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Form 8.5 (EPT/NON-RI) - Glencore International Plc

5th Mar 2012 12:07

RNS Number : 6921Y
Credit Suisse Securities (Eur) Ltd
05 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

02-March-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,857,668

0.128

5,671,279

0.082

(2) Derivatives (other than options):

 

 

 

 

(3) Options and agreements to purchase/sell:

 

 

 

 

TOTAL:

8,857,668

0.128

5,671,279

0.082

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

2138

429.00

Ordinary shares

S

1069

429.00

Ordinary shares

B

1024

428.45

Ordinary shares

S

7827

428.40

Ordinary shares

S

5499

428.35

Ordinary shares

B

754

428.30

Ordinary shares

S

1301

428.25

Ordinary shares

S

1928

428.00

Ordinary shares

B

11441

427.00

Ordinary shares

S

4891

427.00

Ordinary shares

B

1388

426.75

Ordinary shares

B

1558

426.65

Ordinary shares

B

824

426.60

Ordinary shares

B

4734

426.50

Ordinary shares

B

300

426.40

Ordinary shares

B

2451

426.35

Ordinary shares

B

653

426.25

Ordinary shares

B

317

426.15

Ordinary shares

S

709

426.15

Ordinary shares

B

4429

426.14

Ordinary shares

S

4429

426.14

Ordinary shares

B

1021

426.05

Ordinary shares

S

2123

426.00

Ordinary shares

B

297

425.95

Ordinary shares

B

2300

425.90

Ordinary shares

S

1533

425.90

Ordinary shares

B

642

425.85

Ordinary shares

S

1359

425.85

Ordinary shares

S

600

425.70

Ordinary shares

S

120

425.65

Ordinary shares

B

2101

425.50

Ordinary shares

S

702

425.45

Ordinary shares

S

3712

425.40

Ordinary shares

B

20553

425.39

Ordinary shares

S

20553

425.39

Ordinary shares

B

5957

425.36

Ordinary shares

S

5957

425.36

Ordinary shares

S

393

425.35

Ordinary shares

S

380

425.30

Ordinary shares

S

404

425.25

Ordinary shares

S

375

425.15

Ordinary shares

S

704

425.10

Ordinary shares

S

1508

425.05

Ordinary shares

B

486

425.00

Ordinary shares

S

2019

425.00

Ordinary shares

B

851

424.95

Ordinary shares

S

1576

424.95

Ordinary shares

B

641

424.90

Ordinary shares

S

877

424.90

Ordinary shares

S

1621

424.85

Ordinary shares

B

28210

424.83

Ordinary shares

S

28210

424.83

Ordinary shares

B

905

424.80

Ordinary shares

S

2139

424.80

Ordinary shares

B

882

424.75

Ordinary shares

S

720

424.70

Ordinary shares

B

688

424.65

Ordinary shares

S

11703

424.65

Ordinary shares

B

862

424.60

Ordinary shares

S

4599

424.60

Ordinary shares

B

1808

424.55

Ordinary shares

S

1426

424.55

Ordinary shares

B

2974

424.50

Ordinary shares

S

2683

424.50

Ordinary shares

B

16454

424.46

Ordinary shares

S

16454

424.46

Ordinary shares

B

1119

424.45

Ordinary shares

S

4595

424.45

Ordinary shares

B

2236

424.40

Ordinary shares

S

2492

424.40

Ordinary shares

B

1647

424.35

Ordinary shares

S

9203

424.35

Ordinary shares

B

2517

424.34

Ordinary shares

S

2517

424.34

Ordinary shares

B

2216

424.30

Ordinary shares

S

5315

424.30

Ordinary shares

S

15072

424.27

Ordinary shares

B

2052

424.25

Ordinary shares

S

5070

424.25

Ordinary shares

B

596

424.20

Ordinary shares

S

5823

424.20

Ordinary shares

B

1584

424.15

Ordinary shares

S

3793

424.15

Ordinary shares

B

198

424.10

Ordinary shares

S

3696

424.10

Ordinary shares

B

843

424.05

Ordinary shares

S

6458

424.05

Ordinary shares

B

1526

424.00

Ordinary shares

S

2058

424.00

Ordinary shares

B

2981

423.95

Ordinary shares

S

3159

423.95

Ordinary shares

B

103890

423.92

Ordinary shares

S

103890

423.92

Ordinary shares

B

865

423.90

Ordinary shares

S

816

423.90

Ordinary shares

B

1811

423.85

Ordinary shares

S

1005

423.85

Ordinary shares

B

11561

423.83

Ordinary shares

S

11561

423.83

Ordinary shares

B

1398

423.80

Ordinary shares

S

668

423.80

Ordinary shares

S

2330

423.75

Ordinary shares

S

5038

423.70

Ordinary shares

B

355

423.68

Ordinary shares

B

815

423.65

Ordinary shares

S

5627

423.65

Ordinary shares

B

8464

423.62

Ordinary shares

S

8464

423.62

Ordinary shares

B

7823

423.61

Ordinary shares

S

7823

423.61

Ordinary shares

B

2239

423.60

Ordinary shares

S

984

423.60

Ordinary shares

B

496

423.55

Ordinary shares

S

6310

423.55

Ordinary shares

B

6467

423.50

Ordinary shares

S

3073

423.50

Ordinary shares

B

1720

423.45

Ordinary shares

S

2277

423.45

Ordinary shares

B

2075

423.40

Ordinary shares

S

905

423.40

Ordinary shares

B

26136

423.39

Ordinary shares

S

26136

423.39

Ordinary shares

S

1558

423.35

Ordinary shares

B

198

423.30

Ordinary shares

S

1161

423.30

Ordinary shares

B

32502

423.26

Ordinary shares

S

32502

423.26

Ordinary shares

B

1288

423.25

Ordinary shares

S

3150

423.25

Ordinary shares

S

2349

423.15

Ordinary shares

S

4419

423.10

Ordinary shares

B

2662

423.05

Ordinary shares

S

4770

423.05

Ordinary shares

S

6599

423.00

Ordinary shares

B

50652

422.97

Ordinary shares

S

50652

422.97

Ordinary shares

B

638

422.90

Ordinary shares

S

903

422.90

Ordinary shares

B

52494

422.85

Ordinary shares

S

52494

422.85

Ordinary shares

S

1744

422.70

Ordinary shares

S

8880

422.66

Ordinary shares

B

640

422.65

Ordinary shares

B

18046

422.49

Ordinary shares

S

18046

422.49

Ordinary shares

S

198

422.40

Ordinary shares

S

2979

422.25

Ordinary shares

S

1016

422.20

Ordinary shares

B

20213

422.18

Ordinary shares

S

20213

422.18

Ordinary shares

S

28505

422.06

Ordinary shares

B

1301

422.05

Ordinary shares

S

2479

422.05

Ordinary shares

B

1221

421.98

Ordinary shares

S

3940

421.95

Ordinary shares

B

638

421.80

Ordinary shares

S

1470

421.80

Ordinary shares

S

66

421.75

Ordinary shares

B

77332

421.68

Ordinary shares

S

77332

421.68

Ordinary shares

B

752

421.65

Ordinary shares

S

200

421.65

Ordinary shares

S

1240

421.60

Ordinary shares

S

1434

421.55

Ordinary shares

S

4342

421.50

Ordinary shares

B

1320

421.48

Ordinary shares

B

2245

421.45

Ordinary shares

S

1700

421.45

Ordinary shares

B

638

421.43

Ordinary shares

B

1156

421.40

Ordinary shares

S

18081

421.40

Ordinary shares

B

685

421.38

Ordinary shares

B

815

421.35

Ordinary shares

S

3980

421.35

Ordinary shares

B

1167

421.33

Ordinary shares

B

1119

421.32

Ordinary shares

S

1119

421.32

Ordinary shares

S

1905

421.30

Ordinary shares

B

646

421.28

Ordinary shares

B

1470

421.25

Ordinary shares

S

6199

421.25

Ordinary shares

S

4048

421.20

Ordinary shares

B

297

421.18

Ordinary shares

B

705

421.15

Ordinary shares

B

562

421.13

Ordinary shares

B

347

421.10

Ordinary shares

S

397

421.10

Ordinary shares

B

200

421.05

Ordinary shares

B

674

421.00

Ordinary shares

S

3083

421.00

Ordinary shares

S

200

420.95

Ordinary shares

B

929

420.90

Ordinary shares

S

1873

420.90

Ordinary shares

B

193054

420.85

Ordinary shares

S

199

420.85

Ordinary shares

S

2997

420.80

Ordinary shares

S

13411

420.75

Ordinary shares

S

8536

420.70

Ordinary shares

S

7588

420.65

Ordinary shares

B

660

420.60

Ordinary shares

S

9444

420.60

Ordinary shares

S

1656

420.55

Ordinary shares

B

655

420.50

Ordinary shares

S

5851

420.50

Ordinary shares

B

1745

420.45

Ordinary shares

S

5476

420.45

Ordinary shares

B

612

420.43

Ordinary shares

S

3785

420.40

Ordinary shares

B

405

420.38

Ordinary shares

S

3422

420.38

Ordinary shares

B

269

420.35

Ordinary shares

S

326

420.35

Ordinary shares

B

875

420.30

Ordinary shares

S

5451

420.30

Ordinary shares

B

156

420.28

Ordinary shares

B

12521

420.00

Ordinary shares

S

18684

420.00

Ordinary shares

S

1862

419.95

Ordinary shares

S

11955

419.80

Ordinary shares

S

2256

419.75

Ordinary shares

S

199

419.70

Ordinary shares

B

15604

419.56

Ordinary shares

S

15604

419.56

Ordinary shares

B

265

419.55

Ordinary shares

S

3488

419.50

 

Total Purchases: 625,241

Total Sales: 897,677

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

05-March-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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