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Form 8.5 (EPT/NON-RI) Glencore International Plc

27th Mar 2012 12:00

RNS Number : 1770A
Nomura International PLC (EPT)
27 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

26 March 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,082,018

0.102

2,723,759

0.039

(2) Derivatives (other than options):

1,055,082

0.015

(3) Options and agreements to purchase/sell:

 

TOTAL:

7,082,018

0.102

3,778,841

0.054

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

0

0

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

1,479

3.9800

Ordinary shares

Purchase

1,327

3.9805

Ordinary shares

Purchase

877

3.9810

Ordinary shares

Purchase

2,468

3.9820

Ordinary shares

Purchase

1,397

3.9830

Ordinary shares

Purchase

1,661

3.9835

Ordinary shares

Purchase

1,908

3.9845

Ordinary shares

Purchase

2,642

3.9850

Ordinary shares

Purchase

4,645

3.9855

Ordinary shares

Purchase

3,982

3.9865

Ordinary shares

Purchase

11,754

3.9870

Ordinary shares

Purchase

1,161

3.9875

Ordinary shares

Purchase

2,348

3.9880

Ordinary shares

Purchase

2,610

3.9885

Ordinary shares

Purchase

3,410

3.9890

Ordinary shares

Purchase

5,347

3.9895

Ordinary shares

Purchase

164,180

3.9900

Ordinary shares

Purchase

7,228

3.9905

Ordinary shares

Purchase

3,786

3.9910

Ordinary shares

Purchase

6,047

3.9915

Ordinary shares

Purchase

34,626

3.9920

Ordinary shares

Purchase

2,097

3.9930

Ordinary shares

Purchase

3,213

3.9935

Ordinary shares

Purchase

8,172

3.9950

Ordinary shares

Purchase

3,212

3.9955

Ordinary shares

Purchase

1,289

3.9960

Ordinary shares

Purchase

3,786

3.9965

Ordinary shares

Purchase

5,312

3.9970

Ordinary shares

Purchase

100

3.9971

Ordinary shares

Purchase

5,706

3.9975

Ordinary shares

Purchase

34,255

3.9980

Ordinary shares

Purchase

8,375

3.9985

Ordinary shares

Purchase

26,954

3.9990

Ordinary shares

Purchase

22,694

3.9995

Ordinary shares

Purchase

145,058

4.0000

Ordinary shares

Purchase

75,000

4.0001

Ordinary shares

Purchase

200,000

4.0002

Ordinary shares

Purchase

19,031

4.0005

Ordinary shares

Purchase

20,573

4.0010

Ordinary shares

Purchase

9,487

4.0015

Ordinary shares

Purchase

5,777

4.0020

Ordinary shares

Purchase

16,577

4.0025

Ordinary shares

Purchase

24,102

4.0030

Ordinary shares

Purchase

39,749

4.0035

Ordinary shares

Purchase

22,108

4.0040

Ordinary shares

Purchase

17,440

4.0045

Ordinary shares

Purchase

95,236

4.0050

Ordinary shares

Purchase

57,545

4.0055

Ordinary shares

Purchase

19,598

4.0060

Ordinary shares

Purchase

15,888

4.0065

Ordinary shares

Purchase

25,297

4.0070

Ordinary shares

Purchase

39,208

4.0075

Ordinary shares

Purchase

34,935

4.0080

Ordinary shares

Purchase

21,863

4.0085

Ordinary shares

Purchase

30,634

4.0090

Ordinary shares

Purchase

27,408

4.0095

Ordinary shares

Purchase

41,445

4.0100

Ordinary shares

Purchase

8,082

4.0105

Ordinary shares

Purchase

35,295

4.0110

Ordinary shares

Purchase

11,363

4.0115

Ordinary shares

Purchase

13,729

4.0120

Ordinary shares

Purchase

6,485

4.0125

Ordinary shares

Purchase

10,249

4.0130

Ordinary shares

Purchase

11,266

4.0135

Ordinary shares

Purchase

1,620

4.0136

Ordinary shares

Purchase

5,584

4.0140

Ordinary shares

Purchase

15,559

4.0145

Ordinary shares

Purchase

1,729

4.0150

Ordinary shares

Purchase

1,204

4.0160

Ordinary shares

Purchase

82,891

4.0170

Ordinary shares

Purchase

2,548

4.0175

Ordinary shares

Purchase

1,586

4.0180

Ordinary shares

Purchase

782

4.0185

Ordinary shares

Purchase

1,500

4.0190

Ordinary shares

Purchase

1,958

4.0195

Ordinary shares

Purchase

144

4.0200

Ordinary shares

Purchase

9,604

4.0205

Ordinary shares

Purchase

3,386

4.0210

Ordinary shares

Purchase

968

4.0215

Ordinary shares

Purchase

5,248

4.0225

Ordinary shares

Purchase

152

4.0230

Ordinary shares

Purchase

7,825

4.0240

Ordinary shares

Purchase

9,568

4.0245

Ordinary shares

Purchase

8,723

4.0250

Ordinary shares

Purchase

2,424

4.0255

Ordinary shares

Purchase

6,293

4.0260

Ordinary shares

Purchase

2,079

4.0265

Ordinary shares

Purchase

3,132

4.0275

Ordinary shares

Purchase

2,998

4.0290

Ordinary shares

Purchase

792

4.0295

Ordinary shares

Purchase

11,141

4.0300

Ordinary shares

Purchase

4,114

4.0305

Ordinary shares

Purchase

9,121

4.0310

Ordinary shares

Purchase

3,555

4.0315

Ordinary shares

Purchase

10,918

4.0320

Ordinary shares

Purchase

1,204

4.0325

Ordinary shares

Purchase

6,883

4.0330

Ordinary shares

Purchase

5,988

4.0335

Ordinary shares

Purchase

4,337

4.0340

Ordinary shares

Purchase

9,856

4.0345

Ordinary shares

Purchase

20,960

4.0350

Ordinary shares

Purchase

3,630

4.0355

Ordinary shares

Purchase

5,255

4.0360

Ordinary shares

Purchase

4,899

4.0365

Ordinary shares

Purchase

3,504

4.0370

Ordinary shares

Purchase

9,557

4.0375

Ordinary shares

Purchase

19,955

4.0380

Ordinary shares

Purchase

8,578

4.0385

Ordinary shares

Purchase

5,553

4.0390

Ordinary shares

Purchase

2,286

4.0395

Ordinary shares

Purchase

24,169

4.0400

Ordinary shares

Purchase

9,261

4.0405

Ordinary shares

Purchase

9,074

4.0410

Ordinary shares

Purchase

8,905

4.0415

Ordinary shares

Purchase

4,530

4.0420

Ordinary shares

Purchase

3,710

4.0425

Ordinary shares

Purchase

13,886

4.0430

Ordinary shares

Purchase

795

4.0435

Ordinary shares

Purchase

5,214

4.0440

Ordinary shares

Purchase

3,020

4.0445

Ordinary shares

Purchase

6,893

4.0450

Ordinary shares

Purchase

13,196

4.0455

Ordinary shares

Purchase

20,225

4.0460

Ordinary shares

Purchase

12,591

4.0465

Ordinary shares

Purchase

10,069

4.0470

Ordinary shares

Purchase

7,157

4.0475

Ordinary shares

Purchase

28,287

4.0480

Ordinary shares

Purchase

20,710

4.0485

Ordinary shares

Purchase

11,225

4.0490

Ordinary shares

Purchase

11,458

4.0495

Ordinary shares

Purchase

23,561

4.0500

Ordinary shares

Purchase

5,617

4.0505

Ordinary shares

Purchase

1,228

4.0510

Ordinary shares

Purchase

898

4.0515

Ordinary shares

Purchase

3,355

4.0520

Ordinary shares

Purchase

4,044

4.0525

Ordinary shares

Purchase

2,897

4.0530

Ordinary shares

Purchase

514

4.0535

Ordinary shares

Purchase

6,157

4.0540

Ordinary shares

Purchase

2,396

4.0545

Ordinary shares

Purchase

4,100

4.0550

Ordinary shares

Purchase

380

4.0555

Ordinary shares

Purchase

806

4.0560

Ordinary shares

Purchase

5,193

4.0565

Ordinary shares

Purchase

969

4.0570

Ordinary shares

Purchase

4,317

4.0575

Ordinary shares

Purchase

2,400

4.0580

Ordinary shares

Purchase

1,947

4.0595

Ordinary shares

Purchase

5,230

4.0600

Ordinary shares

Purchase

1,062

4.0605

Ordinary shares

Purchase

2,207

4.0615

Ordinary shares

Purchase

381

4.0635

Ordinary shares

Purchase

1,534

4.0640

Ordinary shares

Purchase

1,793

4.0645

Ordinary shares

Purchase

100

4.0680

Ordinary shares

Purchase

1,188

4.0685

Ordinary shares

Purchase

47

4.0690

Ordinary shares

Purchase

1,508

4.0700

Ordinary shares

Purchase

2,512

4.0755

Ordinary shares

Purchase

492

4.0805

Ordinary shares

Purchase

6,521

4.0970

Ordinary shares

Sale

4,866

3.9805

Ordinary shares

Sale

1,880

3.9810

Ordinary shares

Sale

7,963

3.9815

Ordinary shares

Sale

11,270

3.9835

Ordinary shares

Sale

931

3.9845

Ordinary shares

Sale

15,968

3.9850

Ordinary shares

Sale

3,359

3.9855

Ordinary shares

Sale

659

3.9865

Ordinary shares

Sale

5,773

3.9870

Ordinary shares

Sale

1,500

3.9875

Ordinary shares

Sale

1,488

3.9880

Ordinary shares

Sale

234

3.9890

Ordinary shares

Sale

533

3.9895

Ordinary shares

Sale

13,210

3.9900

Ordinary shares

Sale

49,925

3.9905

Ordinary shares

Sale

300

3.9910

Ordinary shares

Sale

380

3.9915

Ordinary shares

Sale

32,586

3.9920

Ordinary shares

Sale

1,490

3.9925

Ordinary shares

Sale

2,602

3.9930

Ordinary shares

Sale

7,720

3.9940

Ordinary shares

Sale

234

3.9945

Ordinary shares

Sale

707

3.9950

Ordinary shares

Sale

11,346

3.9960

Ordinary shares

Sale

2,262

3.9965

Ordinary shares

Sale

1,500

3.9970

Ordinary shares

Sale

834

3.9975

Ordinary shares

Sale

11,298

3.9980

Ordinary shares

Sale

2,146

3.9985

Ordinary shares

Sale

2,798

3.9990

Ordinary shares

Sale

1,138

3.9995

Ordinary shares

Sale

75,000

4.0000

Ordinary shares

Sale

105,541

4.0000

Ordinary shares

Sale

14,042

4.0005

Ordinary shares

Sale

9,768

4.0010

Ordinary shares

Sale

1,965

4.0015

Ordinary shares

Sale

30,260

4.0025

Ordinary shares

Sale

1,555

4.0030

Ordinary shares

Sale

11,944

4.0035

Ordinary shares

Sale

24,298

4.0040

Ordinary shares

Sale

35,932

4.0045

Ordinary shares

Sale

53,295

4.0050

Ordinary shares

Sale

3,990

4.0055

Ordinary shares

Sale

2,915

4.0060

Ordinary shares

Sale

5,735

4.0065

Ordinary shares

Sale

32,194

4.0070

Ordinary shares

Sale

18,978

4.0075

Ordinary shares

Sale

29,677

4.0080

Ordinary shares

Sale

15,886

4.0085

Ordinary shares

Sale

8,200

4.0095

Ordinary shares

Sale

21,285

4.0100

Ordinary shares

Sale

744

4.0105

Ordinary shares

Sale

36,366

4.0110

Ordinary shares

Sale

12,327

4.0115

Ordinary shares

Sale

1,500

4.0120

Ordinary shares

Sale

380

4.0125

Ordinary shares

Sale

3,845

4.0130

Ordinary shares

Sale

1,399

4.0135

Ordinary shares

Sale

18,465

4.0145

Ordinary shares

Sale

600

4.0150

Ordinary shares

Sale

100

4.0154

Ordinary shares

Sale

1,718

4.0160

Ordinary shares

Sale

75,000

4.0170

Ordinary shares

Sale

1,783

4.0175

Ordinary shares

Sale

533

4.0180

Ordinary shares

Sale

2,061

4.0185

Ordinary shares

Sale

7,739

4.0200

Ordinary shares

Sale

2,000

4.0205

Ordinary shares

Sale

8,316

4.0225

Ordinary shares

Sale

326,441

4.0228

Ordinary shares

Sale

529

4.0230

Ordinary shares

Sale

3,519

4.0235

Ordinary shares

Sale

412

4.0240

Ordinary shares

Sale

850

4.0250

Ordinary shares

Sale

4,590

4.0255

Ordinary shares

Sale

985

4.0294

Ordinary shares

Sale

563

4.0300

Ordinary shares

Sale

690

4.0310

Ordinary shares

Sale

1,739

4.0315

Ordinary shares

Sale

6,689

4.0330

Ordinary shares

Sale

9,202

4.0335

Ordinary shares

Sale

380

4.0360

Ordinary shares

Sale

1,275

4.0370

Ordinary shares

Sale

2,850

4.0375

Ordinary shares

Sale

65,492

4.0379

Ordinary shares

Sale

12,475

4.0380

Ordinary shares

Sale

5,216

4.0385

Ordinary shares

Sale

2,394

4.0395

Ordinary shares

Sale

13,995

4.0400

Ordinary shares

Sale

2,742

4.0405

Ordinary shares

Sale

9,248

4.0420

Ordinary shares

Sale

1,092

4.0425

Ordinary shares

Sale

10,481

4.0440

Ordinary shares

Sale

15,233

4.0445

Ordinary shares

Sale

2,878

4.0450

Ordinary shares

Sale

4,741

4.0455

Ordinary shares

Sale

3,599

4.0460

Ordinary shares

Sale

2,615

4.0465

Ordinary shares

Sale

22,235

4.0475

Ordinary shares

Sale

11,707

4.0480

Ordinary shares

Sale

1,063

4.0485

Ordinary shares

Sale

4,121

4.0490

Ordinary shares

Sale

22,724

4.0495

Ordinary shares

Sale

15,534

4.0500

Ordinary shares

Sale

3,932

4.0515

Ordinary shares

Sale

2,496

4.0530

Ordinary shares

Sale

2,183

4.0540

Ordinary shares

Sale

1,965

4.0545

Ordinary shares

Sale

5,233

4.0560

Ordinary shares

Sale

1,390

4.0565

Ordinary shares

Sale

3,221

4.0610

Ordinary shares

Sale

1,961

4.0615

Ordinary shares

Sale

2,101

4.0630

Ordinary shares

Sale

2,101

4.0635

Ordinary shares

Sale

891

4.0645

Ordinary shares

Sale

4,516

4.0660

Ordinary shares

Sale

1,521

4.0970

 

Total Buy - 2,141,796

Total Sell - 1,500,046

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

817,632

4.0141

Ordinary Shares

SWAP

Short

27

4.0170

Ordinary Shares

SWAP

Short

400

4.0170

Ordinary Shares

SWAP

Short

822,659

4.0142

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

27/03/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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