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Form 8.5 (EPT/NON-RI) - Glencore International Plc

29th Jun 2012 11:52

RNS Number : 4994G
Credit Suisse Securities (Eur) Ltd
29 June 2012
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

28-June-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,237,024

0.047

4,517,088

0.0653

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

3,237,024

0.047

4,517,088

0.0653

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

S

4614

304.70

Ordinary shares

S

13424

303.00

Ordinary shares

S

470

301.50

Ordinary shares

S

3987

301.00

Ordinary shares

B

19141

300.42

Ordinary shares

S

19141

300.42

Ordinary shares

B

2096

300.40

Ordinary shares

B

8052

300.00

Ordinary shares

S

16382

300.00

Ordinary shares

S

893

299.90

Ordinary shares

S

940

299.50

Ordinary shares

S

376

299.45

Ordinary shares

B

682

299.40

Ordinary shares

S

1052

299.40

Ordinary shares

B

5927

299.00

Ordinary shares

S

119

299.00

Ordinary shares

S

836

298.80

Ordinary shares

B

2752

298.43

Ordinary shares

S

2752

298.43

Ordinary shares

S

815

298.35

Ordinary shares

B

399

298.30

Ordinary shares

B

7942

297.72

Ordinary shares

S

7942

297.72

Ordinary shares

S

304

297.60

Ordinary shares

S

1407

297.25

Ordinary shares

B

270

297.10

Ordinary shares

S

413600

296.62

Ordinary shares

S

1384

296.35

Ordinary shares

S

165440

296.32

Ordinary shares

S

407

296.30

Ordinary shares

B

600

296.20

Ordinary shares

S

270

296.15

Ordinary shares

B

674

296.10

Ordinary shares

S

271

296.10

Ordinary shares

B

1230

296.05

Ordinary shares

S

270

296.00

Ordinary shares

B

25064

295.96

Ordinary shares

S

25064

295.96

Ordinary shares

B

646

295.95

Ordinary shares

S

272

295.95

Ordinary shares

B

271

295.90

Ordinary shares

S

298

295.90

Ordinary shares

S

298

295.85

Ordinary shares

B

3214

295.80

Ordinary shares

S

934

295.80

Ordinary shares

B

1600

295.75

Ordinary shares

B

475

295.70

Ordinary shares

B

3489

295.65

Ordinary shares

S

271

295.65

Ordinary shares

S

273

295.60

Ordinary shares

B

989

295.50

Ordinary shares

B

463

295.45

Ordinary shares

B

272

295.15

Ordinary shares

B

2516

295.00

Ordinary shares

S

272

295.00

Ordinary shares

B

272

294.95

Ordinary shares

S

3691

294.95

Ordinary shares

B

818

294.90

Ordinary shares

S

2069

294.90

Ordinary shares

B

1748

294.85

Ordinary shares

B

17362

294.84

Ordinary shares

S

17362

294.84

Ordinary shares

B

2071

294.80

Ordinary shares

S

914

294.80

Ordinary shares

B

10265

294.75

Ordinary shares

S

271

294.75

Ordinary shares

B

951

294.70

Ordinary shares

S

951

294.70

Ordinary shares

B

1997

294.65

Ordinary shares

S

272

294.65

Ordinary shares

B

918

294.60

Ordinary shares

S

272

294.60

Ordinary shares

B

1407

294.55

Ordinary shares

B

685

294.50

Ordinary shares

B

44481

294.46

Ordinary shares

S

44481

294.46

Ordinary shares

B

449

294.45

Ordinary shares

B

1870

294.40

Ordinary shares

S

2010

294.40

Ordinary shares

B

7381

294.35

Ordinary shares

S

776

294.35

Ordinary shares

B

5776

294.30

Ordinary shares

S

1321

294.30

Ordinary shares

B

20161

294.25

Ordinary shares

S

1795

294.25

Ordinary shares

B

8748

294.20

Ordinary shares

S

1940

294.20

Ordinary shares

B

4913

294.15

Ordinary shares

S

2054

294.15

Ordinary shares

B

10355

294.10

Ordinary shares

S

1292

294.10

Ordinary shares

B

37678

294.05

Ordinary shares

S

1093

294.05

Ordinary shares

B

15349

294.00

Ordinary shares

S

4687

294.00

Ordinary shares

B

9002

293.95

Ordinary shares

S

6955

293.95

Ordinary shares

B

13860

293.92

Ordinary shares

S

13860

293.92

Ordinary shares

B

8772

293.90

Ordinary shares

S

1184

293.90

Ordinary shares

B

4852

293.85

Ordinary shares

S

1046

293.85

Ordinary shares

B

1146

293.80

Ordinary shares

S

860

293.80

Ordinary shares

B

1781

293.75

Ordinary shares

S

7224

293.75

Ordinary shares

B

856

293.72

Ordinary shares

S

856

293.72

Ordinary shares

B

21252

293.71

Ordinary shares

S

21252

293.71

Ordinary shares

B

7302

293.70

Ordinary shares

S

12267

293.70

Ordinary shares

B

138630

293.65

Ordinary shares

S

130013

293.65

Ordinary shares

B

49165

293.63

Ordinary shares

S

49165

293.63

Ordinary shares

B

7618

293.60

Ordinary shares

S

3014

293.60

Ordinary shares

B

268509

293.55

Ordinary shares

S

126208

293.55

Ordinary shares

B

142640

293.52

Ordinary shares

S

142640

293.52

Ordinary shares

S

2646

293.50

Ordinary shares

B

16080

293.45

Ordinary shares

S

824

293.45

Ordinary shares

S

5858

293.40

Ordinary shares

B

7938

293.39

Ordinary shares

S

7938

293.39

Ordinary shares

B

335

293.35

Ordinary shares

S

3173

293.35

Ordinary shares

B

982

293.30

Ordinary shares

S

5129

293.30

Ordinary shares

B

2051

293.25

Ordinary shares

S

2863

293.25

Ordinary shares

B

4151

293.20

Ordinary shares

S

3092

293.20

Ordinary shares

B

75146

293.19

Ordinary shares

S

75146

293.19

Ordinary shares

B

6688

293.16

Ordinary shares

S

6688

293.16

Ordinary shares

B

10688

293.15

Ordinary shares

S

910

293.15

Ordinary shares

B

16166

293.12

Ordinary shares

S

16166

293.12

Ordinary shares

B

27582

293.10

Ordinary shares

S

2258

293.10

Ordinary shares

B

7839

293.05

Ordinary shares

S

1923

293.05

Ordinary shares

B

15265

293.00

Ordinary shares

S

2245

293.00

Ordinary shares

B

8589

292.95

Ordinary shares

S

7604

292.95

Ordinary shares

B

3975

292.90

Ordinary shares

S

7660

292.90

Ordinary shares

B

342

292.88

Ordinary shares

B

1668

292.85

Ordinary shares

S

6374

292.85

Ordinary shares

B

932

292.80

Ordinary shares

S

8872

292.80

Ordinary shares

B

1621

292.75

Ordinary shares

S

8957

292.75

Ordinary shares

S

5442

292.70

Ordinary shares

B

1473

292.65

Ordinary shares

S

7438

292.65

Ordinary shares

B

1275

292.60

Ordinary shares

S

8532

292.60

Ordinary shares

S

3947

292.55

Ordinary shares

B

688

292.53

Ordinary shares

S

344

292.53

Ordinary shares

B

47

292.50

Ordinary shares

S

3229

292.50

Ordinary shares

B

275

292.45

Ordinary shares

S

8347

292.45

Ordinary shares

S

6432

292.40

Ordinary shares

B

125

292.35

Ordinary shares

S

7586

292.35

Ordinary shares

B

1161

292.32

Ordinary shares

S

1161

292.32

Ordinary shares

B

274

292.30

Ordinary shares

S

10893

292.30

Ordinary shares

B

1344

292.25

Ordinary shares

S

3952

292.25

Ordinary shares

S

268

292.23

Ordinary shares

B

356

292.20

Ordinary shares

S

7909

292.20

Ordinary shares

S

551

292.15

Ordinary shares

S

7883

292.10

Ordinary shares

S

5113

292.05

Ordinary shares

S

2760

292.00

Ordinary shares

S

803

291.95

Ordinary shares

S

1142

291.90

Ordinary shares

S

2982

291.85

Ordinary shares

S

1993

291.80

Ordinary shares

S

860

291.78

Ordinary shares

S

5107

291.75

Ordinary shares

S

706

291.70

Ordinary shares

S

1160

291.65

Ordinary shares

S

1251

291.55

Ordinary shares

S

26

291.50

Ordinary shares

S

3120

291.40

Ordinary shares

S

1103

291.30

Ordinary shares

S

2610

291.25

Ordinary shares

S

1384

291.20

Ordinary shares

S

2195

291.15

Ordinary shares

S

551

291.10

Ordinary shares

S

1187

291.05

Ordinary shares

S

2168

291.00

Ordinary shares

S

2121

290.80

Ordinary shares

B

1728

290.75

Ordinary shares

S

3700

290.75

Ordinary shares

S

2521

290.70

Ordinary shares

S

1301

290.65

Ordinary shares

S

4789

290.60

Ordinary shares

S

323

290.55

Ordinary shares

S

4841

290.50

Ordinary shares

S

3141

290.45

 

Total Purchases 1,176,588

Total Sales: 1,609,771

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

29-June-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAEKNASFAEFF

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