1069

406.75

Ordinary shares

S

559

406.70

Ordinary shares

B

207

406.65

Ordinary shares

S

258

406.60

Ordinary shares

B

410

406.55

Ordinary shares

B

207

406.50

Ordinary shares

S

707

406.40

Ordinary shares

S

1317

406.35

Ordinary shares

S

206

406.25

Ordinary shares

B

445

406.20

Ordinary shares

S

1272

406.20

Ordinary shares

S

1003

406.15

Ordinary shares

S

827

406.10

Ordinary shares

S

453

406.05

Ordinary shares

S

2178

406.00

Ordinary shares

S

1011

405.95

Ordinary shares

S

2050

405.90

Ordinary shares

S

3912

405.85

Ordinary shares

B

1860

405.81

Ordinary shares

S

1860

405.81

Ordinary shares

S

55811

405.75

Ordinary shares

S

793

405.70

Ordinary shares

S

800

405.68

Ordinary shares

S

1260

405.65

Ordinary shares

S

6162

405.60

Ordinary shares

B

2760

405.55

Ordinary shares

S

5980

405.55

Ordinary shares

B

3892

405.50

Ordinary shares

S

7736

405.50

Ordinary shares

S

793

405.45

Ordinary shares

B

208

405.40

Ordinary shares

S

2917

405.40

Ordinary shares

B

207

405.30

Ordinary shares

S

3407

405.30

Ordinary shares

B

208

405.25

Ordinary shares

S

234

405.25

Ordinary shares

B

1682

405.20

Ordinary shares

S

707

405.20

Ordinary shares

S

5581

405.15

Ordinary shares

S

4959

405.10

Ordinary shares

S

2759

405.05

Ordinary shares

B

32

405.00

Ordinary shares

S

8150

405.00

Ordinary shares

B

207

404.95

Ordinary shares

S

468

404.95

Ordinary shares

S

1471

404.90

Ordinary shares

S

417

404.85

Ordinary shares

S

1244

404.80

Ordinary shares

S

894

404.75

Ordinary shares

S

59354

404.70

Ordinary shares

B

206

404.65

Ordinary shares

S

467

404.65

Ordinary shares

B

246

404.60

Ordinary shares

S

1032

404.60

Ordinary shares

S

1038

404.55

Ordinary shares

S

1507

404.50

Ordinary shares

S

207

404.45

Ordinary shares

B

12218

404.39

Ordinary shares

S

12218

404.39

Ordinary shares

B

8347

404.38

Ordinary shares

S

8347

404.38

Ordinary shares

B

87556

404.35

Ordinary shares

S

87556

404.35

Ordinary shares

B

380

404.30

Ordinary shares

S

517

404.30

Ordinary shares

B

160

404.25

Ordinary shares

S

2544

404.25

Ordinary shares

B

4183

404.23

Ordinary shares

S

4183

404.23

Ordinary shares

B

380

404.20

Ordinary shares

S

4995

404.20

Ordinary shares

S

850

404.15

Ordinary shares

B

1138

404.10

Ordinary shares

S

707

404.05

Ordinary shares

B

337

404.00

Ordinary shares

S

107

404.00

Ordinary shares

B

553

403.96

Ordinary shares

B

286

403.95

Ordinary shares

S

677

403.95

Ordinary shares

B

677

403.90

Ordinary shares

S

271

403.90

Ordinary shares

B

8814

403.85

Ordinary shares

S

1223

403.85

Ordinary shares

B

387

403.80

Ordinary shares

S

1164

403.80

Ordinary shares

B

6037

403.75

Ordinary shares

S

8922

403.75

Ordinary shares

S

891

403.70

Ordinary shares

B

274

403.65

Ordinary shares

S

517

403.65

Ordinary shares

B

33514

403.62

Ordinary shares

S

33514

403.62

Ordinary shares

B

16359

403.61

Ordinary shares

S

16359

403.61

Ordinary shares

B

1301

403.60

Ordinary shares

S

2973

403.60

Ordinary shares

B

246

403.55

Ordinary shares

S

1239

403.55

Ordinary shares

B

4031

403.50

Ordinary shares

S

416

403.50

Ordinary shares

B

953

403.45

Ordinary shares

S

12366

403.45

Ordinary shares

S

209

403.40

Ordinary shares

B

2665

403.35

Ordinary shares

S

349

403.35

Ordinary shares

B

281

403.33

Ordinary shares

B

2304

403.30

Ordinary shares

S

3449

403.30

Ordinary shares

B

4267

403.28

Ordinary shares

S

4267

403.28

Ordinary shares

B

30151

403.25

Ordinary shares

S

32113

403.25

Ordinary shares

B

2326

403.22

Ordinary shares

S

2326

403.22

Ordinary shares

B

446

403.20

Ordinary shares

S

208

403.20

Ordinary shares

B

209

403.15

Ordinary shares

S

2196

403.15

Ordinary shares

S

1368

403.10

Ordinary shares

B

386

403.05

Ordinary shares

S

2401

403.05

Ordinary shares

B

1389

403.03

Ordinary shares

S

1389

403.03

Ordinary shares

B

676

403.00

Ordinary shares

S

4273

403.00

Ordinary shares

S

5291

402.95

Ordinary shares

B

30442

402.91

Ordinary shares

S

30442

402.91

Ordinary shares

B

503

402.90

Ordinary shares

S

1135

402.90

Ordinary shares

B

2668

402.85

Ordinary shares

S

1753

402.85

Ordinary shares

B

53526

402.84

Ordinary shares

S

53526

402.84

Ordinary shares

B

801

402.80

Ordinary shares

B

2621

402.79

Ordinary shares

S

2621

402.79

Ordinary shares

B

482

402.75

Ordinary shares

S

2368

402.75

Ordinary shares

S

3617

402.70

Ordinary shares

B

250

402.65

Ordinary shares

S

1387

402.65

Ordinary shares

S

418

402.60

Ordinary shares

S

207

402.55

Ordinary shares

B

394

402.50

Ordinary shares

S

5350

402.50

Ordinary shares

B

1063

402.49

Ordinary shares

S

1063

402.49

Ordinary shares

S

603

402.48

Ordinary shares

B

1026

402.45

Ordinary shares

S

208

402.45

Ordinary shares

B

1500

402.40

Ordinary shares

S

416

402.40

Ordinary shares

S

1111

402.35

Ordinary shares

S

768

402.33

Ordinary shares

B

3500

402.25

Ordinary shares

S

1500

402.25

Ordinary shares

S

540

402.20

Ordinary shares

B

235

402.18

Ordinary shares

S

209

402.15

Ordinary shares

B

960

402.10

Ordinary shares

S

210

402.10

Ordinary shares

B

11071

402.00

Ordinary shares

S

2160

402.00

Ordinary shares

B

380

401.95

Ordinary shares

B

208

401.90

Ordinary shares

S

380

401.90

Ordinary shares

S

683

401.88

Ordinary shares

B

1953

401.85

Ordinary shares

S

532

401.85

Ordinary shares

S

276

401.80

Ordinary shares

S

1216

401.75

Ordinary shares

S

1232

401.70

Ordinary shares

B

235

401.65

Ordinary shares

B

30472

401.64

Ordinary shares

S

30472

401.64

Ordinary shares

S

2000

401.60

Ordinary shares

S

724

401.55

Ordinary shares

B

103909

401.50

Ordinary shares

S

49160

401.50

Ordinary shares

B

96170

401.48

Ordinary shares

S

96170

401.48

Ordinary shares

B

34101

401.45

Ordinary shares

S

1151

401.45

Ordinary shares

S

2561

401.35

Ordinary shares

S

2836

401.30

Ordinary shares

S

409

401.20

Ordinary shares

S

546

401.05

Ordinary shares

S

2182

401.00

Ordinary shares

S

4778

400.90

Ordinary shares

S

266

400.70

Ordinary shares

S

465

400.65

Ordinary shares

S

760

400.60

Ordinary shares

B

711

400.55

Ordinary shares

S

210

400.55

Ordinary shares

S

400

400.40

Ordinary shares

S

660

400.20

Ordinary shares

S

1440

400.10

Ordinary shares

B

327

399.85

Ordinary shares

S

1598

399.80

Ordinary shares

B

1500

399.50

 

Total Purchases: 636,343

Total Sales: 791,237

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

28-March-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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