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Form 8.5 (EPT/NON-RI) Glencore International Plc

23rd Apr 2012 11:41

RNS Number : 8542B
Nomura International PLC (EPT)
23 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

20 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,652,529

0.067

2,771,758

0.040

(2) Derivatives (other than options):

1,088,282

0.016

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,652,529

0.067

3,860,040

0.056

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

0

0

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

277

4.1425

Ordinary shares

Purchase

659

4.1435

Ordinary shares

Purchase

4

4.1440

Ordinary shares

Purchase

247

4.1443

Ordinary shares

Purchase

5,398

4.1445

Ordinary shares

Purchase

593

4.1453

Ordinary shares

Purchase

2,223

4.1458

Ordinary shares

Purchase

4,290

4.1460

Ordinary shares

Purchase

5,710

4.1463

Ordinary shares

Purchase

793

4.1465

Ordinary shares

Purchase

618

4.1473

Ordinary shares

Purchase

1,375

4.1480

Ordinary shares

Purchase

67

4.1483

Ordinary shares

Purchase

618

4.1498

Ordinary shares

Purchase

16,212

4.1500

Ordinary shares

Purchase

1,570

4.1510

Ordinary shares

Purchase

939

4.1513

Ordinary shares

Purchase

2,947

4.1515

Ordinary shares

Purchase

1,800

4.1530

Ordinary shares

Purchase

220

4.1535

Ordinary shares

Purchase

147

4.1545

Ordinary shares

Purchase

5,149

4.1550

Ordinary shares

Purchase

3,448

4.1555

Ordinary shares

Purchase

380

4.1575

Ordinary shares

Purchase

1,271

4.1580

Ordinary shares

Purchase

1,302

4.1595

Ordinary shares

Purchase

1,016

4.1600

Ordinary shares

Purchase

1,337

4.1610

Ordinary shares

Purchase

1,990

4.1615

Ordinary shares

Purchase

100

4.1620

Ordinary shares

Purchase

1,500

4.1635

Ordinary shares

Purchase

146

4.1650

Ordinary shares

Purchase

800

4.1670

Ordinary shares

Purchase

519

4.1700

Ordinary shares

Purchase

4,674

4.1705

Ordinary shares

Purchase

5,391

4.1725

Ordinary shares

Purchase

3,800

4.1755

Ordinary shares

Purchase

3,303

4.1760

Ordinary shares

Purchase

1,303

4.1765

Ordinary shares

Purchase

7,667

4.1770

Ordinary shares

Purchase

4,084

4.1775

Ordinary shares

Purchase

655

4.1780

Ordinary shares

Purchase

1,036

4.1785

Ordinary shares

Purchase

11,366

4.1795

Ordinary shares

Purchase

7,035

4.1800

Ordinary shares

Purchase

3,688

4.1805

Ordinary shares

Purchase

194

4.1810

Ordinary shares

Purchase

753

4.1813

Ordinary shares

Purchase

6,617

4.1815

Ordinary shares

Purchase

3,739

4.1820

Ordinary shares

Purchase

258

4.1823

Ordinary shares

Purchase

1,175

4.1825

Ordinary shares

Purchase

736

4.1828

Ordinary shares

Purchase

6,326

4.1830

Ordinary shares

Purchase

198,539

4.1835

Ordinary shares

Purchase

5,852

4.1840

Ordinary shares

Purchase

6,043

4.1845

Ordinary shares

Purchase

6,410

4.1850

Ordinary shares

Purchase

500

4.1855

Ordinary shares

Purchase

4,665

4.1860

Ordinary shares

Purchase

5,610

4.1865

Ordinary shares

Purchase

5,731

4.1870

Ordinary shares

Purchase

2,761

4.1875

Ordinary shares

Purchase

5,780

4.1890

Ordinary shares

Purchase

3,000

4.1895

Ordinary shares

Purchase

5,139

4.1900

Ordinary shares

Purchase

2,192

4.1905

Ordinary shares

Purchase

12,995

4.1910

Ordinary shares

Purchase

5,145

4.1915

Ordinary shares

Purchase

7,264

4.1925

Ordinary shares

Purchase

3,256

4.1930

Ordinary shares

Purchase

6,132

4.1935

Ordinary shares

Purchase

6,770

4.1940

Ordinary shares

Purchase

1,346

4.1945

Ordinary shares

Purchase

14,729

4.1950

Ordinary shares

Purchase

8,548

4.1955

Ordinary shares

Purchase

4,300

4.1960

Ordinary shares

Purchase

1,684

4.1965

Ordinary shares

Purchase

2,793

4.1970

Ordinary shares

Purchase

2,878

4.1975

Ordinary shares

Purchase

1,500

4.1980

Ordinary shares

Purchase

4,397

4.1990

Ordinary shares

Purchase

2,885

4.1995

Ordinary shares

Purchase

18,756

4.2000

Ordinary shares

Purchase

113

4.2005

Ordinary shares

Purchase

1,000

4.2020

Ordinary shares

Purchase

1,477

4.2030

Ordinary shares

Purchase

1,500

4.2035

Ordinary shares

Purchase

11,231

4.2050

Ordinary shares

Purchase

361

4.2060

Ordinary shares

Purchase

1,509

4.2065

Ordinary shares

Purchase

3,337

4.2080

Ordinary shares

Purchase

307

4.2085

Ordinary shares

Purchase

196

4.2095

Ordinary shares

Purchase

2,667

4.2110

Ordinary shares

Purchase

4,133

4.2115

Ordinary shares

Purchase

4,530

4.2140

Ordinary shares

Purchase

903

4.2145

Ordinary shares

Purchase

1,455

4.2170

Ordinary shares

Purchase

3,399

4.2175

Ordinary shares

Purchase

21,359

4.2190

Ordinary shares

Purchase

1,489

4.2200

Ordinary shares

Purchase

6,342

4.2205

Ordinary shares

Purchase

2,047

4.2210

Ordinary shares

Purchase

176

4.2215

Ordinary shares

Purchase

5,252

4.2220

Ordinary shares

Purchase

7,053

4.2235

Ordinary shares

Purchase

4,548

4.2240

Ordinary shares

Purchase

26,340

4.2245

Ordinary shares

Purchase

3,091

4.2250

Ordinary shares

Purchase

900

4.2255

Ordinary shares

Purchase

900

4.2260

Ordinary shares

Purchase

29,878

4.2265

Ordinary shares

Purchase

39,090

4.2270

Ordinary shares

Purchase

5,344

4.2275

Ordinary shares

Purchase

2,315

4.2280

Ordinary shares

Purchase

39,596

4.2285

Ordinary shares

Purchase

20,310

4.2290

Ordinary shares

Purchase

24,331

4.2295

Ordinary shares

Purchase

29,596

4.2300

Ordinary shares

Purchase

248

4.2305

Ordinary shares

Purchase

22,149

4.2310

Ordinary shares

Purchase

23,335

4.2315

Ordinary shares

Purchase

5,164

4.2320

Ordinary shares

Purchase

33,396

4.2325

Ordinary shares

Purchase

4,844

4.2330

Ordinary shares

Purchase

507

4.2335

Ordinary shares

Purchase

163,829

4.2340

Ordinary shares

Purchase

4,574

4.2350

Ordinary shares

Purchase

3,404

4.2360

Ordinary shares

Purchase

6,620

4.2365

Ordinary shares

Purchase

9,427

4.2370

Ordinary shares

Purchase

3,694

4.2375

Ordinary shares

Purchase

264

4.2380

Ordinary shares

Purchase

6,030

4.2385

Ordinary shares

Purchase

2,110

4.2395

Ordinary shares

Purchase

19,237

4.2400

Ordinary shares

Purchase

1,988

4.2405

Ordinary shares

Purchase

800

4.2410

Ordinary shares

Purchase

8,385

4.2420

Ordinary shares

Purchase

427

4.2425

Ordinary shares

Purchase

1,961

4.2430

Ordinary shares

Purchase

7,810

4.2435

Ordinary shares

Purchase

1,494

4.2440

Ordinary shares

Purchase

1,318

4.2450

Ordinary shares

Purchase

1,459

4.2455

Ordinary shares

Purchase

1,934

4.2460

Ordinary shares

Purchase

2,923

4.2465

Ordinary shares

Purchase

504

4.2470

Ordinary shares

Purchase

320

4.2475

Ordinary shares

Purchase

2,997

4.2490

Ordinary shares

Sale

5,610

4.1480

Ordinary shares

Sale

3,992

4.1485

Ordinary shares

Sale

550

4.1505

Ordinary shares

Sale

3,277

4.1510

Ordinary shares

Sale

893

4.1525

Ordinary shares

Sale

600

4.1540

Ordinary shares

Sale

37,584

4.1547

Ordinary shares

Sale

1,517

4.1550

Ordinary shares

Sale

984

4.1560

Ordinary shares

Sale

1,180

4.1585

Ordinary shares

Sale

430

4.1590

Ordinary shares

Sale

2,836

4.1610

Ordinary shares

Sale

2,350

4.1615

Ordinary shares

Sale

827

4.1630

Ordinary shares

Sale

2,181

4.1635

Ordinary shares

Sale

732

4.1650

Ordinary shares

Sale

2,045

4.1665

Ordinary shares

Sale

464

4.1680

Ordinary shares

Sale

1,599

4.1690

Ordinary shares

Sale

479

4.1715

Ordinary shares

Sale

1,320

4.1725

Ordinary shares

Sale

2,000

4.1745

Ordinary shares

Sale

1,669

4.1750

Ordinary shares

Sale

1,559

4.1755

Ordinary shares

Sale

4,047

4.1760

Ordinary shares

Sale

1,070

4.1770

Ordinary shares

Sale

200

4.1780

Ordinary shares

Sale

878

4.1785

Ordinary shares

Sale

849

4.1790

Ordinary shares

Sale

1,304

4.1795

Ordinary shares

Sale

5,393

4.1800

Ordinary shares

Sale

380

4.1805

Ordinary shares

Sale

7,068

4.1810

Ordinary shares

Sale

3,467

4.1815

Ordinary shares

Sale

8,631

4.1820

Ordinary shares

Sale

10,035

4.1825

Ordinary shares

Sale

9,069

4.1830

Ordinary shares

Sale

3,532

4.1835

Ordinary shares

Sale

10,524

4.1840

Ordinary shares

Sale

5,442

4.1845

Ordinary shares

Sale

28,353

4.1850

Ordinary shares

Sale

4,456

4.1855

Ordinary shares

Sale

3,159

4.1860

Ordinary shares

Sale

10,431

4.1865

Ordinary shares

Sale

201,922

4.1870

Ordinary shares

Sale

11,666

4.1875

Ordinary shares

Sale

4,797

4.1880

Ordinary shares

Sale

3,878

4.1885

Ordinary shares

Sale

8,627

4.1890

Ordinary shares

Sale

9,979

4.1895

Ordinary shares

Sale

22,215

4.1900

Ordinary shares

Sale

1,852

4.1905

Ordinary shares

Sale

7,756

4.1910

Ordinary shares

Sale

1,367

4.1915

Ordinary shares

Sale

11,637

4.1920

Ordinary shares

Sale

14,813

4.1925

Ordinary shares

Sale

9,288

4.1930

Ordinary shares

Sale

10,803

4.1935

Ordinary shares

Sale

4,057

4.1940

Ordinary shares

Sale

1,197

4.1945

Ordinary shares

Sale

7,890

4.1950

Ordinary shares

Sale

14,134

4.1955

Ordinary shares

Sale

7,970

4.1960

Ordinary shares

Sale

380

4.1965

Ordinary shares

Sale

3,952

4.1970

Ordinary shares

Sale

9,833

4.1975

Ordinary shares

Sale

4,845

4.1980

Ordinary shares

Sale

6,600

4.1985

Ordinary shares

Sale

6,770

4.1990

Ordinary shares

Sale

1,651

4.1995

Ordinary shares

Sale

637

4.2000

Ordinary shares

Sale

7,000

4.2005

Ordinary shares

Sale

6,835

4.2010

Ordinary shares

Sale

4,130

4.2015

Ordinary shares

Sale

3,756

4.2020

Ordinary shares

Sale

602

4.2025

Ordinary shares

Sale

2,751

4.2030

Ordinary shares

Sale

344

4.2035

Ordinary shares

Sale

5,878

4.2040

Ordinary shares

Sale

9,308

4.2050

Ordinary shares

Sale

3,503

4.2055

Ordinary shares

Sale

1,596

4.2060

Ordinary shares

Sale

6,610

4.2065

Ordinary shares

Sale

5,075

4.2070

Ordinary shares

Sale

414

4.2075

Ordinary shares

Sale

767

4.2085

Ordinary shares

Sale

1,229

4.2100

Ordinary shares

Sale

1,692

4.2110

Ordinary shares

Sale

8,199

4.2115

Ordinary shares

Sale

1,248

4.2120

Ordinary shares

Sale

326

4.2130

Ordinary shares

Sale

2,360

4.2135

Ordinary shares

Sale

5,431

4.2140

Ordinary shares

Sale

815

4.2145

Ordinary shares

Sale

1,895

4.2150

Ordinary shares

Sale

1,374

4.2155

Ordinary shares

Sale

4,929

4.2160

Ordinary shares

Sale

10,783

4.2165

Ordinary shares

Sale

5,111

4.2170

Ordinary shares

Sale

7,420

4.2175

Ordinary shares

Sale

2,259

4.2180

Ordinary shares

Sale

1,750

4.2185

Ordinary shares

Sale

17,927

4.2190

Ordinary shares

Sale

11,803

4.2195

Ordinary shares

Sale

5,138

4.2200

Ordinary shares

Sale

8,097

4.2205

Ordinary shares

Sale

11,882

4.2210

Ordinary shares

Sale

5,618

4.2215

Ordinary shares

Sale

9,605

4.2220

Ordinary shares

Sale

1,849

4.2225

Ordinary shares

Sale

3,138

4.2230

Ordinary shares

Sale

2,634

4.2235

Ordinary shares

Sale

8,483

4.2240

Ordinary shares

Sale

47,917

4.2245

Ordinary shares

Sale

8,910

4.2250

Ordinary shares

Sale

2,292

4.2255

Ordinary shares

Sale

7,155

4.2260

Ordinary shares

Sale

48,901

4.2265

Ordinary shares

Sale

13,497

4.2270

Ordinary shares

Sale

20,796

4.2275

Ordinary shares

Sale

27,820

4.2280

Ordinary shares

Sale

88,155

4.2285

Ordinary shares

Sale

29,984

4.2290

Ordinary shares

Sale

8,843

4.2295

Ordinary shares

Sale

86,026

4.2300

Ordinary shares

Sale

30,513

4.2305

Ordinary shares

Sale

14,962

4.2310

Ordinary shares

Sale

25,266

4.2315

Ordinary shares

Sale

97,374

4.2320

Ordinary shares

Sale

5,731

4.2325

Ordinary shares

Sale

18,924

4.2330

Ordinary shares

Sale

9,148

4.2335

Ordinary shares

Sale

200

4.2339

Ordinary shares

Sale

160,924

4.2340

Ordinary shares

Sale

6,152

4.2345

Ordinary shares

Sale

2,846

4.2350

Ordinary shares

Sale

888

4.2355

Ordinary shares

Sale

910

4.2360

Ordinary shares

Sale

2,935

4.2365

Ordinary shares

Sale

2,171

4.2370

Ordinary shares

Sale

39,453

4.2375

Ordinary shares

Sale

5,215

4.2380

Ordinary shares

Sale

6,782

4.2385

Ordinary shares

Sale

3,119

4.2390

Ordinary shares

Sale

5,125

4.2395

Ordinary shares

Sale

13,421

4.2400

Ordinary shares

Sale

12,601

4.2405

Ordinary shares

Sale

4,726

4.2410

Ordinary shares

Sale

7,364

4.2415

Ordinary shares

Sale

17,859

4.2425

Ordinary shares

Sale

5,435

4.2430

Ordinary shares

Sale

5,144

4.2435

Ordinary shares

Sale

22,251

4.2440

Ordinary shares

Sale

16,906

4.2445

Ordinary shares

Sale

12,578

4.2450

Ordinary shares

Sale

3,311

4.2455

Ordinary shares

Sale

15,311

4.2460

Ordinary shares

Sale

1,932

4.2465

Ordinary shares

Sale

2,026

4.2470

Ordinary shares

Sale

7,165

4.2475

Ordinary shares

Sale

19,834

4.2480

Ordinary shares

Sale

700

4.2485

Ordinary shares

Sale

1,563

4.2490

Ordinary shares

Sale

4,879

4.2500

Ordinary shares

Sale

700

4.2510

 

Total Buy - 1,148,292

Total Sell - 1,791,686

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

699,083

4.2153

Ordinary Shares

SWAP

Long

744

4.2340

Ordinary Shares

SWAP

Short

755,986

4.2128

Ordinary Shares

SWAP

Short

6,654

4.2340

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

23/04/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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