Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.5 (EPT/NON-RI) - Glencore International Plc

7th Mar 2012 12:15

RNS Number : 8757Y
Credit Suisse Securities (Eur) Ltd
07 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

06-March-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

9,066,332

0.131

4,367,494

0.063

(2) Derivatives (other than options):

 

 

 

 

(3) Options and agreements to purchase/sell:

 

 

 

 

TOTAL:

9,066,332

0.131

4,367,494

0.063

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

S

3474

405.00

Ordinary shares

S

380

404.65

Ordinary shares

B

665

404.55

Ordinary shares

S

189

404.55

Ordinary shares

S

700

404.50

Ordinary shares

S

380

404.45

Ordinary shares

B

532

404.40

Ordinary shares

B

380

404.35

Ordinary shares

B

32351

404.25

Ordinary shares

B

616

404.20

Ordinary shares

B

637

404.15

Ordinary shares

B

9439

404.00

Ordinary shares

B

2369

403.95

Ordinary shares

B

9889

403.90

Ordinary shares

B

2500

403.85

Ordinary shares

B

10054

403.80

Ordinary shares

B

13633

403.75

Ordinary shares

S

1285

403.75

Ordinary shares

B

12756

403.70

Ordinary shares

B

6013

403.65

Ordinary shares

B

12216

403.60

Ordinary shares

B

9932

403.55

Ordinary shares

S

208

403.55

Ordinary shares

B

2728

403.50

Ordinary shares

S

415

403.50

Ordinary shares

B

8647

403.45

Ordinary shares

S

1118

403.45

Ordinary shares

B

13708

403.40

Ordinary shares

S

2750

403.40

Ordinary shares

B

6146

403.39

Ordinary shares

S

6146

403.39

Ordinary shares

B

10335

403.35

Ordinary shares

S

208

403.35

Ordinary shares

B

6179

403.30

Ordinary shares

B

5080

403.25

Ordinary shares

B

4436

403.20

Ordinary shares

S

5079

403.20

Ordinary shares

B

12514

403.15

Ordinary shares

S

8056

403.15

Ordinary shares

S

2645

403.13

Ordinary shares

B

48580

403.10

Ordinary shares

S

1117

403.10

Ordinary shares

S

372

403.08

Ordinary shares

B

10415

403.05

Ordinary shares

S

9458

403.05

Ordinary shares

S

4508

403.03

Ordinary shares

B

103763

403.00

Ordinary shares

S

94672

403.00

Ordinary shares

B

21692

402.95

Ordinary shares

S

6485

402.95

Ordinary shares

S

1362

402.93

Ordinary shares

B

15096

402.90

Ordinary shares

S

3085

402.90

Ordinary shares

B

162599

402.85

Ordinary shares

S

108022

402.85

Ordinary shares

B

19271

402.80

Ordinary shares

S

11687

402.80

Ordinary shares

S

669

402.78

Ordinary shares

B

12124

402.75

Ordinary shares

S

1539

402.75

Ordinary shares

B

12754

402.74

Ordinary shares

S

12754

402.74

Ordinary shares

B

47705

402.70

Ordinary shares

S

41097

402.70

Ordinary shares

S

1935

402.68

Ordinary shares

B

11104

402.65

Ordinary shares

B

78796

402.64

Ordinary shares

S

39398

402.64

Ordinary shares

B

25019

402.62

Ordinary shares

S

25019

402.62

Ordinary shares

B

27653

402.60

Ordinary shares

S

207

402.60

Ordinary shares

B

7485

402.59

Ordinary shares

S

7485

402.59

Ordinary shares

S

648

402.58

Ordinary shares

B

39398

402.56

Ordinary shares

S

39398

402.56

Ordinary shares

B

30391

402.55

Ordinary shares

S

1718

402.55

Ordinary shares

B

38546

402.50

Ordinary shares

S

656

402.50

Ordinary shares

B

25693

402.45

Ordinary shares

S

838

402.45

Ordinary shares

B

1289

402.43

Ordinary shares

S

1289

402.43

Ordinary shares

B

15828

402.40

Ordinary shares

S

743

402.40

Ordinary shares

B

20309

402.35

Ordinary shares

S

1568

402.35

Ordinary shares

B

36489

402.30

Ordinary shares

S

2582

402.30

Ordinary shares

B

11066

402.25

Ordinary shares

S

3441

402.25

Ordinary shares

B

7213

402.20

Ordinary shares

S

3653

402.20

Ordinary shares

B

29303

402.16

Ordinary shares

S

29303

402.16

Ordinary shares

B

2787

402.15

Ordinary shares

S

208

402.15

Ordinary shares

B

1712

402.14

Ordinary shares

S

1712

402.14

Ordinary shares

B

5808

402.10

Ordinary shares

S

545

402.10

Ordinary shares

B

13858

402.05

Ordinary shares

S

1158

402.05

Ordinary shares

B

1609

402.04

Ordinary shares

S

1609

402.04

Ordinary shares

B

18382

402.00

Ordinary shares

S

2636

402.00

Ordinary shares

B

1841

401.95

Ordinary shares

S

1868

401.95

Ordinary shares

B

64340

401.93

Ordinary shares

S

64340

401.93

Ordinary shares

B

1365

401.90

Ordinary shares

S

3001

401.90

Ordinary shares

B

5615

401.85

Ordinary shares

S

1898

401.85

Ordinary shares

B

13943

401.80

Ordinary shares

S

638

401.80

Ordinary shares

B

2088

401.75

Ordinary shares

S

2005

401.75

Ordinary shares

B

1440

401.72

Ordinary shares

S

1440

401.72

Ordinary shares

B

2369

401.70

Ordinary shares

S

208

401.70

Ordinary shares

B

5485

401.65

Ordinary shares

S

648

401.65

Ordinary shares

B

114830

401.62

Ordinary shares

S

114830

401.62

Ordinary shares

B

9281

401.60

Ordinary shares

S

2009

401.60

Ordinary shares

B

5966

401.55

Ordinary shares

S

209

401.55

Ordinary shares

B

5198

401.50

Ordinary shares

S

1134

401.50

Ordinary shares

B

1165

401.45

Ordinary shares

S

266

401.45

Ordinary shares

B

2288

401.40

Ordinary shares

S

276

401.40

Ordinary shares

B

6833

401.35

Ordinary shares

S

2971

401.35

Ordinary shares

B

31870

401.32

Ordinary shares

S

31870

401.32

Ordinary shares

B

72164

401.30

Ordinary shares

S

136375

401.30

Ordinary shares

B

11348

401.28

Ordinary shares

S

12191

401.28

Ordinary shares

B

20570

401.25

Ordinary shares

S

1961

401.25

Ordinary shares

B

20246

401.20

Ordinary shares

S

16003

401.20

Ordinary shares

B

15561

401.18

Ordinary shares

S

15561

401.18

Ordinary shares

B

7908

401.15

Ordinary shares

S

1996

401.15

Ordinary shares

S

2338

401.13

Ordinary shares

B

18555

401.10

Ordinary shares

S

936

401.10

Ordinary shares

B

2677

401.08

Ordinary shares

S

2677

401.08

Ordinary shares

B

18656

401.05

Ordinary shares

S

416

401.05

Ordinary shares

B

326336

401.01

Ordinary shares

S

326336

401.01

Ordinary shares

B

28251

401.00

Ordinary shares

S

20474

401.00

Ordinary shares

S

1010

400.98

Ordinary shares

B

12097

400.95

Ordinary shares

S

1908

400.95

Ordinary shares

B

16704

400.90

Ordinary shares

S

5346

400.90

Ordinary shares

B

9501

400.85

Ordinary shares

B

7009

400.80

Ordinary shares

S

4023

400.80

Ordinary shares

B

33438

400.75

Ordinary shares

S

20697

400.75

Ordinary shares

B

7082

400.70

Ordinary shares

S

7806

400.70

Ordinary shares

B

18732

400.68

Ordinary shares

S

18732

400.68

Ordinary shares

B

18905

400.66

Ordinary shares

S

18905

400.66

Ordinary shares

B

65229

400.65

Ordinary shares

S

67291

400.65

Ordinary shares

B

8263

400.60

Ordinary shares

S

8184

400.60

Ordinary shares

B

10594

400.55

Ordinary shares

S

3705

400.55

Ordinary shares

B

103890

400.53

Ordinary shares

S

102708

400.53

Ordinary shares

B

43797

400.50

Ordinary shares

S

5280

400.50

Ordinary shares

B

13711

400.45

Ordinary shares

S

418

400.45

Ordinary shares

B

13741

400.40

Ordinary shares

S

1530

400.40

Ordinary shares

B

19914

400.35

Ordinary shares

S

210

400.35

Ordinary shares

B

81070

400.32

Ordinary shares

S

81070

400.32

Ordinary shares

B

19131

400.30

Ordinary shares

S

6526

400.30

Ordinary shares

B

6132

400.25

Ordinary shares

S

426

400.25

Ordinary shares

B

11737

400.20

Ordinary shares

S

3097

400.20

Ordinary shares

B

6361

400.15

Ordinary shares

S

1237

400.15

Ordinary shares

B

325624

400.13

Ordinary shares

S

325624

400.13

Ordinary shares

B

2810

400.10

Ordinary shares

B

5072

400.05

Ordinary shares

S

2711

400.05

Ordinary shares

B

13521

400.00

Ordinary shares

S

4144

400.00

Ordinary shares

B

10572

399.95

Ordinary shares

S

1973

399.95

Ordinary shares

B

13677

399.90

Ordinary shares

S

1982

399.90

Ordinary shares

B

17133

399.85

Ordinary shares

B

24220

399.81

Ordinary shares

S

24220

399.81

Ordinary shares

B

15999

399.80

Ordinary shares

B

8303

399.75

Ordinary shares

S

274

399.75

Ordinary shares

B

10363

399.70

Ordinary shares

S

2221

399.70

Ordinary shares

B

13334

399.65

Ordinary shares

S

5356

399.65

Ordinary shares

B

13491

399.60

Ordinary shares

S

1541

399.60

Ordinary shares

B

9899

399.55

Ordinary shares

S

229

399.55

Ordinary shares

B

9554

399.50

Ordinary shares

S

1685

399.50

Ordinary shares

B

970

399.49

Ordinary shares

S

970

399.49

Ordinary shares

B

11642

399.45

Ordinary shares

S

3987

399.45

Ordinary shares

B

27428

399.40

Ordinary shares

S

8097

399.40

Ordinary shares

B

13498

399.35

Ordinary shares

S

725

399.35

Ordinary shares

B

33284

399.30

Ordinary shares

S

922

399.30

Ordinary shares

B

5670

399.25

Ordinary shares

B

3902

399.20

Ordinary shares

S

359

399.20

Ordinary shares

B

3406

399.15

Ordinary shares

S

798

399.15

Ordinary shares

B

6209

399.10

Ordinary shares

S

4973

399.10

Ordinary shares

B

5148

399.05

Ordinary shares

S

419

399.05

Ordinary shares

B

3150

399.00

Ordinary shares

S

2763

399.00

Ordinary shares

B

6781

398.95

Ordinary shares

S

3541

398.95

Ordinary shares

B

16133

398.90

Ordinary shares

S

4789

398.90

Ordinary shares

B

7679

398.85

Ordinary shares

S

783

398.85

Ordinary shares

B

4232

398.80

Ordinary shares

S

627

398.80

Ordinary shares

B

6637

398.75

Ordinary shares

S

419

398.75

Ordinary shares

B

5835

398.70

Ordinary shares

S

628

398.70

Ordinary shares

B

18879

398.65

Ordinary shares

S

210

398.65

Ordinary shares

B

7023

398.60

Ordinary shares

B

14887

398.55

Ordinary shares

S

210

398.55

Ordinary shares

B

3706

398.50

Ordinary shares

S

659

398.50

Ordinary shares

B

6607

398.45

Ordinary shares

S

1090

398.45

Ordinary shares

B

1864

398.40

Ordinary shares

B

981

398.35

Ordinary shares

S

1676

398.35

Ordinary shares

B

380

398.30

Ordinary shares

S

631

398.30

Ordinary shares

B

8033

398.15

Ordinary shares

B

1032

398.10

Ordinary shares

B

1830

398.05

Ordinary shares

B

1613

398.00

Ordinary shares

B

2652

397.95

Ordinary shares

B

2

397.90

 

Total Purchases: 3,167,384

Total Sales: 2,035,829

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

07-March-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAADXEFAAEFF

Related Shares:

Glencore
FTSE 100 Latest
Value8,957.89
Change90.87