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Form 8.5 (EPT/NON-RI) Glencore International Plc

8th Mar 2012 08:22

RNS Number : 9477Y
Nomura International PLC (EPT)
08 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

07 March 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,221,159

0.061

2,413,017

0.035

(2) Derivatives (other than options):

1,298,040

0.035

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,221,159

0.061

3,711,057

0.070

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,000,000

0.087

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

2,000,000

0.087

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

380

3.9695

Ordinary shares

Purchase

4,127

3.9700

Ordinary shares

Purchase

1,874

3.9725

Ordinary shares

Purchase

1,569

3.9730

Ordinary shares

Purchase

634

3.9740

Ordinary shares

Purchase

6,566

3.9745

Ordinary shares

Purchase

380

3.9750

Ordinary shares

Purchase

345

3.9765

Ordinary shares

Purchase

4,053

3.9770

Ordinary shares

Purchase

4,226

3.9775

Ordinary shares

Purchase

700

3.9785

Ordinary shares

Purchase

3,338

3.9790

Ordinary shares

Purchase

3,627

3.9795

Ordinary shares

Purchase

5,042

3.9800

Ordinary shares

Purchase

5,034

3.9805

Ordinary shares

Purchase

1,246

3.9810

Ordinary shares

Purchase

4,551

3.9815

Ordinary shares

Purchase

2,091

3.9820

Ordinary shares

Purchase

7,498

3.9825

Ordinary shares

Purchase

1,674

3.9835

Ordinary shares

Purchase

3,946

3.9840

Ordinary shares

Purchase

2,197

3.9845

Ordinary shares

Purchase

2,226

3.9850

Ordinary shares

Purchase

3,443

3.9855

Ordinary shares

Purchase

575

3.9860

Ordinary shares

Purchase

2,279

3.9865

Ordinary shares

Purchase

7,864

3.9870

Ordinary shares

Purchase

23,019

3.9875

Ordinary shares

Purchase

2,430

3.9880

Ordinary shares

Purchase

5,765

3.9885

Ordinary shares

Purchase

4,345

3.9890

Ordinary shares

Purchase

11,060

3.9895

Ordinary shares

Purchase

41,792

3.9900

Ordinary shares

Purchase

9,170

3.9905

Ordinary shares

Purchase

1,263

3.9910

Ordinary shares

Purchase

8,132

3.9915

Ordinary shares

Purchase

8,874

3.9920

Ordinary shares

Purchase

521

3.9925

Ordinary shares

Purchase

6,419

3.9930

Ordinary shares

Purchase

2,488

3.9935

Ordinary shares

Purchase

3,309

3.9940

Ordinary shares

Purchase

4,773

3.9945

Ordinary shares

Purchase

11,609

3.9950

Ordinary shares

Purchase

4,741

3.9955

Ordinary shares

Purchase

2,222

3.9960

Ordinary shares

Purchase

16,604

3.9965

Ordinary shares

Purchase

4,066

3.9970

Ordinary shares

Purchase

10,983

3.9975

Ordinary shares

Purchase

220,817

3.9980

Ordinary shares

Purchase

13,754

3.9985

Ordinary shares

Purchase

10,751

3.9990

Ordinary shares

Purchase

4,463

3.9995

Ordinary shares

Purchase

49,062

4.0000

Ordinary shares

Purchase

10,936

4.0005

Ordinary shares

Purchase

8,864

4.0010

Ordinary shares

Purchase

26,677

4.0015

Ordinary shares

Purchase

17,611

4.0020

Ordinary shares

Purchase

4,613

4.0025

Ordinary shares

Purchase

8,112

4.0030

Ordinary shares

Purchase

4,239

4.0035

Ordinary shares

Purchase

9,404

4.0040

Ordinary shares

Purchase

6,264

4.0045

Ordinary shares

Purchase

29,566

4.0050

Ordinary shares

Purchase

43,698

4.0055

Ordinary shares

Purchase

16,527

4.0060

Ordinary shares

Purchase

5,350

4.0065

Ordinary shares

Purchase

10,906

4.0070

Ordinary shares

Purchase

12,265

4.0075

Ordinary shares

Purchase

11,774

4.0080

Ordinary shares

Purchase

3,722

4.0085

Ordinary shares

Purchase

8,040

4.0090

Ordinary shares

Purchase

3,281

4.0095

Ordinary shares

Purchase

2,770

4.0098

Ordinary shares

Purchase

35,921

4.0100

Ordinary shares

Purchase

10,952

4.0105

Ordinary shares

Purchase

20,794

4.0110

Ordinary shares

Purchase

11,826

4.0115

Ordinary shares

Purchase

3,639

4.0120

Ordinary shares

Purchase

12,182

4.0125

Ordinary shares

Purchase

15,095

4.0130

Ordinary shares

Purchase

2,993

4.0135

Ordinary shares

Purchase

3,706

4.0140

Ordinary shares

Purchase

6,779

4.0145

Ordinary shares

Purchase

20,061

4.0150

Ordinary shares

Purchase

12,396

4.0155

Ordinary shares

Purchase

9,222

4.0160

Ordinary shares

Purchase

4,608

4.0165

Ordinary shares

Purchase

4,124

4.0170

Ordinary shares

Purchase

5,184

4.0175

Ordinary shares

Purchase

12,645

4.0180

Ordinary shares

Purchase

8,172

4.0185

Ordinary shares

Purchase

9,597

4.0190

Ordinary shares

Purchase

3,227

4.0195

Ordinary shares

Purchase

18,363

4.0200

Ordinary shares

Purchase

367,601

4.0201

Ordinary shares

Purchase

5,174

4.0205

Ordinary shares

Purchase

11,113

4.0210

Ordinary shares

Purchase

3,572

4.0215

Ordinary shares

Purchase

17,258

4.0220

Ordinary shares

Purchase

219,231

4.0225

Ordinary shares

Purchase

24,251

4.0230

Ordinary shares

Purchase

11,684

4.0235

Ordinary shares

Purchase

1,950

4.0240

Ordinary shares

Purchase

10,226

4.0245

Ordinary shares

Purchase

18,906

4.0250

Ordinary shares

Purchase

314

4.0255

Ordinary shares

Purchase

4,754

4.0260

Ordinary shares

Purchase

1,512

4.0270

Ordinary shares

Purchase

7,491

4.0275

Ordinary shares

Purchase

6,722

4.0280

Ordinary shares

Purchase

6,067

4.0285

Ordinary shares

Purchase

3,953

4.0290

Ordinary shares

Purchase

1,737

4.0295

Ordinary shares

Purchase

8,678

4.0300

Ordinary shares

Purchase

7,726

4.0305

Ordinary shares

Purchase

195

4.0325

Ordinary shares

Purchase

1,757

4.0330

Ordinary shares

Purchase

885

4.0335

Ordinary shares

Purchase

2,727

4.0340

Ordinary shares

Purchase

13,091

4.0350

Ordinary shares

Purchase

1,379

4.0365

Ordinary shares

Purchase

2,410

4.0375

Ordinary shares

Purchase

952

4.0390

Ordinary shares

Purchase

973

4.0400

Ordinary shares

Purchase

1,320

4.0405

Ordinary shares

Purchase

9,167

4.0425

Ordinary shares

Purchase

473

4.0430

Ordinary shares

Purchase

143

4.0435

Ordinary shares

Purchase

7,378

4.0450

Ordinary shares

Purchase

1,843

4.0480

Ordinary shares

Purchase

827

4.0495

Ordinary shares

Purchase

5,239

4.0500

Ordinary shares

Sale

4,173

3.9695

Ordinary shares

Sale

1,921

3.9700

Ordinary shares

Sale

1,291

3.9715

Ordinary shares

Sale

2,291

3.9745

Ordinary shares

Sale

1,543

3.9750

Ordinary shares

Sale

1,002

3.9765

Ordinary shares

Sale

6,722

3.9770

Ordinary shares

Sale

3,723

3.9785

Ordinary shares

Sale

3,190

3.9790

Ordinary shares

Sale

3,208

3.9795

Ordinary shares

Sale

44,959

3.9800

Ordinary shares

Sale

5,118

3.9805

Ordinary shares

Sale

1,811

3.9810

Ordinary shares

Sale

3,671

3.9815

Ordinary shares

Sale

6,617

3.9820

Ordinary shares

Sale

1,048

3.9825

Ordinary shares

Sale

7,497

3.9830

Ordinary shares

Sale

16,525

3.9835

Ordinary shares

Sale

5,866

3.9840

Ordinary shares

Sale

5,525

3.9845

Ordinary shares

Sale

8,414

3.9850

Ordinary shares

Sale

1,084

3.9855

Ordinary shares

Sale

23,213

3.9860

Ordinary shares

Sale

2,400

3.9865

Ordinary shares

Sale

1,344

3.9870

Ordinary shares

Sale

13,566

3.9875

Ordinary shares

Sale

2,987

3.9880

Ordinary shares

Sale

10,402

3.9885

Ordinary shares

Sale

17,912

3.9890

Ordinary shares

Sale

11,622

3.9895

Ordinary shares

Sale

100,702

3.9900

Ordinary shares

Sale

4,312

3.9905

Ordinary shares

Sale

5,949

3.9910

Ordinary shares

Sale

1,679

3.9915

Ordinary shares

Sale

5,678

3.9920

Ordinary shares

Sale

4,973

3.9925

Ordinary shares

Sale

500

3.9930

Ordinary shares

Sale

3,541

3.9935

Ordinary shares

Sale

6,954

3.9940

Ordinary shares

Sale

28,002

3.9945

Ordinary shares

Sale

4,626

3.9950

Ordinary shares

Sale

1,188

3.9955

Ordinary shares

Sale

7,607

3.9960

Ordinary shares

Sale

4,776

3.9965

Ordinary shares

Sale

4,233

3.9970

Ordinary shares

Sale

10,706

3.9975

Ordinary shares

Sale

26,856

3.9980

Ordinary shares

Sale

8,501

3.9985

Ordinary shares

Sale

11,924

3.9986

Ordinary shares

Sale

10,016

3.9990

Ordinary shares

Sale

18,261

3.9995

Ordinary shares

Sale

50,274

4.0000

Ordinary shares

Sale

12,910

4.0005

Ordinary shares

Sale

8,866

4.0010

Ordinary shares

Sale

7,922

4.0015

Ordinary shares

Sale

23,186

4.0020

Ordinary shares

Sale

35,591

4.0025

Ordinary shares

Sale

23,297

4.0030

Ordinary shares

Sale

7,933

4.0035

Ordinary shares

Sale

8,542

4.0040

Ordinary shares

Sale

13,980

4.0045

Ordinary shares

Sale

11,691

4.0050

Ordinary shares

Sale

8,769

4.0055

Ordinary shares

Sale

3,886

4.0060

Ordinary shares

Sale

877

4.0065

Ordinary shares

Sale

4,672

4.0070

Ordinary shares

Sale

3,574

4.0075

Ordinary shares

Sale

3,669

4.0080

Ordinary shares

Sale

4,718

4.0085

Ordinary shares

Sale

1,317

4.0090

Ordinary shares

Sale

2,000

4.0094

Ordinary shares

Sale

1,450

4.0095

Ordinary shares

Sale

21,400

4.0100

Ordinary shares

Sale

730

4.0105

Ordinary shares

Sale

3,038

4.0110

Ordinary shares

Sale

4,736

4.0115

Ordinary shares

Sale

6,912

4.0120

Ordinary shares

Sale

1,700

4.0120

Ordinary shares

Sale

16,900

4.0125

Ordinary shares

Sale

2,260

4.0130

Ordinary shares

Sale

8,134

4.0135

Ordinary shares

Sale

10,797

4.0140

Ordinary shares

Sale

3,985

4.0145

Ordinary shares

Sale

835

4.0150

Ordinary shares

Sale

42,106

4.0155

Ordinary shares

Sale

4,202

4.0160

Ordinary shares

Sale

21,183

4.0165

Ordinary shares

Sale

2,147

4.0170

Ordinary shares

Sale

1,416

4.0175

Ordinary shares

Sale

5,656

4.0180

Ordinary shares

Sale

6,447

4.0185

Ordinary shares

Sale

16,820

4.0190

Ordinary shares

Sale

3,060

4.0195

Ordinary shares

Sale

42,355

4.0200

Ordinary shares

Sale

5,692

4.0205

Ordinary shares

Sale

13,943

4.0210

Ordinary shares

Sale

8,805

4.0215

Ordinary shares

Sale

6,312

4.0220

Ordinary shares

Sale

110,000

4.0222

Ordinary shares

Sale

241,942

4.0225

Ordinary shares

Sale

7,332

4.0230

Ordinary shares

Sale

3,951

4.0235

Ordinary shares

Sale

2,563

4.0245

Ordinary shares

Sale

3,655

4.0250

Ordinary shares

Sale

2,157

4.0255

Ordinary shares

Sale

5,816

4.0260

Ordinary shares

Sale

2,601

4.0265

Ordinary shares

Sale

6,325

4.0270

Ordinary shares

Sale

1,407

4.0275

Ordinary shares

Sale

22,031

4.0280

Ordinary shares

Sale

20,355

4.0285

Ordinary shares

Sale

1,114

4.0290

Ordinary shares

Sale

7,730

4.0295

Ordinary shares

Sale

64,877

4.0300

Ordinary shares

Sale

8,060

4.0305

Ordinary shares

Sale

5,917

4.0310

Ordinary shares

Sale

1,982

4.0315

Ordinary shares

Sale

52,868

4.0330

Ordinary shares

Sale

798

4.0335

Ordinary shares

Sale

5,194

4.0340

Ordinary shares

Sale

2,325

4.0355

Ordinary shares

Sale

14,936

4.0360

Ordinary shares

Sale

3,080

4.0375

Ordinary shares

Sale

6,047

4.0385

Ordinary shares

Sale

7,703

4.0390

Ordinary shares

Sale

1,791

4.0395

Ordinary shares

Sale

10,601

4.0400

Ordinary shares

Sale

500

4.0410

Ordinary shares

Sale

1,250

4.0460

Ordinary shares

Sale

404

4.0475

Ordinary shares

Sale

3,436

4.0480

Ordinary shares

Sale

2,473

4.0490

Ordinary shares

Sale

2,415

4.0495

Ordinary shares

Sale

13,203

4.0500

Ordinary shares

Sale

1,351

4.0505

Ordinary shares

Sale

500

4.0520

Ordinary shares

Sale

5,983

4.0535

 

 

 

Total Buy - 1,830,701

Total Sell - 1,648,997

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Reducing short

204,388

3.9695 - 4.0535

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

08/03/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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