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Form 8.5 (EPT/NON-RI) - Glencore International Plc

22nd Mar 2012 12:02

RNS Number : 8800Z
Credit Suisse Securities (Eur) Ltd
22 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

21-March-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,142,898

0.103

5,013,796

0.072

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

7,142,898

0.103

5,013,796

0.072

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

35882

419.00

Ordinary shares

S

16471

419.00

Ordinary shares

B

798

417.95

Ordinary shares

B

1277

417.90

Ordinary shares

B

225

417.75

Ordinary shares

B

321

417.70

Ordinary shares

S

1263

417.55

Ordinary shares

B

4219

417.45

Ordinary shares

S

1328

417.45

Ordinary shares

B

3722

417.40

Ordinary shares

S

709

417.40

Ordinary shares

B

2002

417.35

Ordinary shares

S

1003

417.35

Ordinary shares

B

518

417.30

Ordinary shares

S

5431

417.30

Ordinary shares

B

1664

417.25

Ordinary shares

S

926

417.25

Ordinary shares

B

16584

417.20

Ordinary shares

S

219

417.20

Ordinary shares

B

2379

417.15

Ordinary shares

S

2531

417.15

Ordinary shares

S

2650

417.13

Ordinary shares

B

401

417.10

Ordinary shares

S

1799

417.10

Ordinary shares

S

1769

417.05

Ordinary shares

B

8584

417.00

Ordinary shares

S

2000

417.00

Ordinary shares

B

250

416.95

Ordinary shares

B

11454

416.90

Ordinary shares

S

3037

416.90

Ordinary shares

B

8436

416.85

Ordinary shares

S

1186

416.85

Ordinary shares

B

7021

416.80

Ordinary shares

B

3686

416.75

Ordinary shares

S

401

416.75

Ordinary shares

B

66741

416.70

Ordinary shares

S

3125

416.70

Ordinary shares

S

1072

416.65

Ordinary shares

B

3891

416.60

Ordinary shares

S

865

416.60

Ordinary shares

B

37061

416.57

Ordinary shares

S

37061

416.57

Ordinary shares

B

3961

416.55

Ordinary shares

B

5279

416.50

Ordinary shares

S

900

416.50

Ordinary shares

B

6169

416.46

Ordinary shares

S

6169

416.46

Ordinary shares

B

7171

416.45

Ordinary shares

S

1028

416.45

Ordinary shares

B

2861

416.43

Ordinary shares

S

2861

416.43

Ordinary shares

B

52565

416.40

Ordinary shares

S

50008

416.40

Ordinary shares

S

501

416.38

Ordinary shares

B

9901

416.35

Ordinary shares

S

2287

416.35

Ordinary shares

B

30250

416.30

Ordinary shares

S

30198

416.30

Ordinary shares

B

20623

416.25

Ordinary shares

S

2948

416.25

Ordinary shares

B

21954

416.24

Ordinary shares

S

21954

416.24

Ordinary shares

B

7420

416.20

Ordinary shares

S

2201

416.20

Ordinary shares

B

4076

416.15

Ordinary shares

S

822

416.15

Ordinary shares

B

16342

416.13

Ordinary shares

S

16342

416.13

Ordinary shares

B

11217

416.10

Ordinary shares

S

6027

416.10

Ordinary shares

S

263

416.08

Ordinary shares

B

708

416.06

Ordinary shares

S

708

416.06

Ordinary shares

B

1801

416.05

Ordinary shares

S

1403

416.05

Ordinary shares

B

69403

416.03

Ordinary shares

S

68611

416.03

Ordinary shares

B

10076

416.00

Ordinary shares

S

4347

416.00

Ordinary shares

S

1168

415.98

Ordinary shares

B

52754

415.95

Ordinary shares

S

48376

415.95

Ordinary shares

B

1163

415.90

Ordinary shares

S

3805

415.90

Ordinary shares

B

1913

415.85

Ordinary shares

S

1904

415.85

Ordinary shares

S

219

415.83

Ordinary shares

B

2574

415.80

Ordinary shares

S

3492

415.80

Ordinary shares

B

35984

415.79

Ordinary shares

S

35984

415.79

Ordinary shares

B

180446

415.75

Ordinary shares

S

83313

415.75

Ordinary shares

B

9828

415.73

Ordinary shares

S

9828

415.73

Ordinary shares

B

992

415.70

Ordinary shares

S

3189

415.70

Ordinary shares

B

90878

415.69

Ordinary shares

S

90878

415.69

Ordinary shares

S

690

415.68

Ordinary shares

B

3456

415.65

Ordinary shares

S

1901

415.65

Ordinary shares

B

268

415.63

Ordinary shares

S

204

415.63

Ordinary shares

B

17756

415.62

Ordinary shares

S

17756

415.62

Ordinary shares

B

298592

415.61

Ordinary shares

S

298592

415.61

Ordinary shares

B

9413

415.60

Ordinary shares

S

8374

415.60

Ordinary shares

S

225

415.58

Ordinary shares

B

2727

415.57

Ordinary shares

S

2727

415.57

Ordinary shares

B

9552

415.55

Ordinary shares

S

5059

415.55

Ordinary shares

B

2130

415.50

Ordinary shares

S

1644

415.50

Ordinary shares

S

26

415.48

Ordinary shares

B

3445

415.45

Ordinary shares

S

1777

415.45

Ordinary shares

B

122586

415.43

Ordinary shares

S

122586

415.43

Ordinary shares

B

10401

415.40

Ordinary shares

S

2675

415.40

Ordinary shares

B

413

415.38

Ordinary shares

B

5777

415.37

Ordinary shares

B

8434

415.35

Ordinary shares

S

3146

415.35

Ordinary shares

B

47091

415.30

Ordinary shares

S

44356

415.30

Ordinary shares

B

586

415.28

Ordinary shares

B

5885

415.25

Ordinary shares

S

202

415.25

Ordinary shares

B

27509

415.24

Ordinary shares

S

27509

415.24

Ordinary shares

B

3407

415.20

Ordinary shares

S

4698

415.20

Ordinary shares

B

1216

415.15

Ordinary shares

S

2727

415.15

Ordinary shares

B

17345

415.10

Ordinary shares

S

4353

415.10

Ordinary shares

B

11157

415.05

Ordinary shares

S

1087

415.05

Ordinary shares

B

688

415.00

Ordinary shares

S

8437

415.00

Ordinary shares

B

204

414.98

Ordinary shares

B

42031

414.96

Ordinary shares

S

42031

414.96

Ordinary shares

B

1762

414.95

Ordinary shares

S

1265

414.95

Ordinary shares

B

6828

414.90

Ordinary shares

S

201

414.90

Ordinary shares

B

774

414.85

Ordinary shares

S

2392

414.85

Ordinary shares

B

291

414.83

Ordinary shares

B

2875

414.80

Ordinary shares

S

700

414.80

Ordinary shares

B

12885

414.75

Ordinary shares

S

1532

414.75

Ordinary shares

B

659

414.70

Ordinary shares

S

3392

414.70

Ordinary shares

B

2895

414.65

Ordinary shares

S

1982

414.65

Ordinary shares

B

2004

414.60

Ordinary shares

S

125

414.60

Ordinary shares

B

3871

414.55

Ordinary shares

S

1417

414.55

Ordinary shares

B

14933

414.50

Ordinary shares

S

604

414.50

Ordinary shares

B

607

414.45

Ordinary shares

S

1012

414.45

Ordinary shares

B

2715

414.40

Ordinary shares

S

2911

414.40

Ordinary shares

B

2487

414.35

Ordinary shares

S

1324

414.35

Ordinary shares

B

1944

414.30

Ordinary shares

S

1828

414.30

Ordinary shares

B

507

414.25

Ordinary shares

S

1406

414.25

Ordinary shares

B

619

414.20

Ordinary shares

S

1126

414.20

Ordinary shares

B

1278

414.15

Ordinary shares

S

630

414.15

Ordinary shares

S

746

414.13

Ordinary shares

B

918

414.10

Ordinary shares

S

750

414.10

Ordinary shares

B

7223

414.05

Ordinary shares

S

793

414.05

Ordinary shares

B

2869

414.00

Ordinary shares

S

423

414.00

Ordinary shares

B

6239

413.95

Ordinary shares

S

402

413.95

Ordinary shares

B

1097

413.90

Ordinary shares

S

264

413.90

Ordinary shares

B

793

413.85

Ordinary shares

S

202

413.85

Ordinary shares

B

255

413.80

Ordinary shares

S

203

413.80

Ordinary shares

B

292

413.70

Ordinary shares

S

219

413.70

Ordinary shares

B

203

413.65

Ordinary shares

B

2751

413.60

Ordinary shares

B

607

413.50

Ordinary shares

B

609

413.45

Ordinary shares

B

203

413.40

Ordinary shares

B

500

413.35

Ordinary shares

B

202

413.30

Ordinary shares

B

404

413.25

Ordinary shares

B

331600

413.23

Ordinary shares

B

467

413.20

Ordinary shares

B

259

413.15

Ordinary shares

S

320500

413.12

Ordinary shares

B

239

413.10

 

Total Purchases: 1,945,158

Total Sales: 1,537,711

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

22-March-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAFDAASNAEFF

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