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Form 8.5 (EPT/NON-RI) - Glencore International Plc

25th Apr 2012 11:45

RNS Number : 0379C
Credit Suisse Securities (Eur) Ltd
25 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

24-April-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,999,893

0.072

4,984,5624

0.072

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

4,999,893

0.072

4,984,5624

0.072

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

S

251

418.50

Ordinary shares

S

215

418.25

Ordinary shares

S

273

418.20

Ordinary shares

S

2712

418.15

Ordinary shares

S

226

418.10

Ordinary shares

S

195

418.00

Ordinary shares

S

196

417.90

Ordinary shares

B

327

417.88

Ordinary shares

S

392

417.80

Ordinary shares

S

197

417.75

Ordinary shares

B

402

417.65

Ordinary shares

B

620

417.40

Ordinary shares

B

1763

417.35

Ordinary shares

S

804

417.35

Ordinary shares

S

195

417.30

Ordinary shares

B

1039

417.28

Ordinary shares

B

604

417.25

Ordinary shares

B

2072

417.20

Ordinary shares

S

196

417.20

Ordinary shares

B

500

417.15

Ordinary shares

B

2487

417.05

Ordinary shares

B

6039

417.00

Ordinary shares

S

393

417.00

Ordinary shares

B

2628

416.95

Ordinary shares

S

406

416.95

Ordinary shares

B

4391

416.90

Ordinary shares

B

3549

416.85

Ordinary shares

S

915

416.85

Ordinary shares

B

1051

416.80

Ordinary shares

B

4875

416.75

Ordinary shares

S

893

416.75

Ordinary shares

B

986

416.70

Ordinary shares

S

196

416.70

Ordinary shares

B

7389

416.65

Ordinary shares

B

3251

416.60

Ordinary shares

S

3748

416.60

Ordinary shares

B

6373

416.58

Ordinary shares

S

6373

416.58

Ordinary shares

B

4670

416.55

Ordinary shares

S

1276

416.55

Ordinary shares

B

11078

416.50

Ordinary shares

S

774

416.50

Ordinary shares

B

1612

416.45

Ordinary shares

S

2201

416.45

Ordinary shares

B

237

416.40

Ordinary shares

S

1194

416.40

Ordinary shares

B

2532

416.35

Ordinary shares

S

1949

416.35

Ordinary shares

B

61725

416.30

Ordinary shares

S

56332

416.30

Ordinary shares

B

5078

416.25

Ordinary shares

S

2920

416.25

Ordinary shares

B

468

416.23

Ordinary shares

B

1491

416.20

Ordinary shares

S

1118

416.20

Ordinary shares

B

392

416.15

Ordinary shares

S

2948

416.15

Ordinary shares

B

2230

416.10

Ordinary shares

B

2807

416.05

Ordinary shares

S

1947

416.05

Ordinary shares

B

5075

416.00

Ordinary shares

S

599

416.00

Ordinary shares

B

590

415.95

Ordinary shares

S

1436

415.95

Ordinary shares

B

982

415.90

Ordinary shares

S

1237

415.90

Ordinary shares

B

533

415.85

Ordinary shares

S

1249

415.85

Ordinary shares

B

3090

415.82

Ordinary shares

S

3090

415.82

Ordinary shares

B

1851

415.80

Ordinary shares

S

394

415.80

Ordinary shares

B

445

415.78

Ordinary shares

B

45440

415.75

Ordinary shares

S

21478

415.75

Ordinary shares

B

98369

415.74

Ordinary shares

S

98369

415.74

Ordinary shares

B

1142

415.70

Ordinary shares

S

580

415.70

Ordinary shares

B

3986

415.65

Ordinary shares

S

197

415.65

Ordinary shares

B

284

415.63

Ordinary shares

B

2508

415.60

Ordinary shares

S

196

415.60

Ordinary shares

B

661

415.58

Ordinary shares

B

2052

415.55

Ordinary shares

B

1675

415.50

Ordinary shares

S

589

415.50

Ordinary shares

B

196

415.45

Ordinary shares

S

197

415.45

Ordinary shares

B

793

415.40

Ordinary shares

S

592

415.40

Ordinary shares

B

208

415.38

Ordinary shares

B

1793

415.35

Ordinary shares

B

2581

415.30

Ordinary shares

S

1171

415.30

Ordinary shares

B

29101

415.29

Ordinary shares

S

29101

415.29

Ordinary shares

B

1717

415.25

Ordinary shares

S

197

415.25

Ordinary shares

S

388

415.23

Ordinary shares

B

2242

415.20

Ordinary shares

B

591

415.15

Ordinary shares

S

1616

415.15

Ordinary shares

B

2238

415.10

Ordinary shares

S

4622

415.10

Ordinary shares

S

268

415.08

Ordinary shares

B

3407

415.05

Ordinary shares

S

2165

415.05

Ordinary shares

B

7384

415.00

Ordinary shares

S

6736

415.00

Ordinary shares

B

2506

414.95

Ordinary shares

S

6765

414.95

Ordinary shares

B

994

414.93

Ordinary shares

B

1487

414.90

Ordinary shares

S

4720

414.90

Ordinary shares

B

1668

414.85

Ordinary shares

S

5624

414.85

Ordinary shares

B

955

414.83

Ordinary shares

B

3193

414.80

Ordinary shares

S

2012

414.80

Ordinary shares

B

628

414.78

Ordinary shares

S

614

414.78

Ordinary shares

B

1945

414.75

Ordinary shares

S

2290

414.75

Ordinary shares

B

2366

414.70

Ordinary shares

S

847

414.70

Ordinary shares

B

342

414.68

Ordinary shares

B

3195

414.65

Ordinary shares

S

3977

414.65

Ordinary shares

B

25002

414.63

Ordinary shares

S

24787

414.63

Ordinary shares

B

2284

414.60

Ordinary shares

S

4351

414.60

Ordinary shares

S

417

414.58

Ordinary shares

B

5842

414.56

Ordinary shares

S

5842

414.56

Ordinary shares

B

1407

414.55

Ordinary shares

B

1525

414.50

Ordinary shares

S

1319

414.50

Ordinary shares

B

256

414.45

Ordinary shares

S

9359

414.45

Ordinary shares

B

8410

414.40

Ordinary shares

S

11054

414.40

Ordinary shares

S

810

414.38

Ordinary shares

B

39132

414.37

Ordinary shares

S

39132

414.37

Ordinary shares

B

395

414.35

Ordinary shares

S

6654

414.35

Ordinary shares

B

206

414.30

Ordinary shares

S

2409

414.30

Ordinary shares

B

196

414.25

Ordinary shares

S

1797

414.25

Ordinary shares

B

85869

414.22

Ordinary shares

S

85869

414.22

Ordinary shares

B

21530

414.20

Ordinary shares

S

24189

414.20

Ordinary shares

B

1391

414.15

Ordinary shares

S

447

414.15

Ordinary shares

B

720

414.10

Ordinary shares

S

1516

414.10

Ordinary shares

B

591

414.05

Ordinary shares

S

395

414.05

Ordinary shares

B

70451

414.04

Ordinary shares

S

70451

414.04

Ordinary shares

B

706

414.03

Ordinary shares

B

23119

414.01

Ordinary shares

S

23119

414.01

Ordinary shares

B

28008

414.00

Ordinary shares

S

2441

414.00

Ordinary shares

B

71886

413.99

Ordinary shares

S

71886

413.99

Ordinary shares

B

2784

413.95

Ordinary shares

S

394

413.95

Ordinary shares

B

790

413.90

Ordinary shares

B

1613

413.85

Ordinary shares

S

1587

413.85

Ordinary shares

B

2743

413.80

Ordinary shares

S

1827

413.80

Ordinary shares

B

2563

413.75

Ordinary shares

S

1137

413.75

Ordinary shares

B

6753

413.73

Ordinary shares

S

5642

413.73

Ordinary shares

B

2810

413.70

Ordinary shares

S

358

413.70

Ordinary shares

B

459

413.68

Ordinary shares

B

2060

413.65

Ordinary shares

S

2585

413.65

Ordinary shares

B

1727

413.60

Ordinary shares

B

2020

413.55

Ordinary shares

S

2658

413.55

Ordinary shares

B

1382

413.50

Ordinary shares

S

1295

413.50

Ordinary shares

B

2580

413.45

Ordinary shares

S

1973

413.45

Ordinary shares

B

2876

413.40

Ordinary shares

S

2251

413.40

Ordinary shares

B

4486

413.35

Ordinary shares

S

734

413.35

Ordinary shares

B

1092

413.30

Ordinary shares

S

876

413.30

Ordinary shares

B

8329

413.26

Ordinary shares

S

8329

413.26

Ordinary shares

B

2172

413.25

Ordinary shares

S

7490

413.25

Ordinary shares

B

997

413.20

Ordinary shares

S

928

413.20

Ordinary shares

B

1593

413.15

Ordinary shares

S

197

413.15

Ordinary shares

B

200

413.13

Ordinary shares

B

2287

413.10

Ordinary shares

B

1193

413.05

Ordinary shares

S

997

413.05

Ordinary shares

B

791

413.00

Ordinary shares

S

3918

413.00

Ordinary shares

B

26489

412.98

Ordinary shares

S

26489

412.98

Ordinary shares

B

1129

412.95

Ordinary shares

S

2046

412.95

Ordinary shares

B

596

412.90

Ordinary shares

B

375

412.85

Ordinary shares

S

6

412.83

Ordinary shares

S

1498

412.80

Ordinary shares

B

198

412.75

Ordinary shares

S

1352

412.75

Ordinary shares

B

214

412.45

Ordinary shares

S

198

412.45

Ordinary shares

S

1560

412.35

Ordinary shares

B

3838

412.20

Ordinary shares

S

113

412.20

Ordinary shares

B

198

412.15

Ordinary shares

B

696

412.10

Ordinary shares

B

198

412.05

Ordinary shares

B

1009

412.00

Ordinary shares

B

1540

411.95

Ordinary shares

S

1274

411.95

Ordinary shares

B

793

411.90

Ordinary shares

B

198

411.85

Ordinary shares

B

198

411.80

Ordinary shares

B

594

411.75

Ordinary shares

S

198

411.75

Ordinary shares

B

1027

411.70

Ordinary shares

S

4649

411.70

Ordinary shares

B

120

411.68

Ordinary shares

B

401

411.65

Ordinary shares

B

928

411.60

Ordinary shares

S

1200

411.60

Ordinary shares

B

1356

411.55

Ordinary shares

B

854

411.53

Ordinary shares

B

3449

411.50

Ordinary shares

B

871

411.45

Ordinary shares

B

399

411.35

Ordinary shares

B

595

411.30

Ordinary shares

B

899

411.25

Ordinary shares

S

199

411.25

Ordinary shares

B

1305

411.20

Ordinary shares

B

398

411.15

Ordinary shares

S

198

411.15

Ordinary shares

B

1909

411.10

Ordinary shares

B

1382

411.05

Ordinary shares

S

750

411.05

Ordinary shares

B

674

411.00

Ordinary shares

S

10795

411.00

Ordinary shares

B

199

410.95

Ordinary shares

S

399

410.95

Ordinary shares

B

574

410.90

Ordinary shares

B

398

410.85

Ordinary shares

B

670

410.83

Ordinary shares

B

468

410.80

Ordinary shares

S

1555

410.80

Ordinary shares

B

1503

410.55

Ordinary shares

B

398

410.35

Ordinary shares

B

200

409.90

Ordinary shares

B

399

409.85

 

Total Purchases: 889,744

Total Sales: 782,650

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

25-April-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAELSALDAEFF

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