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Form 8.5 (EPT/NON-RI) Glencore International Plc

5th Mar 2012 10:40

RNS Number : 6713Y
Nomura International PLC (EPT)
05 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

02 March 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,885,811

0.071

2,170,433

0.031

(2) Derivatives (other than options):

1,485,044

0.021

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,885,811

0.071

3,655,477

0.052

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,000,000

0.087

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

2,000,000

0.087

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

6,661

4.1955

Ordinary shares

Purchase

126

4.1965

Ordinary shares

Purchase

353

4.1970

Ordinary shares

Purchase

9,343

4.1975

Ordinary shares

Purchase

1,494

4.1980

Ordinary shares

Purchase

751

4.1985

Ordinary shares

Purchase

751

4.1990

Ordinary shares

Purchase

4,330

4.1995

Ordinary shares

Purchase

78,827

4.2000

Ordinary shares

Purchase

400

4.2002

Ordinary shares

Purchase

755

4.2020

Ordinary shares

Purchase

975

4.2025

Ordinary shares

Purchase

894

4.2030

Ordinary shares

Purchase

2,255

4.2035

Ordinary shares

Purchase

17,560

4.2040

Ordinary shares

Purchase

21,405

4.2045

Ordinary shares

Purchase

19,128

4.2050

Ordinary shares

Purchase

13,159

4.2055

Ordinary shares

Purchase

7,348

4.2060

Ordinary shares

Purchase

14,198

4.2065

Ordinary shares

Purchase

11,494

4.2070

Ordinary shares

Purchase

11,524

4.2075

Ordinary shares

Purchase

2,107

4.2080

Ordinary shares

Purchase

3,117

4.2085

Ordinary shares

Purchase

17,252

4.2090

Ordinary shares

Purchase

5,920

4.2095

Ordinary shares

Purchase

16,970

4.2100

Ordinary shares

Purchase

8,653

4.2105

Ordinary shares

Purchase

6,389

4.2110

Ordinary shares

Purchase

1,358

4.2115

Ordinary shares

Purchase

1,134

4.2120

Ordinary shares

Purchase

5,896

4.2125

Ordinary shares

Purchase

4,780

4.2130

Ordinary shares

Purchase

3,993

4.2135

Ordinary shares

Purchase

10,338

4.2140

Ordinary shares

Purchase

10,381

4.2145

Ordinary shares

Purchase

52,607

4.2150

Ordinary shares

Purchase

4,016

4.2155

Ordinary shares

Purchase

1,647

4.2165

Ordinary shares

Purchase

4,629

4.2170

Ordinary shares

Purchase

1,510

4.2175

Ordinary shares

Purchase

2,640

4.2180

Ordinary shares

Purchase

1,058

4.2185

Ordinary shares

Purchase

1,105

4.2190

Ordinary shares

Purchase

7,288

4.2195

Ordinary shares

Purchase

8,313

4.2200

Ordinary shares

Purchase

1,802

4.2205

Ordinary shares

Purchase

750

4.2220

Ordinary shares

Purchase

4,193

4.2225

Ordinary shares

Purchase

751

4.2230

Ordinary shares

Purchase

2,908

4.2235

Ordinary shares

Purchase

898

4.2240

Ordinary shares

Purchase

2,984

4.2245

Ordinary shares

Purchase

1,555

4.2250

Ordinary shares

Purchase

4,329

4.2255

Ordinary shares

Purchase

453

4.2260

Ordinary shares

Purchase

7,000

4.2273

Ordinary shares

Purchase

100

4.2290

Ordinary shares

Purchase

30,000

4.2300

Ordinary shares

Purchase

2,800

4.2305

Ordinary shares

Purchase

3,859

4.2310

Ordinary shares

Purchase

1,005

4.2315

Ordinary shares

Purchase

4,923

4.2320

Ordinary shares

Purchase

3,544

4.2325

Ordinary shares

Purchase

750

4.2330

Ordinary shares

Purchase

2,830

4.2335

Ordinary shares

Purchase

8,846

4.2340

Ordinary shares

Purchase

2,839

4.2345

Ordinary shares

Purchase

20,845

4.2350

Ordinary shares

Purchase

1,380

4.2355

Ordinary shares

Purchase

6,248

4.2360

Ordinary shares

Purchase

1,738

4.2365

Ordinary shares

Purchase

8,536

4.2370

Ordinary shares

Purchase

9,714

4.2375

Ordinary shares

Purchase

1,459

4.2380

Ordinary shares

Purchase

1,355

4.2385

Ordinary shares

Purchase

25,276

4.2390

Ordinary shares

Purchase

18,297

4.2395

Ordinary shares

Purchase

81,255

4.2400

Ordinary shares

Purchase

4,568

4.2405

Ordinary shares

Purchase

3,055

4.2410

Ordinary shares

Purchase

5,301

4.2415

Ordinary shares

Purchase

9,384

4.2420

Ordinary shares

Purchase

8,779

4.2425

Ordinary shares

Purchase

6,964

4.2430

Ordinary shares

Purchase

10,225

4.2435

Ordinary shares

Purchase

6,513

4.2440

Ordinary shares

Purchase

15,956

4.2445

Ordinary shares

Purchase

58,194

4.2450

Ordinary shares

Purchase

55,185

4.2455

Ordinary shares

Purchase

5,781

4.2460

Ordinary shares

Purchase

19,148

4.2465

Ordinary shares

Purchase

5,499

4.2470

Ordinary shares

Purchase

104,446

4.2475

Ordinary shares

Purchase

73,820

4.2480

Ordinary shares

Purchase

1,633

4.2485

Ordinary shares

Purchase

1,400

4.2490

Ordinary shares

Purchase

3,194

4.2495

Ordinary shares

Purchase

3,236

4.2500

Ordinary shares

Purchase

818

4.2505

Ordinary shares

Purchase

2,671

4.2510

Ordinary shares

Purchase

6,411

4.2515

Ordinary shares

Purchase

3,196

4.2520

Ordinary shares

Purchase

1,268

4.2525

Ordinary shares

Purchase

1,198

4.2530

Ordinary shares

Purchase

100

4.2545

Ordinary shares

Purchase

1,500

4.2550

Ordinary shares

Purchase

500

4.2555

Ordinary shares

Purchase

1,173

4.2560

Ordinary shares

Purchase

4,891

4.2562

Ordinary shares

Purchase

3,196

4.2575

Ordinary shares

Purchase

3,711

4.2580

Ordinary shares

Purchase

100

4.2590

Ordinary shares

Purchase

7,365

4.2610

Ordinary shares

Purchase

1,746

4.2615

Ordinary shares

Purchase

3,475

4.2620

Ordinary shares

Purchase

700

4.2630

Ordinary shares

Purchase

895

4.2635

Ordinary shares

Purchase

5,546

4.2650

Ordinary shares

Purchase

2,084

4.2660

Ordinary shares

Purchase

207

4.2695

Ordinary shares

Sale

3,043

4.1950

Ordinary shares

Sale

900

4.1953

Ordinary shares

Sale

17,683

4.1955

Ordinary shares

Sale

2,795

4.1958

Ordinary shares

Sale

405

4.1960

Ordinary shares

Sale

2,650

4.1970

Ordinary shares

Sale

1,765

4.1973

Ordinary shares

Sale

960

4.1975

Ordinary shares

Sale

900

4.1978

Ordinary shares

Sale

2,587

4.1980

Ordinary shares

Sale

3,960

4.1985

Ordinary shares

Sale

5,920

4.1988

Ordinary shares

Sale

9,188

4.1990

Ordinary shares

Sale

2,466

4.1993

Ordinary shares

Sale

3,179

4.1995

Ordinary shares

Sale

2,164

4.1998

Ordinary shares

Sale

120,143

4.2000

Ordinary shares

Sale

2,735

4.2003

Ordinary shares

Sale

4,610

4.2005

Ordinary shares

Sale

928

4.2015

Ordinary shares

Sale

2,311

4.2020

Ordinary shares

Sale

4,351

4.2025

Ordinary shares

Sale

6,697

4.2030

Ordinary shares

Sale

16,213

4.2035

Ordinary shares

Sale

360

4.2038

Ordinary shares

Sale

28,069

4.2040

Ordinary shares

Sale

1,445

4.2043

Ordinary shares

Sale

7,836

4.2045

Ordinary shares

Sale

636

4.2048

Ordinary shares

Sale

25,922

4.2050

Ordinary shares

Sale

783

4.2053

Ordinary shares

Sale

7,980

4.2055

Ordinary shares

Sale

3,300

4.2058

Ordinary shares

Sale

11,469

4.2060

Ordinary shares

Sale

3,710

4.2063

Ordinary shares

Sale

16,817

4.2065

Ordinary shares

Sale

2,041

4.2068

Ordinary shares

Sale

11,293

4.2070

Ordinary shares

Sale

900

4.2073

Ordinary shares

Sale

24,522

4.2075

Ordinary shares

Sale

9,059

4.2080

Ordinary shares

Sale

509

4.2083

Ordinary shares

Sale

14,930

4.2085

Ordinary shares

Sale

8,081

4.2088

Ordinary shares

Sale

47,348

4.2090

Ordinary shares

Sale

900

4.2093

Ordinary shares

Sale

23,312

4.2095

Ordinary shares

Sale

5,770

4.2098

Ordinary shares

Sale

55,243

4.2100

Ordinary shares

Sale

8,241

4.2105

Ordinary shares

Sale

900

4.2108

Ordinary shares

Sale

12,671

4.2110

Ordinary shares

Sale

10,428

4.2115

Ordinary shares

Sale

19,391

4.2120

Ordinary shares

Sale

977

4.2123

Ordinary shares

Sale

8,398

4.2125

Ordinary shares

Sale

7,501

4.2130

Ordinary shares

Sale

900

4.2133

Ordinary shares

Sale

39,159

4.2135

Ordinary shares

Sale

34,576

4.2140

Ordinary shares

Sale

860

4.2143

Ordinary shares

Sale

27,227

4.2145

Ordinary shares

Sale

362

4.2148

Ordinary shares

Sale

23,959

4.2150

Ordinary shares

Sale

900

4.2153

Ordinary shares

Sale

6,073

4.2155

Ordinary shares

Sale

1,634

4.2160

Ordinary shares

Sale

300

4.2163

Ordinary shares

Sale

6,923

4.2165

Ordinary shares

Sale

932

4.2170

Ordinary shares

Sale

258

4.2173

Ordinary shares

Sale

4,296

4.2180

Ordinary shares

Sale

2,618

4.2185

Ordinary shares

Sale

586

4.2188

Ordinary shares

Sale

569

4.2190

Ordinary shares

Sale

3,866

4.2195

Ordinary shares

Sale

2,549

4.2200

Ordinary shares

Sale

447

4.2210

Ordinary shares

Sale

593

4.2218

Ordinary shares

Sale

2,619

4.2220

Ordinary shares

Sale

410

4.2223

Ordinary shares

Sale

5,832

4.2225

Ordinary shares

Sale

207

4.2228

Ordinary shares

Sale

1,841

4.2230

Ordinary shares

Sale

195

4.2233

Ordinary shares

Sale

5,099

4.2235

Ordinary shares

Sale

347

4.2240

Ordinary shares

Sale

32,749

4.2245

Ordinary shares

Sale

8,001

4.2255

Ordinary shares

Sale

1,648

4.2265

Ordinary shares

Sale

96,294

4.2273

Ordinary shares

Sale

1,510

4.2290

Ordinary shares

Sale

41,821

4.2300

Ordinary shares

Sale

453

4.2308

Ordinary shares

Sale

932

4.2315

Ordinary shares

Sale

3,988

4.2320

Ordinary shares

Sale

3,928

4.2325

Ordinary shares

Sale

2,601

4.2330

Ordinary shares

Sale

1,301

4.2335

Ordinary shares

Sale

7,720

4.2340

Ordinary shares

Sale

13,852

4.2350

Ordinary shares

Sale

2,163

4.2355

Ordinary shares

Sale

939

4.2360

Ordinary shares

Sale

1,839

4.2365

Ordinary shares

Sale

1,373

4.2375

Ordinary shares

Sale

1,832

4.2380

Ordinary shares

Sale

1,397

4.2385

Ordinary shares

Sale

14,422

4.2390

Ordinary shares

Sale

5,017

4.2395

Ordinary shares

Sale

8,352

4.2400

Ordinary shares

Sale

2,455

4.2405

Ordinary shares

Sale

2,504

4.2410

Ordinary shares

Sale

2,238

4.2415

Ordinary shares

Sale

6,519

4.2420

Ordinary shares

Sale

6,490

4.2425

Ordinary shares

Sale

12,778

4.2430

Ordinary shares

Sale

10,133

4.2435

Ordinary shares

Sale

3,175

4.2440

Ordinary shares

Sale

14,575

4.2445

Ordinary shares

Sale

4,836

4.2450

Ordinary shares

Sale

46,035

4.2455

Ordinary shares

Sale

5,390

4.2460

Ordinary shares

Sale

10,374

4.2465

Ordinary shares

Sale

103,781

4.2475

Ordinary shares

Sale

48,386

4.2480

Ordinary shares

Sale

442

4.2485

Ordinary shares

Sale

3,002

4.2495

Ordinary shares

Sale

12,826

4.2500

Ordinary shares

Sale

2,337

4.2505

Ordinary shares

Sale

3,321

4.2515

Ordinary shares

Sale

498

4.2520

Ordinary shares

Sale

13,934

4.2525

Ordinary shares

Sale

827

4.2535

Ordinary shares

Sale

2,004

4.2540

Ordinary shares

Sale

727

4.2545

Ordinary shares

Sale

344

4.2555

Ordinary shares

Sale

6,838

4.2560

Ordinary shares

Sale

120

4.2575

Ordinary shares

Sale

1,851

4.2580

Ordinary shares

Sale

5,014

4.2585

Ordinary shares

Sale

2,678

4.2590

Ordinary shares

Sale

2,495

4.2600

Ordinary shares

Sale

2,813

4.2610

Ordinary shares

Sale

2,912

4.2615

Ordinary shares

Sale

729

4.2620

Ordinary shares

Sale

196

4.2625

Ordinary shares

Sale

1,296

4.2630

Ordinary shares

Sale

5,668

4.2635

Ordinary shares

Sale

6,377

4.2660

Ordinary shares

Sale

848

4.2665

Ordinary shares

Sale

1,284

4.2700

Ordinary shares

Sale

2,267

4.2805

Ordinary shares

Sale

219

4.2850

 

Total Buy - 1,127,086

Total Sell - 1,393,100

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Reducing short

42,756

4.1950 - 4.2850

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

05/03/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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