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Form 8.5 (EPT/NON-RI) - Glencore International Plc

18th Apr 2012 08:58

RNS Number : 5636B
Nomura International PLC (EPT)
18 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

17 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

6,201,835

0.090

2,712,555

0.039

(2) Derivatives (other than options):

1,049,265

0.015

(3) Options and agreements to purchase/sell:

 

TOTAL:

6,201,835

0.090

3,761,820

0.054

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

0

0

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

2,017

3.9640

Ordinary shares

Purchase

1,824

3.9650

Ordinary shares

Purchase

1,275

3.9655

Ordinary shares

Purchase

4,319

3.9685

Ordinary shares

Purchase

687

3.9690

Ordinary shares

Purchase

19,679

3.9700

Ordinary shares

Purchase

100

3.9711

Ordinary shares

Purchase

709

3.9750

Ordinary shares

Purchase

804

3.9800

Ordinary shares

Purchase

812

3.9820

Ordinary shares

Purchase

347

3.9855

Ordinary shares

Purchase

4,041

3.9860

Ordinary shares

Purchase

842

3.9955

Ordinary shares

Purchase

2,166

3.9980

Ordinary shares

Purchase

3,560

3.9990

Ordinary shares

Purchase

682

3.9995

Ordinary shares

Purchase

641

4.0010

Ordinary shares

Purchase

1,500

4.0015

Ordinary shares

Purchase

1,400

4.0020

Ordinary shares

Purchase

812

4.0025

Ordinary shares

Purchase

975

4.0040

Ordinary shares

Purchase

5,357

4.0045

Ordinary shares

Purchase

2,772

4.0050

Ordinary shares

Purchase

5,002

4.0055

Ordinary shares

Purchase

1,144

4.0060

Ordinary shares

Purchase

5,840

4.0070

Ordinary shares

Purchase

1,400

4.0080

Ordinary shares

Purchase

6,047

4.0090

Ordinary shares

Purchase

1,500

4.0095

Ordinary shares

Purchase

2,607

4.0100

Ordinary shares

Purchase

3,818

4.0105

Ordinary shares

Purchase

1,113

4.0110

Ordinary shares

Purchase

539

4.0115

Ordinary shares

Purchase

7,198

4.0120

Ordinary shares

Purchase

10,482

4.0125

Ordinary shares

Purchase

4,963

4.0130

Ordinary shares

Purchase

700

4.0135

Ordinary shares

Purchase

6,243

4.0140

Ordinary shares

Purchase

1,467

4.0145

Ordinary shares

Purchase

8,522

4.0150

Ordinary shares

Purchase

1,500

4.0155

Ordinary shares

Purchase

2,515

4.0165

Ordinary shares

Purchase

6,503

4.0170

Ordinary shares

Purchase

1,336

4.0180

Ordinary shares

Purchase

3,689

4.0190

Ordinary shares

Purchase

800

4.0195

Ordinary shares

Purchase

11,259

4.0200

Ordinary shares

Purchase

799

4.0205

Ordinary shares

Purchase

380

4.0215

Ordinary shares

Purchase

4,173

4.0220

Ordinary shares

Purchase

2,913

4.0225

Ordinary shares

Purchase

3,375

4.0230

Ordinary shares

Purchase

5,260

4.0240

Ordinary shares

Purchase

5,526

4.0245

Ordinary shares

Purchase

1,813

4.0250

Ordinary shares

Purchase

148

4.0255

Ordinary shares

Purchase

11,620

4.0260

Ordinary shares

Purchase

1,710

4.0270

Ordinary shares

Purchase

1,500

4.0275

Ordinary shares

Purchase

4,522

4.0280

Ordinary shares

Purchase

2,982

4.0285

Ordinary shares

Purchase

4,417

4.0290

Ordinary shares

Purchase

300

4.0295

Ordinary shares

Purchase

4,380

4.0300

Ordinary shares

Purchase

496

4.0305

Ordinary shares

Purchase

2,320

4.0310

Ordinary shares

Purchase

2,886

4.0330

Ordinary shares

Purchase

3,531

4.0340

Ordinary shares

Purchase

1,603

4.0345

Ordinary shares

Purchase

1,288

4.0350

Ordinary shares

Purchase

1,904

4.0355

Ordinary shares

Purchase

5,790

4.0370

Ordinary shares

Purchase

9,590

4.0375

Ordinary shares

Purchase

100

4.0380

Ordinary shares

Purchase

6,678

4.0383

Ordinary shares

Purchase

520

4.0385

Ordinary shares

Purchase

480

4.0390

Ordinary shares

Purchase

10,887

4.0415

Ordinary shares

Purchase

306

4.0430

Ordinary shares

Purchase

664

4.0435

Ordinary shares

Purchase

884

4.0440

Ordinary shares

Purchase

1,070

4.0445

Ordinary shares

Purchase

1,500

4.0450

Ordinary shares

Purchase

7,551

4.0460

Ordinary shares

Purchase

2,932

4.0465

Ordinary shares

Purchase

6,705

4.0470

Ordinary shares

Purchase

4,534

4.0475

Ordinary shares

Purchase

3,977

4.0480

Ordinary shares

Purchase

1,608

4.0485

Ordinary shares

Purchase

2,454

4.0490

Ordinary shares

Purchase

35,777

4.0495

Ordinary shares

Purchase

2,241

4.0500

Ordinary shares

Purchase

2,500

4.0505

Ordinary shares

Purchase

8,298

4.0510

Ordinary shares

Purchase

1,500

4.0515

Ordinary shares

Purchase

1,440

4.0520

Ordinary shares

Purchase

5,636

4.0525

Ordinary shares

Purchase

5,535

4.0530

Ordinary shares

Purchase

927

4.0535

Ordinary shares

Purchase

60,000

4.0538

Ordinary shares

Purchase

10,230

4.0540

Ordinary shares

Purchase

2,668

4.0550

Ordinary shares

Purchase

4,623

4.0555

Ordinary shares

Purchase

3,054

4.0560

Ordinary shares

Purchase

7,311

4.0565

Ordinary shares

Purchase

10,489

4.0570

Ordinary shares

Purchase

293

4.0575

Ordinary shares

Purchase

4,635

4.0580

Ordinary shares

Purchase

2,636

4.0585

Ordinary shares

Purchase

1,696

4.0590

Ordinary shares

Purchase

4,455

4.0595

Ordinary shares

Purchase

7,963

4.0600

Ordinary shares

Purchase

819

4.0605

Ordinary shares

Purchase

803

4.0610

Ordinary shares

Purchase

4,113

4.0620

Ordinary shares

Purchase

799

4.0625

Ordinary shares

Purchase

2,280

4.0630

Ordinary shares

Purchase

2,306

4.0635

Ordinary shares

Purchase

7,532

4.0650

Ordinary shares

Purchase

3,506

4.0675

Ordinary shares

Purchase

799

4.0720

Ordinary shares

Purchase

803

4.0725

Ordinary shares

Purchase

673

4.0730

Ordinary shares

Purchase

700

4.0735

Ordinary shares

Purchase

801

4.0765

Ordinary shares

Purchase

1,759

4.0780

Ordinary shares

Purchase

1,556

4.0810

Ordinary shares

Purchase

50,859

4.0820

Ordinary shares

Purchase

500

4.0825

Ordinary shares

Purchase

1,996

4.0830

Ordinary shares

Purchase

1,848

4.0845

Ordinary shares

Purchase

380

4.0850

Ordinary shares

Purchase

6,026

4.0860

Ordinary shares

Purchase

417

4.0865

Ordinary shares

Purchase

9,868

4.0870

Ordinary shares

Purchase

2,701

4.0880

Ordinary shares

Purchase

2,824

4.0885

Ordinary shares

Purchase

1,500

4.0890

Ordinary shares

Purchase

432

4.0900

Ordinary shares

Purchase

863

4.0910

Ordinary shares

Purchase

2,818

4.0920

Ordinary shares

Purchase

200

4.0930

Ordinary shares

Purchase

631

4.0950

Ordinary shares

Purchase

1,631

4.0965

Ordinary shares

Purchase

4,734

4.0975

Ordinary shares

Purchase

4,357

4.0985

Ordinary shares

Purchase

2,659

4.0995

Ordinary shares

Sale

1,045

3.9660

Ordinary shares

Sale

300

3.9670

Ordinary shares

Sale

910

3.9690

Ordinary shares

Sale

411

3.9700

Ordinary shares

Sale

100

3.9715

Ordinary shares

Sale

788

3.9735

Ordinary shares

Sale

1,265

3.9740

Ordinary shares

Sale

6,373

3.9750

Ordinary shares

Sale

836

3.9780

Ordinary shares

Sale

600

3.9790

Ordinary shares

Sale

1,204

3.9810

Ordinary shares

Sale

699

3.9820

Ordinary shares

Sale

375

3.9870

Ordinary shares

Sale

1,318

3.9940

Ordinary shares

Sale

1,500

3.9960

Ordinary shares

Sale

3,628

3.9970

Ordinary shares

Sale

1,500

3.9975

Ordinary shares

Sale

9,607

3.9985

Ordinary shares

Sale

11,395

3.9990

Ordinary shares

Sale

1,104

3.9995

Ordinary shares

Sale

6,433

4.0000

Ordinary shares

Sale

15,838

4.0005

Ordinary shares

Sale

2,368

4.0010

Ordinary shares

Sale

5,914

4.0015

Ordinary shares

Sale

1,300

4.0020

Ordinary shares

Sale

9,406

4.0025

Ordinary shares

Sale

2,850

4.0040

Ordinary shares

Sale

4,132

4.0045

Ordinary shares

Sale

3,794

4.0050

Ordinary shares

Sale

2,441

4.0060

Ordinary shares

Sale

380

4.0085

Ordinary shares

Sale

2,803

4.0095

Ordinary shares

Sale

469

4.0100

Ordinary shares

Sale

2,000

4.0105

Ordinary shares

Sale

19,139

4.0110

Ordinary shares

Sale

2,129

4.0120

Ordinary shares

Sale

3,743

4.0125

Ordinary shares

Sale

10,149

4.0130

Ordinary shares

Sale

2,000

4.0140

Ordinary shares

Sale

700

4.0150

Ordinary shares

Sale

1,597

4.0155

Ordinary shares

Sale

4,602

4.0160

Ordinary shares

Sale

4,669

4.0170

Ordinary shares

Sale

1,201

4.0175

Ordinary shares

Sale

1,880

4.0180

Ordinary shares

Sale

6,362

4.0185

Ordinary shares

Sale

4,925

4.0190

Ordinary shares

Sale

319

4.0195

Ordinary shares

Sale

6,483

4.0200

Ordinary shares

Sale

2,408

4.0205

Ordinary shares

Sale

4,194

4.0210

Ordinary shares

Sale

2,138

4.0215

Ordinary shares

Sale

2,728

4.0220

Ordinary shares

Sale

4,937

4.0225

Ordinary shares

Sale

1,397

4.0230

Ordinary shares

Sale

711

4.0235

Ordinary shares

Sale

2,829

4.0240

Ordinary shares

Sale

1,338

4.0245

Ordinary shares

Sale

2,231

4.0250

Ordinary shares

Sale

3,858

4.0255

Ordinary shares

Sale

3,618

4.0260

Ordinary shares

Sale

380

4.0265

Ordinary shares

Sale

11,766

4.0270

Ordinary shares

Sale

1,856

4.0275

Ordinary shares

Sale

3,818

4.0280

Ordinary shares

Sale

7,755

4.0285

Ordinary shares

Sale

795

4.0290

Ordinary shares

Sale

1,921

4.0295

Ordinary shares

Sale

1,460

4.0300

Ordinary shares

Sale

1,500

4.0310

Ordinary shares

Sale

1,500

4.0315

Ordinary shares

Sale

2,062

4.0325

Ordinary shares

Sale

300

4.0330

Ordinary shares

Sale

5,147

4.0355

Ordinary shares

Sale

1,427

4.0360

Ordinary shares

Sale

2,908

4.0365

Ordinary shares

Sale

24,564

4.0369

Ordinary shares

Sale

2,765

4.0370

Ordinary shares

Sale

3,746

4.0375

Ordinary shares

Sale

8,851

4.0380

Ordinary shares

Sale

1,617

4.0383

Ordinary shares

Sale

1,847

4.0385

Ordinary shares

Sale

3,618

4.0390

Ordinary shares

Sale

5,022

4.0395

Ordinary shares

Sale

1,811

4.0410

Ordinary shares

Sale

1,880

4.0415

Ordinary shares

Sale

1,500

4.0425

Ordinary shares

Sale

5,839

4.0430

Ordinary shares

Sale

204

4.0435

Ordinary shares

Sale

3,300

4.0440

Ordinary shares

Sale

4,491

4.0445

Ordinary shares

Sale

2,538

4.0450

Ordinary shares

Sale

993

4.0455

Ordinary shares

Sale

3,584

4.0460

Ordinary shares

Sale

4,811

4.0465

Ordinary shares

Sale

4,717

4.0470

Ordinary shares

Sale

1,700

4.0475

Ordinary shares

Sale

8,481

4.0480

Ordinary shares

Sale

1,347

4.0485

Ordinary shares

Sale

2,755

4.0490

Ordinary shares

Sale

64,536

4.0495

Ordinary shares

Sale

21,444

4.0500

Ordinary shares

Sale

4,765

4.0505

Ordinary shares

Sale

4,629

4.0510

Ordinary shares

Sale

17,441

4.0515

Ordinary shares

Sale

19,039

4.0520

Ordinary shares

Sale

10,783

4.0525

Ordinary shares

Sale

4,366

4.0530

Ordinary shares

Sale

8,479

4.0535

Ordinary shares

Sale

7,410

4.0540

Ordinary shares

Sale

6,234

4.0545

Ordinary shares

Sale

5,683

4.0550

Ordinary shares

Sale

4,421

4.0555

Ordinary shares

Sale

7,721

4.0560

Ordinary shares

Sale

1,855

4.0565

Ordinary shares

Sale

700

4.0570

Ordinary shares

Sale

4,617

4.0575

Ordinary shares

Sale

5,313

4.0580

Ordinary shares

Sale

9,217

4.0585

Ordinary shares

Sale

13,074

4.0590

Ordinary shares

Sale

14,875

4.0595

Ordinary shares

Sale

1,080

4.0600

Ordinary shares

Sale

7,676

4.0605

Ordinary shares

Sale

1,200

4.0610

Ordinary shares

Sale

6,647

4.0615

Ordinary shares

Sale

6,656

4.0620

Ordinary shares

Sale

600

4.0625

Ordinary shares

Sale

800

4.0635

Ordinary shares

Sale

1,329

4.0645

Ordinary shares

Sale

1,500

4.0660

Ordinary shares

Sale

1,460

4.0665

Ordinary shares

Sale

2,195

4.0670

Ordinary shares

Sale

1,133

4.0675

Ordinary shares

Sale

369

4.0690

Ordinary shares

Sale

921

4.0715

Ordinary shares

Sale

1,086

4.0725

Ordinary shares

Sale

345

4.0730

Ordinary shares

Sale

800

4.0735

Ordinary shares

Sale

544

4.0760

Ordinary shares

Sale

700

4.0770

Ordinary shares

Sale

4,230

4.0780

Ordinary shares

Sale

5,526

4.0790

Ordinary shares

Sale

600

4.0800

Ordinary shares

Sale

2,126

4.0805

Ordinary shares

Sale

2,820

4.0810

Ordinary shares

Sale

59,813

4.0820

Ordinary shares

Sale

4,427

4.0825

Ordinary shares

Sale

6,303

4.0830

Ordinary shares

Sale

1,860

4.0835

Ordinary shares

Sale

1,021

4.0840

Ordinary shares

Sale

4,796

4.0845

Ordinary shares

Sale

1,812

4.0860

Ordinary shares

Sale

3,472

4.0865

Ordinary shares

Sale

1,461

4.0870

Ordinary shares

Sale

1,985

4.0875

Ordinary shares

Sale

700

4.0880

Ordinary shares

Sale

2,211

4.0885

Ordinary shares

Sale

2,200

4.0890

Ordinary shares

Sale

2,152

4.0895

Ordinary shares

Sale

16,228

4.0900

Ordinary shares

Sale

18,680

4.0905

Ordinary shares

Sale

4,104

4.0910

Ordinary shares

Sale

1,500

4.0915

Ordinary shares

Sale

1,265

4.0920

Ordinary shares

Sale

1,577

4.0925

Ordinary shares

Sale

1,000

4.0930

Ordinary shares

Sale

200

4.0934

Ordinary shares

Sale

7,450

4.0935

Ordinary shares

Sale

700

4.0940

Ordinary shares

Sale

800

4.0945

Ordinary shares

Sale

48,405

4.0950

Ordinary shares

Sale

2,993

4.0955

Ordinary shares

Sale

10,602

4.0965

Ordinary shares

Sale

7,297

4.0970

Ordinary shares

Sale

49,683

4.0975

Ordinary shares

Sale

1,000

4.0980

Ordinary shares

Sale

23,243

4.0985

Ordinary shares

Sale

933

4.0990

Ordinary shares

Sale

14,844

4.0995

 

Total Buy - 601,984

Total Sell - 949,609

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

537,336

4.0415

Ordinary Shares

SWAP

Long

14,387

4.0639

Ordinary Shares

SWAP

Short

503,708

4.0405

Ordinary Shares

SWAP

Short

804

4.0975

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

18/04/2012

Contact name:

Koji Kitayama

Telephone number:

020 7102 3615

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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