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Form 8.5 (EPT/NON-RI) Glencore International Plc

1st May 2012 08:25

RNS Number : 4445C
Nomura International PLC (EPT)
01 May 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

30 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,246,716

0.061

3,035,964

0.044

(2) Derivatives (other than options):

1,068,679

0.015

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,246,716

0.061

4,104,643

0.059

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,500,000

0.152

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

3,500,000

0.152

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

238,274

4.2560

Ordinary shares

Purchase

1,332

4.2635

Ordinary shares

Purchase

662

4.2640

Ordinary shares

Purchase

5,817

4.2645

Ordinary shares

Purchase

9,485

4.2650

Ordinary shares

Purchase

743

4.2655

Ordinary shares

Purchase

1,355

4.2660

Ordinary shares

Purchase

2,095

4.2665

Ordinary shares

Purchase

33,561

4.2670

Ordinary shares

Purchase

22,100

4.2675

Ordinary shares

Purchase

25,401

4.2680

Ordinary shares

Purchase

29,851

4.2685

Ordinary shares

Purchase

43,224

4.2690

Ordinary shares

Purchase

31,600

4.2695

Ordinary shares

Purchase

145,023

4.2700

Ordinary shares

Purchase

12,414

4.2705

Ordinary shares

Purchase

78,228

4.2710

Ordinary shares

Purchase

4,960

4.2715

Ordinary shares

Purchase

7,541

4.2720

Ordinary shares

Purchase

29,413

4.2725

Ordinary shares

Purchase

1,880

4.2735

Ordinary shares

Purchase

255

4.2740

Ordinary shares

Purchase

1,464

4.2745

Ordinary shares

Purchase

600

4.2760

Ordinary shares

Purchase

53,151

4.2780

Ordinary shares

Purchase

3,018

4.2790

Ordinary shares

Purchase

3,318

4.2805

Ordinary shares

Purchase

5,459

4.2810

Ordinary shares

Purchase

1,781

4.2815

Ordinary shares

Purchase

5,016

4.2820

Ordinary shares

Purchase

14,030

4.2825

Ordinary shares

Purchase

14,195

4.2830

Ordinary shares

Purchase

9,603

4.2835

Ordinary shares

Purchase

36,976

4.2840

Ordinary shares

Purchase

8,197

4.2845

Ordinary shares

Purchase

9,517

4.2850

Ordinary shares

Purchase

5,755

4.2855

Ordinary shares

Purchase

18,257

4.2860

Ordinary shares

Purchase

3,972

4.2865

Ordinary shares

Purchase

3,607

4.2870

Ordinary shares

Purchase

14,428

4.2875

Ordinary shares

Purchase

12,674

4.2880

Ordinary shares

Purchase

18,118

4.2885

Ordinary shares

Purchase

41,413

4.2890

Ordinary shares

Purchase

7,831

4.2895

Ordinary shares

Purchase

23,173

4.2940

Ordinary shares

Purchase

25,016

4.2950

Ordinary shares

Purchase

224

4.2970

Ordinary shares

Purchase

7,130

4.2975

Ordinary shares

Purchase

948

4.2985

Ordinary shares

Purchase

2,460

4.2990

Ordinary shares

Purchase

798

4.3000

Ordinary shares

Purchase

380

4.3005

Ordinary shares

Purchase

600

4.3015

Ordinary shares

Purchase

7,316

4.3025

Ordinary shares

Purchase

900

4.3045

Ordinary shares

Purchase

24,129

4.3050

Ordinary shares

Purchase

380

4.3060

Ordinary shares

Purchase

2,228

4.3110

Ordinary shares

Purchase

7,895

4.3120

Ordinary shares

Purchase

311

4.3165

Ordinary shares

Purchase

701

4.3170

Ordinary shares

Purchase

12,745

4.3190

Ordinary shares

Purchase

3,540

4.3195

Ordinary shares

Purchase

5,843

4.3200

Ordinary shares

Purchase

5,004

4.3205

Ordinary shares

Purchase

13,255

4.3215

Ordinary shares

Purchase

1,967

4.3220

Ordinary shares

Purchase

537

4.3225

Ordinary shares

Purchase

339

4.3230

Ordinary shares

Purchase

896

4.3235

Ordinary shares

Purchase

1,913

4.3245

Ordinary shares

Purchase

15,895

4.3250

Ordinary shares

Purchase

2,030

4.3255

Ordinary shares

Purchase

751

4.3260

Ordinary shares

Purchase

1,880

4.3265

Ordinary shares

Purchase

4,319

4.3280

Ordinary shares

Purchase

3,344

4.3285

Ordinary shares

Purchase

22

4.3290

Ordinary shares

Purchase

487

4.3295

Ordinary shares

Purchase

28,273

4.3300

Ordinary shares

Purchase

2,180

4.3305

Ordinary shares

Purchase

1,500

4.3315

Ordinary shares

Purchase

5,785

4.3320

Ordinary shares

Purchase

132,646

4.3325

Ordinary shares

Purchase

1,307

4.3330

Ordinary shares

Purchase

10,531

4.3335

Ordinary shares

Purchase

22,819

4.3340

Ordinary shares

Purchase

3,984

4.3345

Ordinary shares

Purchase

6,183

4.3350

Ordinary shares

Purchase

589

4.3355

Ordinary shares

Purchase

2,918

4.3365

Ordinary shares

Purchase

7,928

4.3370

Ordinary shares

Purchase

2,560

4.3375

Ordinary shares

Purchase

1,500

4.3385

Ordinary shares

Purchase

1,500

4.3390

Ordinary shares

Purchase

6,834

4.3400

Ordinary shares

Purchase

521

4.3420

Ordinary shares

Purchase

970

4.3425

Ordinary shares

Purchase

445

4.3430

Ordinary shares

Purchase

182

4.3435

Ordinary shares

Purchase

1,506

4.3445

Ordinary shares

Purchase

3,360

4.3450

Ordinary shares

Purchase

1,967

4.3455

Ordinary shares

Purchase

1,500

4.3465

Ordinary shares

Purchase

9,841

4.3470

Ordinary shares

Purchase

2,662

4.3475

Ordinary shares

Purchase

1,079

4.3480

Ordinary shares

Purchase

3,832

4.3485

Ordinary shares

Purchase

2,924

4.3490

Ordinary shares

Purchase

1,297

4.3495

Ordinary shares

Purchase

2,832

4.3500

Ordinary shares

Purchase

3,181

4.3505

Ordinary shares

Purchase

6,450

4.3510

Ordinary shares

Purchase

1,738

4.3515

Ordinary shares

Purchase

3,382

4.3520

Ordinary shares

Purchase

192

4.3525

Ordinary shares

Purchase

1,022

4.3535

Ordinary shares

Purchase

10,158

4.3540

Ordinary shares

Purchase

652

4.3545

Ordinary shares

Purchase

627

4.3550

Ordinary shares

Purchase

1,709

4.3560

Ordinary shares

Purchase

198

4.3570

Ordinary shares

Purchase

4,717

4.3580

Ordinary shares

Purchase

375

4.3585

Ordinary shares

Purchase

225

4.3605

Ordinary shares

Purchase

986

4.3610

Ordinary shares

Purchase

3,159

4.3625

Ordinary shares

Purchase

2,529

4.3630

Ordinary shares

Purchase

5,000

4.3640

Ordinary shares

Purchase

2,998

4.3670

Ordinary shares

Purchase

657

4.3675

Ordinary shares

Purchase

2,034

4.3685

Ordinary shares

Purchase

100

4.3690

Ordinary shares

Purchase

3,231

4.3695

Ordinary shares

Purchase

3,140

4.3700

Ordinary shares

Sale

634

4.2560

Ordinary shares

Sale

29,600

4.2631

Ordinary shares

Sale

5,962

4.2632

Ordinary shares

Sale

3,874

4.2660

Ordinary shares

Sale

10,239

4.2665

Ordinary shares

Sale

2,182

4.2670

Ordinary shares

Sale

10,270

4.2675

Ordinary shares

Sale

2,887

4.2680

Ordinary shares

Sale

8,132

4.2685

Ordinary shares

Sale

19,807

4.2690

Ordinary shares

Sale

17,801

4.2695

Ordinary shares

Sale

45,566

4.2700

Ordinary shares

Sale

3,582

4.2705

Ordinary shares

Sale

20,869

4.2710

Ordinary shares

Sale

1,033

4.2715

Ordinary shares

Sale

3,368

4.2720

Ordinary shares

Sale

6,033

4.2725

Ordinary shares

Sale

1,431

4.2730

Ordinary shares

Sale

2,380

4.2745

Ordinary shares

Sale

2,065

4.2750

Ordinary shares

Sale

5,870

4.2755

Ordinary shares

Sale

380

4.2760

Ordinary shares

Sale

1,314

4.2770

Ordinary shares

Sale

22,994

4.2780

Ordinary shares

Sale

3,696

4.2800

Ordinary shares

Sale

3,832

4.2810

Ordinary shares

Sale

989

4.2820

Ordinary shares

Sale

2,038

4.2825

Ordinary shares

Sale

2,224

4.2830

Ordinary shares

Sale

2,904

4.2835

Ordinary shares

Sale

29,348

4.2840

Ordinary shares

Sale

15,219

4.2845

Ordinary shares

Sale

1,003

4.2850

Ordinary shares

Sale

1,938

4.2855

Ordinary shares

Sale

470

4.2860

Ordinary shares

Sale

5,144

4.2865

Ordinary shares

Sale

14,903

4.2870

Ordinary shares

Sale

3,445

4.2875

Ordinary shares

Sale

3,896

4.2880

Ordinary shares

Sale

845

4.2885

Ordinary shares

Sale

23,987

4.2890

Ordinary shares

Sale

8,532

4.2895

Ordinary shares

Sale

24,504

4.2900

Ordinary shares

Sale

8,847

4.2930

Ordinary shares

Sale

41,671

4.2940

Ordinary shares

Sale

4,592

4.2945

Ordinary shares

Sale

50,188

4.2950

Ordinary shares

Sale

1,649

4.2955

Ordinary shares

Sale

3,433

4.2960

Ordinary shares

Sale

691

4.2970

Ordinary shares

Sale

479

4.2975

Ordinary shares

Sale

1,219

4.2980

Ordinary shares

Sale

8,223

4.2984

Ordinary shares

Sale

1,233

4.2985

Ordinary shares

Sale

1,990

4.2995

Ordinary shares

Sale

1,000

4.3000

Ordinary shares

Sale

1,807

4.3005

Ordinary shares

Sale

1,881

4.3010

Ordinary shares

Sale

2,599

4.3015

Ordinary shares

Sale

534

4.3020

Ordinary shares

Sale

2,006

4.3025

Ordinary shares

Sale

5,299

4.3030

Ordinary shares

Sale

1,950

4.3040

Ordinary shares

Sale

13,930

4.3045

Ordinary shares

Sale

1,503

4.3120

Ordinary shares

Sale

1,619

4.3185

Ordinary shares

Sale

2,476

4.3200

Ordinary shares

Sale

949

4.3205

Ordinary shares

Sale

3,301

4.3215

Ordinary shares

Sale

5,588

4.3220

Ordinary shares

Sale

14,015

4.3225

Ordinary shares

Sale

2,817

4.3230

Ordinary shares

Sale

1,090

4.3235

Ordinary shares

Sale

5,056

4.3245

Ordinary shares

Sale

1,413

4.3255

Ordinary shares

Sale

9,849

4.3260

Ordinary shares

Sale

3,661

4.3265

Ordinary shares

Sale

6,132

4.3270

Ordinary shares

Sale

926

4.3275

Ordinary shares

Sale

1,202

4.3280

Ordinary shares

Sale

2,712

4.3285

Ordinary shares

Sale

408

4.3290

Ordinary shares

Sale

1,586

4.3295

Ordinary shares

Sale

6,457

4.3300

Ordinary shares

Sale

5,136

4.3305

Ordinary shares

Sale

10,237

4.3310

Ordinary shares

Sale

6,374

4.3315

Ordinary shares

Sale

14,239

4.3320

Ordinary shares

Sale

69,802

4.3325

Ordinary shares

Sale

3,828

4.3330

Ordinary shares

Sale

2,953

4.3335

Ordinary shares

Sale

11,825

4.3340

Ordinary shares

Sale

3,944

4.3345

Ordinary shares

Sale

10,605

4.3350

Ordinary shares

Sale

666

4.3355

Ordinary shares

Sale

3,525

4.3360

Ordinary shares

Sale

4,879

4.3365

Ordinary shares

Sale

380

4.3370

Ordinary shares

Sale

2,096

4.3375

Ordinary shares

Sale

1,822

4.3385

Ordinary shares

Sale

3,777

4.3400

Ordinary shares

Sale

1,188

4.3405

Ordinary shares

Sale

6,754

4.3415

Ordinary shares

Sale

1,240

4.3440

Ordinary shares

Sale

188

4.3445

Ordinary shares

Sale

1,766

4.3450

Ordinary shares

Sale

1,018

4.3455

Ordinary shares

Sale

1,250

4.3465

Ordinary shares

Sale

3,383

4.3480

Ordinary shares

Sale

8,765

4.3485

Ordinary shares

Sale

5,689

4.3495

Ordinary shares

Sale

5,322

4.3500

Ordinary shares

Sale

3,513

4.3505

Ordinary shares

Sale

400

4.3510

Ordinary shares

Sale

5,770

4.3515

Ordinary shares

Sale

1,072

4.3520

Ordinary shares

Sale

2,101

4.3525

Ordinary shares

Sale

1,121

4.3530

Ordinary shares

Sale

7,448

4.3535

Ordinary shares

Sale

2,325

4.3540

Ordinary shares

Sale

1,306

4.3545

Ordinary shares

Sale

760

4.3550

Ordinary shares

Sale

2,425

4.3555

Ordinary shares

Sale

22,192

4.3565

Ordinary shares

Sale

1,912

4.3575

Ordinary shares

Sale

3,146

4.3580

Ordinary shares

Sale

1,194

4.3585

Ordinary shares

Sale

3,529

4.3590

Ordinary shares

Sale

380

4.3600

Ordinary shares

Sale

1,500

4.3605

Ordinary shares

Sale

2,436

4.3610

Ordinary shares

Sale

763

4.3620

Ordinary shares

Sale

3,567

4.3650

Ordinary shares

Sale

3,818

4.3655

Ordinary shares

Sale

2,954

4.3660

Ordinary shares

Sale

737

4.3665

Ordinary shares

Sale

9,565

4.3670

Ordinary shares

Sale

1,120

4.3675

Ordinary shares

Sale

20,696

4.3680

Ordinary shares

Sale

10,000

4.3685

Ordinary shares

Sale

2,537

4.3690

Ordinary shares

Sale

100

4.3694

Ordinary shares

Sale

1,587

4.3695

Ordinary shares

Sale

446

4.3700

Ordinary shares

Sale

2,754

4.3705

Ordinary shares

Sale

1,057

4.3710

Ordinary shares

Sale

622

4.3725

Ordinary shares

Sale

800

4.3790

 

Total Buy - 1,529,365

Total Sell - 925,475

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

750,956

4.3106

Ordinary Shares

SWAP

Short

25,191

4.2560

Ordinary Shares

SWAP

Short

300

4.2720

Ordinary Shares

SWAP

Short

654,561

4.3022

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

01/05/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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