Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.5 (EPT/NON-RI) Glencore International Plc

7th Feb 2012 10:59

RNS Number : 9439W
Nomura International PLC (EPT)
07 February 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

06 February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

455,113

0.007

1,557,561

0.022

(2) Derivatives (other than options):

1,523,746

0.022

(3) Options and agreements to purchase/sell:

 

TOTAL:

455,113

0.007

3,081,307

0.044

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,255,282

0.055

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

1,255,282

0.055

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

500,000

4.5000

Ordinary shares

Purchase

4,000

4.5800

Ordinary shares

Purchase

25,000

4.5840

Ordinary shares

Purchase

698

4.5845

Ordinary shares

Purchase

14,936

4.5850

Ordinary shares

Purchase

248

4.5885

Ordinary shares

Purchase

636

4.5890

Ordinary shares

Purchase

13,459

4.5895

Ordinary shares

Purchase

12,846

4.5900

Ordinary shares

Purchase

1,000

4.5905

Ordinary shares

Purchase

108

4.5910

Ordinary shares

Purchase

5,444

4.5940

Ordinary shares

Purchase

3,211

4.5955

Ordinary shares

Purchase

1,713

4.5980

Ordinary shares

Purchase

2,462

4.5995

Ordinary shares

Purchase

6,492

4.6000

Ordinary shares

Purchase

378

4.6005

Ordinary shares

Purchase

5,295

4.6010

Ordinary shares

Purchase

821

4.6015

Ordinary shares

Purchase

13,081

4.6020

Ordinary shares

Purchase

2,319

4.6025

Ordinary shares

Purchase

1,055

4.6030

Ordinary shares

Purchase

321

4.6035

Ordinary shares

Purchase

2,429

4.6040

Ordinary shares

Purchase

3,753

4.6045

Ordinary shares

Purchase

1,982

4.6050

Ordinary shares

Purchase

920

4.6060

Ordinary shares

Purchase

2,671

4.6065

Ordinary shares

Purchase

27,287

4.6070

Ordinary shares

Purchase

154,755

4.6075

Ordinary shares

Purchase

1,500

4.6080

Ordinary shares

Purchase

900

4.6085

Ordinary shares

Purchase

1,620

4.6115

Ordinary shares

Purchase

5,069

4.6125

Ordinary shares

Purchase

331

4.6135

Ordinary shares

Purchase

23,051

4.6155

Ordinary shares

Purchase

1,319

4.6160

Ordinary shares

Purchase

662

4.6165

Ordinary shares

Purchase

900

4.6170

Ordinary shares

Purchase

16,740

4.6173

Ordinary shares

Purchase

1,263

4.6175

Ordinary shares

Purchase

16,365

4.6180

Ordinary shares

Purchase

2,331

4.6185

Ordinary shares

Purchase

1,126

4.6190

Ordinary shares

Purchase

16,293

4.6195

Ordinary shares

Purchase

20,566

4.6200

Ordinary shares

Purchase

1,760

4.6205

Ordinary shares

Purchase

3,938

4.6210

Ordinary shares

Purchase

2,714

4.6215

Ordinary shares

Purchase

910

4.6220

Ordinary shares

Purchase

1,093

4.6225

Ordinary shares

Purchase

2,737

4.6230

Ordinary shares

Purchase

464

4.6235

Ordinary shares

Purchase

752

4.6245

Ordinary shares

Purchase

4,300

4.6248

Ordinary shares

Purchase

2,435

4.6250

Ordinary shares

Purchase

9,355

4.6255

Ordinary shares

Purchase

2,028

4.6260

Ordinary shares

Purchase

2,265

4.6265

Ordinary shares

Purchase

3,647

4.6270

Ordinary shares

Purchase

90,000

4.6271

Ordinary shares

Purchase

2,569

4.6275

Ordinary shares

Purchase

3,614

4.6280

Ordinary shares

Purchase

772

4.6285

Ordinary shares

Purchase

641

4.6290

Ordinary shares

Purchase

911

4.6295

Ordinary shares

Purchase

10,106

4.6300

Ordinary shares

Purchase

1,103

4.6310

Ordinary shares

Purchase

1,586

4.6315

Ordinary shares

Purchase

3,115

4.6320

Ordinary shares

Purchase

5,520

4.6325

Ordinary shares

Purchase

556

4.6330

Ordinary shares

Purchase

16,340

4.6335

Ordinary shares

Purchase

897

4.6340

Ordinary shares

Purchase

2,511

4.6345

Ordinary shares

Purchase

28,285

4.6350

Ordinary shares

Purchase

6,515

4.6355

Ordinary shares

Purchase

3,630

4.6360

Ordinary shares

Purchase

7,587

4.6365

Ordinary shares

Purchase

2,501

4.6370

Ordinary shares

Purchase

2,180

4.6375

Ordinary shares

Purchase

7,270

4.6380

Ordinary shares

Purchase

20,442

4.6385

Ordinary shares

Purchase

900

4.6390

Ordinary shares

Purchase

2,710

4.6395

Ordinary shares

Purchase

60,477

4.6400

Ordinary shares

Purchase

7,450

4.6405

Ordinary shares

Purchase

1,113

4.6425

Ordinary shares

Purchase

1,148

4.6430

Ordinary shares

Purchase

2,248

4.6435

Ordinary shares

Purchase

1,798

4.6440

Ordinary shares

Purchase

11,660

4.6445

Ordinary shares

Purchase

362

4.6450

Ordinary shares

Purchase

1,423

4.6455

Ordinary shares

Purchase

2,116

4.6460

Ordinary shares

Purchase

377

4.6465

Ordinary shares

Purchase

1,815

4.6480

Ordinary shares

Purchase

1,086

4.6490

Ordinary shares

Purchase

2,667

4.6495

Ordinary shares

Purchase

1,958

4.6500

Ordinary shares

Purchase

2,597

4.6505

Ordinary shares

Purchase

4,514

4.6510

Ordinary shares

Purchase

1,200

4.6520

Ordinary shares

Purchase

653

4.6525

Ordinary shares

Purchase

1,070

4.6530

Ordinary shares

Purchase

7,971

4.6545

Ordinary shares

Purchase

2,470

4.6575

Ordinary shares

Purchase

2,000

4.6585

Ordinary shares

Purchase

633

4.6595

Ordinary shares

Purchase

304

4.6615

Ordinary shares

Purchase

6,148

4.6640

Ordinary shares

Purchase

471

4.6645

Ordinary shares

Purchase

143

4.6670

Ordinary shares

Purchase

2,514

4.6700

Ordinary shares

Purchase

1,469

4.6705

Ordinary shares

Purchase

455

4.6725

Ordinary shares

Purchase

1,660

4.6730

Ordinary shares

Purchase

710

4.6750

Ordinary shares

Purchase

478

4.6795

Ordinary shares

Purchase

6,000

4.6800

Ordinary shares

Purchase

788

4.6805

Ordinary shares

Purchase

621

4.6810

Ordinary shares

Purchase

6,892

4.6900

Ordinary shares

Purchase

1,017

4.6905

Ordinary shares

Purchase

3,407

4.6910

Ordinary shares

Purchase

1,043

4.6950

Ordinary shares

Purchase

74

4.6955

Ordinary shares

Purchase

1,701

4.6960

Ordinary shares

Purchase

1,391

4.6965

Ordinary shares

Purchase

792

4.6983

Ordinary shares

Purchase

7,710

4.6985

Ordinary shares

Purchase

500

4.6990

Ordinary shares

Purchase

1,628

4.6995

Ordinary shares

Purchase

2,619

4.7000

Ordinary shares

Purchase

172

4.7050

Ordinary shares

Purchase

677

4.7085

Ordinary shares

Purchase

101

4.7090

Ordinary shares

Purchase

1,058

4.7100

Ordinary shares

Purchase

642

4.7105

Ordinary shares

Purchase

750

4.7120

Ordinary shares

Purchase

177

4.7125

Ordinary shares

Purchase

6,365

4.7130

Ordinary shares

Purchase

11,227

4.7140

Ordinary shares

Purchase

500

4.7165

Ordinary shares

Purchase

745

4.7170

Ordinary shares

Purchase

1,009

4.7175

Ordinary shares

Purchase

1,676

4.7180

Ordinary shares

Purchase

586

4.7185

Ordinary shares

Purchase

2,058

4.7190

Ordinary shares

Purchase

7,869

4.7195

Ordinary shares

Purchase

5,768

4.7200

Ordinary shares

Purchase

12,601

4.7205

Ordinary shares

Purchase

1,729

4.7210

Ordinary shares

Purchase

4,897

4.7215

Ordinary shares

Purchase

1,907

4.7220

Ordinary shares

Purchase

500

4.7225

Ordinary shares

Purchase

3,522

4.7230

Ordinary shares

Purchase

909

4.7255

Ordinary shares

Purchase

1,256

4.7260

Ordinary shares

Purchase

1,162

4.7265

Ordinary shares

Purchase

3,604

4.7270

Ordinary shares

Purchase

5,000

4.7285

Ordinary shares

Purchase

9,032

4.7300

Ordinary shares

Purchase

1,505

4.7320

Ordinary shares

Purchase

187

4.7495

Ordinary shares

Purchase

862

4.7515

Ordinary shares

Purchase

1,693

4.7605

Ordinary shares

Purchase

53,290

4.7800

Ordinary shares

Purchase

700

4.7805

Ordinary shares

Sale

502

4.5790

Ordinary shares

Sale

217

4.5820

Ordinary shares

Sale

1,037

4.5825

Ordinary shares

Sale

241

4.5840

Ordinary shares

Sale

2,703

4.5845

Ordinary shares

Sale

931

4.5850

Ordinary shares

Sale

1,420

4.5880

Ordinary shares

Sale

788

4.5890

Ordinary shares

Sale

121

4.5895

Ordinary shares

Sale

1,082

4.5900

Ordinary shares

Sale

300

4.5905

Ordinary shares

Sale

400

4.5925

Ordinary shares

Sale

3,397

4.5935

Ordinary shares

Sale

1,929

4.5940

Ordinary shares

Sale

11,514

4.5955

Ordinary shares

Sale

988

4.5960

Ordinary shares

Sale

3,805

4.5965

Ordinary shares

Sale

889

4.5970

Ordinary shares

Sale

789

4.5985

Ordinary shares

Sale

5,639

4.5990

Ordinary shares

Sale

3,377

4.5995

Ordinary shares

Sale

5,317

4.6000

Ordinary shares

Sale

812

4.6005

Ordinary shares

Sale

3,855

4.6010

Ordinary shares

Sale

3,014

4.6020

Ordinary shares

Sale

5,840

4.6025

Ordinary shares

Sale

1,295

4.6030

Ordinary shares

Sale

2,146

4.6035

Ordinary shares

Sale

1,960

4.6040

Ordinary shares

Sale

874

4.6045

Ordinary shares

Sale

6,275

4.6050

Ordinary shares

Sale

101

4.6055

Ordinary shares

Sale

4,179

4.6060

Ordinary shares

Sale

53

4.6065

Ordinary shares

Sale

13,115

4.6070

Ordinary shares

Sale

161,747

4.6075

Ordinary shares

Sale

1,442

4.6080

Ordinary shares

Sale

1,239

4.6085

Ordinary shares

Sale

1,632

4.6090

Ordinary shares

Sale

2,011

4.6095

Ordinary shares

Sale

182

4.6100

Ordinary shares

Sale

2,629

4.6150

Ordinary shares

Sale

1,834

4.6155

Ordinary shares

Sale

1,207

4.6165

Ordinary shares

Sale

2,833

4.6175

Ordinary shares

Sale

1,943

4.6180

Ordinary shares

Sale

2,823

4.6185

Ordinary shares

Sale

6,655

4.6190

Ordinary shares

Sale

971

4.6195

Ordinary shares

Sale

2,979

4.6200

Ordinary shares

Sale

2,036

4.6205

Ordinary shares

Sale

4,609

4.6210

Ordinary shares

Sale

208

4.6215

Ordinary shares

Sale

2,389

4.6220

Ordinary shares

Sale

12,665

4.6225

Ordinary shares

Sale

579

4.6230

Ordinary shares

Sale

3,610

4.6235

Ordinary shares

Sale

2,957

4.6240

Ordinary shares

Sale

836

4.6245

Ordinary shares

Sale

6,091

4.6250

Ordinary shares

Sale

636

4.6255

Ordinary shares

Sale

1,007

4.6260

Ordinary shares

Sale

1,253

4.6265

Ordinary shares

Sale

1,019

4.6270

Ordinary shares

Sale

3,310

4.6275

Ordinary shares

Sale

3,328

4.6280

Ordinary shares

Sale

3,624

4.6285

Ordinary shares

Sale

5,365

4.6290

Ordinary shares

Sale

500

4.6295

Ordinary shares

Sale

11,183

4.6300

Ordinary shares

Sale

718

4.6305

Ordinary shares

Sale

3,345

4.6310

Ordinary shares

Sale

2,752

4.6315

Ordinary shares

Sale

5,939

4.6320

Ordinary shares

Sale

3,960

4.6325

Ordinary shares

Sale

9,764

4.6330

Ordinary shares

Sale

7,722

4.6335

Ordinary shares

Sale

4,508

4.6340

Ordinary shares

Sale

11,019

4.6345

Ordinary shares

Sale

7,570

4.6350

Ordinary shares

Sale

1,796

4.6355

Ordinary shares

Sale

6,631

4.6360

Ordinary shares

Sale

3,256

4.6365

Ordinary shares

Sale

3,636

4.6370

Ordinary shares

Sale

3,902

4.6375

Ordinary shares

Sale

1,196

4.6380

Ordinary shares

Sale

14,223

4.6385

Ordinary shares

Sale

1,409

4.6390

Ordinary shares

Sale

6,279

4.6395

Ordinary shares

Sale

7,196

4.6400

Ordinary shares

Sale

842

4.6405

Ordinary shares

Sale

1,449

4.6410

Ordinary shares

Sale

2,078

4.6415

Ordinary shares

Sale

5,523

4.6420

Ordinary shares

Sale

105

4.6425

Ordinary shares

Sale

4,781

4.6430

Ordinary shares

Sale

1,672

4.6435

Ordinary shares

Sale

497

4.6440

Ordinary shares

Sale

3,691

4.6445

Ordinary shares

Sale

1,183

4.6450

Ordinary shares

Sale

8,513

4.6455

Ordinary shares

Sale

3,018

4.6460

Ordinary shares

Sale

2,200

4.6465

Ordinary shares

Sale

2,663

4.6470

Ordinary shares

Sale

3,884

4.6475

Ordinary shares

Sale

1,429

4.6480

Ordinary shares

Sale

7,231

4.6485

Ordinary shares

Sale

5,119

4.6490

Ordinary shares

Sale

4,108

4.6495

Ordinary shares

Sale

1,723

4.6500

Ordinary shares

Sale

1,815

4.6505

Ordinary shares

Sale

657

4.6525

Ordinary shares

Sale

2,235

4.6530

Ordinary shares

Sale

749

4.6535

Ordinary shares

Sale

6,039

4.6550

Ordinary shares

Sale

256

4.6580

Ordinary shares

Sale

332

4.6585

Ordinary shares

Sale

839

4.6600

Ordinary shares

Sale

959

4.6610

Ordinary shares

Sale

2,087

4.6635

Ordinary shares

Sale

230

4.6640

Ordinary shares

Sale

931

4.6645

Ordinary shares

Sale

529

4.6650

Ordinary shares

Sale

793

4.6660

Ordinary shares

Sale

1,862

4.6665

Ordinary shares

Sale

594

4.6700

Ordinary shares

Sale

817

4.6710

Ordinary shares

Sale

2,000

4.6730

Ordinary shares

Sale

4,856

4.6770

Ordinary shares

Sale

1,144

4.6775

Ordinary shares

Sale

380

4.6790

Ordinary shares

Sale

10,699

4.6795

Ordinary shares

Sale

10,198

4.6800

Ordinary shares

Sale

1,800

4.6832

Ordinary shares

Sale

2,624

4.6840

Ordinary shares

Sale

150,000

4.6844

Ordinary shares

Sale

5,470

4.6850

Ordinary shares

Sale

700

4.6865

Ordinary shares

Sale

702

4.6895

Ordinary shares

Sale

8,761

4.6900

Ordinary shares

Sale

361

4.6905

Ordinary shares

Sale

612

4.6910

Ordinary shares

Sale

487

4.6930

Ordinary shares

Sale

1,000

4.6950

Ordinary shares

Sale

7,383

4.6975

Ordinary shares

Sale

205

4.6995

Ordinary shares

Sale

100

4.7000

Ordinary shares

Sale

3,442

4.7020

Ordinary shares

Sale

588

4.7025

Ordinary shares

Sale

1,595

4.7080

Ordinary shares

Sale

840

4.7095

Ordinary shares

Sale

294

4.7105

Ordinary shares

Sale

113

4.7110

Ordinary shares

Sale

7,735

4.7115

Ordinary shares

Sale

789

4.7120

Ordinary shares

Sale

183

4.7135

Ordinary shares

Sale

1,137

4.7140

Ordinary shares

Sale

1,134

4.7145

Ordinary shares

Sale

563

4.7195

Ordinary shares

Sale

150

4.7200

Ordinary shares

Sale

1,267

4.7205

Ordinary shares

Sale

2,488

4.7210

Ordinary shares

Sale

691

4.7215

Ordinary shares

Sale

5,000

4.7250

Ordinary shares

Sale

390

4.7255

Ordinary shares

Sale

658

4.7285

Ordinary shares

Sale

40,038

4.7300

Ordinary shares

Sale

264

4.7305

Ordinary shares

Sale

1,755

4.7500

Ordinary shares

Sale

40,000

4.7800

 

Total Buy - 1,497,092

Total Sell - 861,087

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

 

Reducing short

69,928

4.5000 - 4.7805

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

07/02/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOUGURAPUPPGUM

Related Shares:

Glencore
FTSE 100 Latest
Value8,941.12
Change-34.54