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Form 8.5 (EPT/NON-RI) - Glencore International Plc

3rd Sep 2012 11:49

RNS Number : 3500L

Credit Suisse Securities (Eur) Ltd

03 September 2012

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Credit Suisse Securities (Europe) Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Glencore International Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Glencore International Plc
(d) Date position held/dealing undertaken:	31-August-2012
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Yes - Xstrata Plc

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary shares
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	3,830,260	0.0553	970,779	0.0140
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:
TOTAL:	3,830,260	0.0553	970,779	0.0140

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary shares	B	221757	385.05
Ordinary shares	S	506598	385.05
Ordinary shares	B	181737	385.04
Ordinary shares	S	181737	385.04
Ordinary shares	B	14676	379.39
Ordinary shares	B	1057	375.10
Ordinary shares	S	328	375.10
Ordinary shares	B	1057	374.95
Ordinary shares	S	460	374.95
Ordinary shares	S	2657	374.90
Ordinary shares	S	1176	374.85
Ordinary shares	S	517	374.80
Ordinary shares	S	213	374.75
Ordinary shares	S	493	374.35
Ordinary shares	S	1165	374.15
Ordinary shares	S	212	374.10
Ordinary shares	B	157692	374.04
Ordinary shares	S	157692	374.04
Ordinary shares	S	1828	374.00
Ordinary shares	B	1060	373.95
Ordinary shares	S	298	373.95
Ordinary shares	S	133	373.85
Ordinary shares	B	300	373.80
Ordinary shares	B	212	373.70
Ordinary shares	S	946	373.40
Ordinary shares	B	1274	373.00
Ordinary shares	S	135	373.00
Ordinary shares	B	903	372.90
Ordinary shares	B	838	372.85
Ordinary shares	S	1941	372.85
Ordinary shares	S	214	372.80
Ordinary shares	S	731	372.65
Ordinary shares	S	1575	372.60
Ordinary shares	S	2053	372.55
Ordinary shares	B	927	372.50
Ordinary shares	S	224	372.50
Ordinary shares	B	314	372.45
Ordinary shares	S	2014	372.45
Ordinary shares	B	428	372.40
Ordinary shares	S	870	372.40
Ordinary shares	B	213	372.35
Ordinary shares	S	918	372.35
Ordinary shares	B	1064	372.30
Ordinary shares	S	1300	372.30
Ordinary shares	B	1065	372.25
Ordinary shares	S	1370	372.25
Ordinary shares	S	981	372.20
Ordinary shares	S	770	372.15
Ordinary shares	B	213	372.10
Ordinary shares	S	2113	372.10
Ordinary shares	S	838	372.05
Ordinary shares	S	1140	372.00
Ordinary shares	B	1328	371.95
Ordinary shares	S	714	371.95
Ordinary shares	B	1754	371.91
Ordinary shares	B	566	371.90
Ordinary shares	S	1405	371.90
Ordinary shares	B	1243	371.86
Ordinary shares	S	1243	371.86
Ordinary shares	B	214	371.85
Ordinary shares	S	2601	371.85
Ordinary shares	B	214	371.80
Ordinary shares	S	2013	371.80
Ordinary shares	B	640	371.75
Ordinary shares	S	2447	371.75
Ordinary shares	B	3524	371.70
Ordinary shares	S	2379	371.70
Ordinary shares	B	3980	371.65
Ordinary shares	S	3405	371.65
Ordinary shares	B	1043	371.60
Ordinary shares	S	1519	371.60
Ordinary shares	B	711	371.55
Ordinary shares	S	2241	371.55
Ordinary shares	B	547	371.50
Ordinary shares	S	641	371.50
Ordinary shares	B	2440	371.45
Ordinary shares	S	892	371.45
Ordinary shares	B	2355	371.40
Ordinary shares	S	2166	371.40
Ordinary shares	B	512	371.35
Ordinary shares	S	297	371.35
Ordinary shares	B	2775	371.30
Ordinary shares	S	614	371.30
Ordinary shares	B	428	371.25
Ordinary shares	S	1183	371.25
Ordinary shares	B	214	371.20
Ordinary shares	S	476	371.20
Ordinary shares	B	701	371.15
Ordinary shares	S	3253	371.15
Ordinary shares	B	58701	371.11
Ordinary shares	B	3517	371.10
Ordinary shares	S	1843	371.10
Ordinary shares	B	3300	371.05
Ordinary shares	S	1327	371.05
Ordinary shares	B	15168	371.00
Ordinary shares	S	531	371.00
Ordinary shares	B	1708	370.98
Ordinary shares	B	10255	370.95
Ordinary shares	S	2639	370.95
Ordinary shares	B	5154	370.90
Ordinary shares	B	2934	370.85
Ordinary shares	S	1124	370.85
Ordinary shares	B	1069	370.80
Ordinary shares	S	612	370.80
Ordinary shares	S	263	370.75
Ordinary shares	S	2691	370.70
Ordinary shares	B	1084	370.65
Ordinary shares	B	1069	370.60
Ordinary shares	B	2536	370.55
Ordinary shares	B	14675	370.51
Ordinary shares	B	170910	370.38
Ordinary shares	S	256365	370.38
Ordinary shares	B	3495	370.15
Ordinary shares	B	2672	370.10
Ordinary shares	S	1864	370.10
Ordinary shares	B	340	370.05
Ordinary shares	S	315	370.05
Ordinary shares	B	73015	370.00
Ordinary shares	S	11535	370.00
Ordinary shares	B	10606	369.95
Ordinary shares	S	12019	369.95
Ordinary shares	B	7231	369.94
Ordinary shares	S	7231	369.94
Ordinary shares	B	6765	369.93
Ordinary shares	B	10156	369.90
Ordinary shares	S	3590	369.90
Ordinary shares	B	3419	369.85
Ordinary shares	B	4571	369.80
Ordinary shares	S	1983	369.80
Ordinary shares	B	43522	369.79
Ordinary shares	S	43522	369.79
Ordinary shares	B	585	369.75
Ordinary shares	S	715	369.75
Ordinary shares	B	1722	369.70
Ordinary shares	S	21761	369.70
Ordinary shares	B	20676	369.69
Ordinary shares	S	20676	369.69
Ordinary shares	B	1783	369.63
Ordinary shares	S	2382	369.60
Ordinary shares	B	82335	369.59
Ordinary shares	S	82335	369.59
Ordinary shares	B	9066	369.55
Ordinary shares	S	2663	369.55
Ordinary shares	B	24912	369.50
Ordinary shares	S	599	369.50
Ordinary shares	B	25451	369.48
Ordinary shares	S	25451	369.48
Ordinary shares	B	4731	369.45
Ordinary shares	S	31	369.45
Ordinary shares	B	2695	369.43
Ordinary shares	B	985	369.40
Ordinary shares	S	930	369.40
Ordinary shares	B	3713	369.35
Ordinary shares	S	804	369.35
Ordinary shares	B	3119	369.30
Ordinary shares	S	3196	369.30
Ordinary shares	B	2252	369.25
Ordinary shares	B	1222	369.23
Ordinary shares	S	44371	369.23
Ordinary shares	B	3643	369.20
Ordinary shares	S	3970	369.20
Ordinary shares	B	2461	369.15
Ordinary shares	S	1845	369.15
Ordinary shares	B	3468	369.10
Ordinary shares	S	578	369.10
Ordinary shares	B	879	369.08
Ordinary shares	B	6452	369.05
Ordinary shares	S	4239	369.05
Ordinary shares	B	57	369.03
Ordinary shares	B	17861	369.00
Ordinary shares	S	8213	369.00
Ordinary shares	B	3833	368.95
Ordinary shares	S	4606	368.95
Ordinary shares	S	113	368.93
Ordinary shares	B	730	368.90
Ordinary shares	S	4940	368.90
Ordinary shares	B	5520	368.85
Ordinary shares	S	5491	368.85
Ordinary shares	B	5168	368.80
Ordinary shares	S	4880	368.80
Ordinary shares	B	26754	368.78
Ordinary shares	S	226	368.78
Ordinary shares	B	1075	368.75
Ordinary shares	S	13253	368.75
Ordinary shares	B	63721	368.73
Ordinary shares	S	63721	368.73
Ordinary shares	S	4400	368.70
Ordinary shares	B	14675	368.69
Ordinary shares	B	864	368.65
Ordinary shares	S	2454	368.65
Ordinary shares	B	364	368.60
Ordinary shares	S	3023	368.60
Ordinary shares	B	25000	368.56
Ordinary shares	B	62	368.55
Ordinary shares	B	4597	368.50
Ordinary shares	S	2690	368.50
Ordinary shares	S	2458	368.45
Ordinary shares	B	4126	368.40
Ordinary shares	S	432	368.40
Ordinary shares	B	5125	368.35
Ordinary shares	S	571	368.35
Ordinary shares	B	476424	368.30
Ordinary shares	S	476834	368.30
Ordinary shares	B	1667	368.25
Ordinary shares	S	216	368.25
Ordinary shares	B	145	368.23
Ordinary shares	S	145	368.23
Ordinary shares	B	2651	368.20
Ordinary shares	S	1076	368.20
Ordinary shares	B	10901	368.15
Ordinary shares	S	6075	368.15
Ordinary shares	B	3238	368.10
Ordinary shares	S	1505	368.10
Ordinary shares	S	1516	368.05
Ordinary shares	B	19796	368.00
Ordinary shares	S	4250	368.00
Ordinary shares	B	11115	367.95
Ordinary shares	S	1091	367.95
Ordinary shares	B	1077	367.90
Ordinary shares	S	6823	367.90
Ordinary shares	B	2197	367.85
Ordinary shares	S	1608	367.85
Ordinary shares	B	24080	367.80
Ordinary shares	S	614	367.80
Ordinary shares	B	41565	367.78
Ordinary shares	S	41565	367.78
Ordinary shares	B	4299	367.75
Ordinary shares	S	4430	367.75
Ordinary shares	B	23397	367.70
Ordinary shares	S	14834	367.70
Ordinary shares	B	6332	367.65
Ordinary shares	S	1342	367.65
Ordinary shares	B	7706	367.60
Ordinary shares	B	2165	367.55
Ordinary shares	S	297	367.55
Ordinary shares	B	7332	367.50
Ordinary shares	S	1702	367.50
Ordinary shares	B	18980	367.45
Ordinary shares	S	2640	367.45
Ordinary shares	B	951	367.43
Ordinary shares	S	951	367.43
Ordinary shares	B	11733	367.40
Ordinary shares	S	239	367.40
Ordinary shares	B	5706	367.35
Ordinary shares	S	2697	367.35
Ordinary shares	B	2981	367.30
Ordinary shares	S	215	367.30
Ordinary shares	B	3249	367.25
Ordinary shares	S	216	367.25
Ordinary shares	B	3329	367.20
Ordinary shares	S	446	367.20
Ordinary shares	B	2722	367.15
Ordinary shares	S	989	367.15
Ordinary shares	B	791	367.10
Ordinary shares	S	1555	367.10
Ordinary shares	B	1597	367.05
Ordinary shares	S	1616	367.05
Ordinary shares	B	12068	367.00
Ordinary shares	S	1714	367.00
Ordinary shares	B	4705	366.95
Ordinary shares	S	1298	366.95
Ordinary shares	B	17992	366.93
Ordinary shares	S	17992	366.93
Ordinary shares	B	3512	366.90
Ordinary shares	S	1512	366.90
Ordinary shares	B	1784	366.85
Ordinary shares	S	595	366.85
Ordinary shares	B	2813	366.80
Ordinary shares	S	658	366.80
Ordinary shares	B	1673	366.75
Ordinary shares	B	433	366.70
Ordinary shares	S	933	366.70
Ordinary shares	B	717	366.65
Ordinary shares	S	2613	366.65
Ordinary shares	S	2560	366.60
Ordinary shares	S	217	366.55
Ordinary shares	B	235	366.40
Ordinary shares	B	166	366.35
Ordinary shares	B	1040	366.30
Ordinary shares	B	689	366.25
Ordinary shares	B	10957	366.18
Ordinary shares	S	10957	366.18
Ordinary shares	B	2148	366.10
Ordinary shares	B	1083	366.05
Ordinary shares	S	1300	366.05
Ordinary shares	B	742	366.00
Ordinary shares	S	217	366.00
Ordinary shares	S	2058	365.95
Ordinary shares	B	2126	365.90
Ordinary shares	B	14675	365.85
Ordinary shares	S	450	365.85
Ordinary shares	B	2988	365.80
Ordinary shares	S	1455	365.80
Ordinary shares	B	3315	365.65
Ordinary shares	S	1898	365.65
Ordinary shares	B	4264	365.60
Ordinary shares	S	1748	365.60
Ordinary shares	B	1084	365.55
Ordinary shares	S	2026	365.55
Ordinary shares	B	2176	365.50
Ordinary shares	S	1870	365.50
Ordinary shares	B	217	365.45
Ordinary shares	S	3275	365.40
Ordinary shares	B	67988	365.38
Ordinary shares	S	67988	365.38
Ordinary shares	B	2602	365.35
Ordinary shares	B	1108	365.30
Ordinary shares	S	1671	365.30
Ordinary shares	B	3436	365.25
Ordinary shares	B	1075	365.20
Ordinary shares	B	1432	365.15
Ordinary shares	S	174	365.13
Ordinary shares	B	4097	365.10
Ordinary shares	S	173	365.10
Ordinary shares	B	689	365.03
Ordinary shares	S	689	365.03
Ordinary shares	B	685	364.80
Ordinary shares	S	342	364.75
Ordinary shares	S	343	364.70
Ordinary shares	S	1830	364.65
Ordinary shares	S	167	360.35
Ordinary shares	S	4101	360.30
Ordinary shares	S	5459	360.20
Ordinary shares	B	485	360.15
Ordinary shares	S	1296	360.15
Ordinary shares	B	20729	359.70
Ordinary shares	S	19869	359.70
Ordinary shares	B	9257	359.65
Ordinary shares	S	9257	359.65
Ordinary shares	S	10440	359.55
Ordinary shares	S	16788	359.50
Ordinary shares	S	331	359.25
Ordinary shares	B	4866	359.20
Ordinary shares	B	590	359.15
Ordinary shares	B	1580	359.05
Ordinary shares	S	704	359.05

Total Purchases 2,363,875

Total Sales: 2,369,055

(b) Derivatives transactions (other than options)

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a ,940long/short position

Number of reference securities

Price per unit

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Is a Supplemental Form 8 (Open Positions) attached?

Date of disclosure:	3-September-2012
Contact name:	Anthony Allen / Paul MacDonald
Telephone number:	0207 888 5416 / 8548

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

FEOEAENDELXAEFF

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