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Form 8.5 (EPT/NON-RI) - Glencore International Plc

20th Apr 2012 12:13

RNS Number : 7711B
Nomura International PLC (EPT)
20 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

19 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,255,214

0.076

2,731,049

0.039

(2) Derivatives (other than options):

1,025,469

0.015

(3) Options and agreements to purchase/sell:

 

TOTAL:

5,255,214

0.076

3,756,518

0.054

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

0

0

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

672

4.1350

Ordinary shares

Purchase

1,900

4.1385

Ordinary shares

Purchase

800

4.1395

Ordinary shares

Purchase

2,284

4.1405

Ordinary shares

Purchase

773

4.1410

Ordinary shares

Purchase

630

4.1425

Ordinary shares

Purchase

1,059

4.1440

Ordinary shares

Purchase

800

4.1445

Ordinary shares

Purchase

1,600

4.1450

Ordinary shares

Purchase

3,406

4.1455

Ordinary shares

Purchase

1,491

4.1465

Ordinary shares

Purchase

565

4.1470

Ordinary shares

Purchase

2,908

4.1475

Ordinary shares

Purchase

3,700

4.1480

Ordinary shares

Purchase

4,985

4.1485

Ordinary shares

Purchase

2,600

4.1490

Ordinary shares

Purchase

900

4.1495

Ordinary shares

Purchase

6,441

4.1500

Ordinary shares

Purchase

7,080

4.1505

Ordinary shares

Purchase

5,182

4.1510

Ordinary shares

Purchase

5,282

4.1515

Ordinary shares

Purchase

1,118

4.1520

Ordinary shares

Purchase

400

4.1525

Ordinary shares

Purchase

3,779

4.1530

Ordinary shares

Purchase

9,302

4.1535

Ordinary shares

Purchase

5,046

4.1540

Ordinary shares

Purchase

2,721

4.1545

Ordinary shares

Purchase

44,603

4.1550

Ordinary shares

Purchase

15,819

4.1555

Ordinary shares

Purchase

5,376

4.1560

Ordinary shares

Purchase

6,725

4.1565

Ordinary shares

Purchase

6,414

4.1570

Ordinary shares

Purchase

14,979

4.1575

Ordinary shares

Purchase

2,053

4.1580

Ordinary shares

Purchase

4,862

4.1585

Ordinary shares

Purchase

12,757

4.1590

Ordinary shares

Purchase

1,563

4.1595

Ordinary shares

Purchase

15,340

4.1600

Ordinary shares

Purchase

35,009

4.1605

Ordinary shares

Purchase

17,455

4.1610

Ordinary shares

Purchase

6,446

4.1615

Ordinary shares

Purchase

4,595

4.1620

Ordinary shares

Purchase

13,196

4.1625

Ordinary shares

Purchase

9,023

4.1630

Ordinary shares

Purchase

45,362

4.1635

Ordinary shares

Purchase

12,467

4.1640

Ordinary shares

Purchase

9,511

4.1645

Ordinary shares

Purchase

2,028

4.1647

Ordinary shares

Purchase

19,251

4.1650

Ordinary shares

Purchase

9,887

4.1655

Ordinary shares

Purchase

14,662

4.1660

Ordinary shares

Purchase

11,532

4.1665

Ordinary shares

Purchase

13,779

4.1670

Ordinary shares

Purchase

8,017

4.1675

Ordinary shares

Purchase

11,607

4.1680

Ordinary shares

Purchase

17,004

4.1685

Ordinary shares

Purchase

12,046

4.1690

Ordinary shares

Purchase

17,956

4.1695

Ordinary shares

Purchase

5,640

4.1700

Ordinary shares

Purchase

200

4.1702

Ordinary shares

Purchase

14,736

4.1705

Ordinary shares

Purchase

10,892

4.1710

Ordinary shares

Purchase

14,429

4.1715

Ordinary shares

Purchase

13,684

4.1720

Ordinary shares

Purchase

10,404

4.1725

Ordinary shares

Purchase

19,539

4.1730

Ordinary shares

Purchase

19,140

4.1735

Ordinary shares

Purchase

9,198

4.1740

Ordinary shares

Purchase

3,634

4.1745

Ordinary shares

Purchase

41,539

4.1750

Ordinary shares

Purchase

3,629

4.1755

Ordinary shares

Purchase

16,451

4.1760

Ordinary shares

Purchase

6,920

4.1765

Ordinary shares

Purchase

1,303

4.1770

Ordinary shares

Purchase

247

4.1775

Ordinary shares

Purchase

5,444

4.1780

Ordinary shares

Purchase

6,649

4.1785

Ordinary shares

Purchase

2,612

4.1790

Ordinary shares

Purchase

2,534

4.1795

Ordinary shares

Purchase

52,139

4.1800

Ordinary shares

Purchase

6,180

4.1805

Ordinary shares

Purchase

322

4.1810

Ordinary shares

Purchase

2,159

4.1820

Ordinary shares

Purchase

1,432

4.1825

Ordinary shares

Purchase

750

4.1835

Ordinary shares

Purchase

1,120

4.1840

Ordinary shares

Purchase

1,600

4.1855

Ordinary shares

Sale

1,633

4.1370

Ordinary shares

Sale

658

4.1390

Ordinary shares

Sale

636

4.1405

Ordinary shares

Sale

4,937

4.1415

Ordinary shares

Sale

5,077

4.1420

Ordinary shares

Sale

3,870

4.1425

Ordinary shares

Sale

232

4.1435

Ordinary shares

Sale

9,001

4.1440

Ordinary shares

Sale

4,132

4.1445

Ordinary shares

Sale

7,162

4.1450

Ordinary shares

Sale

5,552

4.1455

Ordinary shares

Sale

5,585

4.1460

Ordinary shares

Sale

5,180

4.1465

Ordinary shares

Sale

5,697

4.1470

Ordinary shares

Sale

9,128

4.1475

Ordinary shares

Sale

12,494

4.1480

Ordinary shares

Sale

2,935

4.1485

Ordinary shares

Sale

1,833

4.1490

Ordinary shares

Sale

7,070

4.1495

Ordinary shares

Sale

28,343

4.1500

Ordinary shares

Sale

24,900

4.1505

Ordinary shares

Sale

15,451

4.1510

Ordinary shares

Sale

5,043

4.1515

Ordinary shares

Sale

24,591

4.1520

Ordinary shares

Sale

27,103

4.1525

Ordinary shares

Sale

12,001

4.1530

Ordinary shares

Sale

13,585

4.1535

Ordinary shares

Sale

22,358

4.1540

Ordinary shares

Sale

17,548

4.1545

Ordinary shares

Sale

27,370

4.1550

Ordinary shares

Sale

9,558

4.1555

Ordinary shares

Sale

8,689

4.1560

Ordinary shares

Sale

10,129

4.1565

Ordinary shares

Sale

13,122

4.1570

Ordinary shares

Sale

9,263

4.1575

Ordinary shares

Sale

1,915

4.1580

Ordinary shares

Sale

23,571

4.1585

Ordinary shares

Sale

17,499

4.1590

Ordinary shares

Sale

12,991

4.1595

Ordinary shares

Sale

44,511

4.1600

Ordinary shares

Sale

3,287

4.1602

Ordinary shares

Sale

19,881

4.1605

Ordinary shares

Sale

24,293

4.1610

Ordinary shares

Sale

14,816

4.1615

Ordinary shares

Sale

19,621

4.1620

Ordinary shares

Sale

13,696

4.1625

Ordinary shares

Sale

28,825

4.1630

Ordinary shares

Sale

61,133

4.1635

Ordinary shares

Sale

25,315

4.1640

Ordinary shares

Sale

19,807

4.1645

Ordinary shares

Sale

5,700

4.1646

Ordinary shares

Sale

35,801

4.1650

Ordinary shares

Sale

28,100

4.1655

Ordinary shares

Sale

14,241

4.1660

Ordinary shares

Sale

20,169

4.1665

Ordinary shares

Sale

13,339

4.1670

Ordinary shares

Sale

20,877

4.1675

Ordinary shares

Sale

11,615

4.1680

Ordinary shares

Sale

15,232

4.1685

Ordinary shares

Sale

29,448

4.1690

Ordinary shares

Sale

7,324

4.1695

Ordinary shares

Sale

7,501

4.1700

Ordinary shares

Sale

21,192

4.1705

Ordinary shares

Sale

20,294

4.1710

Ordinary shares

Sale

15,599

4.1715

Ordinary shares

Sale

32,259

4.1720

Ordinary shares

Sale

23,539

4.1725

Ordinary shares

Sale

44,535

4.1730

Ordinary shares

Sale

15,187

4.1735

Ordinary shares

Sale

11,085

4.1740

Ordinary shares

Sale

32,746

4.1745

Ordinary shares

Sale

6,555

4.1750

Ordinary shares

Sale

10,471

4.1755

Ordinary shares

Sale

8,456

4.1760

Ordinary shares

Sale

4,190

4.1765

Ordinary shares

Sale

12,406

4.1770

Ordinary shares

Sale

16,377

4.1775

Ordinary shares

Sale

7,039

4.1780

Ordinary shares

Sale

8,157

4.1785

Ordinary shares

Sale

9,212

4.1790

Ordinary shares

Sale

13,206

4.1795

Ordinary shares

Sale

20,540

4.1800

Ordinary shares

Sale

4,615

4.1805

Ordinary shares

Sale

9,503

4.1810

Ordinary shares

Sale

3,543

4.1815

Ordinary shares

Sale

14,534

4.1820

Ordinary shares

Sale

4,271

4.1825

Ordinary shares

Sale

1,500

4.1835

Ordinary shares

Sale

1,600

4.1840

Ordinary shares

Sale

800

4.1850

Ordinary shares

Sale

1,500

4.1855

Ordinary shares

Sale

2,570

4.1860

 

Total Buy - 773,274

Total Sell - 1,279,855

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

1,371

4.1590

Ordinary Shares

SWAP

Long

918,030

4.1645

Ordinary Shares

SWAP

Short

17,467

4.1602

Ordinary Shares

SWAP

Short

741,171

4.1658

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

20/04/2012

Contact name:

Koji Kitayama

Telephone number:

020 7102 3615

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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