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Form 8.5 (EPT/NON-RI) Glencore International Plc

27th Apr 2012 11:12

RNS Number : 2394C
Nomura International PLC (EPT)
27 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

26 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,472,801

0.065

3,489,707

0.050

(2) Derivatives (other than options):

1,136,988

0.016

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,472,801

0.065

4,626,695

0.066

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,500,000

0.152

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

3,500,000

0.152

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

3,781

4.2710

Ordinary shares

Purchase

380

4.2715

Ordinary shares

Purchase

1,713

4.2755

Ordinary shares

Purchase

175

4.2785

Ordinary shares

Purchase

4,509

4.2795

Ordinary shares

Purchase

23,100

4.2800

Ordinary shares

Purchase

2,155

4.2805

Ordinary shares

Purchase

4,903

4.2810

Ordinary shares

Purchase

7,974

4.2815

Ordinary shares

Purchase

5,128

4.2820

Ordinary shares

Purchase

10,000

4.2825

Ordinary shares

Purchase

2,153

4.2825

Ordinary shares

Purchase

2,059

4.2845

Ordinary shares

Purchase

610

4.2850

Ordinary shares

Purchase

380

4.2855

Ordinary shares

Purchase

2,401

4.2860

Ordinary shares

Purchase

3,503

4.2870

Ordinary shares

Purchase

380

4.2875

Ordinary shares

Purchase

2,268

4.2880

Ordinary shares

Purchase

380

4.2885

Ordinary shares

Purchase

14,949

4.2900

Ordinary shares

Purchase

1,167

4.2905

Ordinary shares

Purchase

3,313

4.2910

Ordinary shares

Purchase

6,478

4.2915

Ordinary shares

Purchase

7,630

4.2920

Ordinary shares

Purchase

8,965

4.2925

Ordinary shares

Purchase

25,499

4.2940

Ordinary shares

Purchase

18,409

4.2950

Ordinary shares

Purchase

2,059

4.2960

Ordinary shares

Purchase

1,932

4.2965

Ordinary shares

Purchase

8,059

4.2970

Ordinary shares

Purchase

3,256

4.2975

Ordinary shares

Purchase

5,256

4.2980

Ordinary shares

Purchase

8,713

4.2985

Ordinary shares

Purchase

380

4.2990

Ordinary shares

Purchase

6,326

4.2995

Ordinary shares

Purchase

61,841

4.3000

Ordinary shares

Purchase

200,000

4.3002

Ordinary shares

Purchase

9,094

4.3010

Ordinary shares

Purchase

22,614

4.3015

Ordinary shares

Purchase

11,976

4.3020

Ordinary shares

Purchase

7,153

4.3030

Ordinary shares

Purchase

2,107

4.3035

Ordinary shares

Purchase

1,346

4.3040

Ordinary shares

Purchase

1,357

4.3045

Ordinary shares

Purchase

30,064

4.3050

Ordinary shares

Purchase

16,928

4.3060

Ordinary shares

Purchase

5,235

4.3062

Ordinary shares

Purchase

26,938

4.3065

Ordinary shares

Purchase

8,626

4.3070

Ordinary shares

Purchase

1,217

4.3075

Ordinary shares

Purchase

6,084

4.3080

Ordinary shares

Purchase

1,113

4.3085

Ordinary shares

Purchase

1,690

4.3090

Ordinary shares

Purchase

8,181

4.3095

Ordinary shares

Purchase

12,856

4.3100

Ordinary shares

Purchase

9,644

4.3105

Ordinary shares

Purchase

8,263

4.3110

Ordinary shares

Purchase

7,479

4.3115

Ordinary shares

Purchase

3,071

4.3120

Ordinary shares

Purchase

1,206

4.3125

Ordinary shares

Purchase

10,717

4.3130

Ordinary shares

Purchase

1,479

4.3135

Ordinary shares

Purchase

1,674

4.3140

Ordinary shares

Purchase

5,732

4.3150

Ordinary shares

Purchase

1,263

4.3155

Ordinary shares

Purchase

1,500

4.3170

Ordinary shares

Purchase

3,410

4.3175

Ordinary shares

Purchase

2,041

4.3180

Ordinary shares

Purchase

14,489

4.3185

Ordinary shares

Purchase

1,416

4.3190

Ordinary shares

Purchase

11,326

4.3200

Ordinary shares

Purchase

9,410

4.3225

Ordinary shares

Purchase

5,172

4.3235

Ordinary shares

Purchase

1,500

4.3240

Ordinary shares

Purchase

2,373

4.3250

Ordinary shares

Purchase

7,320

4.3255

Ordinary shares

Purchase

4,126

4.3260

Ordinary shares

Purchase

252

4.3270

Ordinary shares

Purchase

1,830

4.3285

Ordinary shares

Purchase

566

4.3290

Ordinary shares

Purchase

200

4.3291

Ordinary shares

Purchase

1,700

4.3295

Ordinary shares

Purchase

18,433

4.3300

Ordinary shares

Purchase

68

4.3310

Ordinary shares

Purchase

16,198

4.3315

Ordinary shares

Purchase

1,422

4.3320

Ordinary shares

Purchase

328

4.3325

Ordinary shares

Purchase

6,160

4.3345

Ordinary shares

Purchase

81,060

4.3350

Ordinary shares

Purchase

1,822

4.3355

Ordinary shares

Purchase

3,665

4.3360

Ordinary shares

Purchase

499

4.3370

Ordinary shares

Purchase

12,525

4.3375

Ordinary shares

Purchase

298

4.3380

Ordinary shares

Purchase

26,775

4.3385

Ordinary shares

Purchase

3,872

4.3390

Ordinary shares

Purchase

13,925

4.3400

Ordinary shares

Purchase

3,996

4.3405

Ordinary shares

Purchase

21,076

4.3410

Ordinary shares

Purchase

15,608

4.3415

Ordinary shares

Purchase

5,518

4.3420

Ordinary shares

Purchase

6,013

4.3425

Ordinary shares

Purchase

1,684

4.3430

Ordinary shares

Purchase

10,433

4.3435

Ordinary shares

Purchase

4,852

4.3440

Ordinary shares

Purchase

831

4.3455

Ordinary shares

Purchase

1,526

4.3465

Ordinary shares

Purchase

1,693

4.3475

Ordinary shares

Purchase

11,248

4.3480

Ordinary shares

Purchase

3,500

4.3490

Ordinary shares

Purchase

14,332

4.3495

Ordinary shares

Purchase

9,859

4.3500

Ordinary shares

Sale

3,263

4.2770

Ordinary shares

Sale

659

4.2780

Ordinary shares

Sale

2,959

4.2795

Ordinary shares

Sale

10,836

4.2800

Ordinary shares

Sale

14,850

4.2807

Ordinary shares

Sale

2,000

4.2810

Ordinary shares

Sale

1,210

4.2815

Ordinary shares

Sale

1,311

4.2820

Ordinary shares

Sale

7,073

4.2825

Ordinary shares

Sale

3,256

4.2830

Ordinary shares

Sale

3,440

4.2840

Ordinary shares

Sale

472

4.2845

Ordinary shares

Sale

13,528

4.2850

Ordinary shares

Sale

705

4.2855

Ordinary shares

Sale

3,768

4.2860

Ordinary shares

Sale

1,403

4.2870

Ordinary shares

Sale

5,656

4.2875

Ordinary shares

Sale

1,222

4.2880

Ordinary shares

Sale

7,560

4.2885

Ordinary shares

Sale

6,996

4.2890

Ordinary shares

Sale

1,819

4.2895

Ordinary shares

Sale

26,696

4.2900

Ordinary shares

Sale

1,404

4.2910

Ordinary shares

Sale

380

4.2915

Ordinary shares

Sale

995

4.2920

Ordinary shares

Sale

8,965

4.2925

Ordinary shares

Sale

3,681

4.2930

Ordinary shares

Sale

16,973

4.2940

Ordinary shares

Sale

566

4.2945

Ordinary shares

Sale

8,743

4.2950

Ordinary shares

Sale

1,500

4.2955

Ordinary shares

Sale

1

4.2960

Ordinary shares

Sale

2,250

4.2965

Ordinary shares

Sale

13,472

4.2970

Ordinary shares

Sale

4,814

4.2975

Ordinary shares

Sale

2,293

4.2980

Ordinary shares

Sale

4,018

4.2985

Ordinary shares

Sale

6,194

4.2990

Ordinary shares

Sale

12,671

4.2995

Ordinary shares

Sale

188,821

4.3000

Ordinary shares

Sale

14,781

4.3005

Ordinary shares

Sale

18,167

4.3010

Ordinary shares

Sale

61,724

4.3015

Ordinary shares

Sale

16,544

4.3020

Ordinary shares

Sale

14,853

4.3025

Ordinary shares

Sale

15,452

4.3030

Ordinary shares

Sale

5,125

4.3035

Ordinary shares

Sale

8,201

4.3040

Ordinary shares

Sale

14,468

4.3045

Ordinary shares

Sale

50,269

4.3050

Ordinary shares

Sale

7,675

4.3055

Ordinary shares

Sale

16,275

4.3060

Ordinary shares

Sale

4,556

4.3065

Ordinary shares

Sale

20,556

4.3070

Ordinary shares

Sale

9,071

4.3075

Ordinary shares

Sale

14,115

4.3080

Ordinary shares

Sale

9,569

4.3085

Ordinary shares

Sale

5,098

4.3090

Ordinary shares

Sale

19,091

4.3095

Ordinary shares

Sale

65,001

4.3100

Ordinary shares

Sale

1,119

4.3105

Ordinary shares

Sale

7,730

4.3110

Ordinary shares

Sale

3,747

4.3115

Ordinary shares

Sale

2,670

4.3120

Ordinary shares

Sale

733

4.3125

Ordinary shares

Sale

8,484

4.3130

Ordinary shares

Sale

3,936

4.3135

Ordinary shares

Sale

512

4.3140

Ordinary shares

Sale

4,297

4.3145

Ordinary shares

Sale

15,598

4.3150

Ordinary shares

Sale

6,221

4.3155

Ordinary shares

Sale

756

4.3160

Ordinary shares

Sale

1,658

4.3165

Ordinary shares

Sale

241

4.3170

Ordinary shares

Sale

4,863

4.3175

Ordinary shares

Sale

3,306

4.3180

Ordinary shares

Sale

5,178

4.3185

Ordinary shares

Sale

7,847

4.3190

Ordinary shares

Sale

3,273

4.3195

Ordinary shares

Sale

1,669

4.3215

Ordinary shares

Sale

3,804

4.3220

Ordinary shares

Sale

259

4.3225

Ordinary shares

Sale

8,857

4.3230

Ordinary shares

Sale

154

4.3235

Ordinary shares

Sale

3,086

4.3240

Ordinary shares

Sale

1,659

4.3245

Ordinary shares

Sale

18,191

4.3250

Ordinary shares

Sale

4,280

4.3255

Ordinary shares

Sale

3,722

4.3260

Ordinary shares

Sale

3,576

4.3265

Ordinary shares

Sale

16,268

4.3270

Ordinary shares

Sale

1,984

4.3275

Ordinary shares

Sale

1,443

4.3280

Ordinary shares

Sale

6,281

4.3285

Ordinary shares

Sale

12,947

4.3290

Ordinary shares

Sale

17,006

4.3295

Ordinary shares

Sale

20,046

4.3300

Ordinary shares

Sale

1,820

4.3305

Ordinary shares

Sale

4,285

4.3310

Ordinary shares

Sale

2,094

4.3315

Ordinary shares

Sale

598

4.3325

Ordinary shares

Sale

2,503

4.3330

Ordinary shares

Sale

3,848

4.3335

Ordinary shares

Sale

5,140

4.3340

Ordinary shares

Sale

8,595

4.3345

Ordinary shares

Sale

135,481

4.3350

Ordinary shares

Sale

11,822

4.3355

Ordinary shares

Sale

525

4.3360

Ordinary shares

Sale

2,260

4.3365

Ordinary shares

Sale

16,095

4.3370

Ordinary shares

Sale

6,679

4.3375

Ordinary shares

Sale

3,795

4.3380

Ordinary shares

Sale

4,960

4.3385

Ordinary shares

Sale

13,328

4.3390

Ordinary shares

Sale

3,578

4.3395

Ordinary shares

Sale

24,914

4.3400

Ordinary shares

Sale

1,250

4.3405

Ordinary shares

Sale

12,925

4.3410

Ordinary shares

Sale

5,116

4.3415

Ordinary shares

Sale

24,352

4.3420

Ordinary shares

Sale

16,504

4.3425

Ordinary shares

Sale

8,451

4.3430

Ordinary shares

Sale

3,478

4.3435

Ordinary shares

Sale

2,632

4.3440

Ordinary shares

Sale

4,321

4.3445

Ordinary shares

Sale

10,060

4.3450

Ordinary shares

Sale

5,301

4.3455

Ordinary shares

Sale

8,621

4.3460

Ordinary shares

Sale

16,010

4.3465

Ordinary shares

Sale

5,935

4.3470

Ordinary shares

Sale

9,660

4.3475

Ordinary shares

Sale

30,481

4.3480

Ordinary shares

Sale

5,391

4.3485

Ordinary shares

Sale

16,524

4.3490

Ordinary shares

Sale

3,583

4.3495

Ordinary shares

Sale

115,840

4.3500

 

Total Buy - 1,055,141

Total Sell - 1,555,170

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

719,773

4.3155

Ordinary Shares

SWAP

Long

2,925

4.3500

Ordinary Shares

SWAP

Short

804,226

4.3163

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

27/04/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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