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Form 8.5 (EPT/NON-RI) Glencore International Plc

13th Jun 2012 10:13

RNS Number : 2625F
Nomura International PLC (EPT)
13 June 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

12 June 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

11,702,655

0.169

10,837,586

0.157

(2) Derivatives (other than options):

5,410,779

0.078

(3) Options and agreements to purchase/sell:

 

TOTAL:

17,113,434

0.247

10,837,586

0.157

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

6,400,000

0.278

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

6,400,000

0.278

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

1,009

3.5870

Ordinary shares

Purchase

1,826

3.5880

Ordinary shares

Purchase

5,144

3.5900

Ordinary shares

Purchase

474

3.5955

Ordinary shares

Purchase

1,474

3.5960

Ordinary shares

Purchase

5,076

3.5980

Ordinary shares

Purchase

6,823

3.6000

Ordinary shares

Purchase

2,551

3.6005

Ordinary shares

Purchase

2,279

3.6015

Ordinary shares

Purchase

1,058

3.6025

Ordinary shares

Purchase

3,023

3.6035

Ordinary shares

Purchase

2,700

3.6050

Ordinary shares

Purchase

506

3.6055

Ordinary shares

Purchase

1,233

3.6070

Ordinary shares

Purchase

7,481

3.6100

Ordinary shares

Purchase

1,109

3.6110

Ordinary shares

Purchase

2,000

3.6115

Ordinary shares

Purchase

5,778

3.6125

Ordinary shares

Purchase

12,026

3.6130

Ordinary shares

Purchase

1,327

3.6135

Ordinary shares

Purchase

1,071

3.6145

Ordinary shares

Purchase

16,888

3.6150

Ordinary shares

Purchase

2,000

3.6160

Ordinary shares

Purchase

3,057

3.6165

Ordinary shares

Purchase

745

3.6170

Ordinary shares

Purchase

6,899

3.6175

Ordinary shares

Purchase

4,156

3.6180

Ordinary shares

Purchase

2,763

3.6185

Ordinary shares

Purchase

7,512

3.6190

Ordinary shares

Purchase

3,256

3.6195

Ordinary shares

Purchase

29,046

3.6200

Ordinary shares

Purchase

2,191

3.6205

Ordinary shares

Purchase

3,816

3.6210

Ordinary shares

Purchase

1,878

3.6215

Ordinary shares

Purchase

10,705

3.6220

Ordinary shares

Purchase

617

3.6223

Ordinary shares

Purchase

17,386

3.6225

Ordinary shares

Purchase

1,025

3.6228

Ordinary shares

Purchase

16,384

3.6230

Ordinary shares

Purchase

1,104

3.6233

Ordinary shares

Purchase

32,811

3.6235

Ordinary shares

Purchase

158

3.6238

Ordinary shares

Purchase

35,113

3.6240

Ordinary shares

Purchase

5,545

3.6245

Ordinary shares

Purchase

45,160

3.6250

Ordinary shares

Purchase

643

3.6255

Ordinary shares

Purchase

2,992

3.6260

Ordinary shares

Purchase

21,267

3.6263

Ordinary shares

Purchase

4,491

3.6265

Ordinary shares

Purchase

1,580

3.6268

Ordinary shares

Purchase

2,465

3.6270

Ordinary shares

Purchase

60,963

3.6275

Ordinary shares

Purchase

11,684

3.6280

Ordinary shares

Purchase

4,717

3.6285

Ordinary shares

Purchase

24,164

3.6290

Ordinary shares

Purchase

14,469

3.6295

Ordinary shares

Purchase

82,106

3.6300

Ordinary shares

Purchase

3,043

3.6305

Ordinary shares

Purchase

96,402

3.6310

Ordinary shares

Purchase

56,460

3.6320

Ordinary shares

Purchase

12,150

3.6325

Ordinary shares

Purchase

11,831

3.6330

Ordinary shares

Purchase

1,257

3.6335

Ordinary shares

Purchase

1,389

3.6340

Ordinary shares

Purchase

4,792

3.6345

Ordinary shares

Purchase

2,998

3.6350

Ordinary shares

Purchase

4,655

3.6355

Ordinary shares

Purchase

832

3.6360

Ordinary shares

Purchase

1,500

3.6370

Ordinary shares

Purchase

1,500

3.6380

Ordinary shares

Purchase

900

3.6385

Ordinary shares

Purchase

5,242

3.6410

Ordinary shares

Purchase

5,114

3.6420

Ordinary shares

Purchase

6,282

3.6425

Ordinary shares

Purchase

20,416

3.6430

Ordinary shares

Purchase

7,749

3.6435

Ordinary shares

Purchase

1,061

3.6440

Ordinary shares

Purchase

5,178

3.6445

Ordinary shares

Purchase

3,054

3.6450

Ordinary shares

Purchase

9,055

3.6455

Ordinary shares

Purchase

5,187

3.6460

Ordinary shares

Purchase

7,859

3.6465

Ordinary shares

Purchase

9,466

3.6470

Ordinary shares

Purchase

3,764

3.6475

Ordinary shares

Purchase

19,702

3.6480

Ordinary shares

Purchase

13,277

3.6485

Ordinary shares

Purchase

12,656

3.6490

Ordinary shares

Purchase

6,244

3.6495

Ordinary shares

Purchase

210,440

3.6500

Ordinary shares

Purchase

6,445

3.6505

Ordinary shares

Purchase

16,642

3.6510

Ordinary shares

Purchase

65,137

3.6512

Ordinary shares

Purchase

4,380

3.6515

Ordinary shares

Purchase

28,672

3.6520

Ordinary shares

Purchase

9,514

3.6525

Ordinary shares

Purchase

29,689

3.6530

Ordinary shares

Purchase

15,082

3.6535

Ordinary shares

Purchase

10,090

3.6540

Ordinary shares

Purchase

8,302

3.6545

Ordinary shares

Purchase

936

3.6550

Ordinary shares

Purchase

10,379

3.6555

Ordinary shares

Purchase

29,444

3.6560

Ordinary shares

Purchase

14,045

3.6565

Ordinary shares

Purchase

2,546

3.6570

Ordinary shares

Purchase

5,207

3.6575

Ordinary shares

Purchase

16,527

3.6580

Ordinary shares

Purchase

17,512

3.6585

Ordinary shares

Purchase

35,855

3.6590

Ordinary shares

Purchase

14,123

3.6595

Ordinary shares

Purchase

365,531

3.6600

Ordinary shares

Purchase

51,565

3.6605

Ordinary shares

Purchase

28,181

3.6610

Ordinary shares

Purchase

27,514

3.6615

Ordinary shares

Purchase

69,692

3.6620

Ordinary shares

Purchase

28,542

3.6625

Ordinary shares

Purchase

6,812

3.6630

Ordinary shares

Purchase

46,751

3.6635

Ordinary shares

Purchase

48,442

3.6638

Ordinary shares

Purchase

8,623

3.6640

Ordinary shares

Purchase

22,229

3.6645

Ordinary shares

Purchase

34,621

3.6650

Ordinary shares

Purchase

31,562

3.6655

Ordinary shares

Purchase

19,863

3.6660

Ordinary shares

Purchase

22,923

3.6665

Ordinary shares

Purchase

81,286

3.6670

Ordinary shares

Purchase

31,173

3.6675

Ordinary shares

Purchase

50,915

3.6680

Ordinary shares

Purchase

56,000

3.6681

Ordinary shares

Purchase

22,446

3.6685

Ordinary shares

Purchase

30,925

3.6690

Ordinary shares

Purchase

14,000

3.6695

Ordinary shares

Purchase

80,472

3.6700

Ordinary shares

Purchase

19,681

3.6705

Ordinary shares

Purchase

18,391

3.6710

Ordinary shares

Purchase

20,754

3.6715

Ordinary shares

Purchase

8,125

3.6720

Ordinary shares

Purchase

17,260

3.6725

Ordinary shares

Purchase

3,792

3.6730

Ordinary shares

Purchase

2,814

3.6735

Ordinary shares

Purchase

1,827

3.6740

Ordinary shares

Purchase

2,053

3.6745

Ordinary shares

Purchase

1,554

3.6750

Ordinary shares

Purchase

3,232

3.6755

Ordinary shares

Purchase

1,860

3.6760

Ordinary shares

Purchase

2,000

3.6765

Ordinary shares

Purchase

2,363

3.6770

Ordinary shares

Purchase

768

3.6800

Ordinary shares

Purchase

220

3.6830

Ordinary shares

Purchase

2,288

3.6835

Ordinary shares

Purchase

2,253

3.6840

Ordinary shares

Purchase

4,000

3.6845

Ordinary shares

Purchase

3,916

3.6850

Ordinary shares

Purchase

13,495

3.6855

Ordinary shares

Purchase

12,691

3.6860

Ordinary shares

Purchase

11,415

3.6870

Ordinary shares

Purchase

609

3.6890

Ordinary shares

Purchase

7,844

3.6895

Ordinary shares

Purchase

2,952

3.6900

Ordinary shares

Purchase

5,148

3.6910

Ordinary shares

Sale

1,007

3.5870

Ordinary shares

Sale

1,816

3.5900

Ordinary shares

Sale

1,792

3.5920

Ordinary shares

Sale

360

3.5925

Ordinary shares

Sale

946

3.5955

Ordinary shares

Sale

380

3.5960

Ordinary shares

Sale

5,140

3.5965

Ordinary shares

Sale

870

3.5970

Ordinary shares

Sale

1,678

3.6020

Ordinary shares

Sale

1,927

3.6030

Ordinary shares

Sale

1,709

3.6040

Ordinary shares

Sale

2,000

3.6045

Ordinary shares

Sale

7,106

3.6065

Ordinary shares

Sale

2,724

3.6070

Ordinary shares

Sale

1,200

3.6085

Ordinary shares

Sale

1,427

3.6095

Ordinary shares

Sale

1,410

3.6105

Ordinary shares

Sale

19,117

3.6110

Ordinary shares

Sale

3,902

3.6115

Ordinary shares

Sale

18,604

3.6120

Ordinary shares

Sale

5,411

3.6125

Ordinary shares

Sale

2,126

3.6130

Ordinary shares

Sale

1,736

3.6135

Ordinary shares

Sale

2,038

3.6145

Ordinary shares

Sale

6,069

3.6150

Ordinary shares

Sale

2,140

3.6155

Ordinary shares

Sale

586

3.6165

Ordinary shares

Sale

380

3.6170

Ordinary shares

Sale

2,000

3.6175

Ordinary shares

Sale

4,753

3.6180

Ordinary shares

Sale

1,493

3.6190

Ordinary shares

Sale

1,764

3.6195

Ordinary shares

Sale

27,178

3.6200

Ordinary shares

Sale

1,400,000

3.6204

Ordinary shares

Sale

8,734

3.6205

Ordinary shares

Sale

11,581

3.6210

Ordinary shares

Sale

9,987

3.6215

Ordinary shares

Sale

7,246

3.6220

Ordinary shares

Sale

9,191

3.6225

Ordinary shares

Sale

19,247

3.6230

Ordinary shares

Sale

14,536

3.6235

Ordinary shares

Sale

7,631

3.6240

Ordinary shares

Sale

2,082

3.6245

Ordinary shares

Sale

14,249

3.6250

Ordinary shares

Sale

24,899

3.6255

Ordinary shares

Sale

4,271

3.6260

Ordinary shares

Sale

2,640

3.6265

Ordinary shares

Sale

7,619

3.6270

Ordinary shares

Sale

9,521

3.6275

Ordinary shares

Sale

1,380

3.6280

Ordinary shares

Sale

2,858

3.6290

Ordinary shares

Sale

12,878

3.6295

Ordinary shares

Sale

2,976

3.6300

Ordinary shares

Sale

618

3.6305

Ordinary shares

Sale

2,229

3.6310

Ordinary shares

Sale

1,465

3.6340

Ordinary shares

Sale

3,876

3.6345

Ordinary shares

Sale

380

3.6380

Ordinary shares

Sale

952

3.6390

Ordinary shares

Sale

697

3.6395

Ordinary shares

Sale

1,555,534

3.6401

Ordinary shares

Sale

648

3.6425

Ordinary shares

Sale

7,257

3.6430

Ordinary shares

Sale

5,713

3.6435

Ordinary shares

Sale

1,734

3.6440

Ordinary shares

Sale

72,218

3.6443

Ordinary shares

Sale

13,109

3.6445

Ordinary shares

Sale

6,031

3.6465

Ordinary shares

Sale

12,867

3.6470

Ordinary shares

Sale

12,166

3.6475

Ordinary shares

Sale

145,000

3.6479

Ordinary shares

Sale

2,572

3.6480

Ordinary shares

Sale

5,511

3.6485

Ordinary shares

Sale

14,782

3.6490

Ordinary shares

Sale

13,489

3.6495

Ordinary shares

Sale

9,517

3.6500

Ordinary shares

Sale

539

3.6505

Ordinary shares

Sale

3,160

3.6510

Ordinary shares

Sale

14,799

3.6515

Ordinary shares

Sale

4,131

3.6520

Ordinary shares

Sale

9,713

3.6525

Ordinary shares

Sale

19,189

3.6530

Ordinary shares

Sale

8,589

3.6535

Ordinary shares

Sale

18,859

3.6540

Ordinary shares

Sale

5,730

3.6545

Ordinary shares

Sale

3,854

3.6550

Ordinary shares

Sale

3,097

3.6555

Ordinary shares

Sale

3,035

3.6560

Ordinary shares

Sale

7,682

3.6570

Ordinary shares

Sale

25,932

3.6575

Ordinary shares

Sale

8,293

3.6580

Ordinary shares

Sale

17,385

3.6585

Ordinary shares

Sale

14,197

3.6590

Ordinary shares

Sale

14,397

3.6595

Ordinary shares

Sale

73,627

3.6600

Ordinary shares

Sale

38,277

3.6605

Ordinary shares

Sale

39,978

3.6610

Ordinary shares

Sale

49,466

3.6615

Ordinary shares

Sale

49,953

3.6620

Ordinary shares

Sale

22,621

3.6625

Ordinary shares

Sale

17,712

3.6630

Ordinary shares

Sale

32,554

3.6635

Ordinary shares

Sale

15,446

3.6640

Ordinary shares

Sale

12,849

3.6645

Ordinary shares

Sale

39,045

3.6650

Ordinary shares

Sale

27,891

3.6655

Ordinary shares

Sale

33,802

3.6660

Ordinary shares

Sale

46,807

3.6665

Ordinary shares

Sale

116,030

3.6670

Ordinary shares

Sale

44,861

3.6675

Ordinary shares

Sale

14,080

3.6680

Ordinary shares

Sale

28,054

3.6685

Ordinary shares

Sale

61,424

3.6690

Ordinary shares

Sale

37,298

3.6695

Ordinary shares

Sale

14,999

3.6700

Ordinary shares

Sale

51,534

3.6705

Ordinary shares

Sale

26,691

3.6710

Ordinary shares

Sale

28,573

3.6715

Ordinary shares

Sale

35,364

3.6720

Ordinary shares

Sale

36,040

3.6725

Ordinary shares

Sale

6,121

3.6730

Ordinary shares

Sale

16,557

3.6735

Ordinary shares

Sale

7,416

3.6740

Ordinary shares

Sale

7,972

3.6745

Ordinary shares

Sale

9,606

3.6750

Ordinary shares

Sale

6,043

3.6755

Ordinary shares

Sale

4,051

3.6760

Ordinary shares

Sale

4,545

3.6765

Ordinary shares

Sale

495

3.6775

Ordinary shares

Sale

427

3.6780

Ordinary shares

Sale

214

3.6785

Ordinary shares

Sale

9,224

3.6795

Ordinary shares

Sale

493,887

3.6799

Ordinary shares

Sale

975

3.6800

Ordinary shares

Sale

650

3.6805

Ordinary shares

Sale

3,027

3.6830

Ordinary shares

Sale

5,737

3.6835

Ordinary shares

Sale

7,741

3.6845

Ordinary shares

Sale

483

3.6850

Ordinary shares

Sale

6,226

3.6855

Ordinary shares

Sale

1,264

3.6860

Ordinary shares

Sale

418

3.6865

Ordinary shares

Sale

726

3.6870

Ordinary shares

Sale

5,834

3.6875

Ordinary shares

Sale

3,078

3.6880

Ordinary shares

Sale

13,557

3.6885

Ordinary shares

Sale

1,317

3.6900

Ordinary shares

Sale

7,839

3.6910

Ordinary shares

Sale

5,482

3.6920

Ordinary shares

Sale

2,798

3.6940

 

Total Buy - 2,793,079

Total Sell - 5,405,947

 

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

Convertible Bond

Purchase

15,000,000

121.1250

Convertible Bond

Sale

2,300,000

121.5000

Convertible Bond

Sale

5,000,000

121.8750

 

 

 

 

 

 

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

1,555,534

3.6401

Ordinary Shares

SWAP

Long

1,548,095

3.6562

Ordinary Shares

SWAP

Short

13,435

3.6215

Ordinary Shares

SWAP

Short

1,476,265

3.6559

Ordinary Shares

SWAP

Short

56,000

3.6681

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

Date of disclosure:

13/06/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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