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Form 8.5 (EPT/NON-RI) - Glencore International PLc

26th Mar 2012 12:02

RNS Number : 0738A
Credit Suisse Securities (Eur) Ltd
26 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

23-March-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

6,949,359

0.100

4,956,754

0.072

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

6,949,359

0.100

4,956,754

0.072

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

2067

408.00

Ordinary shares

S

4134

408.00

Ordinary shares

S

40

407.58

Ordinary shares

B

2109

407.20

Ordinary shares

S

4218

407.20

Ordinary shares

B

1211

407.10

Ordinary shares

B

256

406.95

Ordinary shares

B

500

406.85

Ordinary shares

B

1831

406.70

Ordinary shares

S

380

406.70

Ordinary shares

S

1055

406.65

Ordinary shares

S

1018

406.60

Ordinary shares

B

1075

406.55

Ordinary shares

B

1488

406.50

Ordinary shares

S

3540

406.50

Ordinary shares

B

2553

406.45

Ordinary shares

B

1510

406.40

Ordinary shares

S

1436

406.35

Ordinary shares

B

9504

406.30

Ordinary shares

B

310

406.25

Ordinary shares

S

41

406.25

Ordinary shares

B

1831

406.20

Ordinary shares

S

206

406.20

Ordinary shares

B

3862

406.15

Ordinary shares

B

3842

406.10

Ordinary shares

B

1306

406.05

Ordinary shares

S

205

406.05

Ordinary shares

B

205

406.00

Ordinary shares

S

310

406.00

Ordinary shares

B

1468

405.80

Ordinary shares

B

1793

405.70

Ordinary shares

B

2476

405.65

Ordinary shares

B

596

405.60

Ordinary shares

B

1289

405.40

Ordinary shares

B

412

405.35

Ordinary shares

B

2603

405.25

Ordinary shares

B

2488

405.20

Ordinary shares

S

7193

405.20

Ordinary shares

B

12486

405.19

Ordinary shares

S

12486

405.19

Ordinary shares

B

1730

405.15

Ordinary shares

S

3289

405.15

Ordinary shares

B

620

405.10

Ordinary shares

S

413

405.10

Ordinary shares

B

1047

405.05

Ordinary shares

S

4071

405.05

Ordinary shares

B

4528

405.00

Ordinary shares

S

11809

405.00

Ordinary shares

B

214276

404.95

Ordinary shares

S

107148

404.95

Ordinary shares

B

3665

404.90

Ordinary shares

S

3359

404.90

Ordinary shares

B

4865

404.88

Ordinary shares

S

4865

404.88

Ordinary shares

S

1071

404.85

Ordinary shares

B

1641

404.83

Ordinary shares

S

1641

404.83

Ordinary shares

B

2362

404.80

Ordinary shares

S

2496

404.80

Ordinary shares

B

12985

404.75

Ordinary shares

S

413

404.75

Ordinary shares

B

1166

404.73

Ordinary shares

S

1166

404.73

Ordinary shares

B

786

404.70

Ordinary shares

S

503

404.70

Ordinary shares

B

4265

404.66

Ordinary shares

S

4265

404.66

Ordinary shares

B

1678

404.65

Ordinary shares

S

2914

404.65

Ordinary shares

B

36716

404.62

Ordinary shares

S

36716

404.62

Ordinary shares

B

416

404.60

Ordinary shares

S

621

404.60

Ordinary shares

S

1182

404.55

Ordinary shares

B

3410

404.50

Ordinary shares

S

3688

404.50

Ordinary shares

B

402

404.45

Ordinary shares

B

3250

404.40

Ordinary shares

B

4193

404.35

Ordinary shares

S

207

404.35

Ordinary shares

S

206

404.30

Ordinary shares

B

1294

404.25

Ordinary shares

S

413

404.25

Ordinary shares

B

2945

404.20

Ordinary shares

S

418

404.20

Ordinary shares

B

1707

404.15

Ordinary shares

B

2038

404.10

Ordinary shares

S

642

404.10

Ordinary shares

B

3005

404.05

Ordinary shares

S

36

404.05

Ordinary shares

B

4110

404.00

Ordinary shares

B

36950

403.99

Ordinary shares

S

36950

403.99

Ordinary shares

S

832

403.95

Ordinary shares

B

2953

403.90

Ordinary shares

S

271

403.90

Ordinary shares

B

414

403.85

Ordinary shares

B

1318

403.80

Ordinary shares

S

304

403.80

Ordinary shares

B

3883

403.75

Ordinary shares

S

214

403.75

Ordinary shares

B

1008

403.70

Ordinary shares

S

567

403.70

Ordinary shares

B

14553

403.67

Ordinary shares

S

14553

403.67

Ordinary shares

S

1003

403.65

Ordinary shares

B

1162

403.60

Ordinary shares

B

1816

403.55

Ordinary shares

B

2092

403.50

Ordinary shares

S

208

403.50

Ordinary shares

B

587

403.45

Ordinary shares

B

2508

403.40

Ordinary shares

B

761

403.35

Ordinary shares

S

208

403.30

Ordinary shares

S

1025

403.25

Ordinary shares

S

415

403.20

Ordinary shares

B

166

403.19

Ordinary shares

S

166

403.19

Ordinary shares

B

207

403.15

Ordinary shares

B

1519

403.10

Ordinary shares

B

208

403.05

Ordinary shares

B

1901

403.00

Ordinary shares

B

1722

402.95

Ordinary shares

B

2168

402.90

Ordinary shares

S

1108

402.85

Ordinary shares

B

207

402.75

Ordinary shares

B

840

402.65

Ordinary shares

B

3627

402.60

Ordinary shares

S

208

402.60

Ordinary shares

B

209

402.55

Ordinary shares

S

207

402.50

Ordinary shares

B

68261

402.46

Ordinary shares

S

68261

402.46

Ordinary shares

B

1780

402.45

Ordinary shares

S

209

402.45

Ordinary shares

B

1332

402.40

Ordinary shares

B

2284

402.37

Ordinary shares

S

2284

402.37

Ordinary shares

B

1164

402.35

Ordinary shares

S

496

402.35

Ordinary shares

B

3208

402.30

Ordinary shares

S

207

402.30

Ordinary shares

B

622

402.25

Ordinary shares

B

3658

402.20

Ordinary shares

S

207

402.20

Ordinary shares

B

532

402.10

Ordinary shares

B

10500

402.07

Ordinary shares

S

10500

402.07

Ordinary shares

B

2651

402.05

Ordinary shares

B

6608

402.00

Ordinary shares

B

1112

401.95

Ordinary shares

B

209

401.90

Ordinary shares

S

209

401.90

Ordinary shares

B

6372

401.85

Ordinary shares

S

208

401.85

Ordinary shares

B

6954

401.80

Ordinary shares

B

4758

401.75

Ordinary shares

S

277

401.75

Ordinary shares

B

1517

401.70

Ordinary shares

B

714

401.65

Ordinary shares

S

208

401.65

Ordinary shares

B

6134

401.60

Ordinary shares

S

1895

401.60

Ordinary shares

B

125358

401.59

Ordinary shares

S

125358

401.59

Ordinary shares

B

2941

401.55

Ordinary shares

S

416

401.55

Ordinary shares

B

2673

401.54

Ordinary shares

B

1961

401.50

Ordinary shares

S

429

401.50

Ordinary shares

B

380

401.45

Ordinary shares

S

687

401.45

Ordinary shares

B

5916

401.40

Ordinary shares

S

529

401.40

Ordinary shares

B

1424

401.35

Ordinary shares

B

3447

401.30

Ordinary shares

S

208

401.30

Ordinary shares

B

42270

401.26

Ordinary shares

S

42270

401.26

Ordinary shares

B

208

401.25

Ordinary shares

S

2209

401.25

Ordinary shares

B

5396

401.20

Ordinary shares

B

700

401.15

Ordinary shares

S

417

401.15

Ordinary shares

B

208

401.10

Ordinary shares

S

627

401.10

Ordinary shares

B

2016

401.05

Ordinary shares

S

417

401.05

Ordinary shares

S

209

401.00

Ordinary shares

S

210

400.95

Ordinary shares

B

1214

400.90

Ordinary shares

B

2330

400.85

Ordinary shares

S

418

400.85

Ordinary shares

B

3712

400.80

Ordinary shares

B

3453

400.75

Ordinary shares

S

208

400.75

Ordinary shares

B

4291

400.70

Ordinary shares

S

209

400.70

Ordinary shares

S

209

400.65

Ordinary shares

B

60544

400.63

Ordinary shares

S

60544

400.63

Ordinary shares

B

1510

400.60

Ordinary shares

S

231

400.60

Ordinary shares

B

705

400.55

Ordinary shares

S

419

400.55

Ordinary shares

B

14622

400.54

Ordinary shares

S

14622

400.54

Ordinary shares

B

3319

400.50

Ordinary shares

S

732

400.50

Ordinary shares

B

417

400.45

Ordinary shares

S

209

400.45

Ordinary shares

B

1308

400.40

Ordinary shares

B

1038

400.35

Ordinary shares

B

1162

400.30

Ordinary shares

B

1728

400.25

Ordinary shares

B

1089

400.20

Ordinary shares

S

419

400.20

Ordinary shares

B

664

400.15

Ordinary shares

S

210

400.15

Ordinary shares

B

419

400.10

Ordinary shares

B

906

400.00

Ordinary shares

S

417

400.00

Ordinary shares

B

2225

399.95

Ordinary shares

S

443

399.95

Ordinary shares

B

22

399.90

Ordinary shares

S

210

399.90

Ordinary shares

B

152

399.85

Ordinary shares

S

209

399.85

Ordinary shares

B

3140

399.80

Ordinary shares

S

209

399.80

Ordinary shares

B

2441

399.75

Ordinary shares

S

1839

399.75

Ordinary shares

B

2300

399.70

Ordinary shares

S

1016

399.70

Ordinary shares

B

4445

399.65

Ordinary shares

S

4264

399.65

Ordinary shares

B

3848

399.60

Ordinary shares

B

4087

399.59

Ordinary shares

S

4087

399.59

Ordinary shares

B

6640

399.55

Ordinary shares

S

260

399.55

Ordinary shares

B

4145

399.50

Ordinary shares

S

839

399.50

Ordinary shares

B

1478

399.45

Ordinary shares

S

249

399.45

Ordinary shares

B

4522

399.40

Ordinary shares

B

1256

399.35

Ordinary shares

B

1357

399.30

Ordinary shares

S

481

399.25

Ordinary shares

B

1801

399.20

Ordinary shares

S

627

399.20

Ordinary shares

B

217

399.18

Ordinary shares

S

217

399.18

Ordinary shares

B

211

399.15

Ordinary shares

B

87

399.10

Ordinary shares

B

7455

399.06

Ordinary shares

S

7455

399.06

Ordinary shares

B

831

399.05

Ordinary shares

B

1517

399.00

Ordinary shares

S

1517

399.00

Ordinary shares

S

1096

398.85

Ordinary shares

B

418

398.72

Ordinary shares

S

418

398.72

Ordinary shares

S

497

398.50

Ordinary shares

B

1491

398.43

Ordinary shares

S

1491

398.43

Ordinary shares

S

231

398.40

Ordinary shares

S

210

398.35

Ordinary shares

B

669

398.30

Ordinary shares

S

1500

398.30

Ordinary shares

B

3496

398.25

Ordinary shares

S

766

398.25

Ordinary shares

B

824

398.20

Ordinary shares

B

631

398.15

Ordinary shares

S

1288

398.15

Ordinary shares

B

3575

398.10

Ordinary shares

S

1498

398.10

Ordinary shares

B

3415

398.05

Ordinary shares

S

419

398.05

Ordinary shares

B

1188

398.00

Ordinary shares

S

421

398.00

Ordinary shares

B

2048

397.95

Ordinary shares

B

2870

397.90

Ordinary shares

S

2227

397.90

Ordinary shares

B

937

397.85

Ordinary shares

B

3577

397.80

Ordinary shares

S

3533

397.80

Ordinary shares

B

1362

397.75

Ordinary shares

S

756

397.75

Ordinary shares

B

3061

397.70

Ordinary shares

S

420

397.70

Ordinary shares

B

1145

397.65

Ordinary shares

S

611

397.65

Ordinary shares

B

858

397.60

Ordinary shares

B

659

397.55

Ordinary shares

S

209

397.55

Ordinary shares

B

3414

397.50

Ordinary shares

S

1436

397.45

Ordinary shares

B

1456

397.40

Ordinary shares

S

623

397.40

Ordinary shares

B

1185

397.35

Ordinary shares

S

210

397.35

Ordinary shares

S

212

397.30

Ordinary shares

B

5005

397.20

Ordinary shares

S

846

397.20

Ordinary shares

S

633

397.15

Ordinary shares

B

1923

397.10

Ordinary shares

S

380

397.10

Ordinary shares

B

422

397.00

Ordinary shares

S

421

397.00

Ordinary shares

S

1457

396.95

Ordinary shares

B

654

396.90

Ordinary shares

B

302

396.85

Ordinary shares

S

380

396.85

Ordinary shares

S

423

396.80

Ordinary shares

B

211

396.75

Ordinary shares

S

211

396.75

Ordinary shares

B

436

396.70

Ordinary shares

B

2217

396.65

Ordinary shares

S

1197

396.65

Ordinary shares

S

991

396.60

Ordinary shares

S

422

396.30

Ordinary shares

B

1301

396.20

Ordinary shares

B

698

396.15

Ordinary shares

B

874

396.10

Ordinary shares

S

212

396.10

Ordinary shares

S

425

396.05

Ordinary shares

B

362

396.03

Ordinary shares

S

362

396.03

Ordinary shares

B

1874

396.00

Ordinary shares

S

1979

396.00

Ordinary shares

S

212

395.85

Ordinary shares

B

211

395.80

Ordinary shares

S

211

395.80

Ordinary shares

B

806

395.75

Ordinary shares

S

424

395.75

Ordinary shares

S

380

395.70

Ordinary shares

B

838

395.65

Ordinary shares

S

212

395.65

Ordinary shares

S

283

395.60

Ordinary shares

B

532

395.55

Ordinary shares

B

380

395.50

Ordinary shares

S

211

395.50

Ordinary shares

S

535

395.45

Ordinary shares

B

1423

395.30

Ordinary shares

S

211

395.30

Ordinary shares

S

212

395.25

Ordinary shares

S

211

395.20

Ordinary shares

B

343

395.00

Ordinary shares

S

1511

394.90

Ordinary shares

B

236

394.85

Ordinary shares

B

275

394.80

 

Total Purchases: 1,006,428

Total Sales: 684,793

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

26-March-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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