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Form 8.5 (EPT/NON-RI) Glencore International Plc

14th Feb 2012 11:36

RNS Number : 3895X
Nomura International PLC (EPT)
14 February 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

13 February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

353,213

0.005

895,865

0.013

(2) Derivatives (other than options):

1,506,503

0.022

(3) Options and agreements to purchase/sell:

 

TOTAL:

353,213

0.005

2,402,368

0.035

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

0

0

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

20,000

4.285

Ordinary shares

Purchase

15,742

4.288

Ordinary shares

Purchase

20,000

4.292

Ordinary shares

Purchase

209,237

4.293

Ordinary shares

Purchase

741

4.296

Ordinary shares

Purchase

10,000

4.296

Ordinary shares

Purchase

1,221

4.298

Ordinary shares

Purchase

24,420

4.298

Ordinary shares

Purchase

10,000

4.299

Ordinary shares

Purchase

1,273

4.300

Ordinary shares

Purchase

9,039

4.301

Ordinary shares

Purchase

10,000

4.302

Ordinary shares

Purchase

12,976

4.305

Ordinary shares

Purchase

441

4.308

Ordinary shares

Purchase

13,714

4.308

Ordinary shares

Purchase

5,987

4.309

Ordinary shares

Purchase

8,137

4.309

Ordinary shares

Purchase

14,915

4.310

Ordinary shares

Purchase

747

4.310

Ordinary shares

Purchase

1,485

4.311

Ordinary shares

Purchase

739

4.311

Ordinary shares

Purchase

25,120

4.312

Ordinary shares

Purchase

1,519

4.312

Ordinary shares

Purchase

1,452

4.313

Ordinary shares

Purchase

1,472

4.320

Ordinary shares

Purchase

2,944

4.321

Ordinary shares

Purchase

3,683

4.322

Ordinary shares

Purchase

17,633

4.322

Ordinary shares

Purchase

8,130

4.323

Ordinary shares

Purchase

276

4.323

Ordinary shares

Purchase

3,469

4.324

Ordinary shares

Purchase

2,013

4.324

Ordinary shares

Purchase

6,469

4.325

Ordinary shares

Purchase

955

4.325

Ordinary shares

Purchase

5,047

4.326

Ordinary shares

Purchase

2,100

4.326

Ordinary shares

Purchase

2,804

4.327

Ordinary shares

Purchase

2,802

4.328

Ordinary shares

Purchase

4,111

4.328

Ordinary shares

Purchase

45,732

4.329

Ordinary shares

Purchase

1,400

4.330

Ordinary shares

Purchase

11,679

4.330

Ordinary shares

Purchase

1,100

4.331

Ordinary shares

Purchase

14,444

4.331

Ordinary shares

Purchase

1,488

4.332

Ordinary shares

Purchase

3,062

4.332

Ordinary shares

Purchase

2,914

4.333

Ordinary shares

Purchase

13,423

4.333

Ordinary shares

Purchase

27

4.334

Ordinary shares

Purchase

3,217

4.334

Ordinary shares

Purchase

2,218

4.335

Ordinary shares

Purchase

8,611

4.335

Ordinary shares

Purchase

6,974

4.336

Ordinary shares

Purchase

7,638

4.337

Ordinary shares

Purchase

8,148

4.338

Ordinary shares

Purchase

31,192

4.340

Ordinary shares

Purchase

2,967

4.341

Ordinary shares

Purchase

8,175

4.341

Ordinary shares

Purchase

349

4.341

Ordinary shares

Purchase

1,250

4.342

Ordinary shares

Purchase

1,533

4.343

Ordinary shares

Purchase

4,221

4.344

Ordinary shares

Purchase

834

4.345

Ordinary shares

Purchase

1,681

4.346

Ordinary shares

Purchase

2,339

4.346

Ordinary shares

Purchase

2,147

4.347

Ordinary shares

Purchase

900

4.347

Ordinary shares

Purchase

1,261

4.349

Ordinary shares

Purchase

3,237

4.349

Ordinary shares

Purchase

17,012

4.350

Ordinary shares

Purchase

2,776

4.352

Ordinary shares

Purchase

2,651

4.353

Ordinary shares

Purchase

5,359

4.354

Ordinary shares

Purchase

1,711

4.354

Ordinary shares

Purchase

776

4.356

Ordinary shares

Purchase

2,812

4.357

Ordinary shares

Purchase

699

4.359

Ordinary shares

Purchase

2,789

4.360

Ordinary shares

Purchase

28,810

4.361

Ordinary shares

Purchase

2,298

4.362

Ordinary shares

Purchase

1,515

4.364

Ordinary shares

Purchase

6,839

4.365

Ordinary shares

Purchase

17,765

4.365

Ordinary shares

Purchase

380

4.366

Ordinary shares

Purchase

261

4.367

Ordinary shares

Purchase

4,561

4.368

Ordinary shares

Purchase

1,443

4.368

Ordinary shares

Purchase

107,339

4.369

Ordinary shares

Purchase

314

4.369

Ordinary shares

Purchase

43,672

4.370

Ordinary shares

Purchase

1,586

4.371

Ordinary shares

Purchase

1,374

4.371

Ordinary shares

Purchase

943

4.372

Ordinary shares

Purchase

2,795

4.373

Ordinary shares

Purchase

4,546

4.373

Ordinary shares

Purchase

742

4.374

Ordinary shares

Purchase

4,328

4.374

Ordinary shares

Purchase

2,438

4.375

Ordinary shares

Purchase

2,449

4.375

Ordinary shares

Purchase

211

4.376

Ordinary shares

Purchase

3,642

4.376

Ordinary shares

Purchase

4,050

4.377

Ordinary shares

Purchase

601

4.378

Ordinary shares

Purchase

11,167

4.378

Ordinary shares

Purchase

6,475

4.379

Ordinary shares

Purchase

3,661

4.379

Ordinary shares

Purchase

4,637

4.380

Ordinary shares

Purchase

53,798

4.380

Ordinary shares

Purchase

23,922

4.381

Ordinary shares

Purchase

1,082

4.382

Ordinary shares

Purchase

7,998

4.383

Ordinary shares

Purchase

3,160

4.383

Ordinary shares

Purchase

8,141

4.384

Ordinary shares

Purchase

3,583

4.384

Ordinary shares

Purchase

400

4.385

Ordinary shares

Purchase

11,837

4.385

Ordinary shares

Purchase

3,465

4.386

Ordinary shares

Purchase

100

4.386

Ordinary shares

Purchase

3,736

4.388

Ordinary shares

Purchase

1,000

4.388

Ordinary shares

Purchase

1,818

4.389

Ordinary shares

Purchase

2,000

4.389

Ordinary shares

Purchase

1,000

4.390

Ordinary shares

Purchase

17,186

4.390

Ordinary shares

Purchase

500

4.393

Ordinary shares

Purchase

7,266

4.393

Ordinary shares

Purchase

5,000

4.394

Ordinary shares

Purchase

3,849

4.394

Ordinary shares

Purchase

4,514

4.396

Ordinary shares

Purchase

101

4.396

Ordinary shares

Purchase

365

4.397

Ordinary shares

Purchase

1,417

4.398

Ordinary shares

Purchase

1,899

4.398

Ordinary shares

Purchase

3,339

4.399

Ordinary shares

Purchase

782

4.399

Ordinary shares

Purchase

3,208

4.400

Ordinary shares

Purchase

51,776

4.400

Ordinary shares

Purchase

794

4.401

Ordinary shares

Purchase

2,784

4.401

Ordinary shares

Purchase

3,394

4.402

Ordinary shares

Purchase

500

4.402

Ordinary shares

Purchase

4,195

4.403

Ordinary shares

Purchase

12,643

4.404

Ordinary shares

Purchase

611

4.404

Ordinary shares

Purchase

21,816

4.405

Ordinary shares

Purchase

4,566

4.409

Ordinary shares

Purchase

768

4.410

Ordinary shares

Purchase

3,369

4.413

Ordinary shares

Purchase

1,607

4.414

Ordinary shares

Purchase

1,558

4.415

Ordinary shares

Purchase

3,038

4.416

Ordinary shares

Purchase

2,406

4.418

Ordinary shares

Purchase

528

4.418

Ordinary shares

Purchase

500

4.419

Ordinary shares

Purchase

82

4.419

Ordinary shares

Purchase

1,924

4.420

Ordinary shares

Sale

1,004

4.285

Ordinary shares

Sale

661

4.285

Ordinary shares

Sale

2,700

4.286

Ordinary shares

Sale

839

4.286

Ordinary shares

Sale

635

4.287

Ordinary shares

Sale

239

4.287

Ordinary shares

Sale

7,000

4.288

Ordinary shares

Sale

202,768

4.293

Ordinary shares

Sale

11,395

4.295

Ordinary shares

Sale

13,647

4.296

Ordinary shares

Sale

2,701

4.297

Ordinary shares

Sale

2,450

4.297

Ordinary shares

Sale

5,983

4.298

Ordinary shares

Sale

2,149

4.298

Ordinary shares

Sale

2,556

4.299

Ordinary shares

Sale

4,541

4.300

Ordinary shares

Sale

1,508

4.300

Ordinary shares

Sale

4,635

4.301

Ordinary shares

Sale

14,816

4.302

Ordinary shares

Sale

383

4.305

Ordinary shares

Sale

10,180

4.305

Ordinary shares

Sale

1,685

4.306

Ordinary shares

Sale

1,400

4.307

Ordinary shares

Sale

5,018

4.307

Ordinary shares

Sale

3,003

4.308

Ordinary shares

Sale

7,071

4.308

Ordinary shares

Sale

3,985

4.309

Ordinary shares

Sale

5,479

4.309

Ordinary shares

Sale

1,188

4.310

Ordinary shares

Sale

4,478

4.310

Ordinary shares

Sale

900

4.311

Ordinary shares

Sale

5,557

4.311

Ordinary shares

Sale

2,233

4.312

Ordinary shares

Sale

574

4.313

Ordinary shares

Sale

377

4.314

Ordinary shares

Sale

1,476

4.316

Ordinary shares

Sale

377

4.316

Ordinary shares

Sale

52,400

4.320

Ordinary shares

Sale

1,000

4.320

Ordinary shares

Sale

7,782

4.321

Ordinary shares

Sale

8,799

4.322

Ordinary shares

Sale

15,702

4.322

Ordinary shares

Sale

1,251

4.323

Ordinary shares

Sale

12,848

4.323

Ordinary shares

Sale

2,207

4.324

Ordinary shares

Sale

3,305

4.324

Ordinary shares

Sale

1,800

4.324

Ordinary shares

Sale

19,012

4.325

Ordinary shares

Sale

6,399

4.325

Ordinary shares

Sale

3,171

4.326

Ordinary shares

Sale

1,427

4.326

Ordinary shares

Sale

3,804

4.327

Ordinary shares

Sale

500

4.327

Ordinary shares

Sale

3,079

4.328

Ordinary shares

Sale

2,967

4.328

Ordinary shares

Sale

8,666

4.329

Ordinary shares

Sale

3,651

4.329

Ordinary shares

Sale

2,706

4.330

Ordinary shares

Sale

191,795

4.330

Ordinary shares

Sale

4,602

4.330

Ordinary shares

Sale

738

4.331

Ordinary shares

Sale

4,762

4.331

Ordinary shares

Sale

537

4.332

Ordinary shares

Sale

3,366

4.332

Ordinary shares

Sale

3,095

4.333

Ordinary shares

Sale

455

4.333

Ordinary shares

Sale

881

4.334

Ordinary shares

Sale

5,407

4.334

Ordinary shares

Sale

1,435

4.335

Ordinary shares

Sale

757

4.335

Ordinary shares

Sale

100

4.336

Ordinary shares

Sale

2,279

4.337

Ordinary shares

Sale

4,411

4.337

Ordinary shares

Sale

4,084

4.338

Ordinary shares

Sale

3,823

4.338

Ordinary shares

Sale

2,545

4.339

Ordinary shares

Sale

8,930

4.339

Ordinary shares

Sale

1,113

4.340

Ordinary shares

Sale

890

4.340

Ordinary shares

Sale

730

4.341

Ordinary shares

Sale

353

4.342

Ordinary shares

Sale

5,770

4.343

Ordinary shares

Sale

1,756

4.343

Ordinary shares

Sale

1,519

4.344

Ordinary shares

Sale

1,895

4.344

Ordinary shares

Sale

8,303

4.345

Ordinary shares

Sale

346

4.345

Ordinary shares

Sale

1,186

4.346

Ordinary shares

Sale

2,147

4.347

Ordinary shares

Sale

1,143

4.347

Ordinary shares

Sale

4,721

4.348

Ordinary shares

Sale

1,307

4.348

Ordinary shares

Sale

739

4.349

Ordinary shares

Sale

890

4.350

Ordinary shares

Sale

11,197

4.350

Ordinary shares

Sale

700

4.351

Ordinary shares

Sale

294

4.351

Ordinary shares

Sale

234

4.352

Ordinary shares

Sale

52,908

4.352

Ordinary shares

Sale

314

4.353

Ordinary shares

Sale

574

4.353

Ordinary shares

Sale

4,765

4.354

Ordinary shares

Sale

518

4.356

Ordinary shares

Sale

597

4.356

Ordinary shares

Sale

7,166

4.357

Ordinary shares

Sale

1,932

4.358

Ordinary shares

Sale

2,947

4.358

Ordinary shares

Sale

764

4.359

Ordinary shares

Sale

513

4.359

Ordinary shares

Sale

1,295

4.360

Ordinary shares

Sale

4,502

4.360

Ordinary shares

Sale

772

4.361

Ordinary shares

Sale

100

4.362

Ordinary shares

Sale

936

4.363

Ordinary shares

Sale

3,180

4.364

Ordinary shares

Sale

15,556

4.365

Ordinary shares

Sale

6,027

4.365

Ordinary shares

Sale

1,064

4.366

Ordinary shares

Sale

786

4.366

Ordinary shares

Sale

2,000

4.367

Ordinary shares

Sale

6,248

4.367

Ordinary shares

Sale

17,165

4.368

Ordinary shares

Sale

2,918

4.368

Ordinary shares

Sale

2,018

4.369

Ordinary shares

Sale

2,131

4.369

Ordinary shares

Sale

1,154

4.370

Ordinary shares

Sale

7,881

4.370

Ordinary shares

Sale

3,036

4.371

Ordinary shares

Sale

1,708

4.371

Ordinary shares

Sale

5,305

4.372

Ordinary shares

Sale

2,766

4.372

Ordinary shares

Sale

55,564

4.372

Ordinary shares

Sale

2,681

4.373

Ordinary shares

Sale

3,627

4.373

Ordinary shares

Sale

2,589

4.374

Ordinary shares

Sale

937

4.374

Ordinary shares

Sale

3,241

4.375

Ordinary shares

Sale

6,755

4.375

Ordinary shares

Sale

1,715

4.376

Ordinary shares

Sale

1,236

4.377

Ordinary shares

Sale

4,311

4.377

Ordinary shares

Sale

5,083

4.378

Ordinary shares

Sale

10,141

4.378

Ordinary shares

Sale

10,958

4.379

Ordinary shares

Sale

6,394

4.379

Ordinary shares

Sale

7,100

4.380

Ordinary shares

Sale

9,122

4.380

Ordinary shares

Sale

3,376

4.381

Ordinary shares

Sale

2,909

4.381

Ordinary shares

Sale

7,068

4.382

Ordinary shares

Sale

8,634

4.382

Ordinary shares

Sale

505

4.383

Ordinary shares

Sale

2,385

4.383

Ordinary shares

Sale

3,130

4.384

Ordinary shares

Sale

2,368

4.385

Ordinary shares

Sale

5,400

4.385

Ordinary shares

Sale

9,961

4.385

Ordinary shares

Sale

10,208

4.386

Ordinary shares

Sale

2,917

4.386

Ordinary shares

Sale

276

4.387

Ordinary shares

Sale

2,621

4.388

Ordinary shares

Sale

1,536

4.388

Ordinary shares

Sale

7,057

4.389

Ordinary shares

Sale

3,521

4.389

Ordinary shares

Sale

1,678

4.390

Ordinary shares

Sale

3,104

4.390

Ordinary shares

Sale

1,239

4.391

Ordinary shares

Sale

737

4.391

Ordinary shares

Sale

2,642

4.392

Ordinary shares

Sale

1,474

4.392

Ordinary shares

Sale

1,107

4.393

Ordinary shares

Sale

1,648

4.393

Ordinary shares

Sale

2,456

4.394

Ordinary shares

Sale

939

4.394

Ordinary shares

Sale

4,230

4.395

Ordinary shares

Sale

1,485

4.396

Ordinary shares

Sale

2,441

4.396

Ordinary shares

Sale

787

4.397

Ordinary shares

Sale

499

4.397

Ordinary shares

Sale

4,212

4.398

Ordinary shares

Sale

8,688

4.398

Ordinary shares

Sale

4,200

4.399

Ordinary shares

Sale

9,702

4.399

Ordinary shares

Sale

2,788

4.400

Ordinary shares

Sale

14,258

4.400

Ordinary shares

Sale

1,574

4.401

Ordinary shares

Sale

1,980

4.401

Ordinary shares

Sale

978

4.402

Ordinary shares

Sale

938

4.402

Ordinary shares

Sale

3,779

4.403

Ordinary shares

Sale

658

4.403

Ordinary shares

Sale

3,125

4.404

Ordinary shares

Sale

1,531

4.404

Ordinary shares

Sale

2,966

4.405

Ordinary shares

Sale

1,331

4.405

Ordinary shares

Sale

336

4.406

Ordinary shares

Sale

1,867

4.407

Ordinary shares

Sale

507

4.408

Ordinary shares

Sale

1,455

4.409

Ordinary shares

Sale

744

4.410

Ordinary shares

Sale

500

4.411

Ordinary shares

Sale

479

4.411

Ordinary shares

Sale

873

4.412

Ordinary shares

Sale

2,237

4.413

Ordinary shares

Sale

1,905

4.414

Ordinary shares

Sale

409

4.414

Ordinary shares

Sale

1,010

4.415

Ordinary shares

Sale

1,163

4.415

Ordinary shares

Sale

6,393

4.415

Ordinary shares

Sale

1,419

4.416

Ordinary shares

Sale

1,645

4.416

Ordinary shares

Sale

276

4.418

Ordinary shares

Sale

736

4.420

Ordinary shares

Sale

690

4.422

Ordinary shares

Sale

1,395

4.425

 

Total Buy - 1,279,726

Total Sell - 1,273,387

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

14/02/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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