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Form 8.5 (EPT/NON-RI) - Glencore International Plc

19th Jun 2012 11:58

RNS Number : 6826F
Credit Suisse Securities (Eur) Ltd
19 June 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

18-June-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,626,475

0.0235

4,314,000

0.0623

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

1,626,475

0.0235

4,314,000

0.0623

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

19388

347.05

Ordinary shares

S

18603

347.05

Ordinary shares

B

793

347.00

Ordinary shares

B

28225

346.05

Ordinary shares

S

28225

346.05

Ordinary shares

B

20930

345.80

Ordinary shares

B

4000

345.75

Ordinary shares

B

313

345.65

Ordinary shares

B

157

345.50

Ordinary shares

B

157

345.33

Ordinary shares

S

314

345.33

Ordinary shares

S

1707

345.20

Ordinary shares

S

1382

345.15

Ordinary shares

B

314

345.10

Ordinary shares

S

627

345.00

Ordinary shares

B

1133

344.45

Ordinary shares

S

2319

344.25

Ordinary shares

S

549

344.15

Ordinary shares

S

1885

344.10

Ordinary shares

B

280

343.85

Ordinary shares

B

684

343.10

Ordinary shares

S

271

342.60

Ordinary shares

B

1000

342.50

Ordinary shares

B

798

342.35

Ordinary shares

S

476

342.25

Ordinary shares

S

2771

341.95

Ordinary shares

S

508

341.90

Ordinary shares

S

758

341.85

Ordinary shares

B

25606

341.79

Ordinary shares

S

25606

341.79

Ordinary shares

S

2581

341.75

Ordinary shares

S

3175

341.40

Ordinary shares

S

3628

341.35

Ordinary shares

S

400

341.30

Ordinary shares

S

2991

341.25

Ordinary shares

B

179800

341.20

Ordinary shares

B

2731

341.10

Ordinary shares

S

3609

341.10

Ordinary shares

B

3230

341.06

Ordinary shares

S

3230

341.06

Ordinary shares

S

4917

341.05

Ordinary shares

B

1346

341.00

Ordinary shares

S

6646

341.00

Ordinary shares

B

977

340.95

Ordinary shares

B

4779

340.90

Ordinary shares

S

1736

340.85

Ordinary shares

S

1000

340.80

Ordinary shares

S

1310

340.70

Ordinary shares

S

408

340.45

Ordinary shares

B

237

339.90

Ordinary shares

S

500

339.20

Ordinary shares

B

238

338.75

Ordinary shares

S

592

338.75

Ordinary shares

S

650

338.65

Ordinary shares

S

238

338.50

Ordinary shares

S

1306

338.45

Ordinary shares

B

2383

338.20

Ordinary shares

S

2477

338.20

Ordinary shares

S

1825

338.15

Ordinary shares

S

238

338.10

Ordinary shares

B

1046

338.08

Ordinary shares

S

238

338.05

Ordinary shares

S

958

338.00

Ordinary shares

S

1790

337.95

Ordinary shares

B

476

337.90

Ordinary shares

S

240

337.90

Ordinary shares

B

1021

337.85

Ordinary shares

S

238

337.85

Ordinary shares

B

1265

337.80

Ordinary shares

S

238

337.75

Ordinary shares

B

417

337.70

Ordinary shares

S

477

337.70

Ordinary shares

B

325

337.65

Ordinary shares

B

240

337.55

Ordinary shares

B

239

337.45

Ordinary shares

B

3736

337.41

Ordinary shares

S

7472

337.41

Ordinary shares

B

7712

337.40

Ordinary shares

S

4484

337.40

Ordinary shares

S

1135

337.35

Ordinary shares

B

1005

337.30

Ordinary shares

S

1000

337.30

Ordinary shares

B

33547

337.25

Ordinary shares

S

33547

337.25

Ordinary shares

B

240

337.10

Ordinary shares

S

239

337.05

Ordinary shares

B

853

337.00

Ordinary shares

S

180

337.00

Ordinary shares

B

239

336.95

Ordinary shares

S

512

336.95

Ordinary shares

B

239

336.90

Ordinary shares

S

634

336.90

Ordinary shares

S

322

336.85

Ordinary shares

B

284

336.80

Ordinary shares

B

130

336.75

Ordinary shares

S

480

336.65

Ordinary shares

S

240

336.60

Ordinary shares

S

3035

336.55

Ordinary shares

S

553

336.53

Ordinary shares

S

3292

336.50

Ordinary shares

B

933

336.45

Ordinary shares

S

5585

336.35

Ordinary shares

S

479

336.30

Ordinary shares

S

1670

336.25

Ordinary shares

B

532

336.20

Ordinary shares

S

240

336.20

Ordinary shares

S

265

336.15

Ordinary shares

S

1779

336.05

Ordinary shares

B

14839

336.00

Ordinary shares

S

15785

336.00

Ordinary shares

S

239

335.95

Ordinary shares

S

820

335.90

Ordinary shares

S

239

335.85

Ordinary shares

S

625

335.80

Ordinary shares

B

240

335.75

Ordinary shares

S

660

335.75

Ordinary shares

B

47634

335.73

Ordinary shares

S

47634

335.73

Ordinary shares

B

667

335.70

Ordinary shares

S

5334

335.70

Ordinary shares

B

954

335.65

Ordinary shares

S

416

335.65

Ordinary shares

B

200

335.60

Ordinary shares

S

908

335.60

Ordinary shares

S

2748

335.50

Ordinary shares

S

1628

335.45

Ordinary shares

B

1037

335.40

Ordinary shares

S

810

335.40

Ordinary shares

B

1482

335.35

Ordinary shares

S

482

335.35

Ordinary shares

S

513

335.30

Ordinary shares

B

241

335.25

Ordinary shares

S

2355

335.25

Ordinary shares

S

7018

335.20

Ordinary shares

B

1826

335.15

Ordinary shares

S

5244

335.15

Ordinary shares

B

4404

335.10

Ordinary shares

S

13147

335.10

Ordinary shares

B

1896

335.08

Ordinary shares

B

9552

335.07

Ordinary shares

S

9552

335.07

Ordinary shares

B

17493

335.05

Ordinary shares

S

4019

335.05

Ordinary shares

B

632

335.03

Ordinary shares

B

965

335.00

Ordinary shares

S

2736

335.00

Ordinary shares

B

9516

334.95

Ordinary shares

S

6496

334.95

Ordinary shares

B

3290

334.90

Ordinary shares

S

338

334.90

Ordinary shares

S

3664

334.85

Ordinary shares

S

3021

334.80

Ordinary shares

B

241

334.75

Ordinary shares

S

828

334.75

Ordinary shares

B

307

334.70

Ordinary shares

S

1844

334.65

Ordinary shares

S

1039

334.60

Ordinary shares

S

242

334.55

Ordinary shares

S

1487

334.50

Ordinary shares

S

2037

334.45

Ordinary shares

S

728

334.40

Ordinary shares

S

4592

334.35

Ordinary shares

B

173883

334.34

Ordinary shares

S

173883

334.34

Ordinary shares

S

8556

334.30

Ordinary shares

S

510

334.25

Ordinary shares

S

1388

334.23

Ordinary shares

S

737

334.20

Ordinary shares

S

1701

334.15

Ordinary shares

S

3096

334.10

Ordinary shares

S

2970

334.05

Ordinary shares

B

262

334.00

Ordinary shares

S

21045

334.00

Ordinary shares

S

1485

333.98

Ordinary shares

S

2953

333.95

Ordinary shares

S

2448

333.93

Ordinary shares

S

8794

333.90

Ordinary shares

B

1414

333.85

Ordinary shares

S

2431

333.85

Ordinary shares

S

2464

333.83

Ordinary shares

S

1460

333.80

Ordinary shares

S

2574

333.75

Ordinary shares

S

8660

333.70

Ordinary shares

S

1763

333.65

Ordinary shares

B

241

333.60

Ordinary shares

S

1379

333.60

Ordinary shares

S

242

333.55

Ordinary shares

S

4473

333.50

Ordinary shares

B

241

333.45

Ordinary shares

S

398

333.45

Ordinary shares

S

345

333.35

Ordinary shares

B

1000

333.30

Ordinary shares

B

27989

333.18

Ordinary shares

S

27989

333.18

Ordinary shares

B

242

333.15

Ordinary shares

S

242

333.15

Ordinary shares

B

242

333.10

Ordinary shares

B

528

333.05

Ordinary shares

S

10338

333.00

Ordinary shares

S

627

332.95

Ordinary shares

S

482

332.90

Ordinary shares

B

244

332.65

Ordinary shares

B

485

332.60

Ordinary shares

B

242

332.55

Ordinary shares

S

9987

332.55

Ordinary shares

S

258

332.50

Ordinary shares

S

1456

332.40

Ordinary shares

B

57570

332.35

Ordinary shares

S

61519

332.35

Ordinary shares

B

128887

332.34

Ordinary shares

S

128887

332.34

Ordinary shares

S

13398

332.30

Ordinary shares

S

243

332.25

Ordinary shares

S

1254

332.10

Ordinary shares

S

400

332.05

Ordinary shares

S

513

331.95

Ordinary shares

S

1261

331.90

Ordinary shares

S

2513

331.85

Ordinary shares

B

486

331.80

Ordinary shares

S

416

331.80

Ordinary shares

B

214101

331.77

Ordinary shares

S

6705

331.75

Ordinary shares

S

1500

331.70

Ordinary shares

B

779

331.65

Ordinary shares

S

2638

331.65

Ordinary shares

S

366

331.60

Ordinary shares

B

496

331.55

Ordinary shares

S

1132

331.55

Ordinary shares

S

6620

331.50

Ordinary shares

B

244

331.45

Ordinary shares

S

3812

331.45

Ordinary shares

S

5698

331.40

Ordinary shares

S

8126

331.35

Ordinary shares

S

7369

331.30

Ordinary shares

B

1008

331.25

Ordinary shares

S

5000

331.25

Ordinary shares

B

243

331.20

Ordinary shares

S

7188

331.20

Ordinary shares

B

244

331.15

Ordinary shares

B

33651

331.11

Ordinary shares

S

33651

331.11

Ordinary shares

S

2969

331.10

Ordinary shares

B

316

331.08

Ordinary shares

S

8254

331.05

Ordinary shares

B

5540

331.00

Ordinary shares

S

6339

331.00

Ordinary shares

B

4381

330.95

Ordinary shares

S

15303

330.95

Ordinary shares

B

443

330.90

Ordinary shares

B

354

330.88

Ordinary shares

S

3445

330.85

Ordinary shares

B

246

330.83

Ordinary shares

B

8804

330.80

Ordinary shares

S

10697

330.80

Ordinary shares

S

1551

330.75

Ordinary shares

B

18197

330.70

Ordinary shares

S

8647

330.70

Ordinary shares

B

8345

330.69

Ordinary shares

S

8345

330.69

Ordinary shares

B

1839

330.65

Ordinary shares

S

8334

330.65

Ordinary shares

B

5016

330.60

Ordinary shares

S

5116

330.60

Ordinary shares

B

14500

330.55

Ordinary shares

S

11749

330.55

Ordinary shares

B

6266

330.50

Ordinary shares

S

4836

330.50

Ordinary shares

B

1146

330.45

Ordinary shares

S

12366

330.45

Ordinary shares

B

8233

330.40

Ordinary shares

S

20481

330.40

Ordinary shares

B

7579

330.35

Ordinary shares

S

23730

330.35

Ordinary shares

B

178274

330.33

Ordinary shares

S

178274

330.33

Ordinary shares

B

3937

330.30

Ordinary shares

S

11129

330.30

Ordinary shares

B

12116

330.25

Ordinary shares

S

10157

330.25

Ordinary shares

B

5741

330.20

Ordinary shares

S

23193

330.20

Ordinary shares

B

116

330.18

Ordinary shares

B

3545

330.17

Ordinary shares

S

3545

330.17

Ordinary shares

B

27316

330.16

Ordinary shares

S

27316

330.16

Ordinary shares

B

53344

330.15

Ordinary shares

S

59457

330.15

Ordinary shares

B

3049

330.13

Ordinary shares

B

24892

330.10

Ordinary shares

S

12199

330.10

Ordinary shares

B

1824

330.08

Ordinary shares

B

10271

330.05

Ordinary shares

S

4491

330.05

Ordinary shares

B

2298

330.03

Ordinary shares

B

63116

330.02

Ordinary shares

S

63116

330.02

Ordinary shares

B

48901

330.00

Ordinary shares

S

25235

330.00

Ordinary shares

B

60113

329.99

Ordinary shares

S

60113

329.99

Ordinary shares

B

4252

329.98

Ordinary shares

B

14085

329.95

Ordinary shares

S

6504

329.95

Ordinary shares

B

239

329.93

Ordinary shares

B

7419

329.90

Ordinary shares

S

30985

329.90

Ordinary shares

B

53856

329.85

Ordinary shares

S

62259

329.85

Ordinary shares

B

10503

329.80

Ordinary shares

S

7934

329.80

Ordinary shares

B

2273

329.75

Ordinary shares

S

244

329.75

Ordinary shares

B

1846

329.73

Ordinary shares

S

1846

329.73

Ordinary shares

B

2169

329.70

Ordinary shares

S

15119

329.70

Ordinary shares

B

15817

329.65

Ordinary shares

S

2700

329.65

Ordinary shares

B

10866

329.60

Ordinary shares

S

10185

329.60

Ordinary shares

B

4117

329.55

Ordinary shares

S

18840

329.55

Ordinary shares

B

1517

329.50

Ordinary shares

S

4607

329.50

Ordinary shares

B

16727

329.45

Ordinary shares

S

18799

329.45

Ordinary shares

B

462

329.40

Ordinary shares

S

8663

329.40

Ordinary shares

B

331

329.38

Ordinary shares

B

5826

329.35

Ordinary shares

S

20665

329.35

Ordinary shares

B

5715

329.30

Ordinary shares

S

15581

329.30

Ordinary shares

B

4380

329.25

Ordinary shares

S

8979

329.25

Ordinary shares

B

1566

329.20

Ordinary shares

S

22728

329.20

Ordinary shares

B

7021

329.15

Ordinary shares

S

34976

329.15

Ordinary shares

B

1087

329.10

Ordinary shares

S

24657

329.10

Ordinary shares

B

245

329.05

Ordinary shares

S

19797

329.05

Ordinary shares

B

246

329.00

Ordinary shares

S

22144

329.00

Ordinary shares

S

18229

328.95

Ordinary shares

S

13197

328.90

Ordinary shares

S

2760

328.85

Ordinary shares

S

15239

328.80

Ordinary shares

B

244

328.65

Ordinary shares

B

246

328.60

Ordinary shares

B

247

328.55

Ordinary shares

S

795

328.45

Ordinary shares

B

204010

328.40

Ordinary shares

S

140492

328.40

Ordinary shares

B

198036

328.37

Ordinary shares

S

198036

328.37

Ordinary shares

S

1443

328.35

Ordinary shares

B

248

328.30

Ordinary shares

S

1383

328.30

Ordinary shares

S

247

328.00

Ordinary shares

B

246

327.95

Ordinary shares

S

851

327.90

Ordinary shares

S

247

327.80

Ordinary shares

B

273

327.75

Ordinary shares

B

1826

327.70

Ordinary shares

B

246

327.65

Ordinary shares

B

247

327.60

Ordinary shares

B

840

327.55

Ordinary shares

S

456

327.55

Ordinary shares

S

5833

327.50

Ordinary shares

B

538

327.45

Ordinary shares

S

269

327.45

Ordinary shares

B

493

327.35

Ordinary shares

B

245

327.15

Ordinary shares

S

247

327.15

Ordinary shares

B

246

327.10

Ordinary shares

B

247

327.05

Ordinary shares

S

1105

327.05

Ordinary shares

S

381

327.00

Ordinary shares

S

273

326.95

Ordinary shares

S

1201

326.90

Ordinary shares

S

2917

326.85

Ordinary shares

B

246

326.80

Ordinary shares

S

635

326.80

Ordinary shares

S

2965

326.75

Ordinary shares

B

246

326.65

Ordinary shares

S

1664

326.65

Ordinary shares

S

107

326.60

Ordinary shares

S

2320

326.55

Ordinary shares

S

1800

326.50

 

Total Purchases 2,287,709

Total Sales: 2,361,042

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

19-June-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAEKNFSLAEFF

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