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Form 8.5 (EPT/NON-RI) - Glencore International Plc

8th Mar 2012 12:05

RNS Number : 9694Y
Credit Suisse Securities (Eur) Ltd
08 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

07-March-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,864,545

0.128

4,720,191

0.068

(2) Derivatives (other than options):

 

 

 

 

(3) Options and agreements to purchase/sell:

 

 

 

 

TOTAL:

8,864,545

0.128

4,720,191

0.068

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

S

6221

405.35

Ordinary shares

S

8922

405.05

Ordinary shares

B

4054

405.00

Ordinary shares

S

1395

404.60

Ordinary shares

S

1615

404.55

Ordinary shares

B

1870

404.50

Ordinary shares

S

6221

404.50

Ordinary shares

B

6221

404.45

Ordinary shares

S

1402

404.40

Ordinary shares

S

208

404.10

Ordinary shares

S

206

404.05

Ordinary shares

B

12192

404.00

Ordinary shares

S

206

404.00

Ordinary shares

B

1068

403.95

Ordinary shares

S

2294

403.95

Ordinary shares

S

1556

403.90

Ordinary shares

S

392

403.65

Ordinary shares

S

412

403.60

Ordinary shares

B

1200

403.50

Ordinary shares

S

1822

403.50

Ordinary shares

S

207

403.45

Ordinary shares

B

2359

403.40

Ordinary shares

B

1124

403.35

Ordinary shares

S

1547

403.30

Ordinary shares

B

207

403.25

Ordinary shares

S

1654

403.25

Ordinary shares

S

2759

403.15

Ordinary shares

S

7487

403.10

Ordinary shares

S

2330

403.05

Ordinary shares

S

24001

403.00

Ordinary shares

B

207

402.95

Ordinary shares

S

210

402.95

Ordinary shares

S

209

402.90

Ordinary shares

S

2009

402.85

Ordinary shares

B

416

402.80

Ordinary shares

S

8076

402.80

Ordinary shares

B

207

402.75

Ordinary shares

S

2913

402.75

Ordinary shares

S

6237

402.70

Ordinary shares

B

435

402.65

Ordinary shares

S

686

402.65

Ordinary shares

B

76727

402.64

Ordinary shares

S

76727

402.64

Ordinary shares

B

23870

402.62

Ordinary shares

S

23870

402.62

Ordinary shares

B

1456

402.60

Ordinary shares

S

575

402.60

Ordinary shares

B

213

402.55

Ordinary shares

S

1333

402.55

Ordinary shares

B

957

402.50

Ordinary shares

S

2029

402.50

Ordinary shares

B

1748

402.45

Ordinary shares

S

2477

402.45

Ordinary shares

S

1039

402.40

Ordinary shares

B

208

402.35

Ordinary shares

S

755

402.35

Ordinary shares

B

2876

402.30

Ordinary shares

S

6931

402.30

Ordinary shares

B

18752

402.25

Ordinary shares

S

25582

402.25

Ordinary shares

B

417

402.20

Ordinary shares

S

4705

402.20

Ordinary shares

B

24795

402.19

Ordinary shares

S

24795

402.19

Ordinary shares

B

477

402.15

Ordinary shares

S

3112

402.15

Ordinary shares

B

865

402.10

Ordinary shares

S

8470

402.10

Ordinary shares

B

1727

402.05

Ordinary shares

S

1337

402.05

Ordinary shares

B

3051

402.00

Ordinary shares

S

482

402.00

Ordinary shares

B

35365

401.98

Ordinary shares

S

35365

401.98

Ordinary shares

B

12202

401.97

Ordinary shares

S

12202

401.97

Ordinary shares

B

966

401.95

Ordinary shares

S

2598

401.95

Ordinary shares

B

623

401.90

Ordinary shares

S

3085

401.90

Ordinary shares

B

1043

401.85

Ordinary shares

S

388

401.85

Ordinary shares

B

1247

401.80

Ordinary shares

S

2035

401.80

Ordinary shares

B

1040

401.75

Ordinary shares

S

625

401.75

Ordinary shares

B

3801

401.70

Ordinary shares

S

2425

401.70

Ordinary shares

B

417

401.65

Ordinary shares

S

416

401.65

Ordinary shares

B

2918

401.60

Ordinary shares

S

3358

401.60

Ordinary shares

B

2691

401.55

Ordinary shares

S

760

401.55

Ordinary shares

B

1459

401.50

Ordinary shares

S

1758

401.50

Ordinary shares

B

3285

401.45

Ordinary shares

S

2647

401.45

Ordinary shares

B

2692

401.40

Ordinary shares

S

1091

401.40

Ordinary shares

B

24290

401.35

Ordinary shares

S

19480

401.35

Ordinary shares

B

5434

401.33

Ordinary shares

S

5434

401.33

Ordinary shares

B

1275

401.30

Ordinary shares

B

4285

401.25

Ordinary shares

S

2486

401.25

Ordinary shares

B

1355

401.20

Ordinary shares

S

380

401.20

Ordinary shares

B

2733

401.15

Ordinary shares

S

723

401.15

Ordinary shares

B

916

401.13

Ordinary shares

S

1832

401.13

Ordinary shares

S

234000

401.12

Ordinary shares

B

1556

401.10

Ordinary shares

B

209

401.05

Ordinary shares

S

2615

401.05

Ordinary shares

B

68430

401.02

Ordinary shares

S

68430

401.02

Ordinary shares

B

6245

401.00

Ordinary shares

S

14808

401.00

Ordinary shares

B

1245

400.95

Ordinary shares

S

5638

400.95

Ordinary shares

B

15330

400.90

Ordinary shares

S

7216

400.90

Ordinary shares

B

10841

400.85

Ordinary shares

S

10835

400.85

Ordinary shares

B

7161

400.80

Ordinary shares

S

4827

400.80

Ordinary shares

B

9282

400.76

Ordinary shares

S

9282

400.76

Ordinary shares

B

787

400.75

Ordinary shares

S

1354

400.75

Ordinary shares

B

5610

400.70

Ordinary shares

S

20464

400.70

Ordinary shares

B

3738

400.65

Ordinary shares

S

5710

400.65

Ordinary shares

B

543

400.60

Ordinary shares

S

6431

400.60

Ordinary shares

S

482

400.58

Ordinary shares

B

59501

400.55

Ordinary shares

S

98533

400.55

Ordinary shares

B

300000

400.51

Ordinary shares

B

1049

400.50

Ordinary shares

S

8009

400.50

Ordinary shares

B

58204

400.48

Ordinary shares

S

58948

400.48

Ordinary shares

B

84247

400.46

Ordinary shares

S

84247

400.46

Ordinary shares

B

2116

400.45

Ordinary shares

S

5799

400.45

Ordinary shares

S

1490

400.43

Ordinary shares

B

307

400.40

Ordinary shares

S

8720

400.40

Ordinary shares

B

150000

400.39

Ordinary shares

S

150000

400.39

Ordinary shares

B

11509

400.36

Ordinary shares

S

11509

400.36

Ordinary shares

B

629

400.35

Ordinary shares

S

10436

400.35

Ordinary shares

B

8437

400.34

Ordinary shares

S

8437

400.34

Ordinary shares

S

683

400.33

Ordinary shares

B

11538

400.30

Ordinary shares

S

6837

400.30

Ordinary shares

B

5355

400.28

Ordinary shares

S

5853

400.28

Ordinary shares

S

143525

400.26

Ordinary shares

B

1149

400.25

Ordinary shares

S

9904

400.25

Ordinary shares

B

4239

400.24

Ordinary shares

S

4239

400.24

Ordinary shares

S

255

400.23

Ordinary shares

S

4378

400.20

Ordinary shares

S

362

400.18

Ordinary shares

B

1405

400.15

Ordinary shares

S

18687

400.15

Ordinary shares

B

407

400.13

Ordinary shares

S

3202

400.13

Ordinary shares

B

418

400.10

Ordinary shares

S

2467

400.10

Ordinary shares

S

2884

400.08

Ordinary shares

B

209

400.05

Ordinary shares

S

6399

400.05

Ordinary shares

S

1259

400.03

Ordinary shares

B

1521

400.00

Ordinary shares

S

19284

400.00

Ordinary shares

B

16286

399.99

Ordinary shares

S

16286

399.99

Ordinary shares

B

7189

399.95

Ordinary shares

S

2803

399.95

Ordinary shares

B

38539

399.92

Ordinary shares

S

38539

399.92

Ordinary shares

S

2855

399.90

Ordinary shares

B

208

399.85

Ordinary shares

S

2417

399.85

Ordinary shares

B

417

399.80

Ordinary shares

S

2134

399.80

Ordinary shares

B

22456

399.79

Ordinary shares

S

22456

399.79

Ordinary shares

B

1498

399.75

Ordinary shares

S

1047

399.75

Ordinary shares

B

209

399.70

Ordinary shares

S

2695

399.70

Ordinary shares

B

3809

399.65

Ordinary shares

S

2951

399.65

Ordinary shares

B

208

399.60

Ordinary shares

S

2219

399.60

Ordinary shares

B

2648

399.55

Ordinary shares

S

208

399.55

Ordinary shares

B

838

399.50

Ordinary shares

S

3346

399.50

Ordinary shares

B

629

399.45

Ordinary shares

S

4984

399.45

Ordinary shares

B

495

399.40

Ordinary shares

S

1008

399.40

Ordinary shares

S

301981

399.35

Ordinary shares

B

15917

399.30

Ordinary shares

S

15972

399.30

Ordinary shares

B

62488

399.26

Ordinary shares

S

62488

399.26

Ordinary shares

B

418

399.25

Ordinary shares

S

2620

399.25

Ordinary shares

B

542

399.20

Ordinary shares

S

1487

399.20

Ordinary shares

B

1457

399.15

Ordinary shares

S

2048

399.15

Ordinary shares

B

5016

399.10

Ordinary shares

S

9824

399.10

Ordinary shares

B

209

399.05

Ordinary shares

S

3494

399.05

Ordinary shares

B

1048

399.00

Ordinary shares

S

9494

399.00

Ordinary shares

B

211

398.95

Ordinary shares

S

3014

398.95

Ordinary shares

B

630

398.90

Ordinary shares

S

10287

398.90

Ordinary shares

S

831

398.88

Ordinary shares

B

329

398.85

Ordinary shares

S

3020

398.85

Ordinary shares

B

210

398.80

Ordinary shares

S

2539

398.80

Ordinary shares

B

210

398.75

Ordinary shares

S

17122

398.75

Ordinary shares

B

209

398.70

Ordinary shares

S

5689

398.70

Ordinary shares

B

421

398.65

Ordinary shares

S

1052

398.65

Ordinary shares

B

1620

398.60

Ordinary shares

S

12733

398.60

Ordinary shares

B

630

398.55

Ordinary shares

S

4035

398.55

Ordinary shares

B

233

398.50

Ordinary shares

S

1910

398.50

Ordinary shares

B

420

398.45

Ordinary shares

S

1109

398.45

Ordinary shares

B

312

398.40

Ordinary shares

S

1111

398.40

Ordinary shares

B

211

398.35

Ordinary shares

S

2435

398.35

Ordinary shares

B

222

398.30

Ordinary shares

S

1324

398.30

Ordinary shares

B

210

398.25

Ordinary shares

S

1119

398.25

Ordinary shares

B

209

398.20

Ordinary shares

S

209

398.20

Ordinary shares

B

300000

398.18

Ordinary shares

S

1129

398.15

Ordinary shares

S

10692

398.10

Ordinary shares

S

1500

398.08

Ordinary shares

B

150000

398.06

Ordinary shares

S

150000

398.06

Ordinary shares

S

16330

398.05

Ordinary shares

B

1655

398.04

Ordinary shares

S

1655

398.04

Ordinary shares

B

35000

398.03

Ordinary shares

S

70993

398.03

Ordinary shares

S

66498

398.00

Ordinary shares

B

210

397.95

Ordinary shares

S

1066

397.95

Ordinary shares

B

148

397.90

Ordinary shares

S

1695

397.90

Ordinary shares

S

446

397.85

Ordinary shares

S

777

397.80

Ordinary shares

S

1442

397.75

Ordinary shares

S

421

397.70

Ordinary shares

S

3337

397.65

Ordinary shares

S

2187

397.60

Ordinary shares

S

380

397.55

Ordinary shares

S

1115

397.35

Ordinary shares

B

154

397.10

Ordinary shares

S

77

397.10

Ordinary shares

B

76

397.00

Ordinary shares

S

1096

397.00

Ordinary shares

B

21

396.95

Ordinary shares

S

839

396.95

 

Total Purchases: 1,809,028

Total Sales: 2,363,512

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

08-March-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAADPEEFAEFF

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