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Form 8.5 (EPT/NON-RI) Glencore International Plc

31st May 2012 10:55

RNS Number : 5118E
Nomura International PLC (EPT)
31 May 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

30 May 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

12,810,442

0.185

5,539,429

0.080

(2) Derivatives (other than options):

155,379

0.002

(3) Options and agreements to purchase/sell:

 

TOTAL:

12,810,442

0.185

5,694,808

0.082

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,200,000

0.313

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

7,200,000

0.313

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

16,327

3.4200

Ordinary shares

Purchase

19,044

3.4205

Ordinary shares

Purchase

5,281

3.4210

Ordinary shares

Purchase

2,925

3.4215

Ordinary shares

Purchase

672

3.4220

Ordinary shares

Purchase

10,911

3.4225

Ordinary shares

Purchase

6,804

3.4235

Ordinary shares

Purchase

2,057

3.4250

Ordinary shares

Purchase

3,762

3.4255

Ordinary shares

Purchase

6,360

3.4260

Ordinary shares

Purchase

2,391

3.4265

Ordinary shares

Purchase

3,537

3.4270

Ordinary shares

Purchase

47,389

3.4275

Ordinary shares

Purchase

9,791

3.4280

Ordinary shares

Purchase

16,263

3.4285

Ordinary shares

Purchase

14,780

3.4290

Ordinary shares

Purchase

34,180

3.4295

Ordinary shares

Purchase

38,175

3.4300

Ordinary shares

Purchase

22,250

3.4305

Ordinary shares

Purchase

29,902

3.4310

Ordinary shares

Purchase

13,513

3.4315

Ordinary shares

Purchase

24,900

3.4320

Ordinary shares

Purchase

10,851

3.4325

Ordinary shares

Purchase

32,491

3.4330

Ordinary shares

Purchase

20,070

3.4335

Ordinary shares

Purchase

10,992

3.4340

Ordinary shares

Purchase

18,167

3.4345

Ordinary shares

Purchase

24,719

3.4350

Ordinary shares

Purchase

22,517

3.4355

Ordinary shares

Purchase

30,252

3.4360

Ordinary shares

Purchase

20,607

3.4365

Ordinary shares

Purchase

63,818

3.4370

Ordinary shares

Purchase

109,033

3.4375

Ordinary shares

Purchase

41,175

3.4380

Ordinary shares

Purchase

22,051

3.4385

Ordinary shares

Purchase

33,036

3.4390

Ordinary shares

Purchase

18,981

3.4395

Ordinary shares

Purchase

52,037

3.4400

Ordinary shares

Purchase

28,525

3.4405

Ordinary shares

Purchase

33,424

3.4410

Ordinary shares

Purchase

60,911

3.4415

Ordinary shares

Purchase

22,088

3.4420

Ordinary shares

Purchase

10,230

3.4425

Ordinary shares

Purchase

23,638

3.4430

Ordinary shares

Purchase

13,780

3.4435

Ordinary shares

Purchase

25,440

3.4440

Ordinary shares

Purchase

47,661

3.4445

Ordinary shares

Purchase

87,308

3.4450

Ordinary shares

Purchase

12,761

3.4455

Ordinary shares

Purchase

21,032

3.4460

Ordinary shares

Purchase

18,756

3.4465

Ordinary shares

Purchase

12,115

3.4470

Ordinary shares

Purchase

7,271

3.4475

Ordinary shares

Purchase

8,636

3.4480

Ordinary shares

Purchase

13,624

3.4485

Ordinary shares

Purchase

9,515

3.4490

Ordinary shares

Purchase

2,445

3.4495

Ordinary shares

Purchase

93,000

3.4500

Ordinary shares

Purchase

172,201

3.4500

Ordinary shares

Purchase

2,410

3.4505

Ordinary shares

Purchase

6,402

3.4510

Ordinary shares

Purchase

4,386

3.4515

Ordinary shares

Purchase

11,673

3.4520

Ordinary shares

Purchase

400

3.4525

Ordinary shares

Purchase

2,731

3.4530

Ordinary shares

Purchase

13,735

3.4535

Ordinary shares

Purchase

10,106

3.4540

Ordinary shares

Purchase

8,442

3.4545

Ordinary shares

Purchase

15,756

3.4550

Ordinary shares

Purchase

5,547

3.4555

Ordinary shares

Purchase

13,514

3.4557

Ordinary shares

Purchase

2,925

3.4560

Ordinary shares

Purchase

4,041

3.4565

Ordinary shares

Purchase

5,892

3.4570

Ordinary shares

Purchase

2,417

3.4575

Ordinary shares

Purchase

1,980

3.4580

Ordinary shares

Purchase

2,180

3.4585

Ordinary shares

Purchase

2,766

3.4590

Ordinary shares

Purchase

2,237

3.4595

Ordinary shares

Purchase

6,767

3.4600

Ordinary shares

Purchase

4,497

3.4605

Ordinary shares

Purchase

3,872

3.4610

Ordinary shares

Purchase

6,149

3.4615

Ordinary shares

Purchase

9,782

3.4620

Ordinary shares

Purchase

11,876

3.4625

Ordinary shares

Purchase

4,915

3.4630

Ordinary shares

Purchase

4,235

3.4635

Ordinary shares

Purchase

2,968

3.4640

Ordinary shares

Purchase

5,906

3.4645

Ordinary shares

Purchase

14,730

3.4650

Ordinary shares

Purchase

3,069

3.4655

Ordinary shares

Purchase

7,814

3.4660

Ordinary shares

Purchase

22,646

3.4665

Ordinary shares

Purchase

6,417

3.4670

Ordinary shares

Purchase

6,563

3.4675

Ordinary shares

Purchase

13,749

3.4680

Ordinary shares

Purchase

5,101

3.4682

Ordinary shares

Purchase

19,139

3.4685

Ordinary shares

Purchase

3,134

3.4690

Ordinary shares

Purchase

8,376

3.4695

Ordinary shares

Purchase

18,835

3.4700

Ordinary shares

Purchase

9,298

3.4705

Ordinary shares

Purchase

4,080

3.4710

Ordinary shares

Purchase

16,433

3.4715

Ordinary shares

Purchase

4,593

3.4720

Ordinary shares

Purchase

16,290

3.4725

Ordinary shares

Purchase

3,994

3.4730

Ordinary shares

Purchase

11,877

3.4735

Ordinary shares

Purchase

7,316

3.4740

Ordinary shares

Purchase

6,540

3.4745

Ordinary shares

Purchase

4,101

3.4750

Ordinary shares

Purchase

3,572

3.4755

Ordinary shares

Purchase

3,446

3.4760

Ordinary shares

Purchase

5,119

3.4765

Ordinary shares

Purchase

5,182

3.4775

Ordinary shares

Purchase

12,240

3.4780

Ordinary shares

Purchase

4,438

3.4785

Ordinary shares

Purchase

4,964

3.4790

Ordinary shares

Purchase

1,334

3.4795

Ordinary shares

Purchase

51,193

3.4800

Ordinary shares

Purchase

3,497

3.4805

Ordinary shares

Purchase

2,805

3.4810

Ordinary shares

Purchase

1,475

3.4815

Ordinary shares

Purchase

1,179

3.4820

Ordinary shares

Purchase

489

3.4825

Ordinary shares

Purchase

893

3.4830

Ordinary shares

Purchase

9,574

3.4835

Ordinary shares

Purchase

760

3.4840

Ordinary shares

Purchase

2,171

3.4845

Ordinary shares

Purchase

1,858

3.4850

Ordinary shares

Purchase

2,581

3.4855

Ordinary shares

Purchase

34,148

3.4860

Ordinary shares

Purchase

653

3.4865

Ordinary shares

Purchase

2,073

3.4870

Ordinary shares

Purchase

2,765

3.4875

Ordinary shares

Purchase

4,437

3.4880

Ordinary shares

Purchase

370

3.4885

Ordinary shares

Purchase

2,208

3.4890

Ordinary shares

Purchase

3,819

3.4895

Ordinary shares

Purchase

40,390

3.4900

Ordinary shares

Purchase

715

3.4905

Ordinary shares

Purchase

490

3.4920

Ordinary shares

Purchase

1,313

3.4925

Ordinary shares

Purchase

250

3.4945

Ordinary shares

Purchase

1,058

3.4955

Ordinary shares

Purchase

337

3.4965

Ordinary shares

Purchase

2,144

3.4970

Ordinary shares

Purchase

528

3.4995

Ordinary shares

Purchase

1,610

3.5000

Ordinary shares

Purchase

5,027

3.5145

Ordinary shares

Sale

3,535

3.4225

Ordinary shares

Sale

27

3.4230

Ordinary shares

Sale

4,857

3.4235

Ordinary shares

Sale

8,111

3.4250

Ordinary shares

Sale

5,135

3.4255

Ordinary shares

Sale

6,504

3.4270

Ordinary shares

Sale

29,811

3.4275

Ordinary shares

Sale

14,231

3.4285

Ordinary shares

Sale

10,756

3.4290

Ordinary shares

Sale

200,000

3.4292

Ordinary shares

Sale

17,473

3.4295

Ordinary shares

Sale

39,427

3.4300

Ordinary shares

Sale

6,272

3.4305

Ordinary shares

Sale

69,383

3.4310

Ordinary shares

Sale

4,280

3.4315

Ordinary shares

Sale

7,720

3.4320

Ordinary shares

Sale

8,806

3.4325

Ordinary shares

Sale

10,054

3.4330

Ordinary shares

Sale

11,330

3.4330

Ordinary shares

Sale

15,935

3.4335

Ordinary shares

Sale

12,201

3.4340

Ordinary shares

Sale

2,280

3.4345

Ordinary shares

Sale

77,778

3.4350

Ordinary shares

Sale

11,162

3.4355

Ordinary shares

Sale

11,367

3.4360

Ordinary shares

Sale

13,396

3.4365

Ordinary shares

Sale

72,709

3.4370

Ordinary shares

Sale

108,225

3.4375

Ordinary shares

Sale

74,524

3.4380

Ordinary shares

Sale

31,492

3.4385

Ordinary shares

Sale

26,409

3.4390

Ordinary shares

Sale

10,772

3.4395

Ordinary shares

Sale

41,335

3.4400

Ordinary shares

Sale

7,735

3.4405

Ordinary shares

Sale

8,212

3.4410

Ordinary shares

Sale

20,268

3.4415

Ordinary shares

Sale

9,809

3.4420

Ordinary shares

Sale

10,710

3.4425

Ordinary shares

Sale

21,548

3.4430

Ordinary shares

Sale

20,966

3.4435

Ordinary shares

Sale

5,410

3.4440

Ordinary shares

Sale

18,105

3.4445

Ordinary shares

Sale

3,204

3.4450

Ordinary shares

Sale

7,518

3.4460

Ordinary shares

Sale

1,486

3.4465

Ordinary shares

Sale

11,969

3.4470

Ordinary shares

Sale

5,062

3.4475

Ordinary shares

Sale

17,376

3.4480

Ordinary shares

Sale

4,074

3.4485

Ordinary shares

Sale

8,597

3.4490

Ordinary shares

Sale

9,024

3.4495

Ordinary shares

Sale

172,031

3.4500

Ordinary shares

Sale

1,100

3.4505

Ordinary shares

Sale

3,567

3.4510

Ordinary shares

Sale

5,771

3.4515

Ordinary shares

Sale

8,538

3.4520

Ordinary shares

Sale

10,334

3.4525

Ordinary shares

Sale

2,202

3.4530

Ordinary shares

Sale

1,499

3.4535

Ordinary shares

Sale

2,860

3.4540

Ordinary shares

Sale

1,736

3.4545

Ordinary shares

Sale

20,908

3.4550

Ordinary shares

Sale

3,416

3.4555

Ordinary shares

Sale

300

3.4560

Ordinary shares

Sale

791

3.4570

Ordinary shares

Sale

8,065

3.4580

Ordinary shares

Sale

331

3.4585

Ordinary shares

Sale

1,308

3.4590

Ordinary shares

Sale

6,403

3.4595

Ordinary shares

Sale

28,735

3.4600

Ordinary shares

Sale

9,013

3.4605

Ordinary shares

Sale

8,629

3.4610

Ordinary shares

Sale

8,850

3.4615

Ordinary shares

Sale

8,225

3.4620

Ordinary shares

Sale

24,935

3.4625

Ordinary shares

Sale

6,915

3.4630

Ordinary shares

Sale

2,832

3.4640

Ordinary shares

Sale

4,098

3.4645

Ordinary shares

Sale

67,382

3.4650

Ordinary shares

Sale

7,870

3.4655

Ordinary shares

Sale

17,357

3.4660

Ordinary shares

Sale

5,868

3.4665

Ordinary shares

Sale

12,857

3.4670

Ordinary shares

Sale

5,613

3.4675

Ordinary shares

Sale

7,322

3.4680

Ordinary shares

Sale

4,498

3.4685

Ordinary shares

Sale

8,030

3.4690

Ordinary shares

Sale

5,821

3.4695

Ordinary shares

Sale

13,615

3.4700

Ordinary shares

Sale

4,561

3.4705

Ordinary shares

Sale

8,415

3.4710

Ordinary shares

Sale

32,723

3.4715

Ordinary shares

Sale

16,818

3.4720

Ordinary shares

Sale

109,343

3.4725

Ordinary shares

Sale

3,114

3.4730

Ordinary shares

Sale

129

3.4733

Ordinary shares

Sale

1,695

3.4735

Ordinary shares

Sale

962

3.4740

Ordinary shares

Sale

6,639

3.4745

Ordinary shares

Sale

7,397

3.4750

Ordinary shares

Sale

6,314

3.4755

Ordinary shares

Sale

5,761

3.4760

Ordinary shares

Sale

5,101

3.4770

Ordinary shares

Sale

9,146

3.4770

Ordinary shares

Sale

22,606

3.4775

Ordinary shares

Sale

2,440

3.4780

Ordinary shares

Sale

10,362

3.4785

Ordinary shares

Sale

625

3.4790

Ordinary shares

Sale

12,186

3.4800

Ordinary shares

Sale

653

3.4803

Ordinary shares

Sale

2,945

3.4805

Ordinary shares

Sale

4,483

3.4810

Ordinary shares

Sale

1,602

3.4815

Ordinary shares

Sale

3,373

3.4820

Ordinary shares

Sale

556

3.4823

Ordinary shares

Sale

5,568

3.4825

Ordinary shares

Sale

3,122

3.4830

Ordinary shares

Sale

500

3.4833

Ordinary shares

Sale

4,391

3.4835

Ordinary shares

Sale

2,056

3.4838

Ordinary shares

Sale

44,677

3.4850

Ordinary shares

Sale

6,714

3.4855

Ordinary shares

Sale

18,036

3.4860

Ordinary shares

Sale

2,585

3.4863

Ordinary shares

Sale

5,498

3.4865

Ordinary shares

Sale

12,614

3.4875

Ordinary shares

Sale

1,162

3.4880

Ordinary shares

Sale

1,529

3.4883

Ordinary shares

Sale

499

3.4885

Ordinary shares

Sale

100

3.4895

Ordinary shares

Sale

1,813

3.4900

Ordinary shares

Sale

1,205

3.4905

Ordinary shares

Sale

1,000

3.4925

Ordinary shares

Sale

2,160

3.4940

Ordinary shares

Sale

34,032

3.4950

Ordinary shares

Sale

4,806

3.4960

Ordinary shares

Sale

554

3.4965

Ordinary shares

Sale

1,000

3.4968

Ordinary shares

Sale

1,773

3.4970

Ordinary shares

Sale

210

3.4975

Ordinary shares

Sale

693

3.4990

Ordinary shares

Sale

5,000

3.5150

 

Total Buy - 2,204,079

Total Sell - 2,111,241

 

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

Convertible Bond

Sale

1,000,000

118.0000

Convertible Bond

Buy

2,000,000

117.7500

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

3,100

3.4473

Ordinary Shares

SWAP

Long

1,128,707

3.4507

Ordinary Shares

SWAP

Short

5,100

3.4387

Ordinary Shares

SWAP

Short

21,148

3.4412

Ordinary Shares

SWAP

Short

1,247,401

3.4475

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

Date of disclosure:

31/05/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOWGUCAAUPPUBG

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