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Form 8.5 (EPT/NON-RI) Glencore International Plc

11th May 2012 10:06

RNS Number : 1646D
Nomura International PLC (EPT)
11 May 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

10 May 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,747,688

0.083

3,306,499

0.048

(2) Derivatives (other than options):

909,151

0.013

(3) Options and agreements to purchase/sell:

 

TOTAL:

5,747,688

0.083

4,215,650

0.061

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,500,000

0.196

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,500,000

0.196

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

1,136

3.9130

Ordinary shares

Purchase

1,009

3.9170

Ordinary shares

Purchase

10,420

3.9175

Ordinary shares

Purchase

2,208

3.9195

Ordinary shares

Purchase

1,200

3.9205

Ordinary shares

Purchase

1,224

3.9215

Ordinary shares

Purchase

805

3.9235

Ordinary shares

Purchase

207

3.9275

Ordinary shares

Purchase

2,159

3.9290

Ordinary shares

Purchase

1,043

3.9300

Ordinary shares

Purchase

380

3.9320

Ordinary shares

Purchase

6,251

3.9325

Ordinary shares

Purchase

288

3.9330

Ordinary shares

Purchase

4,420

3.9335

Ordinary shares

Purchase

1,515

3.9340

Ordinary shares

Purchase

1,299

3.9345

Ordinary shares

Purchase

1,028

3.9350

Ordinary shares

Purchase

5,613

3.9360

Ordinary shares

Purchase

2,564

3.9370

Ordinary shares

Purchase

2,102

3.9375

Ordinary shares

Purchase

1,000

3.9380

Ordinary shares

Purchase

12,752

3.9385

Ordinary shares

Purchase

8,662

3.9390

Ordinary shares

Purchase

21,812

3.9395

Ordinary shares

Purchase

55,799

3.9400

Ordinary shares

Purchase

807

3.9405

Ordinary shares

Purchase

1,999

3.9415

Ordinary shares

Purchase

4,385

3.9420

Ordinary shares

Purchase

116

3.9430

Ordinary shares

Purchase

4,106

3.9440

Ordinary shares

Purchase

1,385

3.9450

Ordinary shares

Purchase

3,222

3.9460

Ordinary shares

Purchase

1,451

3.9475

Ordinary shares

Purchase

3,709

3.9480

Ordinary shares

Purchase

39,104

3.9500

Ordinary shares

Purchase

1,383

3.9510

Ordinary shares

Purchase

765

3.9515

Ordinary shares

Purchase

10,025

3.9520

Ordinary shares

Purchase

1,268

3.9525

Ordinary shares

Purchase

1,613

3.9530

Ordinary shares

Purchase

8,278

3.9535

Ordinary shares

Purchase

9,384

3.9540

Ordinary shares

Purchase

6,476

3.9545

Ordinary shares

Purchase

3,397

3.9550

Ordinary shares

Purchase

1,160

3.9555

Ordinary shares

Purchase

4,357

3.9560

Ordinary shares

Purchase

15,041

3.9565

Ordinary shares

Purchase

1,238

3.9570

Ordinary shares

Purchase

651

3.9575

Ordinary shares

Purchase

3,194

3.9578

Ordinary shares

Purchase

6,229

3.9580

Ordinary shares

Purchase

2,974

3.9583

Ordinary shares

Purchase

7,708

3.9585

Ordinary shares

Purchase

8,976

3.9590

Ordinary shares

Purchase

2,308

3.9595

Ordinary shares

Purchase

60,383

3.9600

Ordinary shares

Purchase

1,376

3.9605

Ordinary shares

Purchase

2,816

3.9610

Ordinary shares

Purchase

7,505

3.9615

Ordinary shares

Purchase

4,419

3.9620

Ordinary shares

Purchase

1,291

3.9625

Ordinary shares

Purchase

807

3.9635

Ordinary shares

Purchase

1,156

3.9640

Ordinary shares

Purchase

11,502

3.9650

Ordinary shares

Purchase

1,767

3.9655

Ordinary shares

Purchase

300

3.9660

Ordinary shares

Purchase

1,620

3.9665

Ordinary shares

Purchase

2,132

3.9668

Ordinary shares

Purchase

3,988

3.9670

Ordinary shares

Purchase

3,662

3.9675

Ordinary shares

Purchase

4,564

3.9680

Ordinary shares

Purchase

8,040

3.9685

Ordinary shares

Purchase

19,403

3.9690

Ordinary shares

Purchase

16,402

3.9695

Ordinary shares

Purchase

99,761

3.9700

Ordinary shares

Purchase

4,273

3.9705

Ordinary shares

Purchase

14,234

3.9710

Ordinary shares

Purchase

1,739

3.9715

Ordinary shares

Purchase

2,978

3.9720

Ordinary shares

Purchase

1,642

3.9725

Ordinary shares

Purchase

2,574

3.9730

Ordinary shares

Purchase

2,305

3.9735

Ordinary shares

Purchase

7,566

3.9740

Ordinary shares

Purchase

3,760

3.9745

Ordinary shares

Purchase

4,298

3.9750

Ordinary shares

Purchase

2,721

3.9755

Ordinary shares

Purchase

10,869

3.9760

Ordinary shares

Purchase

3,743

3.9765

Ordinary shares

Purchase

8,249

3.9770

Ordinary shares

Purchase

27,268

3.9775

Ordinary shares

Purchase

2,701

3.9780

Ordinary shares

Purchase

5,385

3.9785

Ordinary shares

Purchase

806

3.9790

Ordinary shares

Purchase

1,877

3.9795

Ordinary shares

Purchase

13,924

3.9800

Ordinary shares

Purchase

1,349

3.9805

Ordinary shares

Purchase

812

3.9810

Ordinary shares

Purchase

5,262

3.9815

Ordinary shares

Purchase

7,560

3.9820

Ordinary shares

Purchase

1,340

3.9825

Ordinary shares

Purchase

5,773

3.9830

Ordinary shares

Purchase

18,941

3.9835

Ordinary shares

Purchase

300

3.9840

Ordinary shares

Purchase

5,621

3.9845

Ordinary shares

Purchase

2,285

3.9850

Ordinary shares

Purchase

926

3.9855

Ordinary shares

Purchase

1,347

3.9860

Ordinary shares

Purchase

3,613

3.9865

Ordinary shares

Purchase

12,562

3.9870

Ordinary shares

Purchase

4,230

3.9875

Ordinary shares

Purchase

1,055

3.9880

Ordinary shares

Purchase

3,804

3.9885

Ordinary shares

Purchase

2,503

3.9890

Ordinary shares

Purchase

3,227

3.9895

Ordinary shares

Purchase

7,903

3.9900

Ordinary shares

Purchase

1,107

3.9905

Ordinary shares

Purchase

6,441

3.9910

Ordinary shares

Purchase

258

3.9915

Ordinary shares

Purchase

4,071

3.9920

Ordinary shares

Purchase

5,326

3.9930

Ordinary shares

Purchase

380

3.9935

Ordinary shares

Purchase

2,852

3.9940

Ordinary shares

Purchase

3,657

3.9945

Ordinary shares

Purchase

201

3.9950

Ordinary shares

Purchase

6,527

3.9955

Ordinary shares

Purchase

13,828

3.9960

Ordinary shares

Purchase

1,154

3.9965

Ordinary shares

Purchase

10,218

3.9970

Ordinary shares

Purchase

1,034

3.9975

Ordinary shares

Purchase

13,904

3.9980

Ordinary shares

Purchase

1,029

3.9985

Ordinary shares

Purchase

640

3.9990

Ordinary shares

Purchase

5,910

3.9995

Ordinary shares

Purchase

39,721

4.0000

Ordinary shares

Purchase

5,372

4.0005

Ordinary shares

Purchase

2,236

4.0010

Ordinary shares

Purchase

215

4.0015

Ordinary shares

Purchase

3,013

4.0025

Ordinary shares

Purchase

1,000

4.0030

Ordinary shares

Purchase

807

4.0040

Ordinary shares

Purchase

2,562

4.0050

Ordinary shares

Purchase

1,730

4.0060

Ordinary shares

Purchase

105

4.0065

Ordinary shares

Purchase

4,033

4.0080

Ordinary shares

Purchase

615

4.0090

Ordinary shares

Purchase

869

4.0095

Ordinary shares

Purchase

580

4.0100

Ordinary shares

Purchase

1,138

4.0105

Ordinary shares

Purchase

1,240

4.0120

Ordinary shares

Purchase

1,660

4.0125

Ordinary shares

Purchase

3,139

4.0150

Ordinary shares

Purchase

315

4.0165

Ordinary shares

Purchase

805

4.0175

Ordinary shares

Purchase

808

4.0190

Ordinary shares

Purchase

100

4.0210

Ordinary shares

Sale

1,525

3.9155

Ordinary shares

Sale

4,807

3.9160

Ordinary shares

Sale

897

3.9175

Ordinary shares

Sale

380

3.9185

Ordinary shares

Sale

2,455

3.9200

Ordinary shares

Sale

1,287

3.9215

Ordinary shares

Sale

254

3.9235

Ordinary shares

Sale

848

3.9260

Ordinary shares

Sale

3,319

3.9300

Ordinary shares

Sale

240

3.9310

Ordinary shares

Sale

100

3.9320

Ordinary shares

Sale

1,046

3.9325

Ordinary shares

Sale

100

3.9335

Ordinary shares

Sale

1,706

3.9345

Ordinary shares

Sale

1,596

3.9350

Ordinary shares

Sale

1,893

3.9355

Ordinary shares

Sale

1,326

3.9360

Ordinary shares

Sale

6,695

3.9370

Ordinary shares

Sale

4,182

3.9380

Ordinary shares

Sale

4,833

3.9390

Ordinary shares

Sale

8,065

3.9395

Ordinary shares

Sale

2,473

3.9400

Ordinary shares

Sale

5,766

3.9405

Ordinary shares

Sale

3,978

3.9415

Ordinary shares

Sale

5,752

3.9420

Ordinary shares

Sale

9,104

3.9425

Ordinary shares

Sale

1,907

3.9435

Ordinary shares

Sale

1,375

3.9440

Ordinary shares

Sale

3,728

3.9445

Ordinary shares

Sale

292

3.9455

Ordinary shares

Sale

5,215

3.9460

Ordinary shares

Sale

2,009

3.9465

Ordinary shares

Sale

7,363

3.9470

Ordinary shares

Sale

4,430

3.9485

Ordinary shares

Sale

5,458

3.9490

Ordinary shares

Sale

52,726

3.9500

Ordinary shares

Sale

5,543

3.9525

Ordinary shares

Sale

470

3.9530

Ordinary shares

Sale

1,400

3.9534

Ordinary shares

Sale

3,023

3.9535

Ordinary shares

Sale

2,972

3.9545

Ordinary shares

Sale

5,505

3.9550

Ordinary shares

Sale

1,000

3.9555

Ordinary shares

Sale

12,162

3.9560

Ordinary shares

Sale

1,733

3.9565

Ordinary shares

Sale

16,153

3.9570

Ordinary shares

Sale

6,998

3.9575

Ordinary shares

Sale

1,300

3.9580

Ordinary shares

Sale

3,948

3.9585

Ordinary shares

Sale

2,518

3.9595

Ordinary shares

Sale

40,085

3.9600

Ordinary shares

Sale

3,938

3.9605

Ordinary shares

Sale

4,051

3.9610

Ordinary shares

Sale

7,476

3.9615

Ordinary shares

Sale

157

3.9620

Ordinary shares

Sale

9,783

3.9625

Ordinary shares

Sale

1,698

3.9630

Ordinary shares

Sale

4,887

3.9635

Ordinary shares

Sale

1,000

3.9640

Ordinary shares

Sale

8,565

3.9645

Ordinary shares

Sale

2,380

3.9650

Ordinary shares

Sale

4,285

3.9655

Ordinary shares

Sale

3,261

3.9660

Ordinary shares

Sale

4,793

3.9665

Ordinary shares

Sale

7,649

3.9670

Ordinary shares

Sale

2,145

3.9675

Ordinary shares

Sale

5,626

3.9680

Ordinary shares

Sale

2,064

3.9685

Ordinary shares

Sale

13,301

3.9690

Ordinary shares

Sale

100

3.9695

Ordinary shares

Sale

3,953

3.9700

Ordinary shares

Sale

6,239

3.9705

Ordinary shares

Sale

1,561

3.9710

Ordinary shares

Sale

7,628

3.9715

Ordinary shares

Sale

9,138

3.9720

Ordinary shares

Sale

3,194

3.9725

Ordinary shares

Sale

831

3.9730

Ordinary shares

Sale

5,315

3.9735

Ordinary shares

Sale

13,522

3.9740

Ordinary shares

Sale

4,228

3.9745

Ordinary shares

Sale

3,323

3.9750

Ordinary shares

Sale

4,108

3.9755

Ordinary shares

Sale

3,151

3.9760

Ordinary shares

Sale

61,565

3.9764

Ordinary shares

Sale

3,371

3.9765

Ordinary shares

Sale

1,012

3.9770

Ordinary shares

Sale

8,927

3.9775

Ordinary shares

Sale

5,403

3.9780

Ordinary shares

Sale

1,921

3.9785

Ordinary shares

Sale

3,574

3.9790

Ordinary shares

Sale

6,931

3.9795

Ordinary shares

Sale

21,779

3.9800

Ordinary shares

Sale

3,601

3.9805

Ordinary shares

Sale

403

3.9810

Ordinary shares

Sale

3,398

3.9815

Ordinary shares

Sale

1,514

3.9825

Ordinary shares

Sale

19,973

3.9830

Ordinary shares

Sale

4,348

3.9835

Ordinary shares

Sale

9,064

3.9840

Ordinary shares

Sale

2,795

3.9845

Ordinary shares

Sale

8,411

3.9850

Ordinary shares

Sale

2,198

3.9860

Ordinary shares

Sale

5,190

3.9865

Ordinary shares

Sale

7,925

3.9870

Ordinary shares

Sale

1,345

3.9880

Ordinary shares

Sale

600

3.9885

Ordinary shares

Sale

4,549

3.9890

Ordinary shares

Sale

6,958

3.9895

Ordinary shares

Sale

6,451

3.9900

Ordinary shares

Sale

1,600

3.9905

Ordinary shares

Sale

7,652

3.9910

Ordinary shares

Sale

5,723

3.9915

Ordinary shares

Sale

10,659

3.9920

Ordinary shares

Sale

480

3.9925

Ordinary shares

Sale

3,990

3.9930

Ordinary shares

Sale

1,201

3.9935

Ordinary shares

Sale

5,751

3.9940

Ordinary shares

Sale

5,733

3.9945

Ordinary shares

Sale

5,872

3.9950

Ordinary shares

Sale

25,628

3.9955

Ordinary shares

Sale

7,732

3.9960

Ordinary shares

Sale

4,165

3.9965

Ordinary shares

Sale

15,215

3.9970

Ordinary shares

Sale

1,432

3.9975

Ordinary shares

Sale

6,169

3.9980

Ordinary shares

Sale

262

3.9985

Ordinary shares

Sale

33,847

3.9995

Ordinary shares

Sale

41,296

4.0000

Ordinary shares

Sale

3,379

4.0005

Ordinary shares

Sale

4,538

4.0015

Ordinary shares

Sale

100

4.0020

Ordinary shares

Sale

100

4.0025

Ordinary shares

Sale

900

4.0030

Ordinary shares

Sale

4,297

4.0035

Ordinary shares

Sale

200

4.0040

Ordinary shares

Sale

100

4.0045

Ordinary shares

Sale

9,780

4.0050

Ordinary shares

Sale

362

4.0065

Ordinary shares

Sale

11,041

4.0070

Ordinary shares

Sale

1,368

4.0080

Ordinary shares

Sale

4,048

4.0090

Ordinary shares

Sale

100

4.0095

Ordinary shares

Sale

6,657

4.0100

Ordinary shares

Sale

1,493

4.0110

Ordinary shares

Sale

300

4.0115

Ordinary shares

Sale

100

4.0125

Ordinary shares

Sale

375

4.0130

Ordinary shares

Sale

9,825

4.0140

Ordinary shares

Sale

100

4.0150

Ordinary shares

Sale

70

4.0155

Ordinary shares

Sale

4

4.0160

Ordinary shares

Sale

1,223

4.0175

Ordinary shares

Sale

2,935

4.0180

Ordinary shares

Sale

626

4.0190

Ordinary shares

Sale

1,713

4.0200

Ordinary shares

Sale

412

4.0210

 

Total Buy - 920,424

Total Sell - 871,049

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

5,200

3.9612

Ordinary Shares

SWAP

Long

686,649

3.9748

Ordinary Shares

SWAP

Long

25,103

3.9777

Ordinary Shares

SWAP

Short

6,055

3.9650

Ordinary Shares

SWAP

Short

629,093

3.9699

Ordinary Shares

SWAP

Short

35,919

3.9726

Ordinary Shares

SWAP

Short

300

3.9903

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

11/05/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOGGUAUAUPPUBG

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