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Form 8.5 (EPT/NON-RI) - Glencore International Plc

18th May 2012 11:33

RNS Number : 6608D
Credit Suisse Securities (Eur) Ltd
18 May 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

17-May-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,353,502

0.1207

3,620,211

0.0523

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

8,353,502

0.1207

3,620,211

0.0523

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

2568

366.90

Ordinary shares

S

7808

366.90

Ordinary shares

S

635

363.53

Ordinary shares

S

700

363.25

Ordinary shares

S

2493

363.05

Ordinary shares

B

295

361.00

Ordinary shares

B

500

360.60

Ordinary shares

S

362

360.15

Ordinary shares

S

1189

359.95

Ordinary shares

B

261

359.85

Ordinary shares

B

5191

359.65

Ordinary shares

S

611

359.65

Ordinary shares

S

1219

359.60

Ordinary shares

B

1153

359.55

Ordinary shares

S

769

359.50

Ordinary shares

S

2690

359.35

Ordinary shares

S

566

359.30

Ordinary shares

S

1078

359.25

Ordinary shares

B

678

359.20

Ordinary shares

S

1486

359.20

Ordinary shares

B

1286

359.15

Ordinary shares

S

2745

359.15

Ordinary shares

S

2411

359.10

Ordinary shares

S

3053

359.05

Ordinary shares

B

558

359.00

Ordinary shares

S

743

359.00

Ordinary shares

S

778

358.95

Ordinary shares

B

10715

358.90

Ordinary shares

S

4085

358.90

Ordinary shares

B

7212

358.85

Ordinary shares

S

5173

358.85

Ordinary shares

B

275

358.83

Ordinary shares

S

275

358.83

Ordinary shares

B

7370

358.80

Ordinary shares

S

4847

358.80

Ordinary shares

B

860

358.75

Ordinary shares

B

1478

358.70

Ordinary shares

S

473

358.70

Ordinary shares

B

2605

358.65

Ordinary shares

S

300

358.65

Ordinary shares

B

1700

358.60

Ordinary shares

S

7235

358.60

Ordinary shares

S

336

358.55

Ordinary shares

B

7523

358.50

Ordinary shares

S

1387

358.50

Ordinary shares

S

7708

358.45

Ordinary shares

B

10404

358.40

Ordinary shares

S

122

358.40

Ordinary shares

S

1218

358.35

Ordinary shares

B

887

358.30

Ordinary shares

S

3203

358.30

Ordinary shares

S

5919

358.25

Ordinary shares

S

2000

358.20

Ordinary shares

S

2424

358.15

Ordinary shares

B

3087

358.10

Ordinary shares

B

384

358.05

Ordinary shares

S

939

358.05

Ordinary shares

S

1623

358.00

Ordinary shares

B

328

357.95

Ordinary shares

S

1800

357.85

Ordinary shares

B

852

357.80

Ordinary shares

S

1354

357.80

Ordinary shares

S

2730

357.75

Ordinary shares

B

1563

357.65

Ordinary shares

B

6008

357.60

Ordinary shares

B

398

357.55

Ordinary shares

S

1338

357.55

Ordinary shares

B

899

357.50

Ordinary shares

S

900

357.50

Ordinary shares

S

540

357.40

Ordinary shares

B

224

357.35

Ordinary shares

B

536

357.30

Ordinary shares

S

4116

357.25

Ordinary shares

B

2084

357.20

Ordinary shares

S

5810

357.20

Ordinary shares

S

2497

357.15

Ordinary shares

B

223

357.10

Ordinary shares

S

890

357.05

Ordinary shares

S

321

357.00

Ordinary shares

B

1108

356.95

Ordinary shares

B

3297

356.90

Ordinary shares

S

674

356.90

Ordinary shares

B

3838

356.85

Ordinary shares

B

1218

356.80

Ordinary shares

S

450

356.80

Ordinary shares

B

26

356.75

Ordinary shares

S

711

356.75

Ordinary shares

B

225

356.70

Ordinary shares

S

725

356.70

Ordinary shares

B

9638

356.65

Ordinary shares

S

7630

356.65

Ordinary shares

B

1729

356.60

Ordinary shares

S

1581

356.60

Ordinary shares

B

1223

356.55

Ordinary shares

S

648

356.55

Ordinary shares

B

1542

356.50

Ordinary shares

S

7860

356.50

Ordinary shares

B

901

356.45

Ordinary shares

S

1151

356.45

Ordinary shares

B

1722

356.40

Ordinary shares

S

1035

356.40

Ordinary shares

B

12525

356.35

Ordinary shares

S

492

356.35

Ordinary shares

B

1616

356.30

Ordinary shares

S

517

356.30

Ordinary shares

B

23

356.28

Ordinary shares

B

4506

356.25

Ordinary shares

S

657

356.25

Ordinary shares

B

1083

356.20

Ordinary shares

S

1565

356.20

Ordinary shares

B

193

356.15

Ordinary shares

S

386

356.15

Ordinary shares

B

450

356.10

Ordinary shares

S

2317

356.10

Ordinary shares

B

938

356.05

Ordinary shares

S

1593

356.00

Ordinary shares

B

449

355.95

Ordinary shares

S

211

355.95

Ordinary shares

B

449

355.90

Ordinary shares

B

472

355.85

Ordinary shares

S

226

355.85

Ordinary shares

S

390

355.80

Ordinary shares

B

22712

355.78

Ordinary shares

S

22712

355.78

Ordinary shares

B

247

355.75

Ordinary shares

S

465

355.75

Ordinary shares

S

8139

355.70

Ordinary shares

B

1546

355.65

Ordinary shares

S

1259

355.65

Ordinary shares

S

7600

355.60

Ordinary shares

B

226

355.55

Ordinary shares

S

3100

355.55

Ordinary shares

B

1553

355.50

Ordinary shares

S

1029

355.50

Ordinary shares

S

595

355.48

Ordinary shares

B

248

355.45

Ordinary shares

S

4615

355.45

Ordinary shares

B

3971

355.40

Ordinary shares

S

1468

355.40

Ordinary shares

B

32032

355.37

Ordinary shares

S

32032

355.37

Ordinary shares

B

1478

355.35

Ordinary shares

S

3737

355.35

Ordinary shares

B

230

355.30

Ordinary shares

S

451

355.30

Ordinary shares

B

1087

355.25

Ordinary shares

S

3242

355.25

Ordinary shares

B

1226

355.20

Ordinary shares

S

708

355.20

Ordinary shares

B

189668

355.17

Ordinary shares

S

189668

355.17

Ordinary shares

B

453

355.15

Ordinary shares

S

1459

355.15

Ordinary shares

S

1024

355.10

Ordinary shares

S

1596

355.05

Ordinary shares

B

3187

355.00

Ordinary shares

S

57973

355.00

Ordinary shares

B

1719

354.95

Ordinary shares

S

1705

354.95

Ordinary shares

S

4682

354.90

Ordinary shares

S

2555

354.85

Ordinary shares

B

1268

354.80

Ordinary shares

S

1906

354.80

Ordinary shares

B

10303

354.75

Ordinary shares

S

2276

354.75

Ordinary shares

S

678

354.70

Ordinary shares

B

19842

354.66

Ordinary shares

S

19842

354.66

Ordinary shares

B

227

354.65

Ordinary shares

S

1683

354.65

Ordinary shares

B

158315

354.64

Ordinary shares

S

158315

354.64

Ordinary shares

B

5373

354.60

Ordinary shares

S

1308

354.60

Ordinary shares

B

1111

354.55

Ordinary shares

S

749

354.55

Ordinary shares

S

6368

354.50

Ordinary shares

B

898

354.45

Ordinary shares

S

1360

354.45

Ordinary shares

B

3692

354.44

Ordinary shares

S

3692

354.44

Ordinary shares

S

2879

354.40

Ordinary shares

B

1035

354.35

Ordinary shares

S

353

354.35

Ordinary shares

B

140135

354.30

Ordinary shares

S

88368

354.30

Ordinary shares

S

226

354.25

Ordinary shares

B

595

354.20

Ordinary shares

S

1102

354.20

Ordinary shares

B

3222

354.15

Ordinary shares

B

1130

354.10

Ordinary shares

S

227

354.10

Ordinary shares

B

2076

354.05

Ordinary shares

S

1000

354.05

Ordinary shares

B

9242

354.00

Ordinary shares

S

2443

354.00

Ordinary shares

B

1175

353.95

Ordinary shares

S

2042

353.95

Ordinary shares

B

717

353.90

Ordinary shares

S

2237

353.90

Ordinary shares

B

264326

353.89

Ordinary shares

S

264326

353.89

Ordinary shares

B

218168

353.85

Ordinary shares

S

216951

353.85

Ordinary shares

B

2040

353.80

Ordinary shares

S

1871

353.80

Ordinary shares

B

13821

353.76

Ordinary shares

S

13821

353.76

Ordinary shares

B

59003

353.75

Ordinary shares

S

57883

353.75

Ordinary shares

S

88

353.73

Ordinary shares

B

3962

353.70

Ordinary shares

S

985

353.70

Ordinary shares

S

453

353.65

Ordinary shares

B

226

353.63

Ordinary shares

S

226

353.63

Ordinary shares

B

20386

353.60

Ordinary shares

S

325

353.60

Ordinary shares

B

1001

353.55

Ordinary shares

S

226

353.55

Ordinary shares

B

13718

353.50

Ordinary shares

S

944

353.50

Ordinary shares

S

1655

353.46

Ordinary shares

B

159015

353.45

Ordinary shares

S

151710

353.45

Ordinary shares

B

3936

353.40

Ordinary shares

S

1216

353.40

Ordinary shares

B

13516

353.38

Ordinary shares

S

13516

353.38

Ordinary shares

B

11722

353.36

Ordinary shares

S

11722

353.36

Ordinary shares

B

6363

353.35

Ordinary shares

S

1042

353.35

Ordinary shares

B

3233

353.30

Ordinary shares

S

1772

353.30

Ordinary shares

B

6276

353.28

Ordinary shares

S

6276

353.28

Ordinary shares

B

2134

353.25

Ordinary shares

S

3927

353.25

Ordinary shares

B

5120

353.20

Ordinary shares

S

1429

353.20

Ordinary shares

B

9090

353.15

Ordinary shares

S

3595

353.15

Ordinary shares

B

882

353.11

Ordinary shares

S

882

353.11

Ordinary shares

B

7257

353.10

Ordinary shares

B

7351

353.05

Ordinary shares

S

1736

353.05

Ordinary shares

B

352

353.03

Ordinary shares

S

352

353.03

Ordinary shares

B

4945

353.00

Ordinary shares

S

2271

353.00

Ordinary shares

B

6726

352.95

Ordinary shares

S

2685

352.95

Ordinary shares

B

152

352.90

Ordinary shares

S

3519

352.90

Ordinary shares

B

4656

352.85

Ordinary shares

S

1303

352.85

Ordinary shares

B

8741

352.80

Ordinary shares

S

5983

352.80

Ordinary shares

B

141

352.76

Ordinary shares

S

141

352.76

Ordinary shares

B

24953

352.75

Ordinary shares

S

1232

352.75

Ordinary shares

B

228

352.70

Ordinary shares

S

21595

352.70

Ordinary shares

B

227

352.65

Ordinary shares

S

529

352.65

Ordinary shares

B

1761

352.60

Ordinary shares

S

1324

352.60

Ordinary shares

B

228

352.55

Ordinary shares

S

538

352.55

Ordinary shares

B

524

352.50

Ordinary shares

S

2084

352.50

Ordinary shares

B

3430

352.45

Ordinary shares

S

4355

352.45

Ordinary shares

B

6914

352.41

Ordinary shares

S

6914

352.41

Ordinary shares

B

3191

352.40

Ordinary shares

S

6849

352.40

Ordinary shares

B

6113

352.38

Ordinary shares

S

802

352.38

Ordinary shares

B

321

352.35

Ordinary shares

S

321

352.35

Ordinary shares

B

15652

352.34

Ordinary shares

S

15652

352.34

Ordinary shares

B

534

352.30

Ordinary shares

S

649

352.30

Ordinary shares

B

1833

352.28

Ordinary shares

S

1833

352.28

Ordinary shares

B

6829

352.25

Ordinary shares

S

5038

352.25

Ordinary shares

B

14729

352.20

Ordinary shares

S

1458

352.20

Ordinary shares

B

3729

352.18

Ordinary shares

B

3645

352.15

Ordinary shares

S

275

352.15

Ordinary shares

B

2886

352.10

Ordinary shares

S

3081

352.10

Ordinary shares

B

21442

352.07

Ordinary shares

S

21442

352.07

Ordinary shares

B

41

352.05

Ordinary shares

S

1074

352.05

Ordinary shares

B

1415

352.00

Ordinary shares

S

1318

352.00

Ordinary shares

B

3109

351.95

Ordinary shares

S

4901

351.95

Ordinary shares

S

1047

351.90

Ordinary shares

B

3458

351.87

Ordinary shares

S

3458

351.87

Ordinary shares

B

186234

351.86

Ordinary shares

S

186234

351.86

Ordinary shares

S

937

351.85

Ordinary shares

B

10924

351.80

Ordinary shares

S

5160

351.80

Ordinary shares

B

773

351.75

Ordinary shares

S

583

351.75

Ordinary shares

B

116892

351.70

Ordinary shares

S

111893

351.70

Ordinary shares

S

5700

351.68

Ordinary shares

B

20675

351.65

Ordinary shares

S

707

351.65

Ordinary shares

B

3789

351.63

Ordinary shares

S

41

351.63

Ordinary shares

B

5681

351.61

Ordinary shares

S

5681

351.61

Ordinary shares

B

43029

351.60

Ordinary shares

S

2125

351.60

Ordinary shares

B

1148

351.58

Ordinary shares

B

4830

351.55

Ordinary shares

S

4399

351.55

Ordinary shares

B

13499

351.50

Ordinary shares

S

598

351.50

Ordinary shares

B

1215

351.48

Ordinary shares

B

10455

351.45

Ordinary shares

S

18019

351.45

Ordinary shares

B

72200

351.40

Ordinary shares

S

19676

351.40

Ordinary shares

B

8551

351.35

Ordinary shares

S

1464

351.35

Ordinary shares

B

2771

351.30

Ordinary shares

S

2629

351.30

Ordinary shares

B

717

351.28

Ordinary shares

S

717

351.28

Ordinary shares

B

29203

351.25

Ordinary shares

S

1730

351.25

Ordinary shares

B

7449

351.20

Ordinary shares

S

727

351.20

Ordinary shares

B

590

351.15

Ordinary shares

S

1728

351.15

Ordinary shares

B

246

351.13

Ordinary shares

S

279

351.13

Ordinary shares

B

25387

351.10

Ordinary shares

S

1731

351.10

Ordinary shares

B

297

351.08

Ordinary shares

S

297

351.08

Ordinary shares

B

13312

351.05

Ordinary shares

S

1276

351.05

Ordinary shares

B

10946

351.00

Ordinary shares

S

9846

351.00

Ordinary shares

B

5676

350.95

Ordinary shares

S

741

350.95

Ordinary shares

B

2731

350.90

Ordinary shares

S

456

350.90

Ordinary shares

B

2782

350.85

Ordinary shares

S

319

350.85

Ordinary shares

B

456

350.80

Ordinary shares

B

618

350.75

Ordinary shares

S

1532

350.75

Ordinary shares

S

1162

350.70

Ordinary shares

S

500

350.65

Ordinary shares

S

410300

350.62

Ordinary shares

S

1104

350.60

Ordinary shares

B

457

350.55

Ordinary shares

S

3089

350.55

Ordinary shares

B

2213

350.50

Ordinary shares

S

608

350.50

Ordinary shares

S

589

350.45

Ordinary shares

B

1653

350.40

Ordinary shares

S

495

350.40

Ordinary shares

S

2486

350.30

Ordinary shares

S

2620

350.25

Ordinary shares

S

2146

350.20

Ordinary shares

B

341

350.15

Ordinary shares

S

229

350.15

Ordinary shares

S

880

350.10

Ordinary shares

B

5267

350.05

Ordinary shares

S

851

350.05

Ordinary shares

B

2434

350.00

Ordinary shares

S

19683

350.00

Ordinary shares

B

314

349.95

Ordinary shares

S

3055

349.95

Ordinary shares

B

380

349.90

Ordinary shares

S

1035

349.90

Ordinary shares

S

1860

349.85

Ordinary shares

B

2031

349.80

Ordinary shares

S

855

349.80

Ordinary shares

B

1430

349.75

Ordinary shares

S

1144

349.75

Ordinary shares

B

2946

349.70

Ordinary shares

S

1384

349.70

Ordinary shares

S

1796

349.65

Ordinary shares

B

1014

349.60

Ordinary shares

S

229

349.60

Ordinary shares

B

229

349.50

Ordinary shares

S

230

349.50

Ordinary shares

B

230

349.40

Ordinary shares

B

1081

349.35

Ordinary shares

B

229

349.30

Ordinary shares

S

405

349.30

Ordinary shares

B

1613

349.25

Ordinary shares

S

461

349.25

Ordinary shares

S

916

349.20

Ordinary shares

B

1316

349.15

Ordinary shares

S

1146

349.15

Ordinary shares

S

263

349.10

Ordinary shares

B

362

349.05

Ordinary shares

S

230

349.05

Ordinary shares

S

229

349.00

Ordinary shares

B

1251

348.95

Ordinary shares

S

1968

348.95

Ordinary shares

B

1261

348.90

Ordinary shares

B

1278

348.85

Ordinary shares

S

230

348.85

Ordinary shares

B

1185

348.60

Ordinary shares

B

2474

348.50

Ordinary shares

B

510

348.45

Ordinary shares

S

261

348.35

Ordinary shares

B

746

348.30

Ordinary shares

S

230

348.30

Ordinary shares

S

280

348.10

Ordinary shares

B

3717

348.00

Ordinary shares

S

2043

348.00

Ordinary shares

S

231

347.95

Ordinary shares

B

1034

347.90

Ordinary shares

S

1962

347.85

Ordinary shares

B

231

347.75

Ordinary shares

S

787

347.75

Ordinary shares

B

231

347.50

Ordinary shares

S

449

347.50

Ordinary shares

B

1208

347.40

Ordinary shares

B

2170

347.35

Ordinary shares

B

2000

347.20

Ordinary shares

B

2010

347.15

Ordinary shares

B

231

347.10

Ordinary shares

S

680

347.10

Ordinary shares

B

1272

347.05

Ordinary shares

B

1000

347.00

Ordinary shares

B

778

346.90

Ordinary shares

B

1352

346.80

 

Total Purchases: 2,391,221

Total Sales: 2,525,512

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

18-May-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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