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Form 8.5 (EPT/NON-RI) Glencore International Plc

26th Apr 2012 11:52

RNS Number : 1431C
Nomura International PLC (EPT)
26 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

25 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,598,174

0.066

3,115,051

0.045

(2) Derivatives (other than options):

1,055,460

0.015

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,598,174

0.066

4,170,511

0.060

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,500,000

0.152

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

3,500,000

0.152

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

547

4.1565

Ordinary shares

Purchase

930

4.1585

Ordinary shares

Purchase

2,696

4.1700

Ordinary shares

Purchase

668

4.1730

Ordinary shares

Purchase

892

4.1750

Ordinary shares

Purchase

186

4.1795

Ordinary shares

Purchase

608

4.1815

Ordinary shares

Purchase

1,592

4.1820

Ordinary shares

Purchase

543

4.1825

Ordinary shares

Purchase

3,008

4.1835

Ordinary shares

Purchase

1,847

4.1840

Ordinary shares

Purchase

1,624

4.1845

Ordinary shares

Purchase

1,849

4.1855

Ordinary shares

Purchase

1,674

4.1860

Ordinary shares

Purchase

380

4.1865

Ordinary shares

Purchase

2,635

4.1870

Ordinary shares

Purchase

152

4.1875

Ordinary shares

Purchase

3,076

4.1890

Ordinary shares

Purchase

2,456

4.1900

Ordinary shares

Purchase

1,479

4.1905

Ordinary shares

Purchase

1,836

4.1909

Ordinary shares

Purchase

4,965

4.1915

Ordinary shares

Purchase

2,380

4.1920

Ordinary shares

Purchase

600

4.1925

Ordinary shares

Purchase

2,880

4.1930

Ordinary shares

Purchase

1,074

4.1950

Ordinary shares

Purchase

5,724

4.1970

Ordinary shares

Purchase

3,475

4.1975

Ordinary shares

Purchase

2,543

4.1985

Ordinary shares

Purchase

10,797

4.1990

Ordinary shares

Purchase

3,107

4.1995

Ordinary shares

Purchase

10,872

4.2000

Ordinary shares

Purchase

8,239

4.2005

Ordinary shares

Purchase

709

4.2015

Ordinary shares

Purchase

3,332

4.2020

Ordinary shares

Purchase

2,835

4.2025

Ordinary shares

Purchase

6,169

4.2030

Ordinary shares

Purchase

2,439

4.2035

Ordinary shares

Purchase

5,612

4.2040

Ordinary shares

Purchase

1,300

4.2050

Ordinary shares

Purchase

1,305

4.2055

Ordinary shares

Purchase

3,376

4.2060

Ordinary shares

Purchase

2,411

4.2065

Ordinary shares

Purchase

980

4.2075

Ordinary shares

Purchase

4,302

4.2090

Ordinary shares

Purchase

3,851

4.2095

Ordinary shares

Purchase

3,709

4.2100

Ordinary shares

Purchase

170

4.2105

Ordinary shares

Purchase

1,000

4.2110

Ordinary shares

Purchase

547

4.2115

Ordinary shares

Purchase

2,616

4.2120

Ordinary shares

Purchase

2,491

4.2130

Ordinary shares

Purchase

1,825

4.2135

Ordinary shares

Purchase

4,304

4.2140

Ordinary shares

Purchase

200

4.2145

Ordinary shares

Purchase

14,248

4.2150

Ordinary shares

Purchase

1,097

4.2160

Ordinary shares

Purchase

1,008

4.2170

Ordinary shares

Purchase

2,611

4.2175

Ordinary shares

Purchase

3,711

4.2180

Ordinary shares

Purchase

2,878

4.2185

Ordinary shares

Purchase

1,790

4.2195

Ordinary shares

Purchase

1,664

4.2200

Ordinary shares

Purchase

1,306

4.2205

Ordinary shares

Purchase

102

4.2210

Ordinary shares

Purchase

1,499

4.2215

Ordinary shares

Purchase

2,050

4.2220

Ordinary shares

Purchase

7,141

4.2230

Ordinary shares

Purchase

3,371

4.2235

Ordinary shares

Purchase

5,104

4.2240

Ordinary shares

Purchase

1,246

4.2245

Ordinary shares

Purchase

2,880

4.2250

Ordinary shares

Purchase

2,409

4.2255

Ordinary shares

Purchase

803

4.2260

Ordinary shares

Purchase

380

4.2265

Ordinary shares

Purchase

1,700

4.2270

Ordinary shares

Purchase

5,999

4.2275

Ordinary shares

Purchase

1,281

4.2290

Ordinary shares

Purchase

3,297

4.2295

Ordinary shares

Purchase

6,156

4.2305

Ordinary shares

Purchase

289

4.2310

Ordinary shares

Purchase

4,029

4.2355

Ordinary shares

Purchase

8,524

4.2360

Ordinary shares

Purchase

3,024

4.2370

Ordinary shares

Purchase

2,458

4.2375

Ordinary shares

Purchase

15,945

4.2380

Ordinary shares

Purchase

4,061

4.2385

Ordinary shares

Purchase

10,162

4.2405

Ordinary shares

Purchase

1,903

4.2415

Ordinary shares

Purchase

6,000

4.2430

Ordinary shares

Purchase

2,359

4.2450

Ordinary shares

Purchase

380

4.2525

Ordinary shares

Purchase

356

4.2575

Ordinary shares

Purchase

1,546

4.2595

Ordinary shares

Purchase

49,548

4.2600

Ordinary shares

Purchase

1,500

4.2615

Ordinary shares

Purchase

3,503

4.2620

Ordinary shares

Purchase

635

4.2625

Ordinary shares

Purchase

380

4.2630

Ordinary shares

Purchase

1,036

4.2640

Ordinary shares

Purchase

8,796

4.2650

Ordinary shares

Purchase

745

4.2660

Ordinary shares

Purchase

562

4.2665

Ordinary shares

Purchase

1,127

4.2690

Ordinary shares

Purchase

129,743

4.2700

Ordinary shares

Purchase

7,007

4.2705

Ordinary shares

Purchase

900

4.2710

Ordinary shares

Purchase

6,384

4.2720

Ordinary shares

Purchase

1,548

4.2735

Ordinary shares

Purchase

2,060

4.2750

Ordinary shares

Purchase

1,191

4.2755

Ordinary shares

Purchase

32,521

4.2760

Ordinary shares

Purchase

1,500

4.2770

Ordinary shares

Purchase

837

4.2780

Ordinary shares

Purchase

3,851

4.2790

Ordinary shares

Purchase

1,237

4.2795

Ordinary shares

Purchase

3,609

4.2810

Ordinary shares

Purchase

1,500

4.2820

Ordinary shares

Purchase

1,562

4.2825

Ordinary shares

Purchase

5,767

4.2830

Ordinary shares

Purchase

380

4.2835

Ordinary shares

Purchase

9,024

4.2840

Ordinary shares

Purchase

8,304

4.2845

Ordinary shares

Purchase

11,073

4.2850

Ordinary shares

Purchase

2,680

4.2855

Ordinary shares

Purchase

900

4.2860

Ordinary shares

Purchase

2,355

4.2865

Ordinary shares

Purchase

760

4.2870

Ordinary shares

Purchase

3,572

4.2875

Ordinary shares

Purchase

8,164

4.2880

Ordinary shares

Purchase

5,192

4.2885

Ordinary shares

Purchase

15,809

4.2890

Ordinary shares

Purchase

5,942

4.2895

Ordinary shares

Purchase

100

4.2896

Ordinary shares

Purchase

175,496

4.2900

Ordinary shares

Purchase

8,420

4.2905

Ordinary shares

Purchase

15,901

4.2907

Ordinary shares

Purchase

3,745

4.2910

Ordinary shares

Purchase

18,286

4.2913

Ordinary shares

Purchase

8,333

4.2915

Ordinary shares

Purchase

11,817

4.2920

Ordinary shares

Purchase

23,332

4.2925

Ordinary shares

Purchase

2,772

4.2930

Ordinary shares

Purchase

9,295

4.2935

Ordinary shares

Purchase

21,782

4.2940

Ordinary shares

Purchase

2,241

4.2945

Ordinary shares

Purchase

5,944

4.2950

Ordinary shares

Purchase

5,415

4.2955

Ordinary shares

Purchase

2,943

4.2960

Ordinary shares

Purchase

4,379

4.2970

Ordinary shares

Purchase

6,188

4.2975

Ordinary shares

Purchase

2,809

4.2980

Ordinary shares

Purchase

3,022

4.2990

Ordinary shares

Purchase

5,387

4.3000

Ordinary shares

Sale

189

4.1625

Ordinary shares

Sale

3,600

4.1650

Ordinary shares

Sale

1,105

4.1680

Ordinary shares

Sale

442

4.1820

Ordinary shares

Sale

1,702

4.1825

Ordinary shares

Sale

369

4.1830

Ordinary shares

Sale

1,500

4.1850

Ordinary shares

Sale

2,797

4.1855

Ordinary shares

Sale

5,459

4.1860

Ordinary shares

Sale

1,243

4.1865

Ordinary shares

Sale

3,378

4.1870

Ordinary shares

Sale

3,429

4.1875

Ordinary shares

Sale

10,891

4.1880

Ordinary shares

Sale

425

4.1885

Ordinary shares

Sale

5,840

4.1895

Ordinary shares

Sale

2,238

4.1900

Ordinary shares

Sale

449

4.1905

Ordinary shares

Sale

1,600

4.1910

Ordinary shares

Sale

5,472

4.1915

Ordinary shares

Sale

700

4.1920

Ordinary shares

Sale

296

4.1925

Ordinary shares

Sale

1,130

4.1930

Ordinary shares

Sale

5,336

4.1935

Ordinary shares

Sale

535

4.1945

Ordinary shares

Sale

2,000

4.1950

Ordinary shares

Sale

11,923

4.1955

Ordinary shares

Sale

380

4.1960

Ordinary shares

Sale

4,700

4.1965

Ordinary shares

Sale

544

4.1970

Ordinary shares

Sale

500

4.1980

Ordinary shares

Sale

6,013

4.1985

Ordinary shares

Sale

477

4.1990

Ordinary shares

Sale

959

4.1995

Ordinary shares

Sale

5,636

4.2000

Ordinary shares

Sale

9,971

4.2005

Ordinary shares

Sale

2,482

4.2010

Ordinary shares

Sale

4,786

4.2015

Ordinary shares

Sale

1,308

4.2020

Ordinary shares

Sale

15,105

4.2025

Ordinary shares

Sale

1,270

4.2027

Ordinary shares

Sale

5,849

4.2035

Ordinary shares

Sale

2,261

4.2040

Ordinary shares

Sale

7,254

4.2045

Ordinary shares

Sale

14,769

4.2050

Ordinary shares

Sale

261

4.2055

Ordinary shares

Sale

841

4.2060

Ordinary shares

Sale

3,359

4.2065

Ordinary shares

Sale

1,336

4.2070

Ordinary shares

Sale

500

4.2075

Ordinary shares

Sale

6,085

4.2080

Ordinary shares

Sale

10,169

4.2090

Ordinary shares

Sale

3,370

4.2095

Ordinary shares

Sale

4,001

4.2100

Ordinary shares

Sale

380

4.2105

Ordinary shares

Sale

2,073

4.2110

Ordinary shares

Sale

7,008

4.2115

Ordinary shares

Sale

3,904

4.2120

Ordinary shares

Sale

2,439

4.2125

Ordinary shares

Sale

2,227

4.2130

Ordinary shares

Sale

251

4.2135

Ordinary shares

Sale

1,581

4.2140

Ordinary shares

Sale

4,231

4.2145

Ordinary shares

Sale

3,409

4.2150

Ordinary shares

Sale

1,305

4.2155

Ordinary shares

Sale

1,305

4.2160

Ordinary shares

Sale

1,403

4.2165

Ordinary shares

Sale

8,716

4.2170

Ordinary shares

Sale

1,978

4.2175

Ordinary shares

Sale

2,629

4.2180

Ordinary shares

Sale

2,169

4.2185

Ordinary shares

Sale

592

4.2190

Ordinary shares

Sale

3,837

4.2195

Ordinary shares

Sale

3,547

4.2200

Ordinary shares

Sale

1,183

4.2215

Ordinary shares

Sale

4,873

4.2220

Ordinary shares

Sale

5,505

4.2225

Ordinary shares

Sale

2,424

4.2230

Ordinary shares

Sale

1,668

4.2235

Ordinary shares

Sale

34,079

4.2240

Ordinary shares

Sale

15,990

4.2245

Ordinary shares

Sale

1,657

4.2250

Ordinary shares

Sale

53,331

4.2255

Ordinary shares

Sale

1,044

4.2260

Ordinary shares

Sale

1,197

4.2265

Ordinary shares

Sale

17,567

4.2270

Ordinary shares

Sale

2,188

4.2275

Ordinary shares

Sale

1,462

4.2280

Ordinary shares

Sale

753

4.2300

Ordinary shares

Sale

4,103

4.2325

Ordinary shares

Sale

8,729

4.2350

Ordinary shares

Sale

5,098

4.2375

Ordinary shares

Sale

1,540

4.2385

Ordinary shares

Sale

5,681

4.2390

Ordinary shares

Sale

803

4.2395

Ordinary shares

Sale

192

4.2410

Ordinary shares

Sale

3,360

4.2420

Ordinary shares

Sale

2,326

4.2455

Ordinary shares

Sale

1,699

4.2465

Ordinary shares

Sale

2,948

4.2470

Ordinary shares

Sale

1,523

4.2515

Ordinary shares

Sale

1,439

4.2520

Ordinary shares

Sale

5,564

4.2525

Ordinary shares

Sale

1,400

4.2530

Ordinary shares

Sale

12,941

4.2535

Ordinary shares

Sale

2,869

4.2545

Ordinary shares

Sale

1,733

4.2550

Ordinary shares

Sale

10,611

4.2570

Ordinary shares

Sale

595

4.2590

Ordinary shares

Sale

724

4.2595

Ordinary shares

Sale

2,892

4.2600

Ordinary shares

Sale

1,453

4.2615

Ordinary shares

Sale

3,131

4.2625

Ordinary shares

Sale

2,787

4.2630

Ordinary shares

Sale

1,356

4.2635

Ordinary shares

Sale

2,600

4.2645

Ordinary shares

Sale

8,974

4.2650

Ordinary shares

Sale

2,273

4.2655

Ordinary shares

Sale

7,420

4.2665

Ordinary shares

Sale

1,372

4.2670

Ordinary shares

Sale

2,803

4.2675

Ordinary shares

Sale

4,568

4.2680

Ordinary shares

Sale

43,054

4.2690

Ordinary shares

Sale

2,354

4.2695

Ordinary shares

Sale

140,445

4.2700

Ordinary shares

Sale

3,319

4.2705

Ordinary shares

Sale

2,177

4.2710

Ordinary shares

Sale

867

4.2715

Ordinary shares

Sale

500

4.2720

Ordinary shares

Sale

4,823

4.2725

Ordinary shares

Sale

13,002

4.2730

Ordinary shares

Sale

3,478

4.2735

Ordinary shares

Sale

1,849

4.2740

Ordinary shares

Sale

401

4.2745

Ordinary shares

Sale

6,864

4.2750

Ordinary shares

Sale

45,931

4.2760

Ordinary shares

Sale

8,217

4.2765

Ordinary shares

Sale

5,631

4.2770

Ordinary shares

Sale

3,486

4.2775

Ordinary shares

Sale

8,712

4.2780

Ordinary shares

Sale

11,789

4.2785

Ordinary shares

Sale

8,457

4.2790

Ordinary shares

Sale

2,242

4.2795

Ordinary shares

Sale

1,287

4.2800

Ordinary shares

Sale

1,153

4.2805

Ordinary shares

Sale

6,260

4.2815

Ordinary shares

Sale

3,686

4.2820

Ordinary shares

Sale

13,086

4.2825

Ordinary shares

Sale

1,726

4.2830

Ordinary shares

Sale

239

4.2845

Ordinary shares

Sale

12,503

4.2850

Ordinary shares

Sale

6,962

4.2855

Ordinary shares

Sale

867

4.2860

Ordinary shares

Sale

108

4.2865

Ordinary shares

Sale

31,423

4.2875

Ordinary shares

Sale

18,208

4.2880

Ordinary shares

Sale

8,229

4.2885

Ordinary shares

Sale

28,446

4.2890

Ordinary shares

Sale

79,680

4.2895

Ordinary shares

Sale

103,322

4.2900

Ordinary shares

Sale

9,415

4.2905

Ordinary shares

Sale

38,598

4.2910

Ordinary shares

Sale

234

4.2913

Ordinary shares

Sale

20,689

4.2915

Ordinary shares

Sale

115,919

4.2920

Ordinary shares

Sale

25,282

4.2925

Ordinary shares

Sale

15,709

4.2930

Ordinary shares

Sale

42,868

4.2935

Ordinary shares

Sale

50,939

4.2940

Ordinary shares

Sale

25,735

4.2945

Ordinary shares

Sale

137,351

4.2950

Ordinary shares

Sale

23,085

4.2955

Ordinary shares

Sale

1,525

4.2958

Ordinary shares

Sale

18,706

4.2960

Ordinary shares

Sale

10,010

4.2965

Ordinary shares

Sale

9,763

4.2970

Ordinary shares

Sale

2,255

4.2975

Ordinary shares

Sale

20,578

4.2980

Ordinary shares

Sale

5,037

4.2985

Ordinary shares

Sale

16,556

4.2990

Ordinary shares

Sale

2,382

4.2995

Ordinary shares

Sale

17,741

4.3000

 

Total Buy - 960,395

Total Sell - 1,750,806

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

Convertible Bond

Purchase

3,000,000

133.625

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

10,547

4.2215

Ordinary Shares

SWAP

Long

961,429

4.2611

Ordinary Shares

SWAP

Long

3,038

4.2920

Ordinary Shares

SWAP

Short

919,942

4.2614

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

26/04/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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