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Form 8.5 (EPT/NON-RI) - Glencore International plc

19th Apr 2012 11:55

RNS Number : 6792B
Credit Suisse Securities (Eur) Ltd
19 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

18-April-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,345,279

0.077

5,267,905

0.076

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

5,345,279

0.077

5,267,905

0.076

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

S

880

415.65

Ordinary shares

S

23

415.60

Ordinary shares

S

814

415.55

Ordinary shares

B

2125

415.35

Ordinary shares

S

625

415.35

Ordinary shares

S

5413

415.25

Ordinary shares

B

1208

415.20

Ordinary shares

B

335

415.15

Ordinary shares

B

263

415.10

Ordinary shares

B

5178

415.05

Ordinary shares

B

16708

415.00

Ordinary shares

S

1198

415.00

Ordinary shares

B

264660

414.95

Ordinary shares

S

559197

414.95

Ordinary shares

S

2426

414.93

Ordinary shares

B

200

414.90

Ordinary shares

S

7104

414.90

Ordinary shares

B

841

414.85

Ordinary shares

S

5410

414.85

Ordinary shares

B

1688

414.80

Ordinary shares

S

8258

414.80

Ordinary shares

B

348

414.78

Ordinary shares

S

2118

414.78

Ordinary shares

B

799

414.76

Ordinary shares

S

799

414.76

Ordinary shares

B

1958

414.75

Ordinary shares

S

22444

414.75

Ordinary shares

B

1567

414.70

Ordinary shares

S

2098

414.70

Ordinary shares

S

1469

414.68

Ordinary shares

B

1719

414.67

Ordinary shares

S

1719

414.67

Ordinary shares

B

18168

414.65

Ordinary shares

S

19921

414.65

Ordinary shares

S

1074

414.63

Ordinary shares

B

1130

414.60

Ordinary shares

S

5509

414.60

Ordinary shares

B

37271

414.59

Ordinary shares

S

37271

414.59

Ordinary shares

B

236

414.55

Ordinary shares

S

3319

414.55

Ordinary shares

B

21352

414.54

Ordinary shares

S

21352

414.54

Ordinary shares

B

2869

414.50

Ordinary shares

S

12808

414.50

Ordinary shares

B

5763

414.48

Ordinary shares

S

14611

414.48

Ordinary shares

B

233

414.45

Ordinary shares

S

15546

414.45

Ordinary shares

S

8271

414.43

Ordinary shares

B

1641

414.40

Ordinary shares

S

24013

414.40

Ordinary shares

B

3239

414.35

Ordinary shares

S

1167

414.35

Ordinary shares

B

1797

414.30

Ordinary shares

S

1756

414.30

Ordinary shares

B

2610

414.25

Ordinary shares

S

584

414.25

Ordinary shares

S

230

414.23

Ordinary shares

B

472

414.20

Ordinary shares

S

5843

414.20

Ordinary shares

B

398

414.15

Ordinary shares

S

1435

414.15

Ordinary shares

B

399

414.10

Ordinary shares

B

18125

414.06

Ordinary shares

S

18125

414.06

Ordinary shares

B

199

414.05

Ordinary shares

B

832

414.00

Ordinary shares

S

6756

414.00

Ordinary shares

B

706

413.95

Ordinary shares

S

1087

413.90

Ordinary shares

B

402

413.85

Ordinary shares

B

200

413.80

Ordinary shares

S

3248

413.80

Ordinary shares

S

730

413.75

Ordinary shares

B

400

413.70

Ordinary shares

S

2774

413.70

Ordinary shares

B

1274

413.63

Ordinary shares

S

1274

413.63

Ordinary shares

B

200

413.60

Ordinary shares

S

1963

413.55

Ordinary shares

S

630

413.45

Ordinary shares

B

200

413.40

Ordinary shares

B

199

413.35

Ordinary shares

B

200

413.30

Ordinary shares

B

801

413.15

Ordinary shares

S

223

413.15

Ordinary shares

B

200

413.10

Ordinary shares

S

600

413.10

Ordinary shares

B

201

413.05

Ordinary shares

S

703

413.05

Ordinary shares

B

1757

413.00

Ordinary shares

S

1248

412.95

Ordinary shares

S

400

412.90

Ordinary shares

B

10148

412.88

Ordinary shares

S

10148

412.88

Ordinary shares

B

402

412.80

Ordinary shares

B

200

412.75

Ordinary shares

B

200

412.70

Ordinary shares

S

422

412.70

Ordinary shares

B

653

412.65

Ordinary shares

B

1853

412.60

Ordinary shares

S

818

412.60

Ordinary shares

S

416

412.55

Ordinary shares

B

209

412.45

Ordinary shares

S

1800

412.45

Ordinary shares

B

368

412.40

Ordinary shares

S

1614

412.40

Ordinary shares

B

81026

412.36

Ordinary shares

S

81026

412.36

Ordinary shares

B

3940

412.30

Ordinary shares

S

201

412.30

Ordinary shares

B

61492

412.27

Ordinary shares

S

61492

412.27

Ordinary shares

B

1047

412.15

Ordinary shares

B

337

412.10

Ordinary shares

S

1500

412.10

Ordinary shares

B

344

412.05

Ordinary shares

S

900

412.05

Ordinary shares

B

1548

412.00

Ordinary shares

S

2201

412.00

Ordinary shares

S

201

411.95

Ordinary shares

B

3144

411.89

Ordinary shares

S

3144

411.89

Ordinary shares

B

574

411.86

Ordinary shares

S

2836

411.85

Ordinary shares

B

163480

411.83

Ordinary shares

S

163480

411.83

Ordinary shares

B

1498

411.80

Ordinary shares

S

743

411.80

Ordinary shares

S

879

411.70

Ordinary shares

S

4145

411.65

Ordinary shares

B

200

411.60

Ordinary shares

S

3663

411.60

Ordinary shares

S

3743

411.55

Ordinary shares

B

742

411.50

Ordinary shares

S

762

411.50

Ordinary shares

B

40697

411.47

Ordinary shares

S

40697

411.47

Ordinary shares

B

542

411.45

Ordinary shares

S

1082

411.45

Ordinary shares

B

515

411.43

Ordinary shares

S

515

411.43

Ordinary shares

S

1244

411.40

Ordinary shares

B

77485

411.39

Ordinary shares

S

77485

411.39

Ordinary shares

B

966

411.35

Ordinary shares

S

1264

411.35

Ordinary shares

B

200

411.30

Ordinary shares

S

402

411.30

Ordinary shares

B

202

411.25

Ordinary shares

S

140

411.25

Ordinary shares

B

89

411.20

Ordinary shares

S

581

411.20

Ordinary shares

B

1458

411.15

Ordinary shares

S

782

411.15

Ordinary shares

B

140

411.10

Ordinary shares

S

797

411.10

Ordinary shares

B

467

411.05

Ordinary shares

B

444

411.00

Ordinary shares

S

380

411.00

Ordinary shares

B

54437

410.99

Ordinary shares

S

54437

410.99

Ordinary shares

B

200

410.95

Ordinary shares

S

768

410.95

Ordinary shares

B

964

410.90

Ordinary shares

S

2363

410.90

Ordinary shares

B

1004

410.85

Ordinary shares

S

1402

410.85

Ordinary shares

B

1077

410.80

Ordinary shares

S

2441

410.80

Ordinary shares

B

799

410.75

Ordinary shares

S

401

410.75

Ordinary shares

B

1823

410.73

Ordinary shares

S

1823

410.73

Ordinary shares

B

201

410.70

Ordinary shares

S

1161

410.70

Ordinary shares

B

3059

410.65

Ordinary shares

S

2245

410.65

Ordinary shares

B

1180

410.60

Ordinary shares

S

405

410.60

Ordinary shares

B

890

410.55

Ordinary shares

S

2260

410.55

Ordinary shares

B

653

410.50

Ordinary shares

S

3627

410.50

Ordinary shares

B

1034

410.46

Ordinary shares

S

1034

410.46

Ordinary shares

S

2037

410.45

Ordinary shares

B

865

410.40

Ordinary shares

S

1703

410.40

Ordinary shares

B

201

410.35

Ordinary shares

S

1602

410.35

Ordinary shares

B

605

410.30

Ordinary shares

S

76

410.30

Ordinary shares

B

1044

410.25

Ordinary shares

S

1323

410.25

Ordinary shares

B

1846

410.20

Ordinary shares

S

404

410.20

Ordinary shares

B

1820

410.15

Ordinary shares

S

5487

410.15

Ordinary shares

B

840

410.10

Ordinary shares

S

603

410.10

Ordinary shares

B

953

410.05

Ordinary shares

S

1609

410.05

Ordinary shares

B

6583

410.00

Ordinary shares

B

1320

409.95

Ordinary shares

S

726

409.95

Ordinary shares

B

8837

409.90

Ordinary shares

S

3204

409.90

Ordinary shares

B

1403

409.85

Ordinary shares

S

337

409.85

Ordinary shares

B

3853

409.80

Ordinary shares

S

201

409.80

Ordinary shares

B

996

409.78

Ordinary shares

S

996

409.78

Ordinary shares

B

852

409.75

Ordinary shares

S

857

409.75

Ordinary shares

B

201

409.70

Ordinary shares

S

202

409.70

Ordinary shares

B

2716

409.65

Ordinary shares

B

663

409.60

Ordinary shares

S

203

409.60

Ordinary shares

B

1995

409.55

Ordinary shares

S

202

409.55

Ordinary shares

B

3092

409.54

Ordinary shares

S

3092

409.54

Ordinary shares

B

1879

409.50

Ordinary shares

S

2843

409.50

Ordinary shares

S

2864

409.45

Ordinary shares

B

2104

409.40

Ordinary shares

S

5508

409.40

Ordinary shares

B

770

409.35

Ordinary shares

S

1776

409.35

Ordinary shares

B

1540

409.30

Ordinary shares

S

2473

409.30

Ordinary shares

B

5394

409.25

Ordinary shares

S

202

409.25

Ordinary shares

B

5042

409.20

Ordinary shares

S

768

409.20

Ordinary shares

B

3318

409.15

Ordinary shares

B

1011

409.10

Ordinary shares

S

1524

409.10

Ordinary shares

B

404

409.05

Ordinary shares

S

887

409.05

Ordinary shares

B

8066

409.00

Ordinary shares

S

2392

409.00

Ordinary shares

B

1758

408.95

Ordinary shares

B

2927

408.90

Ordinary shares

S

396

408.90

Ordinary shares

B

406

408.85

Ordinary shares

S

403

408.85

Ordinary shares

B

406

408.80

Ordinary shares

B

1268

408.75

Ordinary shares

S

202

408.75

Ordinary shares

B

185

408.70

Ordinary shares

S

2016

408.70

Ordinary shares

B

339

408.65

Ordinary shares

B

202

408.60

Ordinary shares

B

1012

408.55

Ordinary shares

B

406

408.50

Ordinary shares

B

4496

408.45

Ordinary shares

B

605

408.40

Ordinary shares

S

2550

408.40

Ordinary shares

B

404

408.35

Ordinary shares

S

202

408.35

Ordinary shares

B

405

408.30

Ordinary shares

B

203

408.25

Ordinary shares

B

260

408.20

Ordinary shares

S

511

408.05

Ordinary shares

B

500

407.90

Ordinary shares

B

1205

407.80

Ordinary shares

B

970

407.75

Ordinary shares

B

812

407.60

 

Total Purchases: 1,035,984

Total Sales: 1,434,717

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

19-April-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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