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Form 8.5 (EPT/NON-RI) Glencore International Plc

24th Feb 2012 09:13

RNS Number : 0621Y
Nomura International PLC (EPT)
24 February 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

23 February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,581,686

0.052

1,447,401

0.021

(2) Derivatives (other than options):

1,461,628

0.021

(3) Options and agreements to purchase/sell:

 

TOTAL:

3,581,686

0.052

2,909,029

0.042

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

100,000

0.004

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

999

4.3250

Ordinary shares

Purchase

800

4.3255

Ordinary shares

Purchase

455

4.3275

Ordinary shares

Purchase

1,732

4.3280

Ordinary shares

Purchase

3,301

4.3285

Ordinary shares

Purchase

938

4.3290

Ordinary shares

Purchase

1,454

4.3295

Ordinary shares

Purchase

35,374

4.3300

Ordinary shares

Purchase

1,100

4.3305

Ordinary shares

Purchase

5,307

4.3310

Ordinary shares

Purchase

1,300

4.3315

Ordinary shares

Purchase

1,651

4.3325

Ordinary shares

Purchase

1,786

4.3335

Ordinary shares

Purchase

380

4.3345

Ordinary shares

Purchase

1,217

4.3355

Ordinary shares

Purchase

294

4.3360

Ordinary shares

Purchase

3,441

4.3365

Ordinary shares

Purchase

3,401

4.3375

Ordinary shares

Purchase

431

4.3380

Ordinary shares

Purchase

1,356

4.3385

Ordinary shares

Purchase

1,974

4.3390

Ordinary shares

Purchase

865

4.3395

Ordinary shares

Purchase

4,311

4.3405

Ordinary shares

Purchase

1,943

4.3415

Ordinary shares

Purchase

345

4.3425

Ordinary shares

Purchase

3,107

4.3430

Ordinary shares

Purchase

2,026

4.3435

Ordinary shares

Purchase

4,397

4.3440

Ordinary shares

Purchase

4,461

4.3445

Ordinary shares

Purchase

52,737

4.3450

Ordinary shares

Purchase

783

4.3455

Ordinary shares

Purchase

5,880

4.3460

Ordinary shares

Purchase

577

4.3465

Ordinary shares

Purchase

5,235

4.3470

Ordinary shares

Purchase

746

4.3475

Ordinary shares

Purchase

5,640

4.3480

Ordinary shares

Purchase

1,776

4.3485

Ordinary shares

Purchase

3,599

4.3490

Ordinary shares

Purchase

3,378

4.3495

Ordinary shares

Purchase

3,406

4.3500

Ordinary shares

Purchase

10,172

4.3505

Ordinary shares

Purchase

781

4.3515

Ordinary shares

Purchase

3,929

4.3520

Ordinary shares

Purchase

2,309

4.3525

Ordinary shares

Purchase

784

4.3530

Ordinary shares

Purchase

7,627

4.3535

Ordinary shares

Purchase

1,670

4.3540

Ordinary shares

Purchase

650

4.3545

Ordinary shares

Purchase

3,885

4.3550

Ordinary shares

Purchase

2,939

4.3555

Ordinary shares

Purchase

1,134

4.3560

Ordinary shares

Purchase

685

4.3565

Ordinary shares

Purchase

1,545

4.3570

Ordinary shares

Purchase

3,731

4.3575

Ordinary shares

Purchase

2,161

4.3580

Ordinary shares

Purchase

11,294

4.3585

Ordinary shares

Purchase

2,749

4.3590

Ordinary shares

Purchase

1,475

4.3595

Ordinary shares

Purchase

100

4.3596

Ordinary shares

Purchase

11,766

4.3600

Ordinary shares

Purchase

1,250

4.3610

Ordinary shares

Purchase

4,662

4.3620

Ordinary shares

Purchase

6,217

4.3625

Ordinary shares

Purchase

4,329

4.3640

Ordinary shares

Purchase

1,919

4.3655

Ordinary shares

Purchase

8,765

4.3660

Ordinary shares

Purchase

1,770

4.3665

Ordinary shares

Purchase

2,758

4.3670

Ordinary shares

Purchase

4,129

4.3675

Ordinary shares

Purchase

1,602

4.3680

Ordinary shares

Purchase

1,812

4.3685

Ordinary shares

Purchase

493

4.3690

Ordinary shares

Purchase

42,327

4.3690

Ordinary shares

Purchase

1,500

4.3695

Ordinary shares

Purchase

944

4.3700

Ordinary shares

Purchase

400

4.3720

Ordinary shares

Purchase

8,152

4.3725

Ordinary shares

Purchase

2,953

4.3730

Ordinary shares

Purchase

727

4.3735

Ordinary shares

Purchase

3,087

4.3745

Ordinary shares

Purchase

400

4.3770

Ordinary shares

Purchase

2,591

4.3775

Ordinary shares

Purchase

1,173

4.3805

Ordinary shares

Purchase

13,411

4.3810

Ordinary shares

Purchase

330,705

4.3831

Ordinary shares

Purchase

5,921

4.3840

Ordinary shares

Purchase

722

4.3845

Ordinary shares

Purchase

6,201

4.3850

Ordinary shares

Purchase

4,972

4.3855

Ordinary shares

Purchase

4,761

4.3865

Ordinary shares

Purchase

6,705

4.3870

Ordinary shares

Purchase

6,851

4.3875

Ordinary shares

Purchase

10,451

4.3880

Ordinary shares

Purchase

5,949

4.3885

Ordinary shares

Purchase

20,178

4.3890

Ordinary shares

Purchase

5,509

4.3895

Ordinary shares

Purchase

7,301

4.3900

Ordinary shares

Purchase

627

4.3910

Ordinary shares

Purchase

2,643

4.3915

Ordinary shares

Purchase

12,380

4.3920

Ordinary shares

Purchase

5,505

4.3925

Ordinary shares

Purchase

1,852

4.3930

Ordinary shares

Purchase

1,790

4.3935

Ordinary shares

Purchase

6,389

4.3940

Ordinary shares

Purchase

9,918

4.3945

Ordinary shares

Purchase

2,896

4.3950

Ordinary shares

Purchase

4,800

4.3955

Ordinary shares

Purchase

5,969

4.3960

Ordinary shares

Purchase

1,120

4.3965

Ordinary shares

Purchase

5,000

4.3970

Ordinary shares

Purchase

4,389

4.3975

Ordinary shares

Purchase

5,895

4.3980

Ordinary shares

Purchase

9,900

4.3985

Ordinary shares

Purchase

3,085

4.3990

Ordinary shares

Purchase

5,360

4.3995

Ordinary shares

Purchase

52,286

4.4000

Ordinary shares

Purchase

10,046

4.4005

Ordinary shares

Purchase

4,505

4.4010

Ordinary shares

Purchase

3,604

4.4015

Ordinary shares

Purchase

3,640

4.4020

Ordinary shares

Purchase

1,128

4.4025

Ordinary shares

Purchase

10,372

4.4030

Ordinary shares

Purchase

10,508

4.4035

Ordinary shares

Purchase

500

4.4040

Ordinary shares

Purchase

1,599

4.4045

Ordinary shares

Purchase

4,044

4.4050

Ordinary shares

Purchase

2,703

4.4055

Ordinary shares

Purchase

10,602

4.4065

Ordinary shares

Purchase

3,000

4.4070

Ordinary shares

Purchase

928

4.4075

Ordinary shares

Purchase

989

4.4080

Ordinary shares

Purchase

1,502

4.4085

Ordinary shares

Purchase

8,415

4.4090

Ordinary shares

Purchase

3,050

4.4095

Ordinary shares

Purchase

929

4.4100

Ordinary shares

Purchase

1,300

4.4105

Ordinary shares

Purchase

1,553

4.4115

Ordinary shares

Purchase

5,166

4.4125

Ordinary shares

Purchase

5,146

4.4130

Ordinary shares

Purchase

3,676

4.4135

Ordinary shares

Purchase

610

4.4140

Ordinary shares

Purchase

14,765

4.4145

Ordinary shares

Purchase

1,500

4.4155

Ordinary shares

Purchase

4,101

4.4160

Ordinary shares

Purchase

8,282

4.4165

Ordinary shares

Purchase

5,546

4.4170

Ordinary shares

Purchase

14,946

4.4175

Ordinary shares

Purchase

4,202

4.4180

Ordinary shares

Purchase

11,175

4.4185

Ordinary shares

Purchase

7,718

4.4200

Ordinary shares

Purchase

7,513

4.4210

Ordinary shares

Purchase

1,633

4.4215

Ordinary shares

Purchase

8,248

4.4225

Ordinary shares

Purchase

2,081

4.4235

Ordinary shares

Purchase

1,008

4.4240

Ordinary shares

Purchase

380

4.4245

Ordinary shares

Purchase

4,322

4.4250

Ordinary shares

Purchase

2,363

4.4255

Ordinary shares

Purchase

873

4.4260

Ordinary shares

Purchase

1,087

4.4270

Ordinary shares

Purchase

5,771

4.4290

Ordinary shares

Sale

1,941

4.3205

Ordinary shares

Sale

1,000

4.3225

Ordinary shares

Sale

122

4.3235

Ordinary shares

Sale

733

4.3240

Ordinary shares

Sale

1,000

4.3250

Ordinary shares

Sale

1,455

4.3255

Ordinary shares

Sale

1,915

4.3260

Ordinary shares

Sale

110

4.3265

Ordinary shares

Sale

3,296

4.3270

Ordinary shares

Sale

1,600

4.3275

Ordinary shares

Sale

3,362

4.3280

Ordinary shares

Sale

1,627

4.3285

Ordinary shares

Sale

13,032

4.3290

Ordinary shares

Sale

15,070

4.3295

Ordinary shares

Sale

4,786

4.3300

Ordinary shares

Sale

1,895

4.3305

Ordinary shares

Sale

6,114

4.3310

Ordinary shares

Sale

1,661

4.3315

Ordinary shares

Sale

1,027

4.3320

Ordinary shares

Sale

2,608

4.3325

Ordinary shares

Sale

512

4.3330

Ordinary shares

Sale

2,364

4.3335

Ordinary shares

Sale

206

4.3340

Ordinary shares

Sale

728

4.3345

Ordinary shares

Sale

2,499

4.3360

Ordinary shares

Sale

433

4.3365

Ordinary shares

Sale

729

4.3370

Ordinary shares

Sale

3,165

4.3375

Ordinary shares

Sale

1,222

4.3380

Ordinary shares

Sale

2,186

4.3395

Ordinary shares

Sale

2,782

4.3405

Ordinary shares

Sale

1,263

4.3415

Ordinary shares

Sale

4,276

4.3430

Ordinary shares

Sale

2,069

4.3435

Ordinary shares

Sale

9

4.3440

Ordinary shares

Sale

2,398

4.3445

Ordinary shares

Sale

3,402

4.3450

Ordinary shares

Sale

4,184

4.3455

Ordinary shares

Sale

6,743

4.3460

Ordinary shares

Sale

2,339

4.3465

Ordinary shares

Sale

1,774

4.3470

Ordinary shares

Sale

95,889

4.3475

Ordinary shares

Sale

6,002

4.3480

Ordinary shares

Sale

2,623

4.3485

Ordinary shares

Sale

3,487

4.3490

Ordinary shares

Sale

3,301

4.3495

Ordinary shares

Sale

3,904

4.3500

Ordinary shares

Sale

7,865

4.3505

Ordinary shares

Sale

2,788

4.3510

Ordinary shares

Sale

3,930

4.3515

Ordinary shares

Sale

17,934

4.3519

Ordinary shares

Sale

3,918

4.3520

Ordinary shares

Sale

1,435

4.3525

Ordinary shares

Sale

2,784

4.3540

Ordinary shares

Sale

5,742

4.3545

Ordinary shares

Sale

2,164

4.3550

Ordinary shares

Sale

2,914

4.3555

Ordinary shares

Sale

3,161

4.3560

Ordinary shares

Sale

532

4.3565

Ordinary shares

Sale

3,762

4.3570

Ordinary shares

Sale

2,848

4.3575

Ordinary shares

Sale

3,978

4.3580

Ordinary shares

Sale

1,920

4.3585

Ordinary shares

Sale

6,179

4.3590

Ordinary shares

Sale

7,984

4.3595

Ordinary shares

Sale

1,530

4.3600

Ordinary shares

Sale

2,675

4.3605

Ordinary shares

Sale

2,512

4.3610

Ordinary shares

Sale

933

4.3615

Ordinary shares

Sale

548

4.3620

Ordinary shares

Sale

4,354

4.3625

Ordinary shares

Sale

2,346

4.3635

Ordinary shares

Sale

1,031

4.3640

Ordinary shares

Sale

6,992

4.3645

Ordinary shares

Sale

1,448

4.3650

Ordinary shares

Sale

262

4.3655

Ordinary shares

Sale

2,667

4.3660

Ordinary shares

Sale

2,080

4.3665

Ordinary shares

Sale

3,425

4.3670

Ordinary shares

Sale

1,074

4.3675

Ordinary shares

Sale

1,515

4.3680

Ordinary shares

Sale

2,972

4.3685

Ordinary shares

Sale

868

4.3690

Ordinary shares

Sale

1,014

4.3695

Ordinary shares

Sale

2,677

4.3700

Ordinary shares

Sale

2,171

4.3705

Ordinary shares

Sale

2,627

4.3710

Ordinary shares

Sale

1,265

4.3715

Ordinary shares

Sale

1,846

4.3730

Ordinary shares

Sale

1,107

4.3735

Ordinary shares

Sale

2,374

4.3740

Ordinary shares

Sale

7,492

4.3745

Ordinary shares

Sale

300

4.3750

Ordinary shares

Sale

6,046

4.3755

Ordinary shares

Sale

986

4.3760

Ordinary shares

Sale

718

4.3765

Ordinary shares

Sale

4,297

4.3770

Ordinary shares

Sale

2,764

4.3795

Ordinary shares

Sale

1,222

4.3800

Ordinary shares

Sale

700

4.3805

Ordinary shares

Sale

12,081

4.3810

Ordinary shares

Sale

1,454

4.3815

Ordinary shares

Sale

2,486

4.3820

Ordinary shares

Sale

3,869

4.3830

Ordinary shares

Sale

7,124

4.3835

Ordinary shares

Sale

4,584

4.3840

Ordinary shares

Sale

12,042

4.3845

Ordinary shares

Sale

12,148

4.3850

Ordinary shares

Sale

12,308

4.3855

Ordinary shares

Sale

1,888

4.3860

Ordinary shares

Sale

14,382

4.3865

Ordinary shares

Sale

12,027

4.3870

Ordinary shares

Sale

4,235

4.3875

Ordinary shares

Sale

8,276

4.3880

Ordinary shares

Sale

8,879

4.3885

Ordinary shares

Sale

7,343

4.3890

Ordinary shares

Sale

7,408

4.3895

Ordinary shares

Sale

8,332

4.3900

Ordinary shares

Sale

5,965

4.3905

Ordinary shares

Sale

931

4.3910

Ordinary shares

Sale

8,889

4.3915

Ordinary shares

Sale

25,049

4.3920

Ordinary shares

Sale

19,777

4.3925

Ordinary shares

Sale

10,259

4.3930

Ordinary shares

Sale

9,446

4.3935

Ordinary shares

Sale

11,017

4.3940

Ordinary shares

Sale

14,049

4.3945

Ordinary shares

Sale

10,443

4.3950

Ordinary shares

Sale

6,514

4.3955

Ordinary shares

Sale

11,306

4.3960

Ordinary shares

Sale

9,357

4.3965

Ordinary shares

Sale

1,727

4.3967

Ordinary shares

Sale

4,387

4.3970

Ordinary shares

Sale

8,639

4.3975

Ordinary shares

Sale

7,440

4.3980

Ordinary shares

Sale

9,566

4.3985

Ordinary shares

Sale

2,150

4.3990

Ordinary shares

Sale

7,619

4.3995

Ordinary shares

Sale

26,495

4.4000

Ordinary shares

Sale

4,499

4.4005

Ordinary shares

Sale

11,385

4.4010

Ordinary shares

Sale

8,305

4.4015

Ordinary shares

Sale

4,613

4.4020

Ordinary shares

Sale

10,021

4.4025

Ordinary shares

Sale

3,143

4.4030

Ordinary shares

Sale

2,554

4.4035

Ordinary shares

Sale

2,962

4.4040

Ordinary shares

Sale

144,471

4.4045

Ordinary shares

Sale

600

4.4050

Ordinary shares

Sale

4,019

4.4055

Ordinary shares

Sale

1,660

4.4060

Ordinary shares

Sale

6,099

4.4065

Ordinary shares

Sale

2,769

4.4070

Ordinary shares

Sale

4,989

4.4075

Ordinary shares

Sale

3,281

4.4080

Ordinary shares

Sale

2,005

4.4085

Ordinary shares

Sale

3,805

4.4090

Ordinary shares

Sale

2,988

4.4095

Ordinary shares

Sale

1,127

4.4100

Ordinary shares

Sale

3,413

4.4105

Ordinary shares

Sale

4,723

4.4115

Ordinary shares

Sale

1,322

4.4120

Ordinary shares

Sale

4,104

4.4125

Ordinary shares

Sale

1,669

4.4130

Ordinary shares

Sale

5,858

4.4135

Ordinary shares

Sale

7,238

4.4140

Ordinary shares

Sale

2,244

4.4145

Ordinary shares

Sale

1,030

4.4150

Ordinary shares

Sale

2,240

4.4155

Ordinary shares

Sale

1,470

4.4160

Ordinary shares

Sale

5,777

4.4165

Ordinary shares

Sale

3,947

4.4170

Ordinary shares

Sale

5,335

4.4175

Ordinary shares

Sale

3,183

4.4180

Ordinary shares

Sale

9,346

4.4185

Ordinary shares

Sale

3,112

4.4190

Ordinary shares

Sale

1,954

4.4195

Ordinary shares

Sale

3,960

4.4200

Ordinary shares

Sale

796

4.4205

Ordinary shares

Sale

3,103

4.4210

Ordinary shares

Sale

2,327

4.4215

Ordinary shares

Sale

1,929

4.4225

Ordinary shares

Sale

612

4.4230

Ordinary shares

Sale

729

4.4235

Ordinary shares

Sale

2,327

4.4240

Ordinary shares

Sale

576

4.4245

Ordinary shares

Sale

1,894

4.4255

Ordinary shares

Sale

1,432

4.4260

Ordinary shares

Sale

6,339

4.4265

Ordinary shares

Sale

1,487

4.4270

Ordinary shares

Sale

728

4.4285

Ordinary shares

Sale

598

4.4300

Ordinary shares

Sale

1,292

4.4305

Ordinary shares

Sale

603

4.4315

 

Total Buy - 1,127,719

Total Sell - 1,061,402

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Increasing short

5,020

4.3205 - 4.4315

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

24/02/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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