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Form 8.5 (EPT/NON-RI) - Glencore International Plc

20th Apr 2012 11:35

RNS Number : 7628B
Credit Suisse Securities (Eur) Ltd
20 April 2012
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

19-April-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,318,548

0.077

5,570,963

0.080

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

5,318,548

0.077

5,570,963

0.080

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

300

418.55

Ordinary shares

S

195

418.45

Ordinary shares

B

533

418.40

Ordinary shares

S

196

418.40

Ordinary shares

B

1464

418.35

Ordinary shares

S

196

418.35

Ordinary shares

B

2490

418.25

Ordinary shares

S

196

418.25

Ordinary shares

B

568

418.20

Ordinary shares

S

589

418.20

Ordinary shares

S

392

418.15

Ordinary shares

S

197

418.10

Ordinary shares

B

590

418.00

Ordinary shares

S

1377

418.00

Ordinary shares

B

1970

417.95

Ordinary shares

S

1083

417.95

Ordinary shares

B

2758

417.90

Ordinary shares

S

590

417.90

Ordinary shares

B

947

417.85

Ordinary shares

S

786

417.85

Ordinary shares

B

1406

417.83

Ordinary shares

S

289

417.83

Ordinary shares

B

711

417.80

Ordinary shares

S

1595

417.80

Ordinary shares

B

251

417.78

Ordinary shares

B

4578

417.75

Ordinary shares

S

811

417.75

Ordinary shares

B

9503

417.70

Ordinary shares

S

393

417.70

Ordinary shares

B

1784

417.65

Ordinary shares

S

519

417.65

Ordinary shares

B

26614

417.60

Ordinary shares

S

392

417.60

Ordinary shares

B

4415

417.55

Ordinary shares

S

196

417.55

Ordinary shares

S

374

417.53

Ordinary shares

B

6351

417.50

Ordinary shares

S

1331

417.50

Ordinary shares

B

214

417.48

Ordinary shares

B

590

417.45

Ordinary shares

S

1744

417.45

Ordinary shares

B

1632

417.40

Ordinary shares

S

1575

417.40

Ordinary shares

B

3621

417.35

Ordinary shares

S

2727

417.35

Ordinary shares

B

715

417.33

Ordinary shares

B

22490

417.31

Ordinary shares

S

22490

417.31

Ordinary shares

B

13045

417.30

Ordinary shares

S

12726

417.30

Ordinary shares

B

10626

417.26

Ordinary shares

S

10626

417.26

Ordinary shares

B

5873

417.25

Ordinary shares

S

3672

417.25

Ordinary shares

B

1921

417.24

Ordinary shares

S

1921

417.24

Ordinary shares

B

173

417.23

Ordinary shares

B

990

417.20

Ordinary shares

S

2774

417.20

Ordinary shares

B

6070

417.15

Ordinary shares

S

4742

417.15

Ordinary shares

B

5224

417.10

Ordinary shares

S

6845

417.10

Ordinary shares

B

1907

417.05

Ordinary shares

S

17208

417.05

Ordinary shares

B

4708

417.00

Ordinary shares

S

32139

417.00

Ordinary shares

B

10928

416.98

Ordinary shares

S

10928

416.98

Ordinary shares

B

2238

416.95

Ordinary shares

S

2806

416.95

Ordinary shares

B

9728

416.90

Ordinary shares

S

7034

416.90

Ordinary shares

B

13428

416.85

Ordinary shares

S

14688

416.85

Ordinary shares

B

2400

416.80

Ordinary shares

S

3241

416.80

Ordinary shares

B

9182

416.76

Ordinary shares

S

9182

416.76

Ordinary shares

B

1187

416.75

Ordinary shares

S

5263

416.75

Ordinary shares

B

5964

416.70

Ordinary shares

S

7513

416.70

Ordinary shares

B

8512

416.65

Ordinary shares

S

6674

416.65

Ordinary shares

B

2425

416.60

Ordinary shares

S

2213

416.60

Ordinary shares

B

3417

416.55

Ordinary shares

S

3131

416.55

Ordinary shares

B

1891

416.50

Ordinary shares

S

7823

416.50

Ordinary shares

S

303

416.48

Ordinary shares

B

76814

416.47

Ordinary shares

S

76814

416.47

Ordinary shares

B

3799

416.45

Ordinary shares

S

5257

416.45

Ordinary shares

B

134225

416.40

Ordinary shares

S

135745

416.40

Ordinary shares

B

476

416.38

Ordinary shares

B

4446

416.35

Ordinary shares

S

10305

416.35

Ordinary shares

B

145856

416.30

Ordinary shares

S

150154

416.30

Ordinary shares

B

1974

416.25

Ordinary shares

S

4536

416.25

Ordinary shares

B

93580

416.23

Ordinary shares

S

93580

416.23

Ordinary shares

B

1284

416.20

Ordinary shares

S

12299

416.20

Ordinary shares

B

2417

416.15

Ordinary shares

S

4646

416.15

Ordinary shares

B

893

416.10

Ordinary shares

S

3222

416.10

Ordinary shares

B

1868

416.05

Ordinary shares

S

10218

416.05

Ordinary shares

B

29

416.03

Ordinary shares

B

5189

416.00

Ordinary shares

S

17607

416.00

Ordinary shares

B

74919

415.99

Ordinary shares

S

74919

415.99

Ordinary shares

S

282

415.98

Ordinary shares

B

5165

415.95

Ordinary shares

S

2939

415.95

Ordinary shares

B

310691

415.93

Ordinary shares

S

310691

415.93

Ordinary shares

B

9279

415.90

Ordinary shares

S

22577

415.90

Ordinary shares

B

784

415.85

Ordinary shares

S

2444

415.85

Ordinary shares

B

996

415.80

Ordinary shares

S

4555

415.80

Ordinary shares

S

543

415.78

Ordinary shares

B

791

415.75

Ordinary shares

S

4220

415.75

Ordinary shares

B

1021

415.70

Ordinary shares

S

2882

415.70

Ordinary shares

B

5513

415.65

Ordinary shares

S

2730

415.65

Ordinary shares

S

266

415.63

Ordinary shares

B

1946

415.60

Ordinary shares

S

4613

415.60

Ordinary shares

B

7047

415.57

Ordinary shares

S

7047

415.57

Ordinary shares

B

1296

415.55

Ordinary shares

S

6828

415.55

Ordinary shares

B

2246

415.50

Ordinary shares

S

10109

415.50

Ordinary shares

B

811

415.45

Ordinary shares

S

9725

415.45

Ordinary shares

B

18370

415.42

Ordinary shares

S

18370

415.42

Ordinary shares

B

880

415.40

Ordinary shares

S

18332

415.40

Ordinary shares

B

1605

415.35

Ordinary shares

S

3472

415.35

Ordinary shares

S

229

415.33

Ordinary shares

B

4750

415.30

Ordinary shares

S

13708

415.30

Ordinary shares

B

57348

415.26

Ordinary shares

S

57348

415.26

Ordinary shares

S

3690

415.25

Ordinary shares

B

445

415.23

Ordinary shares

S

445

415.23

Ordinary shares

B

741

415.20

Ordinary shares

S

13466

415.20

Ordinary shares

B

9208

415.15

Ordinary shares

S

6727

415.15

Ordinary shares

B

9595

415.10

Ordinary shares

S

6480

415.10

Ordinary shares

B

1392

415.05

Ordinary shares

S

6250

415.05

Ordinary shares

B

1185

415.00

Ordinary shares

S

17773

415.00

Ordinary shares

B

1677

414.95

Ordinary shares

S

6231

414.95

Ordinary shares

B

1473

414.90

Ordinary shares

S

2356

414.90

Ordinary shares

B

19223

414.87

Ordinary shares

S

159273

414.87

Ordinary shares

B

532

414.85

Ordinary shares

S

1904

414.85

Ordinary shares

B

2942

414.80

Ordinary shares

S

5958

414.80

Ordinary shares

S

218

414.78

Ordinary shares

B

595

414.75

Ordinary shares

S

2867

414.75

Ordinary shares

S

204

414.73

Ordinary shares

B

1771

414.70

Ordinary shares

S

198

414.70

Ordinary shares

B

396

414.65

Ordinary shares

S

2748

414.65

Ordinary shares

B

985

414.60

Ordinary shares

S

237

414.60

Ordinary shares

B

791

414.55

Ordinary shares

S

1897

414.55

Ordinary shares

B

396

414.50

Ordinary shares

S

12329

414.50

Ordinary shares

B

697

414.45

Ordinary shares

S

474

414.43

Ordinary shares

B

482

414.40

Ordinary shares

S

4361

414.40

Ordinary shares

B

595

414.35

Ordinary shares

S

7016

414.35

Ordinary shares

B

198

414.30

Ordinary shares

B

1212

414.25

Ordinary shares

S

570

414.25

Ordinary shares

B

1288

414.15

Ordinary shares

B

594

414.10

Ordinary shares

B

397

414.00

Ordinary shares

S

2520

414.00

Ordinary shares

S

2400

413.85

Ordinary shares

B

250

413.80

 

Total Purchases: 1,255,700

Total Sales: 1,585,489

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

20-April-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAELEADFAEFF

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