Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.5 (EPT/NON-RI) - Glencore International Plc

1st May 2012 12:08

RNS Number : 4782C
Credit Suisse Securities (Eur) Ltd
01 May 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

30-April-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,764,244

0.083

4,440,376

0.064

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

5,764,244

0.083

4,440,376

0.064

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

13668

439.85

Ordinary shares

S

381

437.85

Ordinary shares

B

1400

437.65

Ordinary shares

B

259

437.63

Ordinary shares

B

5814

437.60

Ordinary shares

B

214

437.45

Ordinary shares

B

789

437.38

Ordinary shares

B

141

437.30

Ordinary shares

B

5122

437.25

Ordinary shares

B

2340

437.20

Ordinary shares

B

1500

437.15

Ordinary shares

B

1581

437.05

Ordinary shares

B

26069

437.00

Ordinary shares

S

3189

437.00

Ordinary shares

B

12742

436.95

Ordinary shares

B

3973

436.90

Ordinary shares

B

575

436.85

Ordinary shares

S

1153

436.85

Ordinary shares

B

583

436.80

Ordinary shares

S

2400

436.75

Ordinary shares

B

243

436.73

Ordinary shares

B

10202

436.70

Ordinary shares

S

2778

436.70

Ordinary shares

B

2015

436.62

Ordinary shares

S

2015

436.62

Ordinary shares

S

500

436.60

Ordinary shares

B

711

436.58

Ordinary shares

S

1461

436.55

Ordinary shares

B

590

436.50

Ordinary shares

B

206

436.43

Ordinary shares

B

1452

436.40

Ordinary shares

B

1784

436.35

Ordinary shares

B

1323

436.30

Ordinary shares

B

5748

436.25

Ordinary shares

S

198

436.25

Ordinary shares

B

1777

436.15

Ordinary shares

B

5622

436.10

Ordinary shares

S

1253

436.10

Ordinary shares

B

3744

436.05

Ordinary shares

S

621

436.05

Ordinary shares

B

237

436.03

Ordinary shares

B

632

436.00

Ordinary shares

S

427

436.00

Ordinary shares

B

7239

435.95

Ordinary shares

S

378

435.95

Ordinary shares

B

4037

435.90

Ordinary shares

B

327

435.88

Ordinary shares

B

896

435.80

Ordinary shares

S

187

435.80

Ordinary shares

B

5332

435.75

Ordinary shares

S

18

435.75

Ordinary shares

B

2210

435.70

Ordinary shares

B

374

435.65

Ordinary shares

S

188

435.65

Ordinary shares

B

12517

435.60

Ordinary shares

S

187

435.60

Ordinary shares

B

331897

435.56

Ordinary shares

S

331897

435.56

Ordinary shares

B

3971

435.55

Ordinary shares

S

2989

435.55

Ordinary shares

B

568

435.50

Ordinary shares

S

187

435.50

Ordinary shares

B

13321

435.45

Ordinary shares

S

563

435.45

Ordinary shares

B

9102

435.40

Ordinary shares

B

6511

435.35

Ordinary shares

S

1590

435.35

Ordinary shares

B

1290

435.33

Ordinary shares

B

5419

435.30

Ordinary shares

S

564

435.30

Ordinary shares

B

2172

435.25

Ordinary shares

S

374

435.25

Ordinary shares

B

7270

435.20

Ordinary shares

S

5451

435.20

Ordinary shares

B

2771

435.15

Ordinary shares

S

1312

435.15

Ordinary shares

B

7481

435.10

Ordinary shares

S

188

435.10

Ordinary shares

B

1363

435.05

Ordinary shares

S

215

435.05

Ordinary shares

B

8091

435.00

Ordinary shares

S

3219

435.00

Ordinary shares

B

3765

434.95

Ordinary shares

B

156

434.93

Ordinary shares

B

5083

434.90

Ordinary shares

S

188

434.90

Ordinary shares

B

5591

434.85

Ordinary shares

B

2346

434.80

Ordinary shares

S

3313

434.80

Ordinary shares

B

188

434.75

Ordinary shares

S

187

434.75

Ordinary shares

B

10612

434.72

Ordinary shares

S

10612

434.72

Ordinary shares

B

188

434.70

Ordinary shares

B

188

434.65

Ordinary shares

S

10457

434.65

Ordinary shares

B

188

434.60

Ordinary shares

B

1800

434.55

Ordinary shares

B

5333

434.53

Ordinary shares

S

5333

434.53

Ordinary shares

B

376

434.50

Ordinary shares

S

566

434.50

Ordinary shares

B

998

434.45

Ordinary shares

B

1248

434.40

Ordinary shares

S

95

434.40

Ordinary shares

B

12255

434.35

Ordinary shares

S

1164

434.35

Ordinary shares

B

3268

434.30

Ordinary shares

S

2185

434.30

Ordinary shares

B

9166

434.25

Ordinary shares

S

188

434.25

Ordinary shares

B

4052

434.20

Ordinary shares

S

916

434.20

Ordinary shares

B

7036

434.15

Ordinary shares

B

5753

434.10

Ordinary shares

S

2336

434.10

Ordinary shares

B

405

434.08

Ordinary shares

B

1639

434.05

Ordinary shares

S

550

434.05

Ordinary shares

B

12556

434.00

Ordinary shares

S

270

434.00

Ordinary shares

B

1014

433.95

Ordinary shares

S

205

433.93

Ordinary shares

B

5315

433.90

Ordinary shares

S

216

433.88

Ordinary shares

B

3882

433.85

Ordinary shares

S

188

433.85

Ordinary shares

B

3872

433.80

Ordinary shares

B

75370

433.77

Ordinary shares

S

75370

433.77

Ordinary shares

B

1234

433.75

Ordinary shares

S

351

433.75

Ordinary shares

S

223

433.73

Ordinary shares

B

9915

433.65

Ordinary shares

S

376

433.65

Ordinary shares

B

2849

433.60

Ordinary shares

S

378

433.60

Ordinary shares

S

189

433.55

Ordinary shares

B

1988

433.50

Ordinary shares

S

2711

433.50

Ordinary shares

B

38581

433.49

Ordinary shares

S

38581

433.49

Ordinary shares

S

262

433.48

Ordinary shares

B

10320

433.45

Ordinary shares

S

566

433.45

Ordinary shares

B

6995

433.40

Ordinary shares

S

564

433.40

Ordinary shares

B

1326

433.35

Ordinary shares

S

376

433.35

Ordinary shares

B

49541

433.32

Ordinary shares

S

49541

433.32

Ordinary shares

B

1404

433.30

Ordinary shares

S

2469

433.30

Ordinary shares

B

267

433.25

Ordinary shares

S

188

433.25

Ordinary shares

B

5698

433.20

Ordinary shares

B

2881

433.18

Ordinary shares

S

2881

433.18

Ordinary shares

B

4273

433.17

Ordinary shares

S

4273

433.17

Ordinary shares

B

188

433.15

Ordinary shares

S

189

433.15

Ordinary shares

B

1473

433.10

Ordinary shares

S

188

433.10

Ordinary shares

B

239612

433.06

Ordinary shares

S

239612

433.06

Ordinary shares

B

18976

433.05

Ordinary shares

S

13668

433.05

Ordinary shares

B

5149

433.00

Ordinary shares

S

724

433.00

Ordinary shares

B

9473

432.95

Ordinary shares

S

2294

432.95

Ordinary shares

B

6413

432.90

Ordinary shares

S

190

432.90

Ordinary shares

B

420

432.88

Ordinary shares

B

7304

432.85

Ordinary shares

S

188

432.85

Ordinary shares

B

313

432.83

Ordinary shares

B

3767

432.80

Ordinary shares

B

14391

432.75

Ordinary shares

B

6750

432.70

Ordinary shares

S

585

432.70

Ordinary shares

B

3137

432.65

Ordinary shares

S

189

432.65

Ordinary shares

B

1356

432.60

Ordinary shares

S

488

432.60

Ordinary shares

B

7548

432.55

Ordinary shares

S

189

432.55

Ordinary shares

B

12896

432.50

Ordinary shares

B

4078

432.45

Ordinary shares

B

1807

432.40

Ordinary shares

S

189

432.40

Ordinary shares

B

1811

432.35

Ordinary shares

S

1199

432.35

Ordinary shares

B

6886

432.34

Ordinary shares

B

862

432.30

Ordinary shares

S

188

432.30

Ordinary shares

B

13364

432.26

Ordinary shares

S

13364

432.26

Ordinary shares

B

9383

432.25

Ordinary shares

S

500

432.25

Ordinary shares

B

4866

432.20

Ordinary shares

S

916

432.20

Ordinary shares

B

190

432.18

Ordinary shares

B

1921

432.15

Ordinary shares

S

189

432.15

Ordinary shares

B

341

432.13

Ordinary shares

B

7580

432.10

Ordinary shares

S

961

432.10

Ordinary shares

B

1059

432.05

Ordinary shares

S

1713

432.05

Ordinary shares

B

8021

432.00

Ordinary shares

S

1660

432.00

Ordinary shares

B

593

431.98

Ordinary shares

B

1222

431.95

Ordinary shares

S

190

431.95

Ordinary shares

B

1989

431.90

Ordinary shares

S

568

431.90

Ordinary shares

B

1068

431.85

Ordinary shares

S

807

431.85

Ordinary shares

B

275

431.78

Ordinary shares

B

2008

431.75

Ordinary shares

B

188

431.70

Ordinary shares

S

89

431.70

Ordinary shares

B

378

431.60

Ordinary shares

B

1834

431.35

Ordinary shares

B

73815

430.71

Ordinary shares

S

73815

430.71

Ordinary shares

S

190

430.60

Ordinary shares

B

3468

430.55

Ordinary shares

S

190

430.55

Ordinary shares

B

4636

430.50

Ordinary shares

S

191

430.50

Ordinary shares

B

31451

430.46

Ordinary shares

S

31451

430.46

Ordinary shares

B

53236

430.44

Ordinary shares

S

53236

430.44

Ordinary shares

B

189

430.40

Ordinary shares

B

610

430.35

Ordinary shares

S

420

430.35

Ordinary shares

S

190

430.30

Ordinary shares

B

189

430.20

Ordinary shares

S

4278

430.20

Ordinary shares

B

380

430.15

Ordinary shares

S

761

430.15

Ordinary shares

B

190

430.10

Ordinary shares

S

2036

430.10

Ordinary shares

B

190

430.05

Ordinary shares

S

674

430.05

Ordinary shares

B

191

430.00

Ordinary shares

S

3844

430.00

Ordinary shares

S

1549

429.95

Ordinary shares

B

500

429.90

Ordinary shares

S

190

429.90

Ordinary shares

B

1259

429.85

Ordinary shares

S

1970

429.85

Ordinary shares

S

2000

429.80

Ordinary shares

B

380

429.75

Ordinary shares

S

379

429.75

Ordinary shares

B

3733

429.70

Ordinary shares

B

190

429.65

Ordinary shares

S

190

429.65

Ordinary shares

B

761

429.60

Ordinary shares

B

191

429.55

Ordinary shares

B

1156

429.50

Ordinary shares

S

190

429.45

Ordinary shares

B

190

429.40

Ordinary shares

B

380

429.35

Ordinary shares

B

1182

429.25

Ordinary shares

B

713

429.10

Ordinary shares

B

2179

429.00

Ordinary shares

B

191

428.95

Ordinary shares

S

190

428.90

Ordinary shares

S

191

428.85

Ordinary shares

B

1541

428.80

Ordinary shares

S

6377

428.80

Ordinary shares

B

190

428.75

Ordinary shares

S

190

428.75

Ordinary shares

B

190

428.70

Ordinary shares

S

2473

428.70

Ordinary shares

S

394

428.65

Ordinary shares

B

885

428.60

Ordinary shares

S

2043

428.60

Ordinary shares

B

190

428.55

Ordinary shares

S

1356

428.55

Ordinary shares

B

3395

428.50

Ordinary shares

S

571

428.50

Ordinary shares

B

2632

428.45

Ordinary shares

S

565

428.45

Ordinary shares

B

1809

428.40

Ordinary shares

S

307

428.40

Ordinary shares

B

2434

428.35

Ordinary shares

S

2177

428.35

Ordinary shares

B

833

428.30

Ordinary shares

S

1119

428.30

Ordinary shares

B

3349

428.25

Ordinary shares

S

1181

428.25

Ordinary shares

S

190

428.20

Ordinary shares

B

3455

428.15

Ordinary shares

B

3335

428.10

Ordinary shares

B

1133

428.05

Ordinary shares

B

7184

428.00

Ordinary shares

S

255

427.95

Ordinary shares

B

152

427.90

Ordinary shares

S

800

427.85

Ordinary shares

B

703

427.80

Ordinary shares

S

7729

427.80

Ordinary shares

S

1001

427.75

Ordinary shares

S

545

427.70

Ordinary shares

S

191

427.60

Ordinary shares

S

3589

427.55

Ordinary shares

S

1305

427.50

Ordinary shares

B

1261

427.40

Ordinary shares

S

316

427.40

Ordinary shares

S

192

427.35

Ordinary shares

B

590

427.30

Ordinary shares

S

191

427.30

Ordinary shares

B

7571

427.25

Ordinary shares

S

381

427.25

Ordinary shares

B

3708

427.20

Ordinary shares

S

191

427.20

Ordinary shares

B

4596

427.15

Ordinary shares

S

661

427.15

Ordinary shares

B

5649

427.10

Ordinary shares

S

192

427.10

Ordinary shares

B

6315

427.05

Ordinary shares

S

200

427.05

Ordinary shares

B

16005

427.00

Ordinary shares

S

203

427.00

Ordinary shares

B

5422

426.95

Ordinary shares

B

2340

426.90

Ordinary shares

B

906

426.88

Ordinary shares

B

7350

426.85

Ordinary shares

S

1161

426.85

Ordinary shares

B

400

426.80

Ordinary shares

S

191

426.80

Ordinary shares

B

7698

426.75

Ordinary shares

S

2903

426.75

Ordinary shares

B

1090

426.70

Ordinary shares

S

1702

426.70

Ordinary shares

B

191

426.65

Ordinary shares

S

872

426.65

Ordinary shares

B

2127

426.60

Ordinary shares

S

789

426.60

Ordinary shares

B

1061

426.55

Ordinary shares

B

795

426.50

Ordinary shares

B

184789

426.49

Ordinary shares

S

184789

426.49

Ordinary shares

B

1165

426.40

Ordinary shares

B

39546

426.37

Ordinary shares

S

39546

426.37

Ordinary shares

B

226090

425.60

Ordinary shares

S

8550

425.60

 

Total Purchases: 2,020,645

Total Sales: 1,320,701

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

1-May-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAFSFEEXAEFF

Related Shares:

Glencore
FTSE 100 Latest
Value8,821.30
Change14.77