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Form 8.5 (EPT/NON-RI) - Glencore International Plc

19th Apr 2012 10:37

RNS Number : 6613B
Nomura International PLC (EPT)
19 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

18 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,755,464

0.083

2,724,718

0.039

(2) Derivatives (other than options):

1,186,232

0.017

(3) Options and agreements to purchase/sell:

 

TOTAL:

5,755,464

0.083

3,910,950

0.056

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

0

0

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

1,568

4.0600

Ordinary shares

Purchase

459

4.0720

Ordinary shares

Purchase

1,455

4.0780

Ordinary shares

Purchase

310

4.0790

Ordinary shares

Purchase

600

4.0820

Ordinary shares

Purchase

782

4.0835

Ordinary shares

Purchase

2,843

4.0840

Ordinary shares

Purchase

2,339

4.0845

Ordinary shares

Purchase

2,169

4.0850

Ordinary shares

Purchase

6,428

4.0855

Ordinary shares

Purchase

5,996

4.0865

Ordinary shares

Purchase

2,722

4.0870

Ordinary shares

Purchase

4,795

4.0880

Ordinary shares

Purchase

3,744

4.0885

Ordinary shares

Purchase

5,997

4.0890

Ordinary shares

Purchase

600

4.0895

Ordinary shares

Purchase

4,591

4.0900

Ordinary shares

Purchase

5,848

4.0905

Ordinary shares

Purchase

2,735

4.0910

Ordinary shares

Purchase

414

4.0920

Ordinary shares

Purchase

3,574

4.0925

Ordinary shares

Purchase

3,474

4.0930

Ordinary shares

Purchase

14,838

4.0935

Ordinary shares

Purchase

5,389

4.0945

Ordinary shares

Purchase

6,510

4.0950

Ordinary shares

Purchase

1,150

4.0955

Ordinary shares

Purchase

7,196

4.0960

Ordinary shares

Purchase

2,059

4.0965

Ordinary shares

Purchase

2,328

4.0970

Ordinary shares

Purchase

1,642

4.0975

Ordinary shares

Purchase

2,369

4.0985

Ordinary shares

Purchase

12,324

4.0990

Ordinary shares

Purchase

1,414

4.0995

Ordinary shares

Purchase

256,027

4.1000

Ordinary shares

Purchase

21,416

4.1005

Ordinary shares

Purchase

3,351

4.1010

Ordinary shares

Purchase

3,306

4.1015

Ordinary shares

Purchase

1,003

4.1020

Ordinary shares

Purchase

1,500

4.1025

Ordinary shares

Purchase

2,991

4.1030

Ordinary shares

Purchase

9,698

4.1035

Ordinary shares

Purchase

972

4.1040

Ordinary shares

Purchase

7,086

4.1045

Ordinary shares

Purchase

7,871

4.1050

Ordinary shares

Purchase

1,650

4.1055

Ordinary shares

Purchase

3,375

4.1060

Ordinary shares

Purchase

7,368

4.1070

Ordinary shares

Purchase

1,968

4.1075

Ordinary shares

Purchase

2,470

4.1085

Ordinary shares

Purchase

3,816

4.1090

Ordinary shares

Purchase

10,598

4.1095

Ordinary shares

Purchase

44,236

4.1100

Ordinary shares

Purchase

5,056

4.1115

Ordinary shares

Purchase

2,183

4.1120

Ordinary shares

Purchase

653

4.1125

Ordinary shares

Purchase

14,937

4.1130

Ordinary shares

Purchase

791

4.1135

Ordinary shares

Purchase

467

4.1140

Ordinary shares

Purchase

2,909

4.1150

Ordinary shares

Purchase

2,602

4.1155

Ordinary shares

Purchase

4,899

4.1160

Ordinary shares

Purchase

1,303

4.1165

Ordinary shares

Purchase

632

4.1170

Ordinary shares

Purchase

1,961

4.1175

Ordinary shares

Purchase

2,465

4.1175

Ordinary shares

Purchase

5,334

4.1180

Ordinary shares

Purchase

1,090

4.1185

Ordinary shares

Purchase

2,493

4.1195

Ordinary shares

Purchase

8,978

4.1200

Ordinary shares

Purchase

5,096

4.1210

Ordinary shares

Purchase

170

4.1215

Ordinary shares

Purchase

3,865

4.1245

Ordinary shares

Purchase

5,096

4.1250

Ordinary shares

Purchase

781

4.1255

Ordinary shares

Purchase

5,421

4.1260

Ordinary shares

Purchase

3,070

4.1265

Ordinary shares

Purchase

2,708

4.1270

Ordinary shares

Purchase

30,657

4.1275

Ordinary shares

Purchase

400

4.1285

Ordinary shares

Purchase

100

4.1295

Ordinary shares

Purchase

97,591

4.1300

Ordinary shares

Purchase

4,578

4.1305

Ordinary shares

Purchase

2,316

4.1315

Ordinary shares

Purchase

1,335

4.1320

Ordinary shares

Purchase

4,628

4.1325

Ordinary shares

Purchase

194

4.1345

Ordinary shares

Purchase

31,145

4.1350

Ordinary shares

Purchase

7,361

4.1355

Ordinary shares

Purchase

7,803

4.1360

Ordinary shares

Purchase

1,582

4.1365

Ordinary shares

Purchase

1,531

4.1370

Ordinary shares

Purchase

1,592

4.1380

Ordinary shares

Purchase

282

4.1390

Ordinary shares

Purchase

2,695

4.1395

Ordinary shares

Purchase

55,058

4.1400

Ordinary shares

Purchase

2,896

4.1410

Ordinary shares

Purchase

444

4.1415

Ordinary shares

Purchase

16,940

4.1430

Ordinary shares

Purchase

750

4.1435

Ordinary shares

Purchase

18,899

4.1440

Ordinary shares

Purchase

1,036

4.1445

Ordinary shares

Purchase

71,835

4.1450

Ordinary shares

Purchase

3,794

4.1460

Ordinary shares

Purchase

36,119

4.1465

Ordinary shares

Purchase

42,325

4.1470

Ordinary shares

Purchase

50,000

4.1473

Ordinary shares

Purchase

2,527

4.1475

Ordinary shares

Purchase

3,994

4.1480

Ordinary shares

Purchase

17,980

4.1485

Ordinary shares

Purchase

5,983

4.1490

Ordinary shares

Purchase

160,853

4.1495

Ordinary shares

Purchase

6,739

4.1500

Ordinary shares

Purchase

26,088

4.1515

Ordinary shares

Purchase

34,600

4.1525

Ordinary shares

Purchase

790

4.1550

Ordinary shares

Sale

2,105

4.0775

Ordinary shares

Sale

1,792

4.0780

Ordinary shares

Sale

1,358

4.0790

Ordinary shares

Sale

300

4.0825

Ordinary shares

Sale

1,353

4.0835

Ordinary shares

Sale

3,220

4.0840

Ordinary shares

Sale

1,002

4.0845

Ordinary shares

Sale

906

4.0860

Ordinary shares

Sale

1,475

4.0865

Ordinary shares

Sale

5,602

4.0870

Ordinary shares

Sale

5,403

4.0875

Ordinary shares

Sale

10,728

4.0880

Ordinary shares

Sale

13,300

4.0885

Ordinary shares

Sale

4,801

4.0890

Ordinary shares

Sale

1,318

4.0895

Ordinary shares

Sale

4,565

4.0900

Ordinary shares

Sale

11,084

4.0905

Ordinary shares

Sale

7,031

4.0910

Ordinary shares

Sale

9,094

4.0915

Ordinary shares

Sale

13,170

4.0920

Ordinary shares

Sale

4,728

4.0925

Ordinary shares

Sale

15,804

4.0930

Ordinary shares

Sale

1,787

4.0935

Ordinary shares

Sale

12,192

4.0940

Ordinary shares

Sale

34,262

4.0945

Ordinary shares

Sale

8,135

4.0950

Ordinary shares

Sale

9,624

4.0955

Ordinary shares

Sale

8,620

4.0960

Ordinary shares

Sale

10,771

4.0965

Ordinary shares

Sale

6,603

4.0970

Ordinary shares

Sale

4,431

4.0975

Ordinary shares

Sale

11,700

4.0978

Ordinary shares

Sale

13,092

4.0980

Ordinary shares

Sale

3,643

4.0985

Ordinary shares

Sale

409

4.0990

Ordinary shares

Sale

21,800

4.0995

Ordinary shares

Sale

12,633

4.1000

Ordinary shares

Sale

18,308

4.1005

Ordinary shares

Sale

2,694

4.1010

Ordinary shares

Sale

4,583

4.1015

Ordinary shares

Sale

2,211

4.1020

Ordinary shares

Sale

9,002

4.1025

Ordinary shares

Sale

8,428

4.1030

Ordinary shares

Sale

3,308

4.1035

Ordinary shares

Sale

4,015

4.1040

Ordinary shares

Sale

5,654

4.1045

Ordinary shares

Sale

4,533

4.1050

Ordinary shares

Sale

10,497

4.1055

Ordinary shares

Sale

4,230

4.1060

Ordinary shares

Sale

5,814

4.1065

Ordinary shares

Sale

27,211

4.1070

Ordinary shares

Sale

10,441

4.1075

Ordinary shares

Sale

2,867

4.1080

Ordinary shares

Sale

3,313

4.1085

Ordinary shares

Sale

15,969

4.1090

Ordinary shares

Sale

5,933

4.1095

Ordinary shares

Sale

7,331

4.1100

Ordinary shares

Sale

2,518

4.1105

Ordinary shares

Sale

7,303

4.1110

Ordinary shares

Sale

11,157

4.1115

Ordinary shares

Sale

6,305

4.1120

Ordinary shares

Sale

10,448

4.1125

Ordinary shares

Sale

6,383

4.1130

Ordinary shares

Sale

11,186

4.1135

Ordinary shares

Sale

7,332

4.1140

Ordinary shares

Sale

10,960

4.1144

Ordinary shares

Sale

7,530

4.1145

Ordinary shares

Sale

15,316

4.1150

Ordinary shares

Sale

14,115

4.1155

Ordinary shares

Sale

10,543

4.1160

Ordinary shares

Sale

9,980

4.1165

Ordinary shares

Sale

8,099

4.1170

Ordinary shares

Sale

4,506

4.1175

Ordinary shares

Sale

1,182

4.1180

Ordinary shares

Sale

1,290

4.1185

Ordinary shares

Sale

2,188

4.1190

Ordinary shares

Sale

362

4.1195

Ordinary shares

Sale

345

4.1200

Ordinary shares

Sale

8,884

4.1210

Ordinary shares

Sale

6,092

4.1215

Ordinary shares

Sale

740

4.1220

Ordinary shares

Sale

1,132

4.1225

Ordinary shares

Sale

11,755

4.1230

Ordinary shares

Sale

200

4.1235

Ordinary shares

Sale

848

4.1240

Ordinary shares

Sale

583

4.1245

Ordinary shares

Sale

393

4.1250

Ordinary shares

Sale

2,200

4.1255

Ordinary shares

Sale

338

4.1265

Ordinary shares

Sale

14,545

4.1270

Ordinary shares

Sale

3,579

4.1275

Ordinary shares

Sale

7,083

4.1280

Ordinary shares

Sale

3,525

4.1290

Ordinary shares

Sale

2,560

4.1295

Ordinary shares

Sale

105,322

4.1300

Ordinary shares

Sale

4,149

4.1305

Ordinary shares

Sale

4,341

4.1310

Ordinary shares

Sale

3,086

4.1315

Ordinary shares

Sale

1,500

4.1320

Ordinary shares

Sale

1,845

4.1330

Ordinary shares

Sale

8,193

4.1335

Ordinary shares

Sale

4,851

4.1345

Ordinary shares

Sale

38,747

4.1350

Ordinary shares

Sale

400,000

4.1351

Ordinary shares

Sale

1,656

4.1355

Ordinary shares

Sale

1,746

4.1360

Ordinary shares

Sale

20,889

4.1365

Ordinary shares

Sale

7,931

4.1370

Ordinary shares

Sale

2,455

4.1375

Ordinary shares

Sale

7,222

4.1380

Ordinary shares

Sale

11,035

4.1385

Ordinary shares

Sale

1,338

4.1390

Ordinary shares

Sale

669

4.1395

Ordinary shares

Sale

41,158

4.1400

Ordinary shares

Sale

607

4.1405

Ordinary shares

Sale

8,975

4.1410

Ordinary shares

Sale

16,036

4.1415

Ordinary shares

Sale

11,039

4.1420

Ordinary shares

Sale

21,451

4.1425

Ordinary shares

Sale

13,665

4.1430

Ordinary shares

Sale

30,540

4.1435

Ordinary shares

Sale

21,979

4.1440

Ordinary shares

Sale

22,075

4.1445

Ordinary shares

Sale

4,772

4.1450

Ordinary shares

Sale

12,907

4.1455

Ordinary shares

Sale

17,252

4.1460

Ordinary shares

Sale

2,860

4.1465

Ordinary shares

Sale

6,130

4.1470

Ordinary shares

Sale

9,346

4.1475

Ordinary shares

Sale

2,783

4.1480

Ordinary shares

Sale

18,068

4.1485

Ordinary shares

Sale

3,921

4.1490

Ordinary shares

Sale

228,757

4.1495

Ordinary shares

Sale

8,023

4.1500

Ordinary shares

Sale

5,647

4.1505

Ordinary shares

Sale

571

4.1510

Ordinary shares

Sale

3,760

4.1515

Ordinary shares

Sale

1,933

4.1520

Ordinary shares

Sale

2,557

4.1525

Ordinary shares

Sale

3,955

4.1540

Ordinary shares

Sale

6,269

4.1545

Ordinary shares

Sale

1,823

4.1550

Ordinary shares

Sale

2,250

4.1555

Ordinary shares

Sale

1,776

4.1560

Ordinary shares

Sale

750

4.1565

 

Total Buy - 1,351,764

Total Sell - 1,810,298

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

950,084

4.1186

Ordinary Shares

SWAP

Long

12,163

4.1495

Ordinary Shares

SWAP

Short

1,099,214

4.1207

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

19/04/2012

Contact name:

Koji Kitayama

Telephone number:

020 7102 3615

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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