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Form 8.5 (EPT/NON-RI) - Glencore International Plc

6th Jul 2012 11:49

RNS Number : 1148H
Credit Suisse Securities (Eur) Ltd
06 July 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

5-July-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,443,215

0.0498

3,771,847

0.0545

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

3,443,215

0.0498

3,771,847

0.0545

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

S

51

324.40

Ordinary shares

S

592

324.30

Ordinary shares

S

497

324.25

Ordinary shares

S

2398

324.15

Ordinary shares

S

9684

324.10

Ordinary shares

S

2373

324.05

Ordinary shares

S

583

324.00

Ordinary shares

S

3039

323.95

Ordinary shares

S

6549

323.90

Ordinary shares

S

1035

323.85

Ordinary shares

S

3738

323.80

Ordinary shares

S

15656

323.75

Ordinary shares

S

499

323.70

Ordinary shares

S

3760

323.65

Ordinary shares

S

497

323.60

Ordinary shares

S

1792

323.55

Ordinary shares

S

1054

323.50

Ordinary shares

S

928

323.45

Ordinary shares

S

1000

323.40

Ordinary shares

S

1249

323.35

Ordinary shares

S

250

323.30

Ordinary shares

B

249

323.25

Ordinary shares

S

250

323.25

Ordinary shares

S

1899

323.20

Ordinary shares

S

898

323.15

Ordinary shares

S

1500

323.00

Ordinary shares

S

388

322.95

Ordinary shares

B

837

322.90

Ordinary shares

B

900

322.80

Ordinary shares

B

250

322.75

Ordinary shares

S

397

322.65

Ordinary shares

B

249

322.60

Ordinary shares

B

249

322.55

Ordinary shares

S

336

322.55

Ordinary shares

B

250

322.50

Ordinary shares

S

3123

322.50

Ordinary shares

B

250

322.45

Ordinary shares

S

249

322.45

Ordinary shares

B

499

322.40

Ordinary shares

B

1203

322.35

Ordinary shares

B

502

322.30

Ordinary shares

B

307

322.25

Ordinary shares

S

1158

322.25

Ordinary shares

S

513

322.20

Ordinary shares

B

251

322.15

Ordinary shares

S

513

322.15

Ordinary shares

B

6046

322.10

Ordinary shares

S

513

322.10

Ordinary shares

B

1678

322.05

Ordinary shares

B

29080

322.00

Ordinary shares

B

577

321.95

Ordinary shares

S

18561

321.95

Ordinary shares

B

4996

321.90

Ordinary shares

B

1853

321.85

Ordinary shares

S

542

321.85

Ordinary shares

B

826

321.80

Ordinary shares

S

1097

321.80

Ordinary shares

B

1631

321.75

Ordinary shares

S

1037

321.75

Ordinary shares

B

752

321.70

Ordinary shares

S

1452

321.70

Ordinary shares

B

500

321.65

Ordinary shares

S

250

321.65

Ordinary shares

B

928

321.60

Ordinary shares

S

251

321.60

Ordinary shares

B

1406

321.45

Ordinary shares

B

13704

321.42

Ordinary shares

S

13704

321.42

Ordinary shares

B

251

321.35

Ordinary shares

B

1247

321.25

Ordinary shares

B

2225

321.20

Ordinary shares

B

2722

321.15

Ordinary shares

B

254

321.10

Ordinary shares

B

511

321.05

Ordinary shares

B

3535

321.00

Ordinary shares

S

2516

321.00

Ordinary shares

B

751

320.95

Ordinary shares

B

10860

320.90

Ordinary shares

B

251

320.85

Ordinary shares

B

939

320.75

Ordinary shares

S

495

320.75

Ordinary shares

B

4641

320.65

Ordinary shares

S

3384

320.65

Ordinary shares

B

700

320.60

Ordinary shares

S

500

320.55

Ordinary shares

B

504

320.50

Ordinary shares

S

1001

320.50

Ordinary shares

B

5566

320.45

Ordinary shares

S

908

320.45

Ordinary shares

B

2282

320.40

Ordinary shares

B

1600

320.35

Ordinary shares

S

251

320.35

Ordinary shares

B

991

320.25

Ordinary shares

S

2174

320.25

Ordinary shares

S

1549

320.20

Ordinary shares

B

1774

320.15

Ordinary shares

S

506

320.15

Ordinary shares

B

3927

320.10

Ordinary shares

S

564

320.10

Ordinary shares

B

251

320.05

Ordinary shares

S

252

320.05

Ordinary shares

B

764

320.03

Ordinary shares

S

764

320.03

Ordinary shares

B

9102

320.00

Ordinary shares

S

1004

320.00

Ordinary shares

B

405

319.95

Ordinary shares

S

5740

319.95

Ordinary shares

S

2649

319.90

Ordinary shares

B

252

319.85

Ordinary shares

S

1156

319.85

Ordinary shares

S

9146

319.80

Ordinary shares

B

281

319.75

Ordinary shares

S

3515

319.75

Ordinary shares

B

251

319.70

Ordinary shares

S

6548

319.70

Ordinary shares

S

477

319.65

Ordinary shares

B

213

319.60

Ordinary shares

S

1752

319.60

Ordinary shares

B

252

319.55

Ordinary shares

S

5642

319.55

Ordinary shares

B

510

319.50

Ordinary shares

S

802

319.50

Ordinary shares

B

1488

319.45

Ordinary shares

S

970

319.45

Ordinary shares

B

95518

319.44

Ordinary shares

S

95518

319.44

Ordinary shares

B

1322

319.40

Ordinary shares

S

569

319.40

Ordinary shares

S

1005

319.35

Ordinary shares

S

2974

319.30

Ordinary shares

B

1470

319.25

Ordinary shares

S

252

319.25

Ordinary shares

S

420

319.20

Ordinary shares

B

630

319.15

Ordinary shares

S

810

319.15

Ordinary shares

B

449

319.10

Ordinary shares

S

1582

319.10

Ordinary shares

B

1058

319.05

Ordinary shares

S

1697

319.05

Ordinary shares

B

504

319.00

Ordinary shares

S

800

319.00

Ordinary shares

S

380

318.95

Ordinary shares

B

573

318.90

Ordinary shares

S

1000

318.90

Ordinary shares

S

634

318.85

Ordinary shares

S

3237

318.80

Ordinary shares

B

12085

318.77

Ordinary shares

S

12085

318.77

Ordinary shares

B

506

318.75

Ordinary shares

B

311

318.60

Ordinary shares

B

253

318.55

Ordinary shares

S

1695

318.55

Ordinary shares

B

28

318.45

Ordinary shares

S

533

318.35

Ordinary shares

S

893

318.30

Ordinary shares

S

252

318.25

Ordinary shares

S

878

318.20

Ordinary shares

B

145802

318.08

Ordinary shares

S

145802

318.08

Ordinary shares

B

949

318.03

Ordinary shares

S

949

318.03

Ordinary shares

B

108047

318.02

Ordinary shares

S

108047

318.02

Ordinary shares

B

67088

317.91

Ordinary shares

S

67088

317.91

Ordinary shares

S

915

317.90

Ordinary shares

S

2957

317.85

Ordinary shares

S

379

317.80

Ordinary shares

B

374

317.75

Ordinary shares

S

2012

317.75

Ordinary shares

B

253

317.70

Ordinary shares

S

647

317.65

Ordinary shares

S

295

317.60

Ordinary shares

B

2641

317.58

Ordinary shares

S

2641

317.58

Ordinary shares

B

1876

317.55

Ordinary shares

S

509

317.55

Ordinary shares

B

5700

317.53

Ordinary shares

S

5700

317.53

Ordinary shares

B

4030

317.50

Ordinary shares

S

5930

317.50

Ordinary shares

B

1500

317.45

Ordinary shares

S

4530

317.45

Ordinary shares

B

761

317.40

Ordinary shares

S

1411

317.40

Ordinary shares

B

1471

317.35

Ordinary shares

S

2002

317.35

Ordinary shares

B

41

317.34

Ordinary shares

S

41

317.34

Ordinary shares

B

6816

317.30

Ordinary shares

S

8824

317.30

Ordinary shares

B

1780

317.25

Ordinary shares

S

15100

317.25

Ordinary shares

B

1103

317.20

Ordinary shares

S

3811

317.20

Ordinary shares

S

5150

317.15

Ordinary shares

B

509

317.10

Ordinary shares

S

3160

317.10

Ordinary shares

B

762

317.05

Ordinary shares

S

9910

317.05

Ordinary shares

B

275

317.00

Ordinary shares

S

6779

317.00

Ordinary shares

B

939

316.98

Ordinary shares

S

939

316.98

Ordinary shares

B

561

316.95

Ordinary shares

S

254

316.95

Ordinary shares

B

255

316.90

Ordinary shares

S

1472

316.90

Ordinary shares

B

510

316.85

Ordinary shares

S

3372

316.85

Ordinary shares

B

509

316.80

Ordinary shares

B

508

316.75

Ordinary shares

S

2687

316.75

Ordinary shares

B

1489

316.70

Ordinary shares

S

4589

316.70

Ordinary shares

B

1782

316.65

Ordinary shares

S

9153

316.65

Ordinary shares

B

1244

316.60

Ordinary shares

S

4182

316.60

Ordinary shares

B

2391

316.55

Ordinary shares

S

2160

316.55

Ordinary shares

B

172

316.50

Ordinary shares

S

3382

316.50

Ordinary shares

B

472

316.45

Ordinary shares

S

5805

316.45

Ordinary shares

B

1660

316.40

Ordinary shares

B

307

316.35

Ordinary shares

S

1856

316.35

Ordinary shares

S

3508

316.30

Ordinary shares

B

337

316.25

Ordinary shares

S

39801

316.25

Ordinary shares

B

1018

316.20

Ordinary shares

S

5419

316.20

Ordinary shares

B

254

316.15

Ordinary shares

S

5834

316.15

Ordinary shares

B

541

316.10

Ordinary shares

S

5880

316.10

Ordinary shares

S

4014

316.05

Ordinary shares

S

8885

316.02

Ordinary shares

B

256

316.00

Ordinary shares

S

4114

316.00

Ordinary shares

B

511

315.95

Ordinary shares

S

522

315.95

Ordinary shares

B

1268

315.90

Ordinary shares

S

371

315.90

Ordinary shares

B

3530

315.85

Ordinary shares

S

2718

315.85

Ordinary shares

B

508

315.80

Ordinary shares

S

404

315.80

Ordinary shares

B

511

315.75

Ordinary shares

B

4277

315.70

Ordinary shares

S

284

315.70

Ordinary shares

B

736

315.65

Ordinary shares

S

4765

315.65

Ordinary shares

B

138184

315.60

Ordinary shares

S

108505

315.60

Ordinary shares

B

84937

315.58

Ordinary shares

S

84937

315.58

Ordinary shares

B

2766

315.55

Ordinary shares

B

1955

315.50

Ordinary shares

S

401

315.50

Ordinary shares

B

1277

315.45

Ordinary shares

S

833

315.45

Ordinary shares

B

543

315.40

Ordinary shares

B

256

315.35

Ordinary shares

S

1241

315.35

Ordinary shares

B

598

315.30

Ordinary shares

S

201

315.30

Ordinary shares

B

368

315.25

Ordinary shares

B

18891

315.22

Ordinary shares

S

18891

315.22

Ordinary shares

S

568

315.20

Ordinary shares

S

1637

315.10

Ordinary shares

B

3756

315.04

Ordinary shares

S

3756

315.04

Ordinary shares

B

3310

315.00

Ordinary shares

S

8545

315.00

Ordinary shares

S

5474

314.95

Ordinary shares

B

1072

314.90

Ordinary shares

S

4130

314.90

Ordinary shares

S

2678

314.85

Ordinary shares

B

2335

314.80

Ordinary shares

S

7915

314.80

Ordinary shares

S

7484

314.75

Ordinary shares

B

396596

314.74

Ordinary shares

S

396596

314.74

Ordinary shares

S

5336

314.70

Ordinary shares

S

8032

314.65

Ordinary shares

S

15355

314.60

Ordinary shares

S

2885

314.55

Ordinary shares

S

5689

314.50

Ordinary shares

B

257

314.45

Ordinary shares

S

937

314.45

Ordinary shares

S

6921

314.40

Ordinary shares

S

1024

314.35

Ordinary shares

S

512

314.30

Ordinary shares

S

513

314.25

Ordinary shares

B

639

314.20

Ordinary shares

S

928

314.20

Ordinary shares

S

1995

314.15

Ordinary shares

S

5497

314.10

Ordinary shares

B

598

314.05

Ordinary shares

S

3083

314.05

Ordinary shares

S

23765

314.00

Ordinary shares

B

695

313.95

Ordinary shares

S

2736

313.95

Ordinary shares

S

5708

313.90

Ordinary shares

S

4164

313.85

Ordinary shares

B

766

313.80

Ordinary shares

S

22027

313.80

Ordinary shares

B

3804

313.75

Ordinary shares

S

15747

313.75

Ordinary shares

B

155

313.70

Ordinary shares

S

1283

313.70

Ordinary shares

B

262

313.65

Ordinary shares

S

5377

313.65

Ordinary shares

S

6416

313.60

Ordinary shares

B

4229

313.59

Ordinary shares

S

4229

313.59

Ordinary shares

B

4986

313.57

Ordinary shares

S

4986

313.57

Ordinary shares

S

1195

313.55

Ordinary shares

B

512

313.50

Ordinary shares

S

7126

313.50

Ordinary shares

B

330

313.45

Ordinary shares

S

4330

313.45

Ordinary shares

B

256

313.40

Ordinary shares

S

5340

313.40

Ordinary shares

S

2533

313.35

Ordinary shares

B

139205

313.30

Ordinary shares

S

138780

313.30

Ordinary shares

B

1931

313.25

Ordinary shares

S

1749

313.25

Ordinary shares

B

3856

313.20

Ordinary shares

S

8479

313.20

Ordinary shares

B

8442

313.15

Ordinary shares

S

10908

313.15

Ordinary shares

S

1270

313.10

Ordinary shares

B

257

313.05

Ordinary shares

S

13576

313.05

Ordinary shares

B

2742

313.00

Ordinary shares

S

33894

313.00

Ordinary shares

S

24059

312.95

Ordinary shares

S

34662

312.90

Ordinary shares

B

2032

312.88

Ordinary shares

S

8337

312.85

Ordinary shares

B

298

312.80

Ordinary shares

S

1664

312.80

Ordinary shares

B

838

312.75

Ordinary shares

S

5313

312.75

Ordinary shares

B

351

312.73

Ordinary shares

S

3120

312.70

Ordinary shares

S

5600

312.65

Ordinary shares

B

1184

312.60

Ordinary shares

S

5238

312.60

Ordinary shares

B

258

312.55

Ordinary shares

B

560

312.50

Ordinary shares

S

8605

312.50

Ordinary shares

B

722

312.49

Ordinary shares

S

722

312.49

Ordinary shares

B

257

312.45

Ordinary shares

S

1796

312.45

Ordinary shares

B

258

312.40

Ordinary shares

B

259

312.35

Ordinary shares

S

8844

312.35

Ordinary shares

S

3402

312.30

Ordinary shares

B

49

312.28

Ordinary shares

B

1149

312.25

Ordinary shares

S

2500

312.25

Ordinary shares

B

289

312.20

Ordinary shares

S

11948

312.20

Ordinary shares

B

900

312.15

Ordinary shares

S

10870

312.15

Ordinary shares

B

2480

312.10

Ordinary shares

S

6214

312.10

Ordinary shares

B

777

312.05

Ordinary shares

S

3360

312.05

Ordinary shares

S

3211

312.00

Ordinary shares

S

4109

311.95

Ordinary shares

S

3584

311.90

Ordinary shares

S

277

311.85

Ordinary shares

S

3741

311.80

Ordinary shares

S

2966

311.75

Ordinary shares

B

694

311.70

Ordinary shares

S

4805

311.70

Ordinary shares

S

1329

311.65

 

Total Purchases 1,466,425

Total Sales: 2,026,686

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

6-July-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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