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Form 8.5 (EPT/NON-RI) - Glencore International Plc

18th Apr 2012 11:54

RNS Number : 5928B
Credit Suisse Securities (Eur) Ltd
18 April 2012
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

17-April-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,331,195

0.077

4,855,088

0.070

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

5,331,195

0.077

4,855,088

0.070

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

6224

409.95

Ordinary shares

S

316

409.90

Ordinary shares

S

521

409.80

Ordinary shares

B

1007178

409.75

Ordinary shares

S

540957

409.75

Ordinary shares

B

53385

409.70

Ordinary shares

S

58679

409.70

Ordinary shares

B

203

409.65

Ordinary shares

S

10138

409.65

Ordinary shares

B

849

409.55

Ordinary shares

B

860

409.40

Ordinary shares

S

522

409.40

Ordinary shares

B

971

409.35

Ordinary shares

S

800

409.35

Ordinary shares

B

214

409.30

Ordinary shares

S

6624

409.30

Ordinary shares

B

4008

409.25

Ordinary shares

S

4558

409.25

Ordinary shares

B

356

409.23

Ordinary shares

B

1670

409.20

Ordinary shares

S

14146

409.20

Ordinary shares

B

331

409.18

Ordinary shares

B

3779

409.15

Ordinary shares

S

3943

409.15

Ordinary shares

B

749

409.10

Ordinary shares

S

7649

409.10

Ordinary shares

B

2114

409.05

Ordinary shares

S

2381

409.05

Ordinary shares

B

4087

409.00

Ordinary shares

S

4128

409.00

Ordinary shares

B

674

408.98

Ordinary shares

B

32049

408.96

Ordinary shares

S

32049

408.96

Ordinary shares

B

3062

408.95

Ordinary shares

S

4946

408.95

Ordinary shares

B

1480

408.93

Ordinary shares

B

405

408.90

Ordinary shares

S

14479

408.90

Ordinary shares

B

461

408.88

Ordinary shares

B

1208

408.85

Ordinary shares

S

7677

408.85

Ordinary shares

B

416

408.80

Ordinary shares

S

7269

408.80

Ordinary shares

B

203

408.75

Ordinary shares

S

1297

408.75

Ordinary shares

B

1214

408.70

Ordinary shares

S

878

408.70

Ordinary shares

B

4868

408.67

Ordinary shares

S

4868

408.67

Ordinary shares

B

811

408.65

Ordinary shares

S

2605

408.65

Ordinary shares

B

1215

408.60

Ordinary shares

B

203

408.55

Ordinary shares

B

811

408.50

Ordinary shares

S

660

408.50

Ordinary shares

B

610

408.45

Ordinary shares

S

1935

408.45

Ordinary shares

B

609

408.40

Ordinary shares

S

1797

408.40

Ordinary shares

B

422

408.35

Ordinary shares

S

6368

408.35

Ordinary shares

B

407

408.30

Ordinary shares

S

916

408.30

Ordinary shares

B

202

408.25

Ordinary shares

S

2399

408.25

Ordinary shares

B

202

408.20

Ordinary shares

S

2886

408.20

Ordinary shares

B

202

408.15

Ordinary shares

S

1713

408.15

Ordinary shares

B

202

408.10

Ordinary shares

S

2480

408.10

Ordinary shares

B

202

408.05

Ordinary shares

B

7300

408.02

Ordinary shares

S

7300

408.02

Ordinary shares

B

263

408.00

Ordinary shares

B

406

407.90

Ordinary shares

B

203

407.80

Ordinary shares

S

1921

407.70

Ordinary shares

S

42

407.65

Ordinary shares

B

832

407.50

Ordinary shares

S

7324

407.45

Ordinary shares

B

97002

407.42

Ordinary shares

S

97002

407.42

Ordinary shares

B

862

407.30

Ordinary shares

S

8796

407.30

Ordinary shares

S

225

407.25

Ordinary shares

B

984

407.15

Ordinary shares

S

2256

407.15

Ordinary shares

S

2760

407.10

Ordinary shares

S

1880

406.75

Ordinary shares

B

732

406.70

Ordinary shares

S

2032

406.70

Ordinary shares

S

204

406.45

Ordinary shares

B

204

406.35

Ordinary shares

B

203

406.25

Ordinary shares

S

203

406.25

Ordinary shares

B

3355

406.23

Ordinary shares

S

3355

406.23

Ordinary shares

S

346

406.15

Ordinary shares

B

293

406.13

Ordinary shares

B

1494

406.11

Ordinary shares

S

1494

406.11

Ordinary shares

B

2415

406.10

Ordinary shares

S

1962

406.10

Ordinary shares

B

409

406.05

Ordinary shares

S

6182

406.05

Ordinary shares

B

817

406.00

Ordinary shares

S

3302

406.00

Ordinary shares

B

204

405.95

Ordinary shares

S

654

405.95

Ordinary shares

B

694

405.90

Ordinary shares

S

964

405.90

Ordinary shares

B

7068

405.89

Ordinary shares

S

7068

405.89

Ordinary shares

B

867

405.85

Ordinary shares

S

4022

405.85

Ordinary shares

B

209

405.83

Ordinary shares

B

409

405.80

Ordinary shares

S

6000

405.80

Ordinary shares

B

449

405.78

Ordinary shares

S

2909

405.75

Ordinary shares

S

7144

405.70

Ordinary shares

B

2431

405.66

Ordinary shares

S

2431

405.66

Ordinary shares

B

204

405.65

Ordinary shares

S

11752

405.65

Ordinary shares

B

817

405.60

Ordinary shares

S

533

405.60

Ordinary shares

S

164

405.58

Ordinary shares

B

205

405.55

Ordinary shares

S

1489

405.55

Ordinary shares

B

408

405.50

Ordinary shares

S

9607

405.50

Ordinary shares

B

815

405.45

Ordinary shares

S

14669

405.45

Ordinary shares

B

1427

405.40

Ordinary shares

S

4673

405.40

Ordinary shares

B

409

405.35

Ordinary shares

S

7592

405.35

Ordinary shares

B

11675

405.33

Ordinary shares

S

11635

405.33

Ordinary shares

B

313374

405.30

Ordinary shares

S

315228

405.30

Ordinary shares

B

1021

405.25

Ordinary shares

S

2244

405.25

Ordinary shares

B

614

405.20

Ordinary shares

S

1977

405.20

Ordinary shares

B

613

405.15

Ordinary shares

B

209

405.13

Ordinary shares

B

1146

405.10

Ordinary shares

S

205

405.10

Ordinary shares

B

409

405.05

Ordinary shares

S

3206

405.05

Ordinary shares

B

282

405.00

Ordinary shares

S

2895

405.00

Ordinary shares

S

1251

404.95

Ordinary shares

B

1591

404.90

Ordinary shares

S

2289

404.90

Ordinary shares

B

69983

404.88

Ordinary shares

S

69983

404.88

Ordinary shares

B

408

404.85

Ordinary shares

S

5684

404.85

Ordinary shares

B

266

404.83

Ordinary shares

B

881

404.80

Ordinary shares

S

2130

404.80

Ordinary shares

B

300

404.75

Ordinary shares

S

2411

404.75

Ordinary shares

B

409

404.70

Ordinary shares

S

9803

404.70

Ordinary shares

B

295

404.68

Ordinary shares

B

206

404.65

Ordinary shares

S

2358

404.65

Ordinary shares

S

321

404.63

Ordinary shares

B

24

404.60

Ordinary shares

S

410

404.60

Ordinary shares

B

839

404.58

Ordinary shares

B

205

404.55

Ordinary shares

S

615

404.55

Ordinary shares

B

1682

404.50

Ordinary shares

S

204

404.50

Ordinary shares

B

2502

404.45

Ordinary shares

S

7006

404.45

Ordinary shares

B

409

404.40

Ordinary shares

S

3801

404.40

Ordinary shares

B

644

404.35

Ordinary shares

S

205

404.35

Ordinary shares

B

411

404.30

Ordinary shares

S

5082

404.30

Ordinary shares

B

387

404.25

Ordinary shares

S

3118

404.25

Ordinary shares

B

409

404.20

Ordinary shares

S

616

404.20

Ordinary shares

S

972

404.15

Ordinary shares

B

457

404.10

Ordinary shares

S

2849

404.10

Ordinary shares

B

204

404.05

Ordinary shares

S

206

404.05

Ordinary shares

S

931

404.00

Ordinary shares

B

415

403.95

Ordinary shares

S

1024

403.95

Ordinary shares

B

687

403.90

Ordinary shares

S

916

403.90

Ordinary shares

B

29912

403.88

Ordinary shares

S

29912

403.88

Ordinary shares

B

206

403.85

Ordinary shares

S

408

403.85

Ordinary shares

B

1061

403.80

Ordinary shares

S

206

403.80

Ordinary shares

B

743

403.75

Ordinary shares

S

206

403.75

Ordinary shares

B

206

403.70

Ordinary shares

S

410

403.70

Ordinary shares

B

822

403.65

Ordinary shares

S

409

403.65

Ordinary shares

B

2101

403.60

Ordinary shares

S

205

403.60

Ordinary shares

B

820

403.55

Ordinary shares

S

411

403.55

Ordinary shares

B

945

403.50

Ordinary shares

S

410

403.50

Ordinary shares

B

1672

403.45

Ordinary shares

S

411

403.45

Ordinary shares

B

640

403.40

Ordinary shares

S

410

403.40

Ordinary shares

B

504

403.35

Ordinary shares

S

409

403.35

Ordinary shares

B

621

403.30

Ordinary shares

S

411

403.25

Ordinary shares

B

410

403.20

Ordinary shares

S

215

403.20

Ordinary shares

B

206

403.15

Ordinary shares

S

462

403.15

Ordinary shares

B

209

403.10

Ordinary shares

S

206

403.05

Ordinary shares

S

206

403.00

Ordinary shares

B

618

402.95

Ordinary shares

S

206

402.95

Ordinary shares

B

789

402.90

Ordinary shares

S

412

402.90

Ordinary shares

B

332

402.85

Ordinary shares

B

1329

402.80

Ordinary shares

S

619

402.75

Ordinary shares

B

411

402.70

Ordinary shares

S

412

402.70

Ordinary shares

B

412

402.65

Ordinary shares

S

615

402.65

Ordinary shares

B

1525

402.60

Ordinary shares

S

411

402.60

Ordinary shares

S

618

402.55

Ordinary shares

B

412

402.50

Ordinary shares

S

619

402.50

Ordinary shares

B

54805

402.45

Ordinary shares

S

55424

402.45

Ordinary shares

B

387

402.40

Ordinary shares

S

618

402.40

Ordinary shares

B

12867

402.36

Ordinary shares

S

12867

402.36

Ordinary shares

B

782

402.35

Ordinary shares

S

823

402.35

Ordinary shares

B

1135

402.30

Ordinary shares

S

618

402.30

Ordinary shares

B

413

402.25

Ordinary shares

B

414

402.20

Ordinary shares

S

453

402.20

Ordinary shares

B

206

402.15

Ordinary shares

B

1347

402.10

Ordinary shares

B

617

402.05

Ordinary shares

S

412

402.05

Ordinary shares

B

22

402.03

Ordinary shares

B

1888

402.00

Ordinary shares

S

843

402.00

Ordinary shares

B

823

401.95

Ordinary shares

S

826

401.95

Ordinary shares

B

2272

401.90

Ordinary shares

S

205

401.90

Ordinary shares

B

355

401.88

Ordinary shares

B

651

401.85

Ordinary shares

S

412

401.85

Ordinary shares

B

685

401.80

Ordinary shares

S

114

401.80

Ordinary shares

B

485

401.75

Ordinary shares

S

207

401.75

Ordinary shares

B

207

401.70

Ordinary shares

S

412

401.70

Ordinary shares

B

207

401.65

Ordinary shares

S

413

401.65

Ordinary shares

B

158

401.63

Ordinary shares

B

206

401.60

Ordinary shares

S

428

401.60

Ordinary shares

B

1646

401.59

Ordinary shares

S

1646

401.59

Ordinary shares

B

206

401.55

Ordinary shares

S

206

401.55

Ordinary shares

B

833

401.50

Ordinary shares

S

373

401.50

Ordinary shares

B

414

401.45

Ordinary shares

S

700

401.45

Ordinary shares

B

206

401.40

Ordinary shares

S

455

401.40

Ordinary shares

S

764

401.35

Ordinary shares

B

578

401.30

Ordinary shares

S

744

401.30

Ordinary shares

B

614

401.25

Ordinary shares

S

1080

401.25

Ordinary shares

B

484

401.20

Ordinary shares

S

836

401.20

Ordinary shares

B

413

401.15

Ordinary shares

S

835

401.15

Ordinary shares

B

923

401.10

Ordinary shares

S

1619

401.10

Ordinary shares

S

412

401.00

Ordinary shares

B

206

400.95

Ordinary shares

S

386

400.95

Ordinary shares

B

207

400.90

Ordinary shares

S

208

400.90

Ordinary shares

B

579

400.75

Ordinary shares

B

206

400.70

Ordinary shares

B

2466

400.65

Ordinary shares

S

207

400.65

Ordinary shares

S

556

400.55

Ordinary shares

B

414

400.50

Ordinary shares

S

206

400.50

Ordinary shares

B

207

400.45

Ordinary shares

S

935

400.40

Ordinary shares

B

307

400.35

Ordinary shares

S

206

400.35

Ordinary shares

S

568

400.25

Ordinary shares

B

324

400.00

Ordinary shares

S

500

400.00

Ordinary shares

S

950

399.95

Ordinary shares

S

13971

399.90

Ordinary shares

S

350

399.75

Ordinary shares

S

1994

399.70

Ordinary shares

B

219284

399.65

Ordinary shares

B

336

399.49

Ordinary shares

S

336

399.49

Ordinary shares

S

343

399.00

Ordinary shares

B

527

398.40

Ordinary shares

B

380

398.35

Ordinary shares

B

1279

398.30

Ordinary shares

B

348

398.00

Ordinary shares

S

4409

397.50

Ordinary shares

B

500

397.35

Ordinary shares

B

773

397.00

Ordinary shares

B

2183

396.85

Ordinary shares

B

264

396.70

Ordinary shares

S

360

396.70

Ordinary shares

B

1138

396.65

Ordinary shares

B

685

396.60

Ordinary shares

B

209

396.50

 

Total Purchases: 2,053,440

Total Sales: 1,594,865

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

18-April-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAELPFSEAEFF

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