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Form 8.5 (EPT/NON-RI) Glencore International Plc

29th Feb 2012 09:13

RNS Number : 3546Y
Nomura International PLC (EPT)
29 February 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

28 February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,189,989

0.061

1,692,773

0.024

(2) Derivatives (other than options):

1,463,415

0.021

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,189,989

0.061

3,156,188

0.045

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,000,000

0.087

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

2,000,000

0.087

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

2,029

4.3200

Ordinary shares

Purchase

55,000

4.3290

Ordinary shares

Purchase

5,000

4.3300

Ordinary shares

Purchase

4,779

4.3315

Ordinary shares

Purchase

3,820

4.3320

Ordinary shares

Purchase

3,942

4.3325

Ordinary shares

Purchase

380

4.3330

Ordinary shares

Purchase

4,400

4.3335

Ordinary shares

Purchase

4,374

4.3340

Ordinary shares

Purchase

13,699

4.3345

Ordinary shares

Purchase

6,256

4.3350

Ordinary shares

Purchase

1,110

4.3360

Ordinary shares

Purchase

2,681

4.3365

Ordinary shares

Purchase

14,517

4.3370

Ordinary shares

Purchase

3,747

4.3375

Ordinary shares

Purchase

2,301

4.3380

Ordinary shares

Purchase

3,956

4.3385

Ordinary shares

Purchase

1,275

4.3390

Ordinary shares

Purchase

1,724

4.3395

Ordinary shares

Purchase

8,610

4.3400

Ordinary shares

Purchase

10,506

4.3405

Ordinary shares

Purchase

4,379

4.3410

Ordinary shares

Purchase

5,676

4.3420

Ordinary shares

Purchase

7,287

4.3430

Ordinary shares

Purchase

1,289

4.3435

Ordinary shares

Purchase

5,966

4.3440

Ordinary shares

Purchase

750

4.3445

Ordinary shares

Purchase

6,697

4.3450

Ordinary shares

Purchase

9,914

4.3455

Ordinary shares

Purchase

16,679

4.3460

Ordinary shares

Purchase

4,078

4.3465

Ordinary shares

Purchase

4,872

4.3470

Ordinary shares

Purchase

4,230

4.3475

Ordinary shares

Purchase

11,267

4.3480

Ordinary shares

Purchase

10,856

4.3485

Ordinary shares

Purchase

11,865

4.3490

Ordinary shares

Purchase

19,034

4.3495

Ordinary shares

Purchase

23,340

4.3500

Ordinary shares

Purchase

30,250

4.3505

Ordinary shares

Purchase

24,977

4.3510

Ordinary shares

Purchase

2,159

4.3515

Ordinary shares

Purchase

9,105

4.3520

Ordinary shares

Purchase

6,000

4.3525

Ordinary shares

Purchase

9,511

4.3530

Ordinary shares

Purchase

2,271

4.3535

Ordinary shares

Purchase

8,280

4.3540

Ordinary shares

Purchase

9,412

4.3545

Ordinary shares

Purchase

10,120

4.3550

Ordinary shares

Purchase

15,089

4.3555

Ordinary shares

Purchase

6,846

4.3560

Ordinary shares

Purchase

3,687

4.3565

Ordinary shares

Purchase

7,565

4.3575

Ordinary shares

Purchase

21,985

4.3580

Ordinary shares

Purchase

9,270

4.3585

Ordinary shares

Purchase

12,414

4.3590

Ordinary shares

Purchase

8,051

4.3595

Ordinary shares

Purchase

27,921

4.3600

Ordinary shares

Purchase

16,450

4.3605

Ordinary shares

Purchase

15,010

4.3610

Ordinary shares

Purchase

13,663

4.3615

Ordinary shares

Purchase

10,694

4.3620

Ordinary shares

Purchase

10,310

4.3625

Ordinary shares

Purchase

20,929

4.3630

Ordinary shares

Purchase

15,527

4.3635

Ordinary shares

Purchase

13,571

4.3640

Ordinary shares

Purchase

53,543

4.3645

Ordinary shares

Purchase

30,762

4.3650

Ordinary shares

Purchase

20,300

4.3655

Ordinary shares

Purchase

10,656

4.3660

Ordinary shares

Purchase

11,791

4.3665

Ordinary shares

Purchase

45,000

4.3669

Ordinary shares

Purchase

12,480

4.3670

Ordinary shares

Purchase

18,166

4.3675

Ordinary shares

Purchase

10,882

4.3680

Ordinary shares

Purchase

15,272

4.3685

Ordinary shares

Purchase

47,756

4.3689

Ordinary shares

Purchase

24,049

4.3690

Ordinary shares

Purchase

8,106

4.3695

Ordinary shares

Purchase

55,417

4.3700

Ordinary shares

Purchase

12,732

4.3705

Ordinary shares

Purchase

13,989

4.3710

Ordinary shares

Purchase

23,092

4.3715

Ordinary shares

Purchase

3,819

4.3720

Ordinary shares

Purchase

9,501

4.3725

Ordinary shares

Purchase

5,386

4.3730

Ordinary shares

Purchase

6,863

4.3735

Ordinary shares

Purchase

13,540

4.3740

Ordinary shares

Purchase

15,679

4.3745

Ordinary shares

Purchase

65,887

4.3750

Ordinary shares

Purchase

10,141

4.3755

Ordinary shares

Purchase

21,898

4.3760

Ordinary shares

Purchase

11,464

4.3765

Ordinary shares

Purchase

6,358

4.3770

Ordinary shares

Purchase

25,308

4.3775

Ordinary shares

Purchase

16,112

4.3780

Ordinary shares

Purchase

2,235

4.3785

Ordinary shares

Purchase

32,967

4.3790

Ordinary shares

Purchase

10,475

4.3795

Ordinary shares

Purchase

4,048

4.3800

Ordinary shares

Purchase

24,448

4.3805

Ordinary shares

Purchase

466

4.3810

Ordinary shares

Purchase

6,698

4.3815

Ordinary shares

Purchase

42,839

4.3825

Ordinary shares

Purchase

5,063

4.3830

Ordinary shares

Purchase

14,652

4.3835

Ordinary shares

Purchase

19,107

4.3840

Ordinary shares

Purchase

3,251

4.3845

Ordinary shares

Purchase

3,212

4.3850

Ordinary shares

Purchase

2,792

4.3855

Ordinary shares

Purchase

6,593

4.3860

Ordinary shares

Purchase

8,969

4.3865

Ordinary shares

Purchase

1,518

4.3870

Ordinary shares

Purchase

9,446

4.3875

Ordinary shares

Purchase

1,759

4.3880

Ordinary shares

Purchase

380

4.3885

Ordinary shares

Purchase

3,975

4.3890

Ordinary shares

Purchase

12,616

4.3895

Ordinary shares

Purchase

2,324

4.3900

Ordinary shares

Purchase

3,003

4.3905

Ordinary shares

Purchase

4,848

4.3915

Ordinary shares

Purchase

1,496

4.3920

Ordinary shares

Purchase

1,295

4.3930

Ordinary shares

Sale

2,184

4.3280

Ordinary shares

Sale

38,967

4.3290

Ordinary shares

Sale

3,168

4.3295

Ordinary shares

Sale

748

4.3350

Ordinary shares

Sale

79,894

4.3370

Ordinary shares

Sale

10,005

4.3375

Ordinary shares

Sale

400

4.3385

Ordinary shares

Sale

1,972

4.3390

Ordinary shares

Sale

4,486

4.3395

Ordinary shares

Sale

1,135

4.3400

Ordinary shares

Sale

1,357

4.3405

Ordinary shares

Sale

528

4.3410

Ordinary shares

Sale

1,498

4.3430

Ordinary shares

Sale

2,587

4.3445

Ordinary shares

Sale

6,480

4.3450

Ordinary shares

Sale

979

4.3455

Ordinary shares

Sale

36,497

4.3460

Ordinary shares

Sale

673

4.3465

Ordinary shares

Sale

1,122

4.3470

Ordinary shares

Sale

313

4.3475

Ordinary shares

Sale

2,101

4.3480

Ordinary shares

Sale

16,468

4.3485

Ordinary shares

Sale

13,961

4.3490

Ordinary shares

Sale

6,076

4.3495

Ordinary shares

Sale

23,368

4.3500

Ordinary shares

Sale

37,605

4.3505

Ordinary shares

Sale

1,801

4.3510

Ordinary shares

Sale

5,069

4.3515

Ordinary shares

Sale

314

4.3520

Ordinary shares

Sale

7,114

4.3525

Ordinary shares

Sale

400

4.3530

Ordinary shares

Sale

1,073

4.3540

Ordinary shares

Sale

1,115

4.3545

Ordinary shares

Sale

6,378

4.3550

Ordinary shares

Sale

11,255

4.3555

Ordinary shares

Sale

19,493

4.3560

Ordinary shares

Sale

7,157

4.3565

Ordinary shares

Sale

1,400

4.3570

Ordinary shares

Sale

3,190

4.3575

Ordinary shares

Sale

4,344

4.3580

Ordinary shares

Sale

480

4.3585

Ordinary shares

Sale

6,283

4.3590

Ordinary shares

Sale

21,587

4.3595

Ordinary shares

Sale

643

4.3600

Ordinary shares

Sale

2,683

4.3605

Ordinary shares

Sale

2,541

4.3610

Ordinary shares

Sale

3,754

4.3615

Ordinary shares

Sale

23,291

4.3620

Ordinary shares

Sale

7,886

4.3625

Ordinary shares

Sale

13,753

4.3630

Ordinary shares

Sale

15,194

4.3635

Ordinary shares

Sale

7,000

4.3640

Ordinary shares

Sale

87,522

4.3641

Ordinary shares

Sale

38,909

4.3645

Ordinary shares

Sale

32,119

4.3650

Ordinary shares

Sale

17,621

4.3655

Ordinary shares

Sale

7,000

4.3658

Ordinary shares

Sale

12,264

4.3660

Ordinary shares

Sale

4,896

4.3665

Ordinary shares

Sale

108,851

4.3670

Ordinary shares

Sale

22,332

4.3675

Ordinary shares

Sale

24,941

4.3680

Ordinary shares

Sale

27,995

4.3685

Ordinary shares

Sale

43,250

4.3690

Ordinary shares

Sale

12,372

4.3695

Ordinary shares

Sale

54,483

4.3700

Ordinary shares

Sale

44,168

4.3705

Ordinary shares

Sale

10,580

4.3710

Ordinary shares

Sale

15,576

4.3715

Ordinary shares

Sale

17,425

4.3720

Ordinary shares

Sale

5,216

4.3725

Ordinary shares

Sale

15,941

4.3730

Ordinary shares

Sale

8,121

4.3735

Ordinary shares

Sale

12,376

4.3740

Ordinary shares

Sale

39,659

4.3745

Ordinary shares

Sale

19,587

4.3750

Ordinary shares

Sale

17,255

4.3755

Ordinary shares

Sale

5,562

4.3760

Ordinary shares

Sale

15,644

4.3765

Ordinary shares

Sale

16,498

4.3770

Ordinary shares

Sale

8,089

4.3775

Ordinary shares

Sale

16,803

4.3780

Ordinary shares

Sale

8,923

4.3785

Ordinary shares

Sale

16,079

4.3790

Ordinary shares

Sale

10,770

4.3795

Ordinary shares

Sale

10,612

4.3800

Ordinary shares

Sale

8,973

4.3805

Ordinary shares

Sale

236

4.3810

Ordinary shares

Sale

3,062

4.3815

Ordinary shares

Sale

10,675

4.3820

Ordinary shares

Sale

3,813

4.3830

Ordinary shares

Sale

138,151

4.3835

Ordinary shares

Sale

4,961

4.3840

Ordinary shares

Sale

18,963

4.3850

Ordinary shares

Sale

8,105

4.3855

Ordinary shares

Sale

12,673

4.3860

Ordinary shares

Sale

6,082

4.3865

Ordinary shares

Sale

15,234

4.3870

Ordinary shares

Sale

2,727

4.3875

Ordinary shares

Sale

6,550

4.3880

Ordinary shares

Sale

11,660

4.3885

Ordinary shares

Sale

6,908

4.3890

Ordinary shares

Sale

3,095

4.3895

Ordinary shares

Sale

530

4.3900

Ordinary shares

Sale

631

4.3905

Ordinary shares

Sale

739

4.3910

Ordinary shares

Sale

3,582

4.3915

Ordinary shares

Sale

1,964

4.3920

Ordinary shares

Sale

231

4.3930

Ordinary shares

Sale

578

4.3940

 

Total Buy - 1,499,776

Total Sell - 1,549,332

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

Convertible Bond

Purchase

100,000

135.5

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Increasing short

12,285

4.3200 - 4.3940

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

29/02/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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