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Form 8.5 (EPT/NON-RI) Glencore International Plc

7th Mar 2012 11:05

RNS Number : 8635Y
Nomura International PLC (EPT)
07 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

06 March 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,252,689

0.061

2,626,251

0.038

(2) Derivatives (other than options):

1,502,428

0.022

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,252,689

0.061

4,128,679

0.060

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,000,000

0.087

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

2,000,000

0.087

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

18,401

3.9800

Ordinary shares

Purchase

763

3.9805

Ordinary shares

Purchase

2,907

3.9820

Ordinary shares

Purchase

4,780

3.9825

Ordinary shares

Purchase

3,499

3.9835

Ordinary shares

Purchase

4,185

3.9840

Ordinary shares

Purchase

2,696

3.9845

Ordinary shares

Purchase

4,090

3.9850

Ordinary shares

Purchase

708

3.9855

Ordinary shares

Purchase

3,651

3.9860

Ordinary shares

Purchase

4,983

3.9865

Ordinary shares

Purchase

1,375

3.9870

Ordinary shares

Purchase

3,970

3.9875

Ordinary shares

Purchase

4,379

3.9880

Ordinary shares

Purchase

1,061

3.9890

Ordinary shares

Purchase

4,568

3.9895

Ordinary shares

Purchase

2,175

3.9900

Ordinary shares

Purchase

3,999

3.9905

Ordinary shares

Purchase

16,880

3.9910

Ordinary shares

Purchase

4,291

3.9915

Ordinary shares

Purchase

7,308

3.9920

Ordinary shares

Purchase

5,243

3.9930

Ordinary shares

Purchase

15,151

3.9935

Ordinary shares

Purchase

21,337

3.9940

Ordinary shares

Purchase

18,706

3.9945

Ordinary shares

Purchase

3,542

3.9950

Ordinary shares

Purchase

4,720

3.9955

Ordinary shares

Purchase

117

3.9960

Ordinary shares

Purchase

34,126

3.9965

Ordinary shares

Purchase

48,255

3.9970

Ordinary shares

Purchase

8,376

3.9975

Ordinary shares

Purchase

13,540

3.9980

Ordinary shares

Purchase

115

3.9985

Ordinary shares

Purchase

5,083

3.9990

Ordinary shares

Purchase

9,930

3.9995

Ordinary shares

Purchase

74,396

4.0000

Ordinary shares

Purchase

4,065

4.0010

Ordinary shares

Purchase

15,990

4.0015

Ordinary shares

Purchase

11,512

4.0020

Ordinary shares

Purchase

33,928

4.0025

Ordinary shares

Purchase

4,384

4.0030

Ordinary shares

Purchase

24,963

4.0035

Ordinary shares

Purchase

10,407

4.0040

Ordinary shares

Purchase

6,176

4.0045

Ordinary shares

Purchase

48,179

4.0050

Ordinary shares

Purchase

9,453

4.0055

Ordinary shares

Purchase

4,010

4.0060

Ordinary shares

Purchase

27,001

4.0062

Ordinary shares

Purchase

3,483

4.0065

Ordinary shares

Purchase

7,235

4.0070

Ordinary shares

Purchase

11,064

4.0075

Ordinary shares

Purchase

24,480

4.0080

Ordinary shares

Purchase

14,103

4.0085

Ordinary shares

Purchase

26,521

4.0090

Ordinary shares

Purchase

7,283

4.0095

Ordinary shares

Purchase

37,630

4.0100

Ordinary shares

Purchase

30,567

4.0105

Ordinary shares

Purchase

22,942

4.0110

Ordinary shares

Purchase

9,345

4.0115

Ordinary shares

Purchase

91,387

4.0120

Ordinary shares

Purchase

47,850

4.0125

Ordinary shares

Purchase

48,331

4.0130

Ordinary shares

Purchase

26,344

4.0135

Ordinary shares

Purchase

2,243

4.0140

Ordinary shares

Purchase

184,746

4.0142

Ordinary shares

Purchase

7,178

4.0145

Ordinary shares

Purchase

6,295

4.0150

Ordinary shares

Purchase

4,889

4.0155

Ordinary shares

Purchase

25,349

4.0160

Ordinary shares

Purchase

5,157

4.0165

Ordinary shares

Purchase

21,908

4.0170

Ordinary shares

Purchase

15,241

4.0175

Ordinary shares

Purchase

27,183

4.0180

Ordinary shares

Purchase

37,552

4.0185

Ordinary shares

Purchase

11,595

4.0190

Ordinary shares

Purchase

4,614

4.0195

Ordinary shares

Purchase

27,585

4.0200

Ordinary shares

Purchase

14,450

4.0205

Ordinary shares

Purchase

10,707

4.0210

Ordinary shares

Purchase

8,846

4.0215

Ordinary shares

Purchase

17,334

4.0220

Ordinary shares

Purchase

18,738

4.0225

Ordinary shares

Purchase

7,530

4.0230

Ordinary shares

Purchase

7,680

4.0235

Ordinary shares

Purchase

8,367

4.0240

Ordinary shares

Purchase

4,123

4.0245

Ordinary shares

Purchase

19,813

4.0250

Ordinary shares

Purchase

15,000

4.0252

Ordinary shares

Purchase

1,689

4.0260

Ordinary shares

Purchase

7,600

4.0265

Ordinary shares

Purchase

7,787

4.0270

Ordinary shares

Purchase

9,603

4.0275

Ordinary shares

Purchase

100

4.0280

Ordinary shares

Purchase

15,453

4.0285

Ordinary shares

Purchase

7,475

4.0290

Ordinary shares

Purchase

7,106

4.0295

Ordinary shares

Purchase

7,651

4.0300

Ordinary shares

Purchase

20,698

4.0305

Ordinary shares

Purchase

8,747

4.0310

Ordinary shares

Purchase

47,500

4.0313

Ordinary shares

Purchase

4,451

4.0315

Ordinary shares

Purchase

2,299

4.0320

Ordinary shares

Purchase

7,520

4.0325

Ordinary shares

Purchase

6,532

4.0335

Ordinary shares

Purchase

12,176

4.0340

Ordinary shares

Purchase

1,028

4.0355

Ordinary shares

Purchase

3,887

4.0360

Ordinary shares

Purchase

1,035

4.0365

Ordinary shares

Purchase

2,528

4.0375

Ordinary shares

Purchase

322

4.0405

Ordinary shares

Purchase

500

4.0425

Ordinary shares

Purchase

3,118

4.0430

Ordinary shares

Purchase

880

4.0435

Ordinary shares

Purchase

3,617

4.0440

Ordinary shares

Purchase

1,945

4.0445

Ordinary shares

Purchase

5,544

4.0450

Ordinary shares

Purchase

613

4.0465

Ordinary shares

Purchase

5,000

4.0500

Ordinary shares

Sale

9,483

3.9800

Ordinary shares

Sale

1,530

3.9805

Ordinary shares

Sale

9,826

3.9810

Ordinary shares

Sale

1,211

3.9815

Ordinary shares

Sale

5,536

3.9820

Ordinary shares

Sale

11,484

3.9825

Ordinary shares

Sale

26,853

3.9830

Ordinary shares

Sale

1,410

3.9835

Ordinary shares

Sale

1,894

3.9840

Ordinary shares

Sale

100

3.9845

Ordinary shares

Sale

9,038

3.9850

Ordinary shares

Sale

13,091

3.9855

Ordinary shares

Sale

6,154

3.9860

Ordinary shares

Sale

7,585

3.9865

Ordinary shares

Sale

20,672

3.9870

Ordinary shares

Sale

11,387

3.9875

Ordinary shares

Sale

770

3.9880

Ordinary shares

Sale

3,574

3.9885

Ordinary shares

Sale

100

3.9890

Ordinary shares

Sale

5,505

3.9895

Ordinary shares

Sale

29,486

3.9900

Ordinary shares

Sale

84,559

3.9905

Ordinary shares

Sale

18,565

3.9910

Ordinary shares

Sale

9,996

3.9915

Ordinary shares

Sale

4,263

3.9920

Ordinary shares

Sale

15,604

3.9925

Ordinary shares

Sale

12,788

3.9930

Ordinary shares

Sale

10,313

3.9935

Ordinary shares

Sale

27,426

3.9940

Ordinary shares

Sale

14,073

3.9945

Ordinary shares

Sale

16,645

3.9950

Ordinary shares

Sale

5,636

3.9955

Ordinary shares

Sale

2,870

3.9960

Ordinary shares

Sale

7,871

3.9965

Ordinary shares

Sale

10,528

3.9970

Ordinary shares

Sale

19,634

3.9975

Ordinary shares

Sale

5,801

3.9980

Ordinary shares

Sale

1,157

3.9985

Ordinary shares

Sale

2,740

3.9990

Ordinary shares

Sale

2,258

3.9995

Ordinary shares

Sale

50,054

4.0000

Ordinary shares

Sale

6,737

4.0005

Ordinary shares

Sale

3,852

4.0010

Ordinary shares

Sale

5,321

4.0015

Ordinary shares

Sale

4,240

4.0020

Ordinary shares

Sale

13,224

4.0025

Ordinary shares

Sale

6,344

4.0030

Ordinary shares

Sale

37,336

4.0035

Ordinary shares

Sale

16,910

4.0040

Ordinary shares

Sale

23,312

4.0045

Ordinary shares

Sale

32,536

4.0050

Ordinary shares

Sale

23,912

4.0055

Ordinary shares

Sale

30,056

4.0060

Ordinary shares

Sale

20,153

4.0065

Ordinary shares

Sale

17,673

4.0070

Ordinary shares

Sale

19,363

4.0075

Ordinary shares

Sale

32,182

4.0080

Ordinary shares

Sale

22,711

4.0085

Ordinary shares

Sale

51,755

4.0090

Ordinary shares

Sale

11,822

4.0095

Ordinary shares

Sale

58,208

4.0100

Ordinary shares

Sale

44,835

4.0105

Ordinary shares

Sale

14,179

4.0108

Ordinary shares

Sale

101,507

4.0110

Ordinary shares

Sale

42,822

4.0115

Ordinary shares

Sale

142,969

4.0120

Ordinary shares

Sale

53,152

4.0125

Ordinary shares

Sale

106,837

4.0130

Ordinary shares

Sale

35,207

4.0135

Ordinary shares

Sale

16,881

4.0140

Ordinary shares

Sale

37,194

4.0145

Ordinary shares

Sale

27,185

4.0150

Ordinary shares

Sale

6,260

4.0155

Ordinary shares

Sale

52,591

4.0160

Ordinary shares

Sale

14,075

4.0165

Ordinary shares

Sale

33,901

4.0170

Ordinary shares

Sale

12,403

4.0175

Ordinary shares

Sale

77,759

4.0180

Ordinary shares

Sale

19,884

4.0185

Ordinary shares

Sale

47,451

4.0190

Ordinary shares

Sale

14,419

4.0195

Ordinary shares

Sale

91,222

4.0200

Ordinary shares

Sale

22,970

4.0205

Ordinary shares

Sale

20,343

4.0210

Ordinary shares

Sale

16,547

4.0215

Ordinary shares

Sale

45,526

4.0220

Ordinary shares

Sale

20,070

4.0225

Ordinary shares

Sale

24,404

4.0230

Ordinary shares

Sale

16,675

4.0235

Ordinary shares

Sale

14,926

4.0240

Ordinary shares

Sale

4,800

4.0242

Ordinary shares

Sale

7,075

4.0245

Ordinary shares

Sale

26,842

4.0250

Ordinary shares

Sale

24,467

4.0255

Ordinary shares

Sale

18,800

4.0260

Ordinary shares

Sale

13,342

4.0265

Ordinary shares

Sale

10,181

4.0270

Ordinary shares

Sale

24,044

4.0275

Ordinary shares

Sale

16,106

4.0280

Ordinary shares

Sale

48,192

4.0285

Ordinary shares

Sale

69,377

4.0290

Ordinary shares

Sale

53,061

4.0295

Ordinary shares

Sale

40,631

4.0300

Ordinary shares

Sale

72,704

4.0305

Ordinary shares

Sale

48,209

4.0310

Ordinary shares

Sale

13,545

4.0315

Ordinary shares

Sale

3,049

4.0320

Ordinary shares

Sale

7,734

4.0325

Ordinary shares

Sale

2,024

4.0330

Ordinary shares

Sale

5,939

4.0335

Ordinary shares

Sale

9,024

4.0340

Ordinary shares

Sale

3,555

4.0345

Ordinary shares

Sale

4,501

4.0350

Ordinary shares

Sale

5,057

4.0355

Ordinary shares

Sale

8,968

4.0360

Ordinary shares

Sale

4,532

4.0365

Ordinary shares

Sale

7,000

4.0366

Ordinary shares

Sale

5,067

4.0370

Ordinary shares

Sale

3,488

4.0375

Ordinary shares

Sale

15,033

4.0380

Ordinary shares

Sale

6,072

4.0390

Ordinary shares

Sale

1,865

4.0400

Ordinary shares

Sale

480

4.0405

Ordinary shares

Sale

223

4.0410

Ordinary shares

Sale

1,000

4.0415

Ordinary shares

Sale

1,007

4.0430

Ordinary shares

Sale

5,027

4.0450

Ordinary shares

Sale

100

4.0460

Ordinary shares

Sale

15,174

4.0500

 

 

 

Total Buy - 1,690,466

Total Sell - 2,718,606

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

07/03/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOUGUGUWUPPGGM

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