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Form 8.5 (EPT/NON-RI) - Glencore International plc

18th Sep 2012 11:49

RNS Number : 5260M
Credit Suisse Securities (Eur) Ltd
18 September 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

17-September-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,110,920

0.0594

8,290,893

0.1198

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

4,110,920

0.0594

8,290,893

0.1198

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

114246

384.35

Ordinary shares

S

214

380.75

Ordinary shares

S

214

380.55

Ordinary shares

S

323

380.50

Ordinary shares

S

1064

380.45

Ordinary shares

S

441

380.40

Ordinary shares

S

1500

380.25

Ordinary shares

S

427

380.10

Ordinary shares

S

213

380.05

Ordinary shares

S

250

380.00

Ordinary shares

S

844

379.95

Ordinary shares

S

213

379.90

Ordinary shares

B

227

379.85

Ordinary shares

S

244

379.85

Ordinary shares

B

368

379.80

Ordinary shares

S

213

379.80

Ordinary shares

B

459

379.75

Ordinary shares

S

214

379.75

Ordinary shares

B

214

379.70

Ordinary shares

S

427

379.70

Ordinary shares

B

213

379.50

Ordinary shares

B

994

379.45

Ordinary shares

B

1067

379.35

Ordinary shares

S

400

379.35

Ordinary shares

B

1068

379.25

Ordinary shares

S

613

379.20

Ordinary shares

B

214

379.10

Ordinary shares

B

214

379.00

Ordinary shares

S

371

378.95

Ordinary shares

S

214

378.90

Ordinary shares

B

329

378.80

Ordinary shares

S

473

378.80

Ordinary shares

B

329

378.75

Ordinary shares

B

907

378.70

Ordinary shares

S

215

378.65

Ordinary shares

B

1070

378.60

Ordinary shares

S

215

378.60

Ordinary shares

B

214

378.40

Ordinary shares

S

1284

378.40

Ordinary shares

B

971

378.35

Ordinary shares

B

215

378.25

Ordinary shares

B

314

378.20

Ordinary shares

S

231

378.20

Ordinary shares

B

214

378.15

Ordinary shares

S

327

378.15

Ordinary shares

B

233

378.05

Ordinary shares

B

429

378.00

Ordinary shares

S

214

378.00

Ordinary shares

B

945

377.95

Ordinary shares

S

321

377.95

Ordinary shares

B

2145

377.90

Ordinary shares

B

4275

377.85

Ordinary shares

S

215

377.85

Ordinary shares

B

1531

377.80

Ordinary shares

S

215

377.80

Ordinary shares

B

547

377.75

Ordinary shares

S

215

377.75

Ordinary shares

B

303

377.70

Ordinary shares

S

215

377.70

Ordinary shares

B

6706

377.65

Ordinary shares

B

1640

377.60

Ordinary shares

S

430

377.55

Ordinary shares

B

1492

377.50

Ordinary shares

S

1656

377.50

Ordinary shares

S

486

377.45

Ordinary shares

S

2593

377.40

Ordinary shares

B

2345

377.35

Ordinary shares

B

2170

377.30

Ordinary shares

B

3206

377.25

Ordinary shares

B

1505

377.20

Ordinary shares

S

1118

377.20

Ordinary shares

B

197

377.18

Ordinary shares

B

431

377.15

Ordinary shares

B

2604

377.10

Ordinary shares

S

3867

377.10

Ordinary shares

B

5674

377.05

Ordinary shares

S

215

377.05

Ordinary shares

B

6284

377.00

Ordinary shares

S

1087

377.00

Ordinary shares

B

830

376.95

Ordinary shares

S

1346

376.95

Ordinary shares

B

4408

376.90

Ordinary shares

S

14

376.90

Ordinary shares

B

1873

376.85

Ordinary shares

S

316

376.85

Ordinary shares

S

2664

376.80

Ordinary shares

B

2316

376.75

Ordinary shares

S

719

376.75

Ordinary shares

B

5025

376.70

Ordinary shares

S

2246

376.70

Ordinary shares

B

2511

376.65

Ordinary shares

S

215

376.65

Ordinary shares

B

8046

376.60

Ordinary shares

B

4320

376.55

Ordinary shares

S

215

376.55

Ordinary shares

B

6093

376.50

Ordinary shares

S

430

376.50

Ordinary shares

B

2947

376.45

Ordinary shares

S

215

376.45

Ordinary shares

B

3614

376.40

Ordinary shares

S

215

376.40

Ordinary shares

B

4497

376.35

Ordinary shares

S

1659

376.35

Ordinary shares

B

1692

376.30

Ordinary shares

S

648

376.30

Ordinary shares

B

1426

376.28

Ordinary shares

S

1426

376.28

Ordinary shares

B

5161

376.27

Ordinary shares

S

5161

376.27

Ordinary shares

B

1823

376.25

Ordinary shares

S

3179

376.25

Ordinary shares

B

1292

376.20

Ordinary shares

S

984

376.20

Ordinary shares

B

2484

376.15

Ordinary shares

S

533

376.15

Ordinary shares

B

15892

376.10

Ordinary shares

S

8306

376.10

Ordinary shares

B

916

376.08

Ordinary shares

B

2153

376.05

Ordinary shares

S

432

376.05

Ordinary shares

B

1519

376.00

Ordinary shares

S

4000

376.00

Ordinary shares

B

1860

375.95

Ordinary shares

S

2612

375.95

Ordinary shares

B

96

375.92

Ordinary shares

S

96

375.92

Ordinary shares

B

2659

375.90

Ordinary shares

S

215

375.90

Ordinary shares

B

119

375.89

Ordinary shares

S

119

375.89

Ordinary shares

B

8837

375.85

Ordinary shares

S

5605

375.85

Ordinary shares

B

5937

375.80

Ordinary shares

S

1323

375.80

Ordinary shares

B

2890

375.75

Ordinary shares

S

432

375.75

Ordinary shares

B

5532

375.70

Ordinary shares

S

865

375.70

Ordinary shares

B

8247

375.65

Ordinary shares

S

722

375.65

Ordinary shares

B

139708

375.63

Ordinary shares

S

139708

375.63

Ordinary shares

B

8855

375.60

Ordinary shares

S

1079

375.60

Ordinary shares

B

4851

375.55

Ordinary shares

S

1508

375.55

Ordinary shares

B

11083

375.50

Ordinary shares

S

865

375.50

Ordinary shares

B

6790

375.45

Ordinary shares

S

1033

375.45

Ordinary shares

B

9028

375.40

Ordinary shares

S

894

375.40

Ordinary shares

B

2124

375.35

Ordinary shares

S

1682

375.35

Ordinary shares

B

216020

375.30

Ordinary shares

S

216265

375.30

Ordinary shares

B

7409

375.25

Ordinary shares

S

7606

375.25

Ordinary shares

B

5211

375.20

Ordinary shares

S

1840

375.20

Ordinary shares

B

14887

375.15

Ordinary shares

S

8234

375.15

Ordinary shares

B

4270

375.10

Ordinary shares

S

244

375.10

Ordinary shares

B

7783

375.07

Ordinary shares

S

7783

375.07

Ordinary shares

B

8863

375.05

Ordinary shares

S

216

375.05

Ordinary shares

B

1319

375.00

Ordinary shares

S

433

375.00

Ordinary shares

B

4656

374.95

Ordinary shares

S

1539

374.95

Ordinary shares

B

2348

374.90

Ordinary shares

S

1298

374.90

Ordinary shares

B

48001

374.88

Ordinary shares

S

48001

374.88

Ordinary shares

B

4129

374.85

Ordinary shares

S

863

374.85

Ordinary shares

B

10525

374.80

Ordinary shares

S

1296

374.80

Ordinary shares

B

6307

374.75

Ordinary shares

S

1592

374.75

Ordinary shares

B

7649

374.70

Ordinary shares

S

433

374.70

Ordinary shares

B

12431

374.65

Ordinary shares

S

2232

374.65

Ordinary shares

B

10170

374.60

Ordinary shares

S

1704

374.60

Ordinary shares

B

85744

374.58

Ordinary shares

S

85744

374.58

Ordinary shares

B

2319

374.55

Ordinary shares

S

4036

374.55

Ordinary shares

B

10865

374.50

Ordinary shares

S

4975

374.50

Ordinary shares

B

63046

374.47

Ordinary shares

S

63046

374.47

Ordinary shares

B

4472

374.46

Ordinary shares

S

4472

374.46

Ordinary shares

B

6714

374.45

Ordinary shares

S

929

374.45

Ordinary shares

B

2007

374.40

Ordinary shares

S

1213

374.40

Ordinary shares

B

957

374.35

Ordinary shares

S

442

374.35

Ordinary shares

B

2857

374.30

Ordinary shares

S

2014

374.30

Ordinary shares

B

1411

374.25

Ordinary shares

S

979

374.25

Ordinary shares

B

981

374.20

Ordinary shares

S

2388

374.20

Ordinary shares

B

672

374.15

Ordinary shares

S

217

374.15

Ordinary shares

B

4918

374.10

Ordinary shares

S

435

374.10

Ordinary shares

B

600

374.05

Ordinary shares

S

648

374.05

Ordinary shares

B

1083

374.00

Ordinary shares

S

257

374.00

Ordinary shares

B

84662

373.98

Ordinary shares

S

84662

373.98

Ordinary shares

S

353

373.90

Ordinary shares

B

1083

373.85

Ordinary shares

B

914

373.75

Ordinary shares

S

217

373.75

Ordinary shares

B

218

373.35

Ordinary shares

B

485

373.30

Ordinary shares

B

716

373.20

Ordinary shares

S

218

373.20

Ordinary shares

B

6365

373.15

Ordinary shares

B

103548

373.14

Ordinary shares

S

103548

373.14

Ordinary shares

B

9500

373.13

Ordinary shares

S

14250

373.13

Ordinary shares

B

3597

373.10

Ordinary shares

B

4124

373.05

Ordinary shares

B

6391

373.00

Ordinary shares

S

2170

373.00

Ordinary shares

B

666

372.95

Ordinary shares

B

2042

372.90

Ordinary shares

B

1982

372.85

Ordinary shares

S

7764

372.85

Ordinary shares

B

1174

372.80

Ordinary shares

B

2172

372.75

Ordinary shares

B

1422

372.70

Ordinary shares

S

2164

372.65

Ordinary shares

B

1221

372.60

Ordinary shares

S

1466

372.50

Ordinary shares

B

1176

372.45

Ordinary shares

B

1294

372.40

Ordinary shares

S

736

372.40

Ordinary shares

B

598

372.35

Ordinary shares

B

218

372.30

Ordinary shares

B

1306

372.25

Ordinary shares

B

965

372.20

Ordinary shares

B

1429

372.15

Ordinary shares

B

454

372.10

Ordinary shares

B

218

372.05

Ordinary shares

B

1424

372.00

Ordinary shares

B

1404

371.95

Ordinary shares

S

217

371.95

Ordinary shares

B

976

371.90

Ordinary shares

B

463

371.85

Ordinary shares

B

351

371.80

Ordinary shares

S

215

371.80

Ordinary shares

S

219

371.75

Ordinary shares

S

1307

371.70

Ordinary shares

B

5766

371.65

Ordinary shares

S

340

371.60

Ordinary shares

B

218

371.50

Ordinary shares

B

977

371.40

Ordinary shares

S

3538

371.40

Ordinary shares

S

2190

371.35

Ordinary shares

B

1271

371.30

Ordinary shares

S

250

371.30

Ordinary shares

S

218

371.25

Ordinary shares

B

5211

371.20

Ordinary shares

B

748

371.15

Ordinary shares

S

1091

371.15

Ordinary shares

B

308

371.10

Ordinary shares

B

11756

371.00

Ordinary shares

S

5339

371.00

Ordinary shares

S

1092

370.95

Ordinary shares

B

702

370.90

Ordinary shares

S

1324

370.90

Ordinary shares

B

53991

370.85

Ordinary shares

S

145158

370.85

Ordinary shares

B

32952

370.80

Ordinary shares

S

27636

370.80

Ordinary shares

B

1307

370.75

Ordinary shares

B

2938

370.70

Ordinary shares

B

1697

370.65

Ordinary shares

B

681

370.60

Ordinary shares

S

1500

370.60

Ordinary shares

B

1532

370.55

Ordinary shares

B

2889

370.50

Ordinary shares

B

520

370.45

Ordinary shares

B

220

370.40

Ordinary shares

B

718

370.35

Ordinary shares

B

220

370.30

Ordinary shares

B

2120

370.20

Ordinary shares

B

855

370.15

Ordinary shares

B

437

370.10

Ordinary shares

B

3584

370.05

Total Purchases 1,406,763

Total Sales: 1,100,228

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a ,940long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

18-September-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAENPFLXAEFF

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