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Form 8.5 (EPT/NON-RI) Glencore International Plc

22nd May 2012 09:36

RNS Number : 8302D
Nomura International PLC (EPT)
22 May 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

21 May 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

11,133,422

0.161

5,373,928

0.078

(2) Derivatives (other than options):

232,302

0.003

(3) Options and agreements to purchase/sell:

 

TOTAL:

11,365,724

0.164

5,373,928

0.078

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

6,200,000

0.270

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

6,200,000

0.270

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

5,000

3.4330

Ordinary shares

Purchase

10,000

3.4350

Ordinary shares

Purchase

733

3.4360

Ordinary shares

Purchase

3,143

3.4375

Ordinary shares

Purchase

15,497

3.4400

Ordinary shares

Purchase

98

3.4430

Ordinary shares

Purchase

380

3.4440

Ordinary shares

Purchase

15,000

3.4445

Ordinary shares

Purchase

15,000

3.4450

Ordinary shares

Purchase

2,096

3.4465

Ordinary shares

Purchase

1,245

3.4475

Ordinary shares

Purchase

1,500

3.4485

Ordinary shares

Purchase

22,486

3.4500

Ordinary shares

Purchase

2,785

3.4505

Ordinary shares

Purchase

2,462

3.4515

Ordinary shares

Purchase

14,185

3.4520

Ordinary shares

Purchase

935

3.4530

Ordinary shares

Purchase

1,611

3.4535

Ordinary shares

Purchase

2,774

3.4540

Ordinary shares

Purchase

786

3.4545

Ordinary shares

Purchase

8,036

3.4550

Ordinary shares

Purchase

2,644

3.4555

Ordinary shares

Purchase

2,296

3.4560

Ordinary shares

Purchase

118

3.4565

Ordinary shares

Purchase

1,527

3.4590

Ordinary shares

Purchase

3,531

3.4595

Ordinary shares

Purchase

1,906

3.4600

Ordinary shares

Purchase

446

3.4605

Ordinary shares

Purchase

3,131

3.4610

Ordinary shares

Purchase

3,501

3.4615

Ordinary shares

Purchase

4,433

3.4620

Ordinary shares

Purchase

7,634

3.4625

Ordinary shares

Purchase

925

3.4630

Ordinary shares

Purchase

2,114

3.4635

Ordinary shares

Purchase

876

3.4640

Ordinary shares

Purchase

7,717

3.4650

Ordinary shares

Purchase

2,165

3.4655

Ordinary shares

Purchase

10,741

3.4660

Ordinary shares

Purchase

1,165

3.4670

Ordinary shares

Purchase

5,945

3.4680

Ordinary shares

Purchase

4,059

3.4685

Ordinary shares

Purchase

6,604

3.4690

Ordinary shares

Purchase

5,557

3.4695

Ordinary shares

Purchase

3,944

3.4700

Ordinary shares

Purchase

4,183

3.4705

Ordinary shares

Purchase

3,606

3.4710

Ordinary shares

Purchase

4,308

3.4715

Ordinary shares

Purchase

1,691

3.4720

Ordinary shares

Purchase

446

3.4725

Ordinary shares

Purchase

932

3.4730

Ordinary shares

Purchase

1,944

3.4735

Ordinary shares

Purchase

4,547

3.4740

Ordinary shares

Purchase

1,035

3.4745

Ordinary shares

Purchase

2,189

3.4750

Ordinary shares

Purchase

9,919

3.4755

Ordinary shares

Purchase

7,308

3.4760

Ordinary shares

Purchase

6,462

3.4765

Ordinary shares

Purchase

9,052

3.4770

Ordinary shares

Purchase

10,932

3.4775

Ordinary shares

Purchase

10,930

3.4780

Ordinary shares

Purchase

22,662

3.4785

Ordinary shares

Purchase

3,444

3.4790

Ordinary shares

Purchase

5,890

3.4795

Ordinary shares

Purchase

19,887

3.4797

Ordinary shares

Purchase

20,139

3.4800

Ordinary shares

Purchase

6,177

3.4805

Ordinary shares

Purchase

250,000

3.4805

Ordinary shares

Purchase

24,814

3.4810

Ordinary shares

Purchase

7,814

3.4815

Ordinary shares

Purchase

25,493

3.4820

Ordinary shares

Purchase

6,730

3.4825

Ordinary shares

Purchase

11,791

3.4830

Ordinary shares

Purchase

9,517

3.4835

Ordinary shares

Purchase

7,991

3.4840

Ordinary shares

Purchase

10,317

3.4845

Ordinary shares

Purchase

6,200

3.4850

Ordinary shares

Purchase

14,719

3.4855

Ordinary shares

Purchase

7,204

3.4860

Ordinary shares

Purchase

17,538

3.4869

Ordinary shares

Purchase

17,616

3.4870

Ordinary shares

Purchase

7,385

3.4875

Ordinary shares

Purchase

20,370

3.4880

Ordinary shares

Purchase

6,198

3.4885

Ordinary shares

Purchase

6,600

3.4889

Ordinary shares

Purchase

3,152

3.4890

Ordinary shares

Purchase

5,622

3.4895

Ordinary shares

Purchase

1,024

3.4900

Ordinary shares

Purchase

13,573

3.4905

Ordinary shares

Purchase

8,302

3.4910

Ordinary shares

Purchase

5,260

3.4920

Ordinary shares

Purchase

7,887

3.4925

Ordinary shares

Purchase

2,961

3.4930

Ordinary shares

Purchase

4,560

3.4935

Ordinary shares

Purchase

2,490

3.4940

Ordinary shares

Purchase

1,385

3.4945

Ordinary shares

Purchase

891

3.4960

Ordinary shares

Purchase

225

3.4965

Ordinary shares

Purchase

3,130

3.4970

Ordinary shares

Purchase

300

3.4975

Ordinary shares

Purchase

38,000

3.4979

Ordinary shares

Purchase

9,090

3.4985

Ordinary shares

Purchase

3,221

3.4990

Ordinary shares

Purchase

2,968

3.4995

Ordinary shares

Purchase

10,206

3.5000

Ordinary shares

Purchase

2,631

3.5005

Ordinary shares

Purchase

4,486

3.5010

Ordinary shares

Purchase

2,711

3.5015

Ordinary shares

Purchase

3,458

3.5020

Ordinary shares

Purchase

8,734

3.5025

Ordinary shares

Purchase

13,667

3.5030

Ordinary shares

Purchase

1,766

3.5035

Ordinary shares

Purchase

5,307

3.5045

Ordinary shares

Purchase

2,856

3.5050

Ordinary shares

Purchase

5,333

3.5055

Ordinary shares

Purchase

4,495

3.5060

Ordinary shares

Purchase

278

3.5090

Ordinary shares

Purchase

1,380

3.5095

Ordinary shares

Purchase

2,192

3.5105

Ordinary shares

Purchase

1,739

3.5145

Ordinary shares

Purchase

3,633

3.5150

Ordinary shares

Purchase

3,700

3.5160

Ordinary shares

Purchase

3,857

3.5170

Ordinary shares

Purchase

1,805

3.5175

Ordinary shares

Purchase

1,363

3.5180

Ordinary shares

Purchase

750

3.5190

Ordinary shares

Purchase

4,599

3.5195

Ordinary shares

Purchase

2,039

3.5200

Ordinary shares

Purchase

3,101

3.5205

Ordinary shares

Purchase

3,099

3.5210

Ordinary shares

Purchase

6,249

3.5215

Ordinary shares

Purchase

8,566

3.5220

Ordinary shares

Purchase

5,971

3.5225

Ordinary shares

Purchase

10,288

3.5230

Ordinary shares

Purchase

16,830

3.5235

Ordinary shares

Purchase

291

3.5238

Ordinary shares

Purchase

5,109

3.5240

Ordinary shares

Purchase

9,574

3.5245

Ordinary shares

Purchase

15,057

3.5250

Ordinary shares

Purchase

4,420

3.5255

Ordinary shares

Purchase

9,574

3.5260

Ordinary shares

Purchase

2,638

3.5265

Ordinary shares

Purchase

17,923

3.5270

Ordinary shares

Purchase

6,278

3.5275

Ordinary shares

Purchase

7,909

3.5280

Ordinary shares

Purchase

20,956

3.5285

Ordinary shares

Purchase

15,878

3.5290

Ordinary shares

Purchase

2,442

3.5295

Ordinary shares

Purchase

21,907

3.5300

Ordinary shares

Purchase

36,234

3.5305

Ordinary shares

Purchase

455

3.5310

Ordinary shares

Purchase

1,168

3.5315

Ordinary shares

Purchase

3,410

3.5330

Ordinary shares

Sale

2,248

3.4365

Ordinary shares

Sale

349

3.4375

Ordinary shares

Sale

9,821

3.4400

Ordinary shares

Sale

1,257

3.4405

Ordinary shares

Sale

85,000

3.4440

Ordinary shares

Sale

5,000

3.4445

Ordinary shares

Sale

1,050

3.4450

Ordinary shares

Sale

300

3.4455

Ordinary shares

Sale

846

3.4460

Ordinary shares

Sale

5,549

3.4470

Ordinary shares

Sale

5,740

3.4475

Ordinary shares

Sale

380

3.4480

Ordinary shares

Sale

1,306

3.4485

Ordinary shares

Sale

1,655

3.4495

Ordinary shares

Sale

5,235

3.4500

Ordinary shares

Sale

600

3.4505

Ordinary shares

Sale

1,659

3.4510

Ordinary shares

Sale

1,191

3.4520

Ordinary shares

Sale

3,361

3.4525

Ordinary shares

Sale

3,614

3.4530

Ordinary shares

Sale

2,537

3.4540

Ordinary shares

Sale

2,283

3.4545

Ordinary shares

Sale

4,334

3.4550

Ordinary shares

Sale

3,244

3.4555

Ordinary shares

Sale

5,130

3.4560

Ordinary shares

Sale

1,049

3.4570

Ordinary shares

Sale

2,679

3.4575

Ordinary shares

Sale

2,165

3.4580

Ordinary shares

Sale

143

3.4585

Ordinary shares

Sale

5,384

3.4590

Ordinary shares

Sale

986

3.4600

Ordinary shares

Sale

1,100

3.4610

Ordinary shares

Sale

270

3.4630

Ordinary shares

Sale

5,451

3.4640

Ordinary shares

Sale

2,369

3.4645

Ordinary shares

Sale

3,024

3.4655

Ordinary shares

Sale

2,525

3.4665

Ordinary shares

Sale

3,606

3.4670

Ordinary shares

Sale

2,258

3.4675

Ordinary shares

Sale

7,359

3.4680

Ordinary shares

Sale

3,894

3.4685

Ordinary shares

Sale

5,795

3.4690

Ordinary shares

Sale

3,569

3.4695

Ordinary shares

Sale

10,814

3.4700

Ordinary shares

Sale

4,239

3.4705

Ordinary shares

Sale

3,177

3.4710

Ordinary shares

Sale

2,214

3.4715

Ordinary shares

Sale

961

3.4720

Ordinary shares

Sale

1,065

3.4735

Ordinary shares

Sale

1,056

3.4740

Ordinary shares

Sale

9,831

3.4745

Ordinary shares

Sale

3,606

3.4750

Ordinary shares

Sale

3,538

3.4755

Ordinary shares

Sale

2,148

3.4760

Ordinary shares

Sale

2,654

3.4765

Ordinary shares

Sale

17,111

3.4770

Ordinary shares

Sale

15,218

3.4775

Ordinary shares

Sale

25,872

3.4780

Ordinary shares

Sale

5,936

3.4785

Ordinary shares

Sale

3,098

3.4790

Ordinary shares

Sale

10,542

3.4795

Ordinary shares

Sale

243,926

3.4800

Ordinary shares

Sale

1,790

3.4805

Ordinary shares

Sale

21,510

3.4810

Ordinary shares

Sale

2,697

3.4815

Ordinary shares

Sale

19,493

3.4820

Ordinary shares

Sale

3,310

3.4825

Ordinary shares

Sale

9,229

3.4830

Ordinary shares

Sale

4,669

3.4835

Ordinary shares

Sale

17,583

3.4840

Ordinary shares

Sale

13,911

3.4845

Ordinary shares

Sale

33,476

3.4850

Ordinary shares

Sale

18,579

3.4855

Ordinary shares

Sale

6,761

3.4860

Ordinary shares

Sale

4,270

3.4865

Ordinary shares

Sale

5,868

3.4870

Ordinary shares

Sale

10,719

3.4875

Ordinary shares

Sale

7,598

3.4880

Ordinary shares

Sale

14,267

3.4885

Ordinary shares

Sale

7,416

3.4890

Ordinary shares

Sale

4,256

3.4895

Ordinary shares

Sale

15,459

3.4900

Ordinary shares

Sale

6,406

3.4910

Ordinary shares

Sale

10,481

3.4915

Ordinary shares

Sale

978

3.4920

Ordinary shares

Sale

6,083

3.4925

Ordinary shares

Sale

7,270

3.4930

Ordinary shares

Sale

2,110

3.4935

Ordinary shares

Sale

395

3.4940

Ordinary shares

Sale

4,045

3.4945

Ordinary shares

Sale

9,306

3.4950

Ordinary shares

Sale

13,306

3.4955

Ordinary shares

Sale

9,068

3.4960

Ordinary shares

Sale

4,746

3.4963

Ordinary shares

Sale

5,000

3.4965

Ordinary shares

Sale

8,468

3.4970

Ordinary shares

Sale

14,879

3.4975

Ordinary shares

Sale

5,000

3.4985

Ordinary shares

Sale

1,480

3.4990

Ordinary shares

Sale

2,532

3.4995

Ordinary shares

Sale

15,986

3.5000

Ordinary shares

Sale

3,778

3.5005

Ordinary shares

Sale

9,120

3.5010

Ordinary shares

Sale

8,429

3.5015

Ordinary shares

Sale

5,099

3.5020

Ordinary shares

Sale

9,420

3.5025

Ordinary shares

Sale

2,084

3.5035

Ordinary shares

Sale

1,979

3.5040

Ordinary shares

Sale

1,918

3.5045

Ordinary shares

Sale

4,400

3.5050

Ordinary shares

Sale

2,608

3.5060

Ordinary shares

Sale

250

3.5065

Ordinary shares

Sale

857

3.5075

Ordinary shares

Sale

2,583

3.5080

Ordinary shares

Sale

2,318

3.5105

Ordinary shares

Sale

2,607

3.5115

Ordinary shares

Sale

2,335

3.5130

Ordinary shares

Sale

263

3.5140

Ordinary shares

Sale

2,745

3.5145

Ordinary shares

Sale

4,492

3.5150

Ordinary shares

Sale

7,721

3.5160

Ordinary shares

Sale

2,000

3.5170

Ordinary shares

Sale

2,065

3.5175

Ordinary shares

Sale

760

3.5180

Ordinary shares

Sale

7,285

3.5185

Ordinary shares

Sale

10,189

3.5190

Ordinary shares

Sale

5,564

3.5195

Ordinary shares

Sale

7,362

3.5200

Ordinary shares

Sale

5,239

3.5205

Ordinary shares

Sale

12,395

3.5210

Ordinary shares

Sale

9,357

3.5215

Ordinary shares

Sale

5,493

3.5220

Ordinary shares

Sale

5,943

3.5225

Ordinary shares

Sale

10,055

3.5230

Ordinary shares

Sale

7,463

3.5235

Ordinary shares

Sale

5,327

3.5240

Ordinary shares

Sale

4,323

3.5245

Ordinary shares

Sale

16,181

3.5250

Ordinary shares

Sale

10,876

3.5255

Ordinary shares

Sale

11,976

3.5260

Ordinary shares

Sale

12,589

3.5265

Ordinary shares

Sale

4,522

3.5270

Ordinary shares

Sale

10,215

3.5275

Ordinary shares

Sale

2,105

3.5285

Ordinary shares

Sale

8,263

3.5290

Ordinary shares

Sale

1,363

3.5295

Ordinary shares

Sale

27,095

3.5300

Ordinary shares

Sale

28,958

3.5305

Ordinary shares

Sale

13,369

3.5315

Ordinary shares

Sale

342

3.5320

Ordinary shares

Sale

916

3.5328

 

Total Buy - 1,267,064

Total Sell - 1,249,317

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

734,937

3.4902

Ordinary Shares

SWAP

Long

2,000

3.5174

Ordinary Shares

SWAP

Short

15,000

3.4820

Ordinary Shares

SWAP

Short

691,195

3.4897

Ordinary Shares

SWAP

Short

14,165

3.4950

Ordinary Shares

SWAP

Short

6,900

3.5235

Ordinary Shares

SWAP

Short

5,400

3.5249

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

22/05/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOPGUCWAUPPURP

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