Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.5 (EPT/NON-RI) - Glencore International Plc

23rd Feb 2012 12:00

RNS Number : 9997X
Credit Suisse Securities (Eur) Ltd
23 February 2012
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

22-February-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

9,060,967

0.131

4,729,507

0.0683

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

9,060,967

0.131

4,729,507

0.0683

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

S

901

443.60

Ordinary shares

S

942

443.55

Ordinary shares

B

131

443.50

Ordinary shares

S

20996

443.50

Ordinary shares

S

1902

443.40

Ordinary shares

S

7001

443.20

Ordinary shares

S

4648

443.15

Ordinary shares

S

1693

443.10

Ordinary shares

S

3581

443.05

Ordinary shares

S

22585

443.00

Ordinary shares

S

24853

442.90

Ordinary shares

S

1629

442.85

Ordinary shares

S

3110

442.80

Ordinary shares

S

1020

442.75

Ordinary shares

S

2152

442.60

Ordinary shares

S

1656

442.55

Ordinary shares

S

32080

442.50

Ordinary shares

S

935

442.45

Ordinary shares

S

10439

442.43

Ordinary shares

S

432

442.35

Ordinary shares

B

2681

442.25

Ordinary shares

S

5699

442.25

Ordinary shares

B

10049

442.13

Ordinary shares

S

10049

442.13

Ordinary shares

B

1138

442.10

Ordinary shares

S

5730

442.10

Ordinary shares

S

693

442.05

Ordinary shares

S

1276

442.03

Ordinary shares

S

56

442.00

Ordinary shares

B

2000

441.95

Ordinary shares

B

1240

441.90

Ordinary shares

S

4077

441.90

Ordinary shares

S

331

441.88

Ordinary shares

S

12794

441.85

Ordinary shares

B

35178

441.84

Ordinary shares

S

35178

441.84

Ordinary shares

S

1514

441.83

Ordinary shares

S

24775

441.80

Ordinary shares

B

2588

441.75

Ordinary shares

S

684

441.75

Ordinary shares

B

782

441.70

Ordinary shares

S

1230

441.70

Ordinary shares

B

446

441.65

Ordinary shares

S

418

441.65

Ordinary shares

B

1500

441.60

Ordinary shares

S

1201

441.60

Ordinary shares

S

1146

441.55

Ordinary shares

B

911

441.50

Ordinary shares

S

708

441.35

Ordinary shares

B

12254

441.34

Ordinary shares

S

12254

441.34

Ordinary shares

B

8808

441.30

Ordinary shares

S

483

441.30

Ordinary shares

B

121951

441.21

Ordinary shares

S

121951

441.21

Ordinary shares

S

6714

441.20

Ordinary shares

B

68789

441.17

Ordinary shares

S

68789

441.17

Ordinary shares

B

3517

441.15

Ordinary shares

S

2921

441.15

Ordinary shares

S

1675

441.10

Ordinary shares

S

150

441.05

Ordinary shares

B

700

441.00

Ordinary shares

S

514

441.00

Ordinary shares

S

7347

440.95

Ordinary shares

S

8143

440.90

Ordinary shares

B

380

440.85

Ordinary shares

S

3544

440.85

Ordinary shares

S

3173

440.80

Ordinary shares

S

1461

440.70

Ordinary shares

S

1613

440.65

Ordinary shares

S

5967

440.60

Ordinary shares

B

3075

440.55

Ordinary shares

S

763

440.55

Ordinary shares

S

5693

440.50

Ordinary shares

B

400

440.45

Ordinary shares

S

3380

440.45

Ordinary shares

B

382

440.40

Ordinary shares

S

6163

440.40

Ordinary shares

B

155391

440.35

Ordinary shares

S

251857

440.35

Ordinary shares

B

11871

440.32

Ordinary shares

S

11871

440.32

Ordinary shares

B

6787

440.30

Ordinary shares

S

6787

440.30

Ordinary shares

S

5633

440.25

Ordinary shares

S

3665

440.20

Ordinary shares

B

9880

440.17

Ordinary shares

S

9880

440.17

Ordinary shares

B

190

440.15

Ordinary shares

S

12134

440.15

Ordinary shares

B

1186

440.10

Ordinary shares

S

1268

440.10

Ordinary shares

B

572

440.05

Ordinary shares

S

1507

440.05

Ordinary shares

B

15792

440.00

Ordinary shares

S

11933

440.00

Ordinary shares

B

1004

439.95

Ordinary shares

S

911

439.95

Ordinary shares

B

1485

439.90

Ordinary shares

S

7600

439.90

Ordinary shares

B

382

439.85

Ordinary shares

S

3364

439.85

Ordinary shares

B

790

439.80

Ordinary shares

S

1100

439.80

Ordinary shares

B

6291

439.75

Ordinary shares

S

419

439.75

Ordinary shares

B

21128

439.70

Ordinary shares

S

22469

439.70

Ordinary shares

S

3482

439.65

Ordinary shares

S

6229

439.60

Ordinary shares

B

624

439.55

Ordinary shares

S

4194

439.55

Ordinary shares

B

591

439.50

Ordinary shares

S

10999

439.50

Ordinary shares

S

825

439.48

Ordinary shares

B

1182

439.45

Ordinary shares

S

10503

439.45

Ordinary shares

B

1068

439.42

Ordinary shares

S

1068

439.42

Ordinary shares

B

381

439.40

Ordinary shares

S

15536

439.40

Ordinary shares

B

43186

439.36

Ordinary shares

S

43186

439.36

Ordinary shares

B

982

439.35

Ordinary shares

S

17285

439.35

Ordinary shares

B

1164

439.30

Ordinary shares

S

7890

439.30

Ordinary shares

B

2115

439.25

Ordinary shares

S

47275

439.25

Ordinary shares

B

192

439.20

Ordinary shares

S

6776

439.20

Ordinary shares

S

600

439.15

Ordinary shares

B

29765

439.11

Ordinary shares

S

29765

439.11

Ordinary shares

S

3103

439.10

Ordinary shares

B

832

439.06

Ordinary shares

S

832

439.06

Ordinary shares

B

107878

439.05

Ordinary shares

S

109686

439.05

Ordinary shares

B

1192

439.00

Ordinary shares

S

11573

439.00

Ordinary shares

B

1639

438.95

Ordinary shares

S

3788

438.95

Ordinary shares

B

58158

438.94

Ordinary shares

S

58158

438.94

Ordinary shares

B

192

438.90

Ordinary shares

S

1005

438.90

Ordinary shares

B

1499

438.85

Ordinary shares

S

3270

438.85

Ordinary shares

B

192

438.80

Ordinary shares

S

4172

438.80

Ordinary shares

S

951

438.75

Ordinary shares

S

4355

438.70

Ordinary shares

B

400

438.65

Ordinary shares

S

464

438.65

Ordinary shares

B

1809

438.60

Ordinary shares

S

3565

438.60

Ordinary shares

B

309133

438.58

Ordinary shares

S

309133

438.58

Ordinary shares

B

192

438.55

Ordinary shares

S

2244

438.55

Ordinary shares

B

383

438.50

Ordinary shares

S

1005

438.50

Ordinary shares

B

13877

438.47

Ordinary shares

S

13877

438.47

Ordinary shares

B

192

438.45

Ordinary shares

S

1765

438.45

Ordinary shares

B

193

438.40

Ordinary shares

S

4181

438.40

Ordinary shares

B

900

438.35

Ordinary shares

S

1378

438.35

Ordinary shares

B

2141

438.30

Ordinary shares

S

13802

438.30

Ordinary shares

B

1151

438.25

Ordinary shares

S

4025

438.25

Ordinary shares

B

73735

438.20

Ordinary shares

S

77175

438.20

Ordinary shares

B

174556

438.19

Ordinary shares

S

174556

438.19

Ordinary shares

B

192

438.15

Ordinary shares

S

1489

438.15

Ordinary shares

B

576

438.10

Ordinary shares

S

8381

438.10

Ordinary shares

B

2601

438.05

Ordinary shares

S

2944

438.05

Ordinary shares

B

13769

438.03

Ordinary shares

S

13769

438.03

Ordinary shares

B

5541

438.00

Ordinary shares

S

8839

438.00

Ordinary shares

S

4338

437.95

Ordinary shares

B

593

437.90

Ordinary shares

S

2231

437.90

Ordinary shares

B

191

437.85

Ordinary shares

S

3969

437.85

Ordinary shares

B

577

437.80

Ordinary shares

S

8209

437.80

Ordinary shares

B

192

437.75

Ordinary shares

S

3415

437.75

Ordinary shares

B

577

437.70

Ordinary shares

S

8250

437.70

Ordinary shares

B

1904

437.69

Ordinary shares

S

1904

437.69

Ordinary shares

B

192

437.65

Ordinary shares

S

4199

437.65

Ordinary shares

B

768

437.60

Ordinary shares

S

4119

437.60

Ordinary shares

S

2760

437.55

Ordinary shares

B

1547

437.50

Ordinary shares

S

7230

437.50

Ordinary shares

B

1165

437.45

Ordinary shares

S

3181

437.45

Ordinary shares

B

1952

437.40

Ordinary shares

S

3407

437.40

Ordinary shares

B

1034

437.35

Ordinary shares

S

1336

437.35

Ordinary shares

B

193

437.30

Ordinary shares

S

4326

437.30

Ordinary shares

B

1596

437.25

Ordinary shares

S

193

437.25

Ordinary shares

B

5682

437.20

Ordinary shares

S

3157

437.20

Ordinary shares

B

3065

437.15

Ordinary shares

S

5061

437.15

Ordinary shares

B

579

437.10

Ordinary shares

S

2701

437.10

Ordinary shares

B

1331

437.05

Ordinary shares

S

4332

437.05

Ordinary shares

B

20191

437.00

Ordinary shares

S

6753

437.00

Ordinary shares

S

3285

436.95

Ordinary shares

B

193

436.90

Ordinary shares

S

1533

436.90

Ordinary shares

B

192

436.85

Ordinary shares

S

1562

436.85

Ordinary shares

B

575

436.80

Ordinary shares

S

1819

436.80

Ordinary shares

B

386

436.75

Ordinary shares

S

2106

436.75

Ordinary shares

B

802

436.70

Ordinary shares

S

2000

436.70

Ordinary shares

S

1951

436.65

Ordinary shares

B

407

436.60

Ordinary shares

S

3749

436.60

Ordinary shares

B

1030

436.55

Ordinary shares

S

1493

436.55

Ordinary shares

B

1351

436.50

Ordinary shares

S

2693

436.50

Ordinary shares

B

578

436.45

Ordinary shares

S

4553

436.45

Ordinary shares

B

1268

436.40

Ordinary shares

S

1592

436.40

Ordinary shares

S

3410

436.35

Ordinary shares

B

581

436.30

Ordinary shares

S

386

436.25

Ordinary shares

B

2307

436.20

Ordinary shares

S

1184

436.20

Ordinary shares

B

387

436.15

Ordinary shares

S

2645

436.15

Ordinary shares

B

577

436.10

Ordinary shares

B

386

436.05

Ordinary shares

S

1818

436.05

Ordinary shares

B

386

436.00

Ordinary shares

S

8278

436.00

Ordinary shares

B

20

435.95

Ordinary shares

S

193

435.95

Ordinary shares

B

193

435.90

Ordinary shares

S

5691

435.90

Ordinary shares

S

2004

435.85

Ordinary shares

S

1975

435.80

Ordinary shares

B

400

435.75

Ordinary shares

S

2729

435.75

Ordinary shares

S

981

435.70

Ordinary shares

S

1646

435.65

Ordinary shares

B

1806

435.60

Ordinary shares

S

1484

435.60

Ordinary shares

B

1224

435.55

Ordinary shares

B

1158

435.50

Ordinary shares

S

786

435.50

Ordinary shares

B

194

435.45

Ordinary shares

S

3254

435.45

Ordinary shares

B

2892

435.44

Ordinary shares

S

1446

435.44

Ordinary shares

S

3226

435.40

Ordinary shares

B

194

435.35

Ordinary shares

S

193

435.35

Ordinary shares

B

192

435.30

Ordinary shares

S

757

435.30

Ordinary shares

B

194

435.25

Ordinary shares

S

852

435.25

Ordinary shares

B

847

435.20

Ordinary shares

S

680

435.20

Ordinary shares

B

3115

435.15

Ordinary shares

B

193

435.10

Ordinary shares

S

757

435.10

Ordinary shares

B

203

435.05

Ordinary shares

B

581

435.00

Ordinary shares

B

193

434.95

Ordinary shares

S

1246

434.95

Ordinary shares

B

1069

434.90

Ordinary shares

S

941

434.75

Ordinary shares

B

914

434.75

 

Total Purchases: 1,436,139

Total Sales: 2,076,277

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

23-Feb-2011

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAFADASXAEFF

Related Shares:

Glencore
FTSE 100 Latest
Value8,975.66
Change108.64